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Cion Investment Corp (CION)

Q2 2026 vs Q3 2026

Comparing institutional holders between quarters

Quarters

Q3 2026Q2 2026Q1 2026Q4 2025Q3 2025
CompareDetailedHistoricalFundsOptions13D/13GPeersTargetingTrading SummaryProfile
LPL Financial LLC
DECREASED
Shares992,809 from 1,019,029
Change-26,220 (-3%)
Value$7.0M (+$621.0K)
Filed 2026-11-06
Cambridge Investment Research Advisors, Inc.
DECREASED
Shares661,544 from 713,829
Change-52,285 (-7%)
Value$4.6M (+$197.0K)
Filed 2026-11-02
LSV Asset Management
INCREASED
Shares482,575 from 387,536
Change+95,039 (+25%)
Value$3.4M (+$974.0K)
Filed 2026-11-06
Hennion & Walsh Asset Management, Inc.
DECREASED
Shares196,894 from 290,756
Change-93,862 (-32%)
Value$1.4M (-$429.2K)
Filed 2026-10-13
Commonwealth Equity Services, LLC
DECREASED
Shares194,367 from 207,748
Change-13,381 (-6%)
Value$1.4M (+$70.2K)
Filed 2026-11-02
Sigma Planning Corp
DECREASED
Shares192,255 from 200,157
Change-7,902 (-4%)
Value$1.3M (+$102.7K)
Filed 2026-10-23
Kestra Advisory Services, LLC
DECREASED
Shares152,144 from 169,515
Change-17,371 (-10%)
Value$1.1M (+$12.0K)
Filed 2026-11-02
Diversify Advisory Services, LLC
DECREASED
Shares120,368 from 128,023
Change-7,655 (-6%)
Value$836.2K (+$67.9K)
Filed 2026-10-20
Diversify Wealth Management, LLC
DECREASED
Shares120,368 from 128,023
Change-7,655 (-6%)
Value$836.2K (+$67.9K)
Filed 2026-10-20
Apollon Wealth Management, LLC
DECREASED
Shares83,795 from 87,043
Change-3,248 (-4%)
Value$588.2K (+$46.0K)
Filed 2026-10-23
Endowment Wealth Management, Inc.
INCREASED
Shares70,690 from 68,503
Change+2,187 (+3%)
Value$496.2K (+$69.5K)
Filed 2026-11-03
International Assets Investment Management, LLC
UNCHANGED
Shares70,091 from 70,091
Change0 (0%)
Value$496.3K (+$45.0K)
Filed 2026-11-02
Pinkerton Wealth, LLC
DECREASED
Shares51,662 from 163,035
Change-111,373 (-68%)
Value$362.7K (-$752.5K)
Filed 2026-10-29
Independent Financial Group, LLC
DECREASED
Shares50,259 from 62,627
Change-12,368 (-20%)
Value$352.8K (-$37.3K)
Filed 2026-10-13
True Freedom Investing, LLC
DECREASED
Shares43,660 from 143,122
Change-99,462 (-69%)
Value$306.5K (-$672.5K)
Filed 2026-10-29
Founders Financial Securities LLC
UNCHANGED
Shares36,904 from 36,904
Change0 (0%)
Value$259.1K (+$29.2K)
Filed 2026-10-28
Wedbush Securities Inc
DECREASED
Shares35,875 from 37,475
Change-1,600 (-4%)
Value$252.0K (+$19.0K)
Filed 2026-10-22
Closed-End Fund Advisors, Inc.
DECREASED
Shares34,298 from 34,430
Change-132 (0%)
Value$240.8K (+$26.3K)
Filed 2026-11-04
Symmetry Partners, LLC
UNCHANGED
Shares33,214 from 33,214
Change0 (0%)
Value$233.2K (+$26.2K)
Filed 2026-10-27
BI Asset Management Fondsmaeglerselskab A/S
DECREASED
Shares32,231 from 38,565
Change-6,334 (-16%)
Value$226.0K (-$14.0K)
Filed 2026-10-22
Creative Planning
DECREASED
Shares29,561 from 30,679
Change-1,118 (-4%)
Value$207.5K (+$16.4K)
Filed 2026-11-02
Koshinski Asset Management, Inc.
UNCHANGED
Shares29,440 from 29,440
Change0 (0%)
Value$206.7K (+$23.3K)
Filed 2026-10-29
Strategic Blueprint, LLC
DECREASED
Shares29,010 from 34,177
Change-5,167 (-15%)
Value$203.7K (-$9.3K)
Filed 2026-10-22
Eagle Global Advisors LLC
NEW
Shares27,590
Change+27,590
Value$193.7K
Filed 2026-11-02
TT Capital Management LLC
INCREASED
Shares27,117 from 25,312
Change+1,805 (+7%)
Value$190.4K (+$32.7K)
Filed 2026-10-15
Avior Wealth Management, LLC
UNCHANGED
Shares24,806 from 24,806
Change0 (0%)
Value$174.1K (+$19.6K)
Filed 2026-10-13
United Advisor Group, LLC
DECREASED
Shares23,380 from 24,085
Change-705 (-3%)
Value$164.1K (+$14.1K)
Filed 2026-11-03
Golden State Wealth Management, LLC
INCREASED
Shares21,567 from 20,045
Change+1,522 (+8%)
Value$151.4K (+$26.5K)
Filed 2026-11-02
BlueChip Wealth Advisors LLC
UNCHANGED
Shares20,594 from 20,594
Change0 (0%)
Value$144.6K (+$16.3K)
Filed 2026-11-03
Concurrent Investment Advisors, LLC
DECREASED
Shares19,415 from 30,842
Change-11,427 (-37%)
Value$136.3K (-$55.9K)
Filed 2026-10-16
Swmg, LLC
UNCHANGED
Shares19,374 from 19,374
Change0 (0%)
Value$126.9K (+$2.5K)
Filed 2026-10-23
Doliver Advisors, LP
DECREASED
Shares19,000 from 21,600
Change-2,600 (-12%)
Value$133.4K (-$1.2K)
Filed 2026-10-01
A&I Financial Services, LLC
DECREASED
Shares18,314 from 19,510
Change-1,196 (-6%)
Value$128.6K (+$7.0K)
Filed 2026-10-15
Kestra Private Wealth Services, LLC
DECREASED
Shares16,487 from 17,351
Change-864 (-5%)
Value$115.7K (+$7.6K)
Filed 2026-11-06
RFG Advisory, LLC
INCREASED
Shares14,874 from 10,230
Change+4,644 (+45%)
Value$104.4K (+$40.7K)
Filed 2026-11-03
SMH Capital Advisors Inc
UNCHANGED
Shares14,600 from 14,600
Change0 (0%)
Value$102.5K (+$11.5K)
Filed 2026-10-29
Catalyst Capital Advisors LLC
UNCHANGED
Shares14,600 from 14,600
Change0 (0%)
Value$102.5K (+$11.5K)
Filed 2026-11-02
Triumph Capital Management
INCREASED
Shares13,828 from 12,628
Change+1,200 (+10%)
Value$97.1K (+$18.4K)
Filed 2026-10-14
Summit Securities Group LLC
NEW
Shares13,088
Change+13,088
Value$91.9K
Filed 2026-11-05
Kingswood Wealth Advisors, LLC
DECREASED
Shares12,458 from 14,466
Change-2,008 (-14%)
Value$87.5K (-$2.7K)
Filed 2026-10-23
BridgePort Financial Solutions, LLC
UNCHANGED
Shares12,233 from 12,233
Change0 (0%)
Value$85.9K (+$9.7K)
Filed 2026-11-02
First Heartland Consultants, Inc.
INCREASED
Shares11,918 from 11,653
Change+265 (+2%)
Value$83.7K (+$11.1K)
Filed 2026-10-08
Aviso Wealth Management
DECREASED
Shares11,913 from 12,080
Change-167 (-1%)
Value$83.6K (+$8.4K)
Filed 2026-11-04
State of Wyoming
NEW
Shares11,854
Change+11,854
Value$83.2K
Filed 2026-10-28
Legacy Advisors, LLC
DECREASED
Shares10,500 from 17,000
Change-6,500 (-38%)
Value$73.7K (-$32.2K)
Filed 2026-10-19
Merit Financial Group, LLC
DECREASED
Shares10,305 from 12,630
Change-2,325 (-18%)
Value$72.3K (-$6.3K)
Filed 2026-11-06
Gen-Wealth Partners Inc
UNCHANGED
Shares9,500 from 9,500
Change0 (0%)
Value$66.7K (+$7.5K)
Filed 2026-11-04
Essential Investment Partners LLC
UNCHANGED
Shares8,380 from 8,380
Change0 (0%)
Value$58.8K (+$6.6K)
Filed 2026-10-27
IFP Advisors, Inc
DECREASED
Shares7,531 from 11,274
Change-3,743 (-33%)
Value$52.9K (-$17.4K)
Filed 2026-10-16
Farther Finance Advisors, LLC
UNCHANGED
Shares5,826 from 5,826
Change0 (0%)
Value$40.9K (+$4.6K)
Filed 2026-10-08
Private Trust Co NA
UNCHANGED
Shares5,820 from 5,820
Change0 (0%)
Value$40.9K (+$4.6K)
Filed 2026-10-20
Nfsg Corp
UNCHANGED
Shares4,698 from 4,698
Change0 (0%)
Value$33.0K (+$3.7K)
Filed 2026-10-15
Joseph Group Capital Management
UNCHANGED
Shares4,131 from 4,131
Change0 (0%)
Value$29.0K (+$3.3K)
Filed 2026-11-04
Lodestone Wealth Management LLC
INCREASED
Shares3,854 from 3,688
Change+166 (+5%)
Value$27.1K (+$4.1K)
Filed 2026-10-14
Allworth Financial LP
NEW
Shares3,441
Change+3,441
Value$21.4K
Filed 2026-11-06
Signaturefd, LLC
UNCHANGED
Shares3,309 from 3,309
Change0 (0%)
Value$23.2K (+$2.6K)
Filed 2026-10-23
New England Capital Financial Advisors LLC
INCREASED
Shares3,055 from 2,923
Change+132 (+5%)
Value$21.4K (+$3.2K)
Filed 2026-11-03
Russell Investments Group, Ltd.
INCREASED
Shares2,761 from 2,641
Change+120 (+5%)
Value$19.4K (+$2.9K)
Filed 2026-11-06
UMB Bank, n.a.
INCREASED
Shares2,626 from 2,587
Change+39 (+2%)
Value$18.4K (+$2.3K)
Filed 2026-11-06
JFS Wealth Advisors, LLC
NEW
Shares2,108
Change+2,108
Value$14.8K
Filed 2026-11-03
Kingdom Financial Group Llc.
NEW
Shares1,289
Change+1,289
Value$9.0K
Filed 2026-11-04
Kozak & Associates, Inc.
INCREASED
Shares718 from 687
Change+31 (+5%)
Value$4.9K (+$410)
Filed 2026-10-29
Main Street Group, LTD
UNCHANGED
Shares465 from 465
Change0 (0%)
Value$3.3K (+$367)
Filed 2026-10-28
Richardson Financial Services Inc.
UNCHANGED
Shares399 from 399
Change0 (0%)
Value$2.8K (+$315)
Filed 2026-10-30
Barclays PLC
NEW
Shares54
Change+54
Value$379
Filed 2026-11-06
StoneX Group Inc.
CLOSED
Shares0 from 13,313
Change-13,313 (-100%)
Value$0 (-$89.0K)
Filed 2026-11-03
Summit Wealth Group LLC / Co
CLOSED
Shares0 from 10,541
Change-10,541 (-100%)
Value$0 (-$65.7K)
Filed 2026-10-29
BXM Wealth LLC
CLOSED
Shares0 from 10,190
Change-10,190 (-100%)
Value$0 (-$63.5K)
Filed 2026-11-03
Spire Wealth Management
CLOSED
Shares0 from 3,821
Change-3,821 (-100%)
Value$0 (-$23.8K)
Filed 2026-10-30
Simplex Trading, LLC
CLOSED
Shares0 from 1,600
Change-1,600 (-100%)
Value$0 (-$10.0K)
Filed 2026-11-04
Caitong International Asset Management Co., Ltd
CLOSED
Shares0 from 60
Change-60 (-100%)
Value$0 (-$374)
Filed 2026-10-29
Bulldog Investors, LLPA
N/A
Shares— from 1,538,071
Change-1,538,071 (-100%)
Value—
Invesco Ltd.
N/A
Shares— from 1,368,725
Change-1,368,725 (-100%)
Value—
Morgan Stanley
N/A
Shares— from 1,266,950
Change-1,266,950 (-100%)
Value—
Van Eck Associates Corp
N/A
Shares— from 1,236,397
Change-1,236,397 (-100%)
Value—
UBS Group AG
N/A
Shares— from 915,653
Change-915,653 (-100%)
Value—
Callodine Capital Management, LP
N/A
Shares— from 674,138
Change-674,138 (-100%)
Value—
Berger Financial Group, Inc
N/A
Shares— from 404,493
Change-404,493 (-100%)
Value—
Arkadios Wealth Advisors
N/A
Shares— from 322,360
Change-322,360 (-100%)
Value—
D. E. Shaw & Co., Inc.
N/A
Shares— from 312,707
Change-312,707 (-100%)
Value—
Osaic Holdings, Inc.
N/A
Shares— from 291,108
Change-291,108 (-100%)
Value—
Advisors Asset Management, Inc.
N/A
Shares— from 290,200
Change-290,200 (-100%)
Value—
Renaissance Technologies LLC
N/A
Shares— from 248,600
Change-248,600 (-100%)
Value—
Envestnet Asset Management Inc
N/A
Shares— from 210,410
Change-210,410 (-100%)
Value—
BlackRock, Inc.
N/A
Shares— from 195,515
Change-195,515 (-100%)
Value—
Bank of America Corp
N/A
Shares— from 169,916
Change-169,916 (-100%)
Value—
Alpine Global Management, LLC
N/A
Shares— from 155,635
Change-155,635 (-100%)
Value—
Legacy Wealth Managment, LLC
N/A
Shares— from 121,169
Change-121,169 (-100%)
Value—
Qube Research & Technologies Ltd
N/A
Shares— from 113,967
Change-113,967 (-100%)
Value—
Virtus Investment Advisers, LLC
N/A
Shares— from 108,061
Change-108,061 (-100%)
Value—
Cetera Investment Advisers
N/A
Shares— from 96,207
Change-96,207 (-100%)
Value—
Adapt Wealth Advisors, LLC
N/A
Shares— from 92,197
Change-92,197 (-100%)
Value—
Financial Gravity Companies, Inc.
N/A
Shares— from 78,833
Change-78,833 (-100%)
Value—
Janney Montgomery Scott LLC
N/A
Shares— from 76,920
Change-76,920 (-100%)
Value—
Curi Capital, LLC
N/A
Shares— from 75,452
Change-75,452 (-100%)
Value—
Hopwood Nicholas Hunter
N/A
Shares— from 71,233
Change-71,233 (-100%)
Value—
Ameriprise Financial Inc
N/A
Shares— from 70,563
Change-70,563 (-100%)
Value—
Royal Bank of Canada
N/A
Shares— from 68,994
Change-68,994 (-100%)
Value—
Apollo Management Holdings, L.P.
N/A
Shares— from 63,263
Change-63,263 (-100%)
Value—
Private Advisor Group, LLC
N/A
Shares— from 62,823
Change-62,823 (-100%)
Value—
Two Sigma Investments, LP
N/A
Shares— from 61,461
Change-61,461 (-100%)
Value—
AE Wealth Management LLC
N/A
Shares— from 57,839
Change-57,839 (-100%)
Value—
Campbell & Co Investment Adviser LLC
N/A
Shares— from 53,883
Change-53,883 (-100%)
Value—
Engineers Gate Manager LP
N/A
Shares— from 37,935
Change-37,935 (-100%)
Value—
Continuum Advisory, LLC
N/A
Shares— from 37,229
Change-37,229 (-100%)
Value—
Raymond James Financial Inc
N/A
Shares— from 30,327
Change-30,327 (-100%)
Value—
Founders Financial Alliance, LLC
N/A
Shares— from 28,913
Change-28,913 (-100%)
Value—
Trivium Point Advisory, LLC
N/A
Shares— from 28,167
Change-28,167 (-100%)
Value—
Kovack Advisors, Inc.
N/A
Shares— from 25,671
Change-25,671 (-100%)
Value—
Winton Group Ltd
N/A
Shares— from 24,300
Change-24,300 (-100%)
Value—
IHT Wealth Management, LLC
N/A
Shares— from 23,242
Change-23,242 (-100%)
Value—
Oxford Asset Management LLP
N/A
Shares— from 22,676
Change-22,676 (-100%)
Value—
GatePass Capital, LLC
N/A
Shares— from 22,500
Change-22,500 (-100%)
Value—
Great Valley Advisor Group, Inc.
N/A
Shares— from 22,299
Change-22,299 (-100%)
Value—
Cerity Partners LLC
N/A
Shares— from 21,864
Change-21,864 (-100%)
Value—
Silver OAK Securities, Incorporated
N/A
Shares— from 20,973
Change-20,973 (-100%)
Value—
Squarepoint Ops LLC
N/A
Shares— from 20,590
Change-20,590 (-100%)
Value—
Harbour Investments, Inc.
N/A
Shares— from 20,062
Change-20,062 (-100%)
Value—
Focus Partners Advisor Solutions, LLC
N/A
Shares— from 19,229
Change-19,229 (-100%)
Value—
Punch & Associates Investment Management, Inc.
N/A
Shares— from 18,920
Change-18,920 (-100%)
Value—
Wealthspire Advisors, LLC
N/A
Shares— from 16,687
Change-16,687 (-100%)
Value—
Entropy Technologies, LP
N/A
Shares— from 14,716
Change-14,716 (-100%)
Value—
Global Retirement Partners, LLC
N/A
Shares— from 14,001
Change-14,001 (-100%)
Value—
Belpointe Asset Management LLC
N/A
Shares— from 13,233
Change-13,233 (-100%)
Value—
Mariner, LLC
N/A
Shares— from 13,115
Change-13,115 (-100%)
Value—
Western Wealth Management, LLC
N/A
Shares— from 13,068
Change-13,068 (-100%)
Value—
Focus Partners Wealth
N/A
Shares— from 12,150
Change-12,150 (-100%)
Value—
OneDigital Investment Advisors LLC
N/A
Shares— from 11,731
Change-11,731 (-100%)
Value—
Geneos Wealth Management Inc.
N/A
Shares— from 11,392
Change-11,392 (-100%)
Value—
PAX Financial Group, LLC
N/A
Shares— from 11,046
Change-11,046 (-100%)
Value—
Savvy Advisors, Inc.
N/A
Shares— from 10,876
Change-10,876 (-100%)
Value—
Susquehanna International Group, LLP
N/A
Shares— from 10,857
Change-10,857 (-100%)
Value—
Empowered Funds, LLC
N/A
Shares— from 10,781
Change-10,781 (-100%)
Value—
HighTower Advisors, LLC
N/A
Shares— from 10,200
Change-10,200 (-100%)
Value—
Integrated Wealth Concepts LLC
N/A
Shares— from 10,106
Change-10,106 (-100%)
Value—
BFC Planning, Inc.
N/A
Shares— from 6,220
Change-6,220 (-100%)
Value—
BNP Paribas Financial Markets
N/A
Shares— from 5,502
Change-5,502 (-100%)
Value—
Wells Fargo & Company
N/A
Shares— from 4,253
Change-4,253 (-100%)
Value—
PlanVest Financial, Inc
N/A
Shares— from 3,708
Change-3,708 (-100%)
Value—
Northwestern Mutual Wealth Management Co
N/A
Shares— from 3,133
Change-3,133 (-100%)
Value—
Berthel, Fisher & Company Financial Services, Inc.
N/A
Shares— from 3,092
Change-3,092 (-100%)
Value—
Tower Research Capital LLC (TRC)
N/A
Shares— from 2,403
Change-2,403 (-100%)
Value—
Tidemark, LLC
N/A
Shares— from 2,134
Change-2,134 (-100%)
Value—
IFG Advisory, LLC
N/A
Shares— from 2,038
Change-2,038 (-100%)
Value—
Nomura Asset Management Co LTD
N/A
Shares— from 1,597
Change-1,597 (-100%)
Value—
JPMorgan Chase & Co
N/A
Shares— from 1,578
Change-1,578 (-100%)
Value—
LGT Financial Advisors LLC
N/A
Shares— from 1,542
Change-1,542 (-100%)
Value—
Status
LPL Financial LLC
DECREASED992,8091,019,029-26,220-3%$6.3M$7.0M+$621.0K2026-11-06
Cambridge Investment Research Advisors, Inc.
DECREASED661,544713,829-52,285-7%$4.4M$4.6M+$197.0K2026-11-02
LSV Asset Management
INCREASED482,575387,536+95,039+25%$2.4M$3.4M+$974.0K2026-11-06
Hennion & Walsh Asset Management, Inc.
DECREASED196,894290,756-93,862-32%$1.8M$1.4M-$429.2K2026-10-13
Commonwealth Equity Services, LLC
DECREASED194,367207,748-13,381-6%$1.3M$1.4M+$70.2K2026-11-02
Sigma Planning Corp
DECREASED192,255200,157-7,902-4%$1.2M$1.3M+$102.7K2026-10-23
Kestra Advisory Services, LLC
DECREASED152,144169,515-17,371-10%$1.1M$1.1M+$12.0K2026-11-02
Diversify Advisory Services, LLC
DECREASED120,368128,023-7,655-6%$768.3K$836.2K+$67.9K2026-10-20
Diversify Wealth Management, LLC
DECREASED120,368128,023-7,655-6%$768.3K$836.2K+$67.9K2026-10-20
Apollon Wealth Management, LLC
DECREASED83,79587,043-3,248-4%$542.3K$588.2K+$46.0K2026-10-23
Endowment Wealth Management, Inc.
INCREASED70,69068,503+2,187+3%$426.8K$496.2K+$69.5K2026-11-03
International Assets Investment Management, LLC
UNCHANGED70,09170,09100%$451.3K$496.3K+$45.0K2026-11-02
Pinkerton Wealth, LLC
DECREASED51,662163,035-111,373-68%$1.1M$362.7K-$752.5K2026-10-29
Independent Financial Group, LLC
DECREASED50,25962,627-12,368-20%$390.2K$352.8K-$37.3K2026-10-13
True Freedom Investing, LLC
DECREASED43,660143,122-99,462-69%$979.0K$306.5K-$672.5K2026-10-29
Founders Financial Securities LLC
UNCHANGED36,90436,90400%$229.9K$259.1K+$29.2K2026-10-28
Wedbush Securities Inc
DECREASED35,87537,475-1,600-4%$233.0K$252.0K+$19.0K2026-10-22
Closed-End Fund Advisors, Inc.
DECREASED34,29834,430-1320%$214.5K$240.8K+$26.3K2026-11-04
Symmetry Partners, LLC
UNCHANGED33,21433,21400%$206.9K$233.2K+$26.2K2026-10-27
BI Asset Management Fondsmaeglerselskab A/S
DECREASED32,23138,565-6,334-16%$240.0K$226.0K-$14.0K2026-10-22
Creative Planning
DECREASED29,56130,679-1,118-4%$191.1K$207.5K+$16.4K2026-11-02
Koshinski Asset Management, Inc.
UNCHANGED29,44029,44000%$183.4K$206.7K+$23.3K2026-10-29
Strategic Blueprint, LLC
DECREASED29,01034,177-5,167-15%$212.9K$203.7K-$9.3K2026-10-22
Eagle Global Advisors LLC
NEW27,590—+27,590——$193.7K—2026-11-02
TT Capital Management LLC
INCREASED27,11725,312+1,805+7%$157.7K$190.4K+$32.7K2026-10-15
Avior Wealth Management, LLC
UNCHANGED24,80624,80600%$154.5K$174.1K+$19.6K2026-10-13
United Advisor Group, LLC
DECREASED23,38024,085-705-3%$150.1K$164.1K+$14.1K2026-11-03
Golden State Wealth Management, LLC
INCREASED21,56720,045+1,522+8%$124.9K$151.4K+$26.5K2026-11-02
BlueChip Wealth Advisors LLC
UNCHANGED20,59420,59400%$128.3K$144.6K+$16.3K2026-11-03
Concurrent Investment Advisors, LLC
DECREASED19,41530,842-11,427-37%$192.1K$136.3K-$55.9K2026-10-16
Swmg, LLC
UNCHANGED19,37419,37400%$124.4K$126.9K+$2.5K2026-10-23
Doliver Advisors, LP
DECREASED19,00021,600-2,600-12%$134.6K$133.4K-$1.2K2026-10-01
A&I Financial Services, LLC
DECREASED18,31419,510-1,196-6%$121.5K$128.6K+$7.0K2026-10-15
Kestra Private Wealth Services, LLC
DECREASED16,48717,351-864-5%$108.1K$115.7K+$7.6K2026-11-06
RFG Advisory, LLC
INCREASED14,87410,230+4,644+45%$63.7K$104.4K+$40.7K2026-11-03
SMH Capital Advisors Inc
UNCHANGED14,60014,60000%$91.0K$102.5K+$11.5K2026-10-29
Catalyst Capital Advisors LLC
UNCHANGED14,60014,60000%$91.0K$102.5K+$11.5K2026-11-02
Triumph Capital Management
INCREASED13,82812,628+1,200+10%$78.7K$97.1K+$18.4K2026-10-14
Summit Securities Group LLC
NEW13,088—+13,088——$91.9K—2026-11-05
Kingswood Wealth Advisors, LLC
DECREASED12,45814,466-2,008-14%$90.1K$87.5K-$2.7K2026-10-23
BridgePort Financial Solutions, LLC
UNCHANGED12,23312,23300%$76.2K$85.9K+$9.7K2026-11-02
First Heartland Consultants, Inc.
INCREASED11,91811,653+265+2%$72.6K$83.7K+$11.1K2026-10-08
Aviso Wealth Management
DECREASED11,91312,080-167-1%$75.3K$83.6K+$8.4K2026-11-04
State of Wyoming
NEW11,854—+11,854——$83.2K—2026-10-28
Legacy Advisors, LLC
DECREASED10,50017,000-6,500-38%$105.9K$73.7K-$32.2K2026-10-19
Merit Financial Group, LLC
DECREASED10,30512,630-2,325-18%$78.7K$72.3K-$6.3K2026-11-06
Gen-Wealth Partners Inc
UNCHANGED9,5009,50000%$59.2K$66.7K+$7.5K2026-11-04
Essential Investment Partners LLC
UNCHANGED8,3808,38000%$52.2K$58.8K+$6.6K2026-10-27
IFP Advisors, Inc
DECREASED7,53111,274-3,743-33%$70.2K$52.9K-$17.4K2026-10-16
Farther Finance Advisors, LLC
UNCHANGED5,8265,82600%$36.3K$40.9K+$4.6K2026-10-08
Private Trust Co NA
UNCHANGED5,8205,82000%$36.3K$40.9K+$4.6K2026-10-20
Nfsg Corp
UNCHANGED4,6984,69800%$29.3K$33.0K+$3.7K2026-10-15
Joseph Group Capital Management
UNCHANGED4,1314,13100%$25.7K$29.0K+$3.3K2026-11-04
Lodestone Wealth Management LLC
INCREASED3,8543,688+166+5%$23.0K$27.1K+$4.1K2026-10-14
Allworth Financial LP
NEW3,441—+3,441——$21.4K—2026-11-06
Signaturefd, LLC
UNCHANGED3,3093,30900%$20.6K$23.2K+$2.6K2026-10-23
New England Capital Financial Advisors LLC
INCREASED3,0552,923+132+5%$18.2K$21.4K+$3.2K2026-11-03
Russell Investments Group, Ltd.
INCREASED2,7612,641+120+5%$16.5K$19.4K+$2.9K2026-11-06
UMB Bank, n.a.
INCREASED2,6262,587+39+2%$16.1K$18.4K+$2.3K2026-11-06
JFS Wealth Advisors, LLC
NEW2,108—+2,108——$14.8K—2026-11-03
Kingdom Financial Group Llc.
NEW1,289—+1,289——$9.0K—2026-11-04
Kozak & Associates, Inc.
INCREASED718687+31+5%$4.5K$4.9K+$4102026-10-29
Main Street Group, LTD
UNCHANGED46546500%$2.9K$3.3K+$3672026-10-28
Richardson Financial Services Inc.
UNCHANGED39939900%$2.5K$2.8K+$3152026-10-30
Barclays PLC
NEW54—+54——$379—2026-11-06
StoneX Group Inc.
CLOSED013,313-13,313-100%$89.0K$0-$89.0K2026-11-03
Summit Wealth Group LLC / Co
CLOSED010,541-10,541-100%$65.7K$0-$65.7K2026-10-29
BXM Wealth LLC
CLOSED010,190-10,190-100%$63.5K$0-$63.5K2026-11-03
Spire Wealth Management
CLOSED03,821-3,821-100%$23.8K$0-$23.8K2026-10-30
Simplex Trading, LLC
CLOSED01,600-1,600-100%$10.0K$0-$10.0K2026-11-04
Caitong International Asset Management Co., Ltd
CLOSED060-60-100%$374$0-$3742026-10-29
Bulldog Investors, LLPA
N/A—1,538,071-1,538,071-100%$9.6M———
Invesco Ltd.
N/A—1,368,725-1,368,725-100%$8.5M———
Morgan Stanley
N/A—1,266,950-1,266,950-100%$7.9M———
Van Eck Associates Corp
N/A—1,236,397-1,236,397-100%$7.7M———
UBS Group AG
N/A—915,653-915,653-100%$5.7M———
Callodine Capital Management, LP
N/A—674,138-674,138-100%$4.2M———
Berger Financial Group, Inc
N/A—404,493-404,493-100%$2.5M———
Arkadios Wealth Advisors
N/A—322,360-322,360-100%$2.0M———
D. E. Shaw & Co., Inc.
N/A—312,707-312,707-100%$1.9M———
Osaic Holdings, Inc.
N/A—291,108-291,108-100%$1.8M———
Advisors Asset Management, Inc.
N/A—290,200-290,200-100%$1.8M———
Renaissance Technologies LLC
N/A—248,600-248,600-100%$1.5M———
Envestnet Asset Management Inc
N/A—210,410-210,410-100%$1.3M———
BlackRock, Inc.
N/A—195,515-195,515-100%$1.2M———
Bank of America Corp
N/A—169,916-169,916-100%$1.1M———
Alpine Global Management, LLC
N/A—155,635-155,635-100%$969.6K———
Legacy Wealth Managment, LLC
N/A—121,169-121,169-100%$754.9K———
Qube Research & Technologies Ltd
N/A—113,967-113,967-100%$710.0K———
Virtus Investment Advisers, LLC
N/A—108,061-108,061-100%$673.2K———
Cetera Investment Advisers
N/A—96,207-96,207-100%$599.4K———
Adapt Wealth Advisors, LLC
N/A—92,197-92,197-100%$574.4K———
Financial Gravity Companies, Inc.
N/A—78,833-78,833-100%$491.1K———
Janney Montgomery Scott LLC
N/A—76,920-76,920-100%$479.0K———
Curi Capital, LLC
N/A—75,452-75,452-100%$470.1K———
Hopwood Nicholas Hunter
N/A—71,233-71,233-100%$443.8K———
Ameriprise Financial Inc
N/A—70,563-70,563-100%$439.6K———
Royal Bank of Canada
N/A—68,994-68,994-100%$430.0K———
Apollo Management Holdings, L.P.
N/A—63,263-63,263-100%$394.1K———
Private Advisor Group, LLC
N/A—62,823-62,823-100%$391.4K———
Two Sigma Investments, LP
N/A—61,461-61,461-100%$382.9K———
AE Wealth Management LLC
N/A—57,839-57,839-100%$360.3K———
Campbell & Co Investment Adviser LLC
N/A—53,883-53,883-100%$335.7K———
Engineers Gate Manager LP
N/A—37,935-37,935-100%$236.3K———
Continuum Advisory, LLC
N/A—37,229-37,229-100%$231.9K———
Raymond James Financial Inc
N/A—30,327-30,327-100%$188.9K———
Founders Financial Alliance, LLC
N/A—28,913-28,913-100%$180.1K———
Trivium Point Advisory, LLC
N/A—28,167-28,167-100%$175.5K———
Kovack Advisors, Inc.
N/A—25,671-25,671-100%$166.3K———
Winton Group Ltd
N/A—24,300-24,300-100%$151.4K———
IHT Wealth Management, LLC
N/A—23,242-23,242-100%$144.8K———
Oxford Asset Management LLP
N/A—22,676-22,676-100%$141.3K———
GatePass Capital, LLC
N/A—22,500-22,500-100%$140.2K———
Great Valley Advisor Group, Inc.
N/A—22,299-22,299-100%$138.8K———
Cerity Partners LLC
N/A—21,864-21,864-100%$136.2K———
Silver OAK Securities, Incorporated
N/A—20,973-20,973-100%$130.7K———
Squarepoint Ops LLC
N/A—20,590-20,590-100%$128.3K———
Harbour Investments, Inc.
N/A—20,062-20,062-100%$125.0K———
Focus Partners Advisor Solutions, LLC
N/A—19,229-19,229-100%$119.8K———
Punch & Associates Investment Management, Inc.
N/A—18,920-18,920-100%$117.9K———
Wealthspire Advisors, LLC
N/A—16,687-16,687-100%$104.0K———
Entropy Technologies, LP
N/A—14,716-14,716-100%$91.7K———
Global Retirement Partners, LLC
N/A—14,001-14,001-100%$87.2K———
Belpointe Asset Management LLC
N/A—13,233-13,233-100%$82.4K———
Mariner, LLC
N/A—13,115-13,115-100%$81.7K———
Western Wealth Management, LLC
N/A—13,068-13,068-100%$81.4K———
Focus Partners Wealth
N/A—12,150-12,150-100%$75.7K———
OneDigital Investment Advisors LLC
N/A—11,731-11,731-100%$73.1K———
Geneos Wealth Management Inc.
N/A—11,392-11,392-100%$71.0K———
PAX Financial Group, LLC
N/A—11,046-11,046-100%$68.8K———
Savvy Advisors, Inc.
N/A—10,876-10,876-100%$67.8K———
Susquehanna International Group, LLP
N/A—10,857-10,857-100%$67.6K———
Empowered Funds, LLC
N/A—10,781-10,781-100%$67.2K———
HighTower Advisors, LLC
N/A—10,200-10,200-100%$63.5K———
Integrated Wealth Concepts LLC
N/A—10,106-10,106-100%$63.0K———
BFC Planning, Inc.
N/A—6,220-6,220-100%$38.7K———
BNP Paribas Financial Markets
N/A—5,502-5,502-100%$34.3K———
Wells Fargo & Company
N/A—4,253-4,253-100%$26.5K———
PlanVest Financial, Inc
N/A—3,708-3,708-100%$23.1K———
Northwestern Mutual Wealth Management Co
N/A—3,133-3,133-100%$19.5K———
Berthel, Fisher & Company Financial Services, Inc.
N/A—3,092-3,092-100%$19.3K———
Tower Research Capital LLC (TRC)
N/A—2,403-2,403-100%$15.0K———
Tidemark, LLC
N/A—2,134-2,134-100%$13.3K———
IFG Advisory, LLC
N/A—2,038-2,038-100%$12.7K———
Nomura Asset Management Co LTD
N/A—1,597-1,597-100%$9.9K———
JPMorgan Chase & Co
N/A—1,578-1,578-100%$9.9K———
LGT Financial Advisors LLC
N/A—1,542-1,542-100%$9.6K———
Showing 147 of 147 institutions