Capstead Mortgage Corp (CMO)

Q2 2021 vs Q3 2021

Comparing institutional holders between quarters

Compare Detailed Historical Funds Options 13D/13G Peers Targeting Trading Summary Profile

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BlackRock Inc.

DECREASED

Shares17,375,817 from 18,012,076

Change-636,259 (-4%)

Value$116.2K (+$5.7K)

Filed 2021-11-09

Vanguard Group Inc

INCREASED

Shares10,141,524 from 9,943,914

Change+197,610 (+2%)

Value$67.8K (+$6.8K)

Filed 2021-11-12

Price T Rowe Associates Inc

INCREASED

Shares5,998,484 from 5,192,497

Change+805,987 (+16%)

Value$40.1K (+$8.2K)

Filed 2021-11-15

Paradice Investment Management LLC

INCREASED

Shares4,196,167 from 4,075,354

Change+120,813 (+3%)

Value$28.1K (+$3.0K)

Filed 2021-11-02

Invesco Ltd.

DECREASED

Shares4,191,986 from 4,311,309

Change-119,323 (-3%)

Value$28.0K (+$1.6K)

Filed 2021-11-15

Geode Capital Management, LLC

INCREASED

Shares3,418,286 from 1,558,483

Change+1,859,803 (+119%)

Value$22.9K (+$13.3K)

Filed 2021-11-12

State Street Corp

INCREASED

Shares3,355,138 from 3,335,990

Change+19,148 (+1%)

Value$22.7K (+$1.7K)

Filed 2021-11-15

Bank of America Corp

INCREASED

Shares2,002,265 from 1,900,901

Change+101,364 (+5%)

Value$13.4K (+$1.7K)

Filed 2021-11-15

Mirae Asset Global Investments Co., Ltd.

INCREASED

Shares1,579,282 from 1,559,035

Change+20,247 (+1%)

Value$10.6K (+$993)

Filed 2021-11-15

Orchard Capital Management, LLC

UNCHANGED

Shares1,389,299 from 1,389,299

Change0 (0%)

Value$9.3K (+$764)

Filed 2021-11-15

Charles Schwab Investment Management Inc

INCREASED

Shares1,267,922 from 1,186,196

Change+81,726 (+7%)

Value$8.5K (+$1.2K)

Filed 2021-11-16

Northern Trust Corp

DECREASED

Shares1,113,348 from 1,117,613

Change-4,265 (0%)

Value$7.4K (+$588)

Filed 2021-11-15

Bank of New York Mellon Corp

INCREASED

Shares1,108,438 from 1,056,381

Change+52,057 (+5%)

Value$7.4K (+$928)

Filed 2021-11-18

Credit Suisse AG/

INCREASED

Shares966,676 from 675,323

Change+291,353 (+43%)

Value$6.5K (+$2.4K)

Filed 2021-11-12

AQR Arbitrage LLC

NEW

Shares872,942

Change+872,942

Value$5.8K

Filed 2021-11-15

Two Sigma Advisers, LP

DECREASED

Shares812,643 from 893,043

Change-80,400 (-9%)

Value$5.4K (-$46)

Filed 2021-11-15

Verition Fund Management LLC

NEW

Shares685,972

Change+685,972

Value$4.6K

Filed 2021-11-15

Alberta Investment Management Corp

UNCHANGED

Shares670,072 from 670,072

Change0 (0%)

Value$4.5K (+$369)

Filed 2021-11-15

EMG Holdings, L.P.

NEW

Shares668,000

Change+668,000

Value$4.5K

Filed 2021-11-15

Principal Financial Group Inc

DECREASED

Shares661,295 from 680,797

Change-19,502 (-3%)

Value$4.4K (+$244)

Filed 2021-11-09

Morgan Stanley

INCREASED

Shares442,317 from 434,150

Change+8,167 (+2%)

Value$3.0K (+$294)

Filed 2021-11-15

Goldman Sachs Group Inc

DECREASED

Shares414,862 from 751,140

Change-336,278 (-45%)

Value$2.8K (-$1.8K)

Filed 2022-01-20

Ameriprise Financial Inc

DECREASED

Shares414,702 from 428,143

Change-13,441 (-3%)

Value$2.8K (+$146)

Filed 2021-11-15

Two Sigma Investments, LP

DECREASED

Shares409,604 from 818,668

Change-409,064 (-50%)

Value$2.7K (-$2.3K)

Filed 2021-11-15

Nuveen Asset Management, LLC

DECREASED

Shares407,552 from 418,252

Change-10,700 (-3%)

Value$2.8K (+$268)

Filed 2021-11-12

Parametric Portfolio Associates LLC

INCREASED

Shares407,548 from 204,767

Change+202,781 (+99%)

Value$2.7K (+$1.5K)

Filed 2021-11-15

JPMorgan Chase & Co

DECREASED

Shares397,345 from 564,690

Change-167,345 (-30%)

Value$2.7K (-$809)

Filed 2021-11-12

Renaissance Technologies LLC

DECREASED

Shares394,700 from 1,131,132

Change-736,432 (-65%)

Value$2.6K (-$4.3K)

Filed 2021-11-12

IndexIQ Advisors LLC

INCREASED

Shares386,974 from 40,245

Change+346,729 (+862%)

Value$2.6K (+$2.3K)

Filed 2021-11-10

Millennium Management LLC

INCREASED

Shares354,125 from 23,771

Change+330,354 (+1390%)

Value$2.4K (+$2.2K)

Filed 2021-11-15

Citigroup Inc

INCREASED

Shares330,199 from 172,314

Change+157,885 (+92%)

Value$2.2K (+$1.2K)

Filed 2021-11-10

Rhumbline Advisers

DECREASED

Shares281,233 from 317,550

Change-36,317 (-11%)

Value$1.9K (-$69)

Filed 2021-11-12

SG Americas Securities, LLC

INCREASED

Shares228,413 from 67,674

Change+160,739 (+238%)

Value$1.5K (+$1.1K)

Filed 2021-11-01

Legal & General Group Plc

INCREASED

Shares219,610 from 198,285

Change+21,325 (+11%)

Value$1.5K (+$252)

Filed 2021-11-15

Swiss National Bank

UNCHANGED

Shares213,300 from 213,300

Change0 (0%)

Value$1.4K (+$117)

Filed 2021-11-08

Public Sector Pension Investment Board

DECREASED

Shares211,950 from 248,376

Change-36,426 (-15%)

Value$1.4K (-$107)

Filed 2021-11-12

Barclays PLC

INCREASED

Shares191,906 from 54,307

Change+137,599 (+253%)

Value$1.3K (+$950)

Filed 2021-11-09

Centiva Capital, LP

NEW

Shares160,721

Change+160,721

Value$1.1K

Filed 2021-11-17

Ergoteles LLC

NEW

Shares151,322

Change+151,322

Value$1.0K

Filed 2022-04-21

Olympiad Research LP

NEW

Shares143,988

Change+143,988

Value$963

Filed 2021-11-09

First Trust Advisors LP

NEW

Shares137,731

Change+137,731

Value$921

Filed 2021-11-15

Osaic Holdings, Inc.

INCREASED

Shares134,547 from 118,688

Change+15,859 (+13%)

Value$900 (+$170)

Filed 2021-11-05

California State Teachers Retirement System

DECREASED

Shares131,097 from 131,446

Change-349 (0%)

Value$877 (+$70)

Filed 2021-11-15

Concorde Asset Management, LLC

INCREASED

Shares129,773 from 41,517

Change+88,256 (+213%)

Value$868 (+$613)

Filed 2021-10-21

UBS Group AG

INCREASED

Shares127,513 from 103,389

Change+24,124 (+23%)

Value$852 (+$217)

Filed 2021-11-15

Wells Fargo & Company

DECREASED

Shares126,202 from 673,113

Change-546,911 (-81%)

Value$845 (-$3.3K)

Filed 2021-11-15

HSBC Holdings PLC

INCREASED

Shares122,076 from 13,900

Change+108,176 (+778%)

Value$822 (+$737)

Filed 2021-11-12

Penn Mutual Asset Management

INCREASED

Shares121,478 from 92,300

Change+29,178 (+32%)

Value$813 (+$162)

Filed 2021-11-05

Winton Group Ltd

INCREASED

Shares115,541 from 105,347

Change+10,194 (+10%)

Value$773 (+$126)

Filed 2021-10-28

BNP Paribas Financial Markets

INCREASED

Shares103,397 from 45,610

Change+57,787 (+127%)

Value$691.7K (+$411.7K)

Filed 2021-11-16

Comerica Bank

DECREASED

Shares88,053 from 90,853

Change-2,800 (-3%)

Value$572 (-$16)

Filed 2021-11-22

Canada Life Assurance Co

INCREASED

Shares84,812 from 78,998

Change+5,814 (+7%)

Value$573 (+$88)

Filed 2021-11-15

LSV Asset Management

UNCHANGED

Shares79,900 from 79,900

Change0 (0%)

Value$534 (+$44)

Filed 2021-11-04

Thrivent Financial for Lutherans

DECREASED

Shares78,306 from 79,173

Change-867 (-1%)

Value$524 (+$38)

Filed 2021-11-15

State Board of Administration of Florida Retirement System

INCREASED

Shares76,644 from 71,209

Change+5,435 (+8%)

Value$513 (+$76)

Filed 2021-11-08

Deutsche Bank Ag\

INCREASED

Shares75,425 from 71,176

Change+4,249 (+6%)

Value$505 (+$68)

Filed 2021-11-04

Commonwealth of Pennsylvania Public School Empls Retrmt SYS

DECREASED

Shares73,453 from 74,323

Change-870 (-1%)

Value$491 (+$35)

Filed 2021-11-10

Texas Permanent School Fund Corp

DECREASED

Shares71,662 from 72,174

Change-512 (-1%)

Value$479 (+$36)

Filed 2021-10-28

State of Alaska, Department of Revenue

INCREASED

Shares70,668 from 67,023

Change+3,645 (+5%)

Value$472 (+$61)

Filed 2021-10-07

Independent Financial Group, LLC

NEW

Shares60,450

Change+60,450

Value$404.4K

Filed 2026-06-15

American International Group, Inc.

DECREASED

Shares59,982 from 62,069

Change-2,087 (-3%)

Value$401 (+$20)

Filed 2021-11-19

New York State Common Retirement Fund

DECREASED

Shares59,966 from 74,480

Change-14,514 (-19%)

Value$401 (-$56)

Filed 2021-11-02

Norges Bank

UNCHANGED

Shares58,273 from 58,273

Change0 (0%)

Value$390 (+$32)

Filed 2022-11-14

Nisa Investment Advisors, LLC

DECREASED

Shares56,800 from 60,292

Change-3,492 (-6%)

Value$380 (+$10)

Filed 2021-10-18

State of Tennessee, Department of Treasury

DECREASED

Shares54,688 from 56,885

Change-2,197 (-4%)

Value$367 (+$18)

Filed 2021-11-12

Amalgamated Bank

DECREASED

Shares46,826 from 47,624

Change-798 (-2%)

Value$313.0K (+$21.0K)

Filed 2021-10-29

Louisiana State Employees Retirement System

INCREASED

Shares46,700 from 43,700

Change+3,000 (+7%)

Value$312 (+$44)

Filed 2021-10-12

Alliancebernstein L.P.

DECREASED

Shares43,257 from 53,137

Change-9,880 (-19%)

Value$289 (-$37)

Filed 2021-11-10

Voya Investment Management LLC

DECREASED

Shares42,432 from 167,342

Change-124,910 (-75%)

Value$284 (-$743)

Filed 2021-11-15

Oregon Public Employees Retirement Fund

DECREASED

Shares39,496 from 39,696

Change-200 (0%)

Value$264 (+$20)

Filed 2021-10-19

Maryland State Retirement & Pension System

NEW

Shares38,403

Change+38,403

Value$260

Filed 2021-10-29

Cetera Advisor Networks LLC

INCREASED

Shares36,761 from 36,250

Change+511 (+1%)

Value$246 (+$23)

Filed 2021-11-16

New York State Teachers Retirement System

UNCHANGED

Shares35,999 from 35,999

Change0 (0%)

Value$241.0K (+$20.0K)

Filed 2021-10-25

Public Employees Retirement Association of Colorado

UNCHANGED

Shares35,922 from 35,922

Change0 (0%)

Value$240 (+$19)

Filed 2021-11-15

Wellington Management Group LLP

NEW

Shares32,659

Change+32,659

Value$218

Filed 2021-11-15

Bank of Montreal

INCREASED

Shares31,193 from 30,500

Change+693 (+2%)

Value$215 (+$22)

Filed 2021-11-12

Teachers Retirement System of the State of Kentucky

UNCHANGED

Shares30,400 from 30,400

Change0 (0%)

Value$203 (+$16)

Filed 2021-11-10

Caxton Associates LP

NEW

Shares27,627

Change+27,627

Value$185

Filed 2021-11-15

Praxis Investment Management Inc

UNCHANGED

Shares27,500 from 27,500

Change0 (0%)

Value$184 (+$15)

Filed 2021-10-21

Arizona State Retirement System

INCREASED

Shares26,381 from 26,308

Change+73 (+0%)

Value$176 (+$14)

Filed 2021-11-12

MetLife Investment Management, LLC

DECREASED

Shares24,036 from 35,885

Change-11,849 (-33%)

Value$160.8K (-$59.5K)

Filed 2024-05-17

Strs Ohio

UNCHANGED

Shares23,400 from 23,400

Change0 (0%)

Value$156 (+$13)

Filed 2021-10-22

KBC Group NV

UNCHANGED

Shares21,124 from 21,124

Change0 (0%)

Value$141 (+$11)

Filed 2021-11-10

Bridgefront Capital, LLC

NEW

Shares19,595

Change+19,595

Value$131

Filed 2021-11-12

D. E. Shaw & Co., Inc.

DECREASED

Shares19,064 from 253,798

Change-234,734 (-92%)

Value$128 (-$1.4K)

Filed 2021-11-15

Metropolitan Life Insurance Co

DECREASED

Shares18,714 from 24,676

Change-5,962 (-24%)

Value$125.2K (-$26.3K)

Filed 2023-06-21

HighTower Advisors, LLC

NEW

Shares17,057

Change+17,057

Value$114

Filed 2021-11-12

Jane Street Group, LLC

NEW

Shares16,587

Change+16,587

Value$111

Filed 2021-11-16

Crossmark Global Holdings, Inc.

UNCHANGED

Shares15,860 from 15,860

Change0 (0%)

Value$106 (+$9)

Filed 2021-10-21

Teacher Retirement System of Texas

INCREASED

Shares15,612 from 12,684

Change+2,928 (+23%)

Value$104 (+$26)

Filed 2021-11-09

ProShare Advisors LLC

DECREASED

Shares14,724 from 27,378

Change-12,654 (-46%)

Value$99 (-$69)

Filed 2021-11-12

Royal Bank of Canada

INCREASED

Shares12,979 from 11,520

Change+1,459 (+13%)

Value$86 (+$15)

Filed 2021-11-15

Mutual of America Capital Management LLC

DECREASED

Shares12,919 from 13,769

Change-850 (-6%)

Value$86 (+$1)

Filed 2021-11-10

CIBC Asset Management Inc

INCREASED

Shares11,967 from 10,756

Change+1,211 (+11%)

Value$80 (+$14)

Filed 2021-11-09

Great Lakes Advisors, LLC

DECREASED

Shares11,409 from 26,551

Change-15,142 (-57%)

Value$76 (-$87)

Filed 2021-11-09

Victory Capital Management Inc

INCREASED

Shares11,190 from 10,836

Change+354 (+3%)

Value$75 (+$8)

Filed 2021-11-02

PNC Financial Services Group, Inc.

INCREASED

Shares11,017 from 10,652

Change+365 (+3%)

Value$73 (+$8)

Filed 2021-11-05

Public Employees Retirement System of Ohio

INCREASED

Shares10,948 from 9,943

Change+1,005 (+10%)

Value$73 (+$12)

Filed 2021-11-15

Harbour Investments, Inc.

DECREASED

Shares10,371 from 11,080

Change-709 (-6%)

Value$69 (+$1)

Filed 2021-11-15

Profund Advisors LLC

DECREASED

Shares10,337 from 13,162

Change-2,825 (-21%)

Value$69 (-$13)

Filed 2021-11-12

Hunter Associates Investment Management LLC

UNCHANGED

Shares10,000 from 10,000

Change0 (0%)

Value$67 (+$6)

Filed 2021-11-12

Catalyst Capital Advisors LLC

INCREASED

Shares8,690 from 7,420

Change+1,270 (+17%)

Value$58 (+$12)

Filed 2021-11-09

Ameritas Investment Partners, Inc.

UNCHANGED

Shares8,164 from 8,164

Change0 (0%)

Value$55 (+$5)

Filed 2021-11-15

Spire Wealth Management

NEW

Shares8,020

Change+8,020

Value$54

Filed 2021-10-22

Meeder Asset Management Inc

INCREASED

Shares6,527 from 5,394

Change+1,133 (+21%)

Value$44 (+$11)

Filed 2021-11-08

Eaton Vance Management

INCREASED

Shares6,149 from 4,078

Change+2,071 (+51%)

Value$0 (-$25)

Filed 2021-11-15

Geneos Wealth Management Inc.

UNCHANGED

Shares4,893 from 4,893

Change0 (0%)

Value$33 (+$3)

Filed 2021-11-09

Berman Capital Advisors, LLC

INCREASED

Shares4,633 from 2,736

Change+1,897 (+69%)

Value$30 (+$14)

Filed 2021-10-07

Tower Research Capital LLC (TRC)

DECREASED

Shares4,488 from 7,273

Change-2,785 (-38%)

Value$30 (-$14)

Filed 2021-11-15

Allworth Financial LP

INCREASED

Shares4,194 from 4,095

Change+99 (+2%)

Value$28 (+$3)

Filed 2021-11-02

Zurcher Kantonalbank (Zurich Cantonalbank)

UNCHANGED

Shares3,848 from 3,848

Change0 (0%)

Value$26 (+$2)

Filed 2021-11-15

Carolinas Wealth Consulting LLC

INCREASED

Shares2,016 from 1,967

Change+49 (+2%)

Value$13 (+$1)

Filed 2021-11-15

Founders Capital Management

UNCHANGED

Shares2,000 from 2,000

Change0 (0%)

Value$13 (+$1)

Filed 2021-10-12

Simplex Trading, LLC

UNCHANGED

Shares1,886 from 1,886

Change0 (0%)

Value$11 ($0)

Filed 2021-10-28

Group One Trading LLC

UNCHANGED

Shares1,868 from 1,868

Change0 (0%)

Value$13 (+$2)

Filed 2021-11-12

TCI Wealth Advisors, Inc.

INCREASED

Shares1,600 from 1,091

Change+509 (+47%)

Value$11 (+$4)

Filed 2021-10-29

Macquarie Group LTD

UNCHANGED

Shares908 from 908

Change0 (0%)

Value$6 ($0)

Filed 2021-11-12

Next Financial Group, Inc

UNCHANGED

Shares700 from 700

Change0 (0%)

Value$5 (+$1)

Filed 2021-10-15

American Portfolios Advisors

INCREASED

Shares647 from 447

Change+200 (+45%)

Value$4.3K (+$1.6K)

Filed 2023-03-22

Fieldpoint Private Securities, LLC

NEW

Shares642

Change+642

Value$4

Filed 2021-11-12

Ranch Capital Advisors Inc.

UNCHANGED

Shares633 from 633

Change0 (0%)

Value$4 (+$1)

Filed 2021-11-15

Fifth Third Bancorp

INCREASED

Shares489 from 170

Change+319 (+188%)

Value$3 (+$2)

Filed 2021-10-15

Versant Capital Management, Inc

INCREASED

Shares475 from 430

Change+45 (+10%)

Value$3 ($0)

Filed 2021-10-29

Sageworth Trust Co

UNCHANGED

Shares410 from 410

Change0 (0%)

Value$3 ($0)

Filed 2021-11-09

US Bancorp \de\

UNCHANGED

Shares286 from 286

Change0 (0%)

Value$2 ($0)

Filed 2021-11-10

Tarbox Family Office, Inc.

UNCHANGED

Shares231 from 231

Change0 (0%)

Value$2 (+$1)

Filed 2021-10-12

Quadrant Capital Group LLC

UNCHANGED

Shares142 from 142

Change0 (0%)

Value$1 ($0)

Filed 2021-11-12

Glassman Wealth Services

INCREASED

Shares92 from 64

Change+28 (+44%)

Value$1 (+$1)

Filed 2021-11-10

Parkside Financial Bank & Trust

INCREASED

Shares48 from 24

Change+24 (+100%)

Value$0 ($0)

Filed 2021-10-29

FMR LLC

DECREASED

Shares47 from 307,735

Change-307,688 (-100%)

Value$0 (-$1.9K)

Filed 2022-02-14

Citadel Advisors LLC

CLOSED

Shares0 from 272,180

Change-272,180 (-100%)

Value$0 (-$1.7K)

Filed 2022-03-11

Ziegler Capital Management, LLC

CLOSED

Shares0 from 249,437

Change-249,437 (-100%)

Value$0 (-$1.5K)

Filed 2021-10-27

Wolverine Asset Management LLC

CLOSED

Shares0 from 233,771

Change-233,771 (-100%)

Value$0 (-$1.4K)

Filed 2021-11-12

HRT Financial LP

CLOSED

Shares0 from 167,065

Change-167,065 (-100%)

Value$0 (-$1.0K)

Filed 2021-11-15

UBS Asset Management Americas LLC

CLOSED

Shares0 from 131,232

Change-131,232 (-100%)

Value$0 (-$805.8K)

Filed 2021-12-14

Campbell & Co Investment Adviser LLC

CLOSED

Shares0 from 67,700

Change-67,700 (-100%)

Value$0 (-$416)

Filed 2021-11-10

Boothbay Fund Management, LLC

CLOSED

Shares0 from 58,027

Change-58,027 (-100%)

Value$0 (-$356)

Filed 2021-11-15

Manufacturers Life Insurance Company, the

CLOSED

Shares0 from 56,476

Change-56,476 (-100%)

Value$0 (-$347)

Filed 2021-11-12

Transcend Capital Advisors, LLC

CLOSED

Shares0 from 56,000

Change-56,000 (-100%)

Value$0 (-$343)

Filed 2021-11-04

Athanor Capital, LP

CLOSED

Shares0 from 48,240

Change-48,240 (-100%)

Value$0 (-$296)

Filed 2021-11-15

Cubist Systematic Strategies, LLC

CLOSED

Shares0 from 47,945

Change-47,945 (-100%)

Value$0 (-$294)

Filed 2021-11-15

GSA Capital Partners LLP

CLOSED

Shares0 from 44,002

Change-44,002 (-100%)

Value$0 (-$270)

Filed 2021-11-12

Tudor Investment Corp ET AL

CLOSED

Shares0 from 31,634

Change-31,634 (-100%)

Value$0 (-$194)

Filed 2021-11-17

Aigen Investment Management, LP

CLOSED

Shares0 from 29,406

Change-29,406 (-100%)

Value$0 (-$181)

Filed 2021-11-12

Acadian Asset Management LLC

CLOSED

Shares0 from 29,031

Change-29,031 (-100%)

Value$0 (-$179)

Filed 2021-11-12

ExodusPoint Capital Management, LP

CLOSED

Shares0 from 21,263

Change-21,263 (-100%)

Value$0 (-$131)

Filed 2021-11-15

Susquehanna International Group, LLP

CLOSED

Shares0 from 20,236

Change-20,236 (-100%)

Value$0 (-$124)

Filed 2021-11-15

J.W. Cole Advisors, Inc.

CLOSED

Shares0 from 18,978

Change-18,978 (-100%)

Value$0 (-$117)

Filed 2021-10-26

MacKenzie Financial Corp

CLOSED

Shares0 from 12,949

Change-12,949 (-100%)

Value$0 (-$80)

Filed 2021-11-08

Ground Swell Capital, LLC

CLOSED

Shares0 from 12,736

Change-12,736 (-100%)

Value$0 (-$78)

Filed 2021-11-12

Stifel Financial Corp

CLOSED

Shares0 from 11,377

Change-11,377 (-100%)

Value$0 (-$70)

Filed 2021-11-15

Advisory Services Network, LLC

CLOSED

Shares0 from 7,053

Change-7,053 (-100%)

Value$0 (-$43)

Filed 2021-11-05

Resources Management Corp

CLOSED

Shares0 from 1,775

Change-1,775 (-100%)

Value$0 (-$11)

Filed 2021-11-12

Quantbot Technologies LP

CLOSED

Shares0 from 1,100

Change-1,100 (-100%)

Value$0 (-$6)

Filed 2021-11-09

Optimum Investment Advisors

CLOSED

Shares0 from 100

Change-100 (-100%)

Value$0 (-$1)

Filed 2021-10-22

IFP Advisors, Inc

CLOSED

Shares0 from 0

Change0

Value$0 ($0)

Filed 2021-10-06

Proequities, Inc.

UNCHANGED

Shares0 from 0

Change0

Value$0 ($0)

Filed 2021-11-09

Pictet Asset Management LTD

N/A

Shares— from 10,500

Change-10,500 (-100%)

Value—

CWM, LLC

N/A

Shares— from 2,000

Change-2,000 (-100%)

Value—

	Status
BlackRock Inc.	DECREASED	17,375,817	18,012,076	-636,259	-4%	$110.6K	$116.2K	+$5.7K	2021-11-09
Vanguard Group Inc	INCREASED	10,141,524	9,943,914	+197,610	+2%	$61.1K	$67.8K	+$6.8K	2021-11-12
Price T Rowe Associates Inc	INCREASED	5,998,484	5,192,497	+805,987	+16%	$31.9K	$40.1K	+$8.2K	2021-11-15
Paradice Investment Management LLC	INCREASED	4,196,167	4,075,354	+120,813	+3%	$25.0K	$28.1K	+$3.0K	2021-11-02
Invesco Ltd.	DECREASED	4,191,986	4,311,309	-119,323	-3%	$26.5K	$28.0K	+$1.6K	2021-11-15
Geode Capital Management, LLC	INCREASED	3,418,286	1,558,483	+1,859,803	+119%	$9.6K	$22.9K	+$13.3K	2021-11-12
State Street Corp	INCREASED	3,355,138	3,335,990	+19,148	+1%	$21.0K	$22.7K	+$1.7K	2021-11-15
Bank of America Corp	INCREASED	2,002,265	1,900,901	+101,364	+5%	$11.7K	$13.4K	+$1.7K	2021-11-15
Mirae Asset Global Investments Co., Ltd.	INCREASED	1,579,282	1,559,035	+20,247	+1%	$9.6K	$10.6K	+$993	2021-11-15
Orchard Capital Management, LLC	UNCHANGED	1,389,299	1,389,299	0	0%	$8.5K	$9.3K	+$764	2021-11-15
Charles Schwab Investment Management Inc	INCREASED	1,267,922	1,186,196	+81,726	+7%	$7.3K	$8.5K	+$1.2K	2021-11-16
Northern Trust Corp	DECREASED	1,113,348	1,117,613	-4,265	0%	$6.9K	$7.4K	+$588	2021-11-15
Bank of New York Mellon Corp	INCREASED	1,108,438	1,056,381	+52,057	+5%	$6.5K	$7.4K	+$928	2021-11-18
Credit Suisse AG/	INCREASED	966,676	675,323	+291,353	+43%	$4.1K	$6.5K	+$2.4K	2021-11-12
AQR Arbitrage LLC	NEW	872,942	—	+872,942	—	—	$5.8K	—	2021-11-15
Two Sigma Advisers, LP	DECREASED	812,643	893,043	-80,400	-9%	$5.5K	$5.4K	-$46	2021-11-15
Verition Fund Management LLC	NEW	685,972	—	+685,972	—	—	$4.6K	—	2021-11-15
Alberta Investment Management Corp	UNCHANGED	670,072	670,072	0	0%	$4.1K	$4.5K	+$369	2021-11-15
EMG Holdings, L.P.	NEW	668,000	—	+668,000	—	—	$4.5K	—	2021-11-15
Principal Financial Group Inc	DECREASED	661,295	680,797	-19,502	-3%	$4.2K	$4.4K	+$244	2021-11-09
Morgan Stanley	INCREASED	442,317	434,150	+8,167	+2%	$2.7K	$3.0K	+$294	2021-11-15
Goldman Sachs Group Inc	DECREASED	414,862	751,140	-336,278	-45%	$4.6K	$2.8K	-$1.8K	2022-01-20
Ameriprise Financial Inc	DECREASED	414,702	428,143	-13,441	-3%	$2.6K	$2.8K	+$146	2021-11-15
Two Sigma Investments, LP	DECREASED	409,604	818,668	-409,064	-50%	$5.0K	$2.7K	-$2.3K	2021-11-15
Nuveen Asset Management, LLC	DECREASED	407,552	418,252	-10,700	-3%	$2.6K	$2.8K	+$268	2021-11-12
Parametric Portfolio Associates LLC	INCREASED	407,548	204,767	+202,781	+99%	$1.3K	$2.7K	+$1.5K	2021-11-15
JPMorgan Chase & Co	DECREASED	397,345	564,690	-167,345	-30%	$3.5K	$2.7K	-$809	2021-11-12
Renaissance Technologies LLC	DECREASED	394,700	1,131,132	-736,432	-65%	$6.9K	$2.6K	-$4.3K	2021-11-12
IndexIQ Advisors LLC	INCREASED	386,974	40,245	+346,729	+862%	$247	$2.6K	+$2.3K	2021-11-10
Millennium Management LLC	INCREASED	354,125	23,771	+330,354	+1390%	$146	$2.4K	+$2.2K	2021-11-15
Citigroup Inc	INCREASED	330,199	172,314	+157,885	+92%	$1.1K	$2.2K	+$1.2K	2021-11-10
Rhumbline Advisers	DECREASED	281,233	317,550	-36,317	-11%	$2.0K	$1.9K	-$69	2021-11-12
SG Americas Securities, LLC	INCREASED	228,413	67,674	+160,739	+238%	$416	$1.5K	+$1.1K	2021-11-01
Legal & General Group Plc	INCREASED	219,610	198,285	+21,325	+11%	$1.2K	$1.5K	+$252	2021-11-15
Swiss National Bank	UNCHANGED	213,300	213,300	0	0%	$1.3K	$1.4K	+$117	2021-11-08
Public Sector Pension Investment Board	DECREASED	211,950	248,376	-36,426	-15%	$1.5K	$1.4K	-$107	2021-11-12
Barclays PLC	INCREASED	191,906	54,307	+137,599	+253%	$334	$1.3K	+$950	2021-11-09
Centiva Capital, LP	NEW	160,721	—	+160,721	—	—	$1.1K	—	2021-11-17
Ergoteles LLC	NEW	151,322	—	+151,322	—	—	$1.0K	—	2022-04-21
Olympiad Research LP	NEW	143,988	—	+143,988	—	—	$963	—	2021-11-09
First Trust Advisors LP	NEW	137,731	—	+137,731	—	—	$921	—	2021-11-15
Osaic Holdings, Inc.	INCREASED	134,547	118,688	+15,859	+13%	$730	$900	+$170	2021-11-05
California State Teachers Retirement System	DECREASED	131,097	131,446	-349	0%	$807	$877	+$70	2021-11-15
Concorde Asset Management, LLC	INCREASED	129,773	41,517	+88,256	+213%	$255	$868	+$613	2021-10-21
UBS Group AG	INCREASED	127,513	103,389	+24,124	+23%	$635	$852	+$217	2021-11-15
Wells Fargo & Company	DECREASED	126,202	673,113	-546,911	-81%	$4.1K	$845	-$3.3K	2021-11-15
HSBC Holdings PLC	INCREASED	122,076	13,900	+108,176	+778%	$85	$822	+$737	2021-11-12
Penn Mutual Asset Management	INCREASED	121,478	92,300	+29,178	+32%	$651	$813	+$162	2021-11-05
Winton Group Ltd	INCREASED	115,541	105,347	+10,194	+10%	$647	$773	+$126	2021-10-28
BNP Paribas Financial Markets	INCREASED	103,397	45,610	+57,787	+127%	$280.0K	$691.7K	+$411.7K	2021-11-16
Comerica Bank	DECREASED	88,053	90,853	-2,800	-3%	$588	$572	-$16	2021-11-22
Canada Life Assurance Co	INCREASED	84,812	78,998	+5,814	+7%	$485	$573	+$88	2021-11-15
LSV Asset Management	UNCHANGED	79,900	79,900	0	0%	$490	$534	+$44	2021-11-04
Thrivent Financial for Lutherans	DECREASED	78,306	79,173	-867	-1%	$486	$524	+$38	2021-11-15
State Board of Administration of Florida Retirement System	INCREASED	76,644	71,209	+5,435	+8%	$437	$513	+$76	2021-11-08
Deutsche Bank Ag\	INCREASED	75,425	71,176	+4,249	+6%	$437	$505	+$68	2021-11-04
Commonwealth of Pennsylvania Public School Empls Retrmt SYS	DECREASED	73,453	74,323	-870	-1%	$456	$491	+$35	2021-11-10
Texas Permanent School Fund Corp	DECREASED	71,662	72,174	-512	-1%	$443	$479	+$36	2021-10-28
State of Alaska, Department of Revenue	INCREASED	70,668	67,023	+3,645	+5%	$411	$472	+$61	2021-10-07
Independent Financial Group, LLC	NEW	60,450	—	+60,450	—	—	$404.4K	—	2026-06-15
American International Group, Inc.	DECREASED	59,982	62,069	-2,087	-3%	$381	$401	+$20	2021-11-19
New York State Common Retirement Fund	DECREASED	59,966	74,480	-14,514	-19%	$457	$401	-$56	2021-11-02
Norges Bank	UNCHANGED	58,273	58,273	0	0%	$358	$390	+$32	2022-11-14
Nisa Investment Advisors, LLC	DECREASED	56,800	60,292	-3,492	-6%	$370	$380	+$10	2021-10-18
State of Tennessee, Department of Treasury	DECREASED	54,688	56,885	-2,197	-4%	$349	$367	+$18	2021-11-12
Amalgamated Bank	DECREASED	46,826	47,624	-798	-2%	$292.0K	$313.0K	+$21.0K	2021-10-29
Louisiana State Employees Retirement System	INCREASED	46,700	43,700	+3,000	+7%	$268	$312	+$44	2021-10-12
Alliancebernstein L.P.	DECREASED	43,257	53,137	-9,880	-19%	$326	$289	-$37	2021-11-10
Voya Investment Management LLC	DECREASED	42,432	167,342	-124,910	-75%	$1.0K	$284	-$743	2021-11-15
Oregon Public Employees Retirement Fund	DECREASED	39,496	39,696	-200	0%	$244	$264	+$20	2021-10-19
Maryland State Retirement & Pension System	NEW	38,403	—	+38,403	—	—	$260	—	2021-10-29
Cetera Advisor Networks LLC	INCREASED	36,761	36,250	+511	+1%	$223	$246	+$23	2021-11-16
New York State Teachers Retirement System	UNCHANGED	35,999	35,999	0	0%	$221.0K	$241.0K	+$20.0K	2021-10-25
Public Employees Retirement Association of Colorado	UNCHANGED	35,922	35,922	0	0%	$221	$240	+$19	2021-11-15
Wellington Management Group LLP	NEW	32,659	—	+32,659	—	—	$218	—	2021-11-15
Bank of Montreal	INCREASED	31,193	30,500	+693	+2%	$193	$215	+$22	2021-11-12
Teachers Retirement System of the State of Kentucky	UNCHANGED	30,400	30,400	0	0%	$187	$203	+$16	2021-11-10
Caxton Associates LP	NEW	27,627	—	+27,627	—	—	$185	—	2021-11-15
Praxis Investment Management Inc	UNCHANGED	27,500	27,500	0	0%	$169	$184	+$15	2021-10-21
Arizona State Retirement System	INCREASED	26,381	26,308	+73	+0%	$162	$176	+$14	2021-11-12
MetLife Investment Management, LLC	DECREASED	24,036	35,885	-11,849	-33%	$220.3K	$160.8K	-$59.5K	2024-05-17
Strs Ohio	UNCHANGED	23,400	23,400	0	0%	$143	$156	+$13	2021-10-22
KBC Group NV	UNCHANGED	21,124	21,124	0	0%	$130	$141	+$11	2021-11-10
Bridgefront Capital, LLC	NEW	19,595	—	+19,595	—	—	$131	—	2021-11-12
D. E. Shaw & Co., Inc.	DECREASED	19,064	253,798	-234,734	-92%	$1.6K	$128	-$1.4K	2021-11-15
Metropolitan Life Insurance Co	DECREASED	18,714	24,676	-5,962	-24%	$151.5K	$125.2K	-$26.3K	2023-06-21
HighTower Advisors, LLC	NEW	17,057	—	+17,057	—	—	$114	—	2021-11-12
Jane Street Group, LLC	NEW	16,587	—	+16,587	—	—	$111	—	2021-11-16
Crossmark Global Holdings, Inc.	UNCHANGED	15,860	15,860	0	0%	$97	$106	+$9	2021-10-21
Teacher Retirement System of Texas	INCREASED	15,612	12,684	+2,928	+23%	$78	$104	+$26	2021-11-09
ProShare Advisors LLC	DECREASED	14,724	27,378	-12,654	-46%	$168	$99	-$69	2021-11-12
Royal Bank of Canada	INCREASED	12,979	11,520	+1,459	+13%	$71	$86	+$15	2021-11-15
Mutual of America Capital Management LLC	DECREASED	12,919	13,769	-850	-6%	$85	$86	+$1	2021-11-10
CIBC Asset Management Inc	INCREASED	11,967	10,756	+1,211	+11%	$66	$80	+$14	2021-11-09
Great Lakes Advisors, LLC	DECREASED	11,409	26,551	-15,142	-57%	$163	$76	-$87	2021-11-09
Victory Capital Management Inc	INCREASED	11,190	10,836	+354	+3%	$67	$75	+$8	2021-11-02
PNC Financial Services Group, Inc.	INCREASED	11,017	10,652	+365	+3%	$65	$73	+$8	2021-11-05
Public Employees Retirement System of Ohio	INCREASED	10,948	9,943	+1,005	+10%	$61	$73	+$12	2021-11-15
Harbour Investments, Inc.	DECREASED	10,371	11,080	-709	-6%	$68	$69	+$1	2021-11-15
Profund Advisors LLC	DECREASED	10,337	13,162	-2,825	-21%	$82	$69	-$13	2021-11-12
Hunter Associates Investment Management LLC	UNCHANGED	10,000	10,000	0	0%	$61	$67	+$6	2021-11-12
Catalyst Capital Advisors LLC	INCREASED	8,690	7,420	+1,270	+17%	$46	$58	+$12	2021-11-09
Ameritas Investment Partners, Inc.	UNCHANGED	8,164	8,164	0	0%	$50	$55	+$5	2021-11-15
Spire Wealth Management	NEW	8,020	—	+8,020	—	—	$54	—	2021-10-22
Meeder Asset Management Inc	INCREASED	6,527	5,394	+1,133	+21%	$33	$44	+$11	2021-11-08
Eaton Vance Management	INCREASED	6,149	4,078	+2,071	+51%	$25	$0	-$25	2021-11-15
Geneos Wealth Management Inc.	UNCHANGED	4,893	4,893	0	0%	$30	$33	+$3	2021-11-09
Berman Capital Advisors, LLC	INCREASED	4,633	2,736	+1,897	+69%	$16	$30	+$14	2021-10-07
Tower Research Capital LLC (TRC)	DECREASED	4,488	7,273	-2,785	-38%	$44	$30	-$14	2021-11-15
Allworth Financial LP	INCREASED	4,194	4,095	+99	+2%	$25	$28	+$3	2021-11-02
Zurcher Kantonalbank (Zurich Cantonalbank)	UNCHANGED	3,848	3,848	0	0%	$24	$26	+$2	2021-11-15
Carolinas Wealth Consulting LLC	INCREASED	2,016	1,967	+49	+2%	$12	$13	+$1	2021-11-15
Founders Capital Management	UNCHANGED	2,000	2,000	0	0%	$12	$13	+$1	2021-10-12
Simplex Trading, LLC	UNCHANGED	1,886	1,886	0	0%	$11	$11	$0	2021-10-28
Group One Trading LLC	UNCHANGED	1,868	1,868	0	0%	$11	$13	+$2	2021-11-12
TCI Wealth Advisors, Inc.	INCREASED	1,600	1,091	+509	+47%	$7	$11	+$4	2021-10-29
Macquarie Group LTD	UNCHANGED	908	908	0	0%	$6	$6	$0	2021-11-12
Next Financial Group, Inc	UNCHANGED	700	700	0	0%	$4	$5	+$1	2021-10-15
American Portfolios Advisors	INCREASED	647	447	+200	+45%	$2.7K	$4.3K	+$1.6K	2023-03-22
Fieldpoint Private Securities, LLC	NEW	642	—	+642	—	—	$4	—	2021-11-12
Ranch Capital Advisors Inc.	UNCHANGED	633	633	0	0%	$3	$4	+$1	2021-11-15
Fifth Third Bancorp	INCREASED	489	170	+319	+188%	$1	$3	+$2	2021-10-15
Versant Capital Management, Inc	INCREASED	475	430	+45	+10%	$3	$3	$0	2021-10-29
Sageworth Trust Co	UNCHANGED	410	410	0	0%	$3	$3	$0	2021-11-09
US Bancorp \de\	UNCHANGED	286	286	0	0%	$2	$2	$0	2021-11-10
Tarbox Family Office, Inc.	UNCHANGED	231	231	0	0%	$1	$2	+$1	2021-10-12
Quadrant Capital Group LLC	UNCHANGED	142	142	0	0%	$1	$1	$0	2021-11-12
Glassman Wealth Services	INCREASED	92	64	+28	+44%	$0	$1	+$1	2021-11-10
Parkside Financial Bank & Trust	INCREASED	48	24	+24	+100%	$0	$0	$0	2021-10-29
FMR LLC	DECREASED	47	307,735	-307,688	-100%	$1.9K	$0	-$1.9K	2022-02-14
Citadel Advisors LLC	CLOSED	0	272,180	-272,180	-100%	$1.7K	$0	-$1.7K	2022-03-11
Ziegler Capital Management, LLC	CLOSED	0	249,437	-249,437	-100%	$1.5K	$0	-$1.5K	2021-10-27
Wolverine Asset Management LLC	CLOSED	0	233,771	-233,771	-100%	$1.4K	$0	-$1.4K	2021-11-12
HRT Financial LP	CLOSED	0	167,065	-167,065	-100%	$1.0K	$0	-$1.0K	2021-11-15
UBS Asset Management Americas LLC	CLOSED	0	131,232	-131,232	-100%	$805.8K	$0	-$805.8K	2021-12-14
Campbell & Co Investment Adviser LLC	CLOSED	0	67,700	-67,700	-100%	$416	$0	-$416	2021-11-10
Boothbay Fund Management, LLC	CLOSED	0	58,027	-58,027	-100%	$356	$0	-$356	2021-11-15
Manufacturers Life Insurance Company, the	CLOSED	0	56,476	-56,476	-100%	$347	$0	-$347	2021-11-12
Transcend Capital Advisors, LLC	CLOSED	0	56,000	-56,000	-100%	$343	$0	-$343	2021-11-04
Athanor Capital, LP	CLOSED	0	48,240	-48,240	-100%	$296	$0	-$296	2021-11-15
Cubist Systematic Strategies, LLC	CLOSED	0	47,945	-47,945	-100%	$294	$0	-$294	2021-11-15
GSA Capital Partners LLP	CLOSED	0	44,002	-44,002	-100%	$270	$0	-$270	2021-11-12
Tudor Investment Corp ET AL	CLOSED	0	31,634	-31,634	-100%	$194	$0	-$194	2021-11-17
Aigen Investment Management, LP	CLOSED	0	29,406	-29,406	-100%	$181	$0	-$181	2021-11-12
Acadian Asset Management LLC	CLOSED	0	29,031	-29,031	-100%	$179	$0	-$179	2021-11-12
ExodusPoint Capital Management, LP	CLOSED	0	21,263	-21,263	-100%	$131	$0	-$131	2021-11-15
Susquehanna International Group, LLP	CLOSED	0	20,236	-20,236	-100%	$124	$0	-$124	2021-11-15
J.W. Cole Advisors, Inc.	CLOSED	0	18,978	-18,978	-100%	$117	$0	-$117	2021-10-26
MacKenzie Financial Corp	CLOSED	0	12,949	-12,949	-100%	$80	$0	-$80	2021-11-08
Ground Swell Capital, LLC	CLOSED	0	12,736	-12,736	-100%	$78	$0	-$78	2021-11-12
Stifel Financial Corp	CLOSED	0	11,377	-11,377	-100%	$70	$0	-$70	2021-11-15
Advisory Services Network, LLC	CLOSED	0	7,053	-7,053	-100%	$43	$0	-$43	2021-11-05
Resources Management Corp	CLOSED	0	1,775	-1,775	-100%	$11	$0	-$11	2021-11-12
Quantbot Technologies LP	CLOSED	0	1,100	-1,100	-100%	$6	$0	-$6	2021-11-09
Optimum Investment Advisors	CLOSED	0	100	-100	-100%	$1	$0	-$1	2021-10-22
IFP Advisors, Inc	CLOSED	0	0	0	—	$0	$0	$0	2021-10-06
Proequities, Inc.	UNCHANGED	0	0	0	—	$0	$0	$0	2021-11-09
Pictet Asset Management LTD	N/A	—	10,500	-10,500	-100%	$64	—	—	—
CWM, LLC	N/A	—	2,000	-2,000	-100%	$12	—	—	—

Showing 159 of 159 institutions