IR
Superintel
OverviewMarketsWatchlist
© 2026 IR SuperintelMethodologyContact

Cap Group Ultra Short Income (CGUI)

Q2 2026 vs Q3 2026

Comparing institutional holders between quarters

Quarters

Q3 2026Q2 2026Q1 2026Q4 2025Q3 2025
CompareDetailedHistoricalFundsOptionsShort Interest13D/13GPeersTargetingTrading SummaryProfile
LPL Financial LLC
DECREASED
Shares1,258,717 from 1,295,123
Change-36,406 (-3%)
Value$31.7M (-$1.0M)
Filed 2026-11-06
Merit Financial Group, LLC
INCREASED
Shares1,239,889 from 1,184,223
Change+55,666 (+5%)
Value$31.2M (+$1.3M)
Filed 2026-11-06
Wealth Science Advisors LLC
INCREASED
Shares328,674 from 181,463
Change+147,211 (+81%)
Value$8.3M (+$3.7M)
Filed 2026-10-09
Commonwealth Equity Services, LLC
INCREASED
Shares180,722 from 165,160
Change+15,562 (+9%)
Value$4.6M (+$377.1K)
Filed 2026-11-02
Wealthcare Advisory Partners LLC
INCREASED
Shares102,789 from 102,100
Change+689 (+1%)
Value$2.6M (+$8.2K)
Filed 2026-10-21
Tribridge Partners Financial LLC
DECREASED
Shares102,537 from 263,072
Change-160,535 (-61%)
Value$2.6M (-$4.1M)
Filed 2026-11-09
Brookstone Capital Management
DECREASED
Shares97,497 from 106,879
Change-9,382 (-9%)
Value$2.5M (-$246.0K)
Filed 2026-10-22
Strategic Blueprint, LLC
INCREASED
Shares91,279 from 89,886
Change+1,393 (+2%)
Value$2.3M (+$27.0K)
Filed 2026-10-22
Wealth Enhancement Advisory Services, LLC
INCREASED
Shares85,839 from 42,277
Change+43,562 (+103%)
Value$2.2M (+$1.1M)
Filed 2026-10-13
Cambridge Investment Research Advisors, Inc.
INCREASED
Shares80,860 from 56,613
Change+24,247 (+43%)
Value$2.0M (+$606.0K)
Filed 2026-11-02
Geneos Wealth Management Inc.
NEW
Shares44,351
Change+44,351
Value$1.1M
Filed 2026-11-09
Entruity Wealth, LLC
DECREASED
Shares41,229 from 42,462
Change-1,233 (-3%)
Value$1.0M (-$34.9K)
Filed 2026-11-06
HBW Advisory Services LLC
DECREASED
Shares30,374 from 30,750
Change-376 (-1%)
Value$765.1K (-$12.2K)
Filed 2026-10-15
FCG Investment Co
DECREASED
Shares20,771 from 21,245
Change-474 (-2%)
Value$523.2K (-$13.9K)
Filed 2026-10-13
Kestra Advisory Services, LLC
INCREASED
Shares17,935 from 14,327
Change+3,608 (+25%)
Value$451.8K (+$89.6K)
Filed 2026-11-02
Michael Brady & Co., LLC
DECREASED
Shares17,909 from 28,409
Change-10,500 (-37%)
Value$451.1K (-$267.1K)
Filed 2026-10-23
B. Riley Wealth Advisors, Inc.
NEW
Shares17,523
Change+17,523
Value$441.4K
Filed 2026-10-13
M.E. Allison & Co., Inc.
INCREASED
Shares14,505 from 10,480
Change+4,025 (+38%)
Value$365.4K (+$100.4K)
Filed 2026-10-09
Dynamic Advisor Solutions LLC
DECREASED
Shares14,457 from 15,212
Change-755 (-5%)
Value$364.2K (-$20.4K)
Filed 2026-10-13
MSH Capital Advisors LLC
NEW
Shares12,602
Change+12,602
Value$317.4K
Filed 2026-11-03
Bank of New York Mellon Corp
NEW
Shares10,144
Change+10,144
Value$255.5K
Filed 2026-11-05
Tcfg Investment Advisors, LLC
INCREASED
Shares8,688 from 8,663
Change+25 (+0%)
Value$218.8K (-$151)
Filed 2026-10-20
Lodestone Wealth Management LLC
NEW
Shares8,509
Change+8,509
Value$214.4K
Filed 2026-10-14
Thoroughbred Financial Services, LLC
INCREASED
Shares8,276 from 8,233
Change+43 (+1%)
Value$208.0K ($0)
Filed 2026-11-09
Diversify Advisory Services, LLC
NEW
Shares8,001
Change+8,001
Value$202.2K
Filed 2026-10-20
Diversify Wealth Management, LLC
NEW
Shares8,001
Change+8,001
Value$202.2K
Filed 2026-10-20
Farther Finance Advisors, LLC
INCREASED
Shares4,400 from 2,587
Change+1,813 (+70%)
Value$110.8K (+$45.4K)
Filed 2026-10-08
IFG Advisory, LLC
INCREASED
Shares4,274 from 3,162
Change+1,112 (+35%)
Value$107.7K (+$27.7K)
Filed 2026-11-09
Spire Wealth Management
UNCHANGED
Shares3,950 from 3,950
Change0 (0%)
Value$99.5K (-$355)
Filed 2026-10-30
Capital Investment Advisory Services, LLC
INCREASED
Shares1,631 from 1,530
Change+101 (+7%)
Value$41.1K (+$2.5K)
Filed 2026-10-30
Harbour Investments, Inc.
DECREASED
Shares956 from 976
Change-20 (-2%)
Value$24.1K (-$591)
Filed 2026-11-09
Hazlett, Burt & Watson, Inc.
INCREASED
Shares391 from 387
Change+4 (+1%)
Value$10 ($0)
Filed 2026-11-04
Tectonic Advisors LLC
CLOSED
Shares0 from 8,202
Change-8,202 (-100%)
Value$0 (-$207.3K)
Filed 2026-10-22
AdvisorNet Financial, Inc
CLOSED
Shares0 from 925
Change-925 (-100%)
Value$0 (-$23.4K)
Filed 2026-10-15
Wells Fargo & Company
N/A
Shares— from 467,428
Change-467,428 (-100%)
Value—
Envestnet Asset Management Inc
N/A
Shares— from 337,836
Change-337,836 (-100%)
Value—
MML Investors Services, LLC
N/A
Shares— from 309,124
Change-309,124 (-100%)
Value—
Kensington Asset Management, LLC
N/A
Shares— from 284,915
Change-284,915 (-100%)
Value—
Cetera Investment Advisers
N/A
Shares— from 279,945
Change-279,945 (-100%)
Value—
Jones Financial Companies Lllp
N/A
Shares— from 201,021
Change-201,021 (-100%)
Value—
Osaic Holdings, Inc.
N/A
Shares— from 175,953
Change-175,953 (-100%)
Value—
Kingsview Wealth Management, LLC
N/A
Shares— from 171,231
Change-171,231 (-100%)
Value—
Steward Partners Investment Advisory, LLC
N/A
Shares— from 166,542
Change-166,542 (-100%)
Value—
Raymond James Financial Inc
N/A
Shares— from 134,468
Change-134,468 (-100%)
Value—
Captrust Financial Advisors
N/A
Shares— from 121,214
Change-121,214 (-100%)
Value—
Capital Group Private Client Services, Inc.
N/A
Shares— from 111,267
Change-111,267 (-100%)
Value—
Royal Bank of Canada
N/A
Shares— from 91,100
Change-91,100 (-100%)
Value—
Capital International Investors
N/A
Shares— from 82,000
Change-82,000 (-100%)
Value—
Jane Street Group, LLC
N/A
Shares— from 78,810
Change-78,810 (-100%)
Value—
Susquehanna International Group, LLP
N/A
Shares— from 60,384
Change-60,384 (-100%)
Value—
Citadel Advisors LLC
N/A
Shares— from 51,665
Change-51,665 (-100%)
Value—
Private Advisor Group, LLC
N/A
Shares— from 49,965
Change-49,965 (-100%)
Value—
Natixis Advisors, LLC
N/A
Shares— from 33,852
Change-33,852 (-100%)
Value—
5T Wealth, LLC
N/A
Shares— from 30,500
Change-30,500 (-100%)
Value—
World Investment Advisors
N/A
Shares— from 25,698
Change-25,698 (-100%)
Value—
&partners
N/A
Shares— from 14,640
Change-14,640 (-100%)
Value—
Capital Analysts, LLC
N/A
Shares— from 10,914
Change-10,914 (-100%)
Value—
Ameritas Advisory Services, LLC
N/A
Shares— from 10,228
Change-10,228 (-100%)
Value—
UBS Group AG
N/A
Shares— from 9,111
Change-9,111 (-100%)
Value—
Graney & King, LLC
N/A
Shares— from 5,750
Change-5,750 (-100%)
Value—
Arax Advisory Partners
N/A
Shares— from 5,252
Change-5,252 (-100%)
Value—
Ameriflex Group, Inc.
N/A
Shares— from 3,950
Change-3,950 (-100%)
Value—
Synergy Investment Management, LLC
N/A
Shares— from 3,300
Change-3,300 (-100%)
Value—
Rothschild Investment LLC
N/A
Shares— from 2,800
Change-2,800 (-100%)
Value—
BFC Planning, Inc.
N/A
Shares— from 2,500
Change-2,500 (-100%)
Value—
Status
LPL Financial LLC
DECREASED1,258,7171,295,123-36,406-3%$32.7M$31.7M-$1.0M2026-11-06
Merit Financial Group, LLC
INCREASED1,239,8891,184,223+55,666+5%$29.9M$31.2M+$1.3M2026-11-06
Wealth Science Advisors LLC
INCREASED328,674181,463+147,211+81%$4.6M$8.3M+$3.7M2026-10-09
Commonwealth Equity Services, LLC
INCREASED180,722165,160+15,562+9%$4.2M$4.6M+$377.1K2026-11-02
Wealthcare Advisory Partners LLC
INCREASED102,789102,100+689+1%$2.6M$2.6M+$8.2K2026-10-21
Tribridge Partners Financial LLC
DECREASED102,537263,072-160,535-61%$6.7M$2.6M-$4.1M2026-11-09
Brookstone Capital Management
DECREASED97,497106,879-9,382-9%$2.7M$2.5M-$246.0K2026-10-22
Strategic Blueprint, LLC
INCREASED91,27989,886+1,393+2%$2.3M$2.3M+$27.0K2026-10-22
Wealth Enhancement Advisory Services, LLC
INCREASED85,83942,277+43,562+103%$1.1M$2.2M+$1.1M2026-10-13
Cambridge Investment Research Advisors, Inc.
INCREASED80,86056,613+24,247+43%$1.4M$2.0M+$606.0K2026-11-02
Geneos Wealth Management Inc.
NEW44,351—+44,351——$1.1M—2026-11-09
Entruity Wealth, LLC
DECREASED41,22942,462-1,233-3%$1.1M$1.0M-$34.9K2026-11-06
HBW Advisory Services LLC
DECREASED30,37430,750-376-1%$777.4K$765.1K-$12.2K2026-10-15
FCG Investment Co
DECREASED20,77121,245-474-2%$537.1K$523.2K-$13.9K2026-10-13
Kestra Advisory Services, LLC
INCREASED17,93514,327+3,608+25%$362.2K$451.8K+$89.6K2026-11-02
Michael Brady & Co., LLC
DECREASED17,90928,409-10,500-37%$718.2K$451.1K-$267.1K2026-10-23
B. Riley Wealth Advisors, Inc.
NEW17,523—+17,523——$441.4K—2026-10-13
M.E. Allison & Co., Inc.
INCREASED14,50510,480+4,025+38%$264.9K$365.4K+$100.4K2026-10-09
Dynamic Advisor Solutions LLC
DECREASED14,45715,212-755-5%$384.6K$364.2K-$20.4K2026-10-13
MSH Capital Advisors LLC
NEW12,602—+12,602——$317.4K—2026-11-03
Bank of New York Mellon Corp
NEW10,144—+10,144——$255.5K—2026-11-05
Tcfg Investment Advisors, LLC
INCREASED8,6888,663+25+0%$219.0K$218.8K-$1512026-10-20
Lodestone Wealth Management LLC
NEW8,509—+8,509——$214.4K—2026-10-14
Thoroughbred Financial Services, LLC
INCREASED8,2768,233+43+1%$208.0K$208.0K$02026-11-09
Diversify Advisory Services, LLC
NEW8,001—+8,001——$202.2K—2026-10-20
Diversify Wealth Management, LLC
NEW8,001—+8,001——$202.2K—2026-10-20
Farther Finance Advisors, LLC
INCREASED4,4002,587+1,813+70%$65.4K$110.8K+$45.4K2026-10-08
IFG Advisory, LLC
INCREASED4,2743,162+1,112+35%$79.9K$107.7K+$27.7K2026-11-09
Spire Wealth Management
UNCHANGED3,9503,95000%$99.9K$99.5K-$3552026-10-30
Capital Investment Advisory Services, LLC
INCREASED1,6311,530+101+7%$38.7K$41.1K+$2.5K2026-10-30
Harbour Investments, Inc.
DECREASED956976-20-2%$24.7K$24.1K-$5912026-11-09
Hazlett, Burt & Watson, Inc.
INCREASED391387+4+1%$10$10$02026-11-04
Tectonic Advisors LLC
CLOSED08,202-8,202-100%$207.3K$0-$207.3K2026-10-22
AdvisorNet Financial, Inc
CLOSED0925-925-100%$23.4K$0-$23.4K2026-10-15
Wells Fargo & Company
N/A—467,428-467,428-100%$11.8M———
Envestnet Asset Management Inc
N/A—337,836-337,836-100%$8.5M———
MML Investors Services, LLC
N/A—309,124-309,124-100%$7.8M———
Kensington Asset Management, LLC
N/A—284,915-284,915-100%$7.2M———
Cetera Investment Advisers
N/A—279,945-279,945-100%$7.1M———
Jones Financial Companies Lllp
N/A—201,021-201,021-100%$5.1M———
Osaic Holdings, Inc.
N/A—175,953-175,953-100%$4.4M———
Kingsview Wealth Management, LLC
N/A—171,231-171,231-100%$4.3M———
Steward Partners Investment Advisory, LLC
N/A—166,542-166,542-100%$4.2M———
Raymond James Financial Inc
N/A—134,468-134,468-100%$3.4M———
Captrust Financial Advisors
N/A—121,214-121,214-100%$3.1M———
Capital Group Private Client Services, Inc.
N/A—111,267-111,267-100%$2.8M———
Royal Bank of Canada
N/A—91,100-91,100-100%$2.3M———
Capital International Investors
N/A—82,000-82,000-100%$2.1M———
Jane Street Group, LLC
N/A—78,810-78,810-100%$2.0M———
Susquehanna International Group, LLP
N/A—60,384-60,384-100%$1.5M———
Citadel Advisors LLC
N/A—51,665-51,665-100%$1.3M———
Private Advisor Group, LLC
N/A—49,965-49,965-100%$1.3M———
Natixis Advisors, LLC
N/A—33,852-33,852-100%$855.0K———
5T Wealth, LLC
N/A—30,500-30,500-100%$771.0K———
World Investment Advisors
N/A—25,698-25,698-100%$649.6K———
&partners
N/A—14,640-14,640-100%$370.1K———
Capital Analysts, LLC
N/A—10,914-10,914-100%$276.0K———
Ameritas Advisory Services, LLC
N/A—10,228-10,228-100%$258.6K———
UBS Group AG
N/A—9,111-9,111-100%$230.3K———
Graney & King, LLC
N/A—5,750-5,750-100%$145.4K———
Arax Advisory Partners
N/A—5,252-5,252-100%$132.8K———
Ameriflex Group, Inc.
N/A—3,950-3,950-100%$99.9K———
Synergy Investment Management, LLC
N/A—3,300-3,300-100%$83.4K———
Rothschild Investment LLC
N/A—2,800-2,800-100%$70.8K———
BFC Planning, Inc.
N/A—2,500-2,500-100%$63.2K———
Showing 65 of 65 institutions