Capital Southwest Corp

Q2 2026 vs Q3 2026

Comparing institutional holders between quarters

Compare Detailed Historical Funds Options Short Interest 13D/13G Peers Targeting Trading Summary Profile

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Wolverine Asset Management LLC

INCREASED

Shares22,882,000 from 14,834,000

Change+8,048,000 (+54%)

Value$23.5M (+$8.0M)

Filed 2026-11-02

Victory Capital Management Inc

UNCHANGED

Shares15,358,000 from 15,358,000

Change0 (0%)

Value$15.8M (-$197.7K)

Filed 2026-11-10

Context Capital Management, LLC

UNCHANGED

Shares7,634,000 from 7,634,000

Change0 (0%)

Value$7.9M (-$49.6K)

Filed 2026-11-04

Income Research & Management

DECREASED

Shares7,427,000 from 9,227,000

Change-1,800,000 (-20%)

Value$7.7M (-$1.9M)

Filed 2026-10-21

SMH Capital Advisors Inc

INCREASED

Shares936,000 from 883,000

Change+53,000 (+6%)

Value$967.4K (+$49.0K)

Filed 2026-10-29

Succession Financial, Inc.

DECREASED

Shares464,000 from 465,000

Change-1,000 (0%)

Value$488.5K (+$1.9K)

Filed 2026-10-14

Aegon USA Investment Management, LLC

UNCHANGED

Shares185,000 from 185,000

Change0 (0%)

Value$191.2K (-$1.2K)

Filed 2026-10-30

Wealthstar Advisors, LLC

UNCHANGED

Shares108,000 from 108,000

Change0 (0%)

Value$113.7K (+$682)

Filed 2026-10-19

Thrivent Financial for Lutherans

NEW

Shares85,000

Change+85,000

Value$88

Filed 2026-11-05

Eagle Point Credit Management LLC

DECREASED

Shares35,000 from 1,480,000

Change-1,445,000 (-98%)

Value$36.3K (-$1.5M)

Filed 2026-11-06

OneDigital Investment Advisors LLC

UNCHANGED

Shares25,000 from 25,000

Change0 (0%)

Value$25.5K (-$552)

Filed 2026-11-10

Goldstein Advisors, LLC

UNCHANGED

Shares14,000 from 14,000

Change0 (0%)

Value$14.3K (-$309)

Filed 2026-10-15

Truist Financial Corp

UNCHANGED

Shares12,000 from 12,000

Change0 (0%)

Value$12.9K (+$402)

Filed 2026-10-30

Lanark Financial, Inc.

UNCHANGED

Shares11,000 from 11,000

Change0 (0%)

Value$11.4K (-$71)

Filed 2026-10-26

Advent Capital Management

CLOSED

Shares0 from 4,038,000

Change-4,038,000 (-100%)

Value$0 (-$4.2M)

Filed 2026-11-09

SSI Investment Management LLC

CLOSED

Shares0 from 2,500,000

Change-2,500,000 (-100%)

Value$0 (-$2.6M)

Filed 2026-11-10

Amtrust Financial Services, Inc.

CLOSED

Shares0 from 170,000

Change-170,000 (-100%)

Value$0 (-$177.4K)

Filed 2026-10-19

Prime Capital Investment Advisors, LLC

CLOSED

Shares0 from 30,000

Change-30,000 (-100%)

Value$0 (-$31.2K)

Filed 2026-10-20

Foursixthree Capital LP

N/A

Shares— from 66,836,000

Change-66,836,000 (-100%)

Value—

Millennium Management LLC

N/A

Shares— from 51,206,000

Change-51,206,000 (-100%)

Value—

Jump Financial, LLC

N/A

Shares— from 27,972,000

Change-27,972,000 (-100%)

Value—

Two Sigma Investments, LP

N/A

Shares— from 14,730,000

Change-14,730,000 (-100%)

Value—

HBK Investments L P

N/A

Shares— from 10,763,000

Change-10,763,000 (-100%)

Value—

Schroder Investment Management Group

N/A

Shares— from 7,350,000

Change-7,350,000 (-100%)

Value—

JPMorgan Chase & Co

N/A

Shares— from 3,773,000

Change-3,773,000 (-100%)

Value—

Walleye Capital LLC

N/A

Shares— from 3,000,000

Change-3,000,000 (-100%)

Value—

Ares Systematic Credit Ltd

N/A

Shares— from 2,000,000

Change-2,000,000 (-100%)

Value—

Wells Fargo & Company

N/A

Shares— from 974,000

Change-974,000 (-100%)

Value—

&partners

N/A

Shares— from 228,000

Change-228,000 (-100%)

Value—

Principal Securities, Inc.

N/A

Shares— from 60,000

Change-60,000 (-100%)

Value—

Planning Directions Inc

N/A

Shares— from 50,000

Change-50,000 (-100%)

Value—

Envestnet Asset Management Inc

N/A

Shares— from 49,000

Change-49,000 (-100%)

Value—

Stifel Financial Corp

N/A

Shares— from 26,000

Change-26,000 (-100%)

Value—

Cetera Investment Advisers

N/A

Shares— from 16,000

Change-16,000 (-100%)

Value—

LaSalle St. Investment Advisors, LLC

N/A

Shares— from 15,000

Change-15,000 (-100%)

Value—

Laffer Tengler Investments, Inc.

N/A

Shares— from 3,372

Change-3,372 (-100%)

Value—

	Status
Wolverine Asset Management LLC	INCREASED	22,882,000	14,834,000	+8,048,000	+54%	$15.4M	$23.5M	+$8.0M	2026-11-02
Victory Capital Management Inc	UNCHANGED	15,358,000	15,358,000	0	0%	$16.0M	$15.8M	-$197.7K	2026-11-10
Context Capital Management, LLC	UNCHANGED	7,634,000	7,634,000	0	0%	$8.0M	$7.9M	-$49.6K	2026-11-04
Income Research & Management	DECREASED	7,427,000	9,227,000	-1,800,000	-20%	$9.6M	$7.7M	-$1.9M	2026-10-21
SMH Capital Advisors Inc	INCREASED	936,000	883,000	+53,000	+6%	$918.3K	$967.4K	+$49.0K	2026-10-29
Succession Financial, Inc.	DECREASED	464,000	465,000	-1,000	0%	$486.6K	$488.5K	+$1.9K	2026-10-14
Aegon USA Investment Management, LLC	UNCHANGED	185,000	185,000	0	0%	$192.4K	$191.2K	-$1.2K	2026-10-30
Wealthstar Advisors, LLC	UNCHANGED	108,000	108,000	0	0%	$113.0K	$113.7K	+$682	2026-10-19
Thrivent Financial for Lutherans	NEW	85,000	—	+85,000	—	—	$88	—	2026-11-05
Eagle Point Credit Management LLC	DECREASED	35,000	1,480,000	-1,445,000	-98%	$1.5M	$36.3K	-$1.5M	2026-11-06
OneDigital Investment Advisors LLC	UNCHANGED	25,000	25,000	0	0%	$26.1K	$25.5K	-$552	2026-11-10
Goldstein Advisors, LLC	UNCHANGED	14,000	14,000	0	0%	$14.6K	$14.3K	-$309	2026-10-15
Truist Financial Corp	UNCHANGED	12,000	12,000	0	0%	$12.5K	$12.9K	+$402	2026-10-30
Lanark Financial, Inc.	UNCHANGED	11,000	11,000	0	0%	$11.4K	$11.4K	-$71	2026-10-26
Advent Capital Management	CLOSED	0	4,038,000	-4,038,000	-100%	$4.2M	$0	-$4.2M	2026-11-09
SSI Investment Management LLC	CLOSED	0	2,500,000	-2,500,000	-100%	$2.6M	$0	-$2.6M	2026-11-10
Amtrust Financial Services, Inc.	CLOSED	0	170,000	-170,000	-100%	$177.4K	$0	-$177.4K	2026-10-19
Prime Capital Investment Advisors, LLC	CLOSED	0	30,000	-30,000	-100%	$31.2K	$0	-$31.2K	2026-10-20
Foursixthree Capital LP	N/A	—	66,836,000	-66,836,000	-100%	$70.0M	—	—	—
Millennium Management LLC	N/A	—	51,206,000	-51,206,000	-100%	$53.5M	—	—	—
Jump Financial, LLC	N/A	—	27,972,000	-27,972,000	-100%	$29.1M	—	—	—
Two Sigma Investments, LP	N/A	—	14,730,000	-14,730,000	-100%	$15.3M	—	—	—
HBK Investments L P	N/A	—	10,763,000	-10,763,000	-100%	$11.3M	—	—	—
Schroder Investment Management Group	N/A	—	7,350,000	-7,350,000	-100%	$7.6M	—	—	—
JPMorgan Chase & Co	N/A	—	3,773,000	-3,773,000	-100%	$3.8M	—	—	—
Walleye Capital LLC	N/A	—	3,000,000	-3,000,000	-100%	$3.1M	—	—	—
Ares Systematic Credit Ltd	N/A	—	2,000,000	-2,000,000	-100%	$2.1M	—	—	—
Wells Fargo & Company	N/A	—	974,000	-974,000	-100%	$993.5K	—	—	—
&partners	N/A	—	228,000	-228,000	-100%	$237.1K	—	—	—
Principal Securities, Inc.	N/A	—	60,000	-60,000	-100%	$62.4K	—	—	—
Planning Directions Inc	N/A	—	50,000	-50,000	-100%	$52.3K	—	—	—
Envestnet Asset Management Inc	N/A	—	49,000	-49,000	-100%	$51.0K	—	—	—
Stifel Financial Corp	N/A	—	26,000	-26,000	-100%	$26.0K	—	—	—
Cetera Investment Advisers	N/A	—	16,000	-16,000	-100%	$16.6K	—	—	—
LaSalle St. Investment Advisors, LLC	N/A	—	15,000	-15,000	-100%	$15.6K	—	—	—
Laffer Tengler Investments, Inc.	N/A	—	3,372	-3,372	-100%	$3.6M	—	—	—

Showing 36 of 36 institutions