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Capital Southwest Corp

CUSIP: 140501AE7 | TRACE | 63 institutional holders

Quarters

Q3 2026Q2 2026Q1 2026Q4 2025Q3 2025
CompareDetailedHistoricalFundsOptionsShort Interest13D/13GPeersTargetingTrading SummaryProfile

Institutional Holders — Q3 2026

Wolverine Asset Management LLC22,882,000
0.2% of portfolio›$23.5M
Victory Capital Management Inc15,358,000
0.0% of portfolio›$15.8M
Context Capital Management, LLC7,634,000
0.2% of portfolio›$7.9M
Income Research & Management7,427,000
4.7% of portfolio›$7.7M
SMH Capital Advisors Inc936,000
3.7% of portfolio›$967.4K
Succession Financial, Inc.464,000
0.5% of portfolio›$488.5K
Aegon USA Investment Management, LLC185,000
0.1% of portfolio›$191.2K
Wealthstar Advisors, LLC108,000
0.0% of portfolio›$113.7K
Thrivent Financial for Lutherans85,000
0.0% of portfolio›$88
Eagle Point Credit Management LLC35,000
0.1% of portfolio›$36.3K
OneDigital Investment Advisors LLC25,000
0.0% of portfolio›$25.5K
Goldstein Advisors, LLC14,000
0.0% of portfolio›$14.3K
Truist Financial Corp12,000
0.0% of portfolio›$12.9K
Lanark Financial, Inc.11,000
0.0% of portfolio›$11.4K
StyleTurnoverLocationFiled
Wolverine Asset Management LLC
22,882,000$23.5M0.2%Deep ValueVery HighChicago, IL2026-11-02
Victory Capital Management Inc
15,358,000$15.8M0.0%CoreMediumSan Antonio, TX2026-11-10
Context Capital Management, LLC
7,634,000$7.9M0.2%GrowthHighGreenwich, CT2026-11-04
Income Research & Management
7,427,000$7.7M4.7%N/AN/ABoston, MA2026-10-21
SMH Capital Advisors Inc
936,000$967.4K3.7%YieldMediumFort Worth, TX2026-10-29
Succession Financial, Inc.
464,000$488.5K0.5%ETFN/AMckinney, TX2026-10-14
Aegon USA Investment Management, LLC
185,000$191.2K0.1%ETFVery LowCedar Rapids, IA2026-10-30
Wealthstar Advisors, LLC
108,000$113.7K0.0%ETFMediumPlano, TX2026-10-19
Thrivent Financial for Lutherans
85,000$880.0%CoreMediumMinneapolis, MN2026-11-05
Eagle Point Credit Management LLC
35,000$36.3K0.1%YieldMediumGreenwich, CT2026-11-06
OneDigital Investment Advisors LLC
25,000$25.5K0.0%ETFMediumOverland Park, KS2026-11-10
Goldstein Advisors, LLC
14,000$14.3K0.0%ETFMediumMadison, WI2026-10-15
Truist Financial Corp
12,000$12.9K0.0%CoreLowCharlotte, NC2026-10-30
Lanark Financial, Inc.
11,000$11.4K0.0%CoreMediumBirmingham, AL2026-10-26