Claymore Exchange TRD FD TR

Q3 2013 vs Q4 2013

Comparing institutional holders between quarters

Compare Detailed Historical Funds Options 13D/13G Peers Targeting Trading Summary Profile

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Credit Suisse AG/

UNCHANGED

Shares21,814 from 21,814

Change0 (0%)

Value$557 ($0)

Filed 2014-02-14

Parasol Investment Management, LLC

UNCHANGED

Shares10,000 from 10,000

Change0 (0%)

Value$256 (+$1)

Filed 2014-02-05

UBS AG

DECREASED

Shares7,332 from 102,485

Change-95,153 (-93%)

Value$187 (-$2.4K)

Filed 2014-05-21

Morgan Stanley

DECREASED

Shares50 from 372,214

Change-372,164 (-100%)

Value$1 (-$9.5K)

Filed 2014-02-13

Ledyard National Bank

UNCHANGED

Shares50 from 50

Change0 (0%)

Value$1 ($0)

Filed 2014-01-14

Wells Fargo & Company

DECREASED

Shares1 from 57,594

Change-57,593 (-100%)

Value$0 (-$1.5K)

Filed 2014-02-06

Capital Advisors, Ltd. LLC

NEW

Shares0

Change0

Value$0

Filed 2014-01-24

TD Capital Management LLC

CLOSED

Shares0 from 602,856

Change-602,856 (-100%)

Value$0 (-$15.4K)

Filed 2014-02-13

Raymond James Financial Services Advisors, Inc.

CLOSED

Shares0 from 491,520

Change-491,520 (-100%)

Value$0 (-$12.5K)

Filed 2014-02-03

Bluefin Trading, LLC

CLOSED

Shares0 from 314,643

Change-314,643 (-100%)

Value$0 (-$8.0K)

Filed 2014-02-14

LPL Financial LLC

CLOSED

Shares0 from 142,717

Change-142,717 (-100%)

Value$0 (-$3.6K)

Filed 2014-02-13

Prospera Financial Services Inc

CLOSED

Shares0 from 81,281

Change-81,281 (-100%)

Value$0 (-$2.1K)

Filed 2014-02-13

Verition Fund Management LLC

CLOSED

Shares0 from 66,375

Change-66,375 (-100%)

Value$0 (-$1.7K)

Filed 2014-02-14

Commonwealth Equity Services, Inc

CLOSED

Shares0 from 45,277

Change-45,277 (-100%)

Value$0 (-$1.2K)

Filed 2014-02-11

Courier Capital LLC

CLOSED

Shares0 from 35,659

Change-35,659 (-100%)

Value$0 (-$910)

Filed 2014-02-14

Ameriprise Financial Inc

CLOSED

Shares0 from 33,693

Change-33,693 (-100%)

Value$0 (-$860)

Filed 2014-02-14

Susquehanna International Group, LLP

CLOSED

Shares0 from 31,626

Change-31,626 (-100%)

Value$0 (-$807)

Filed 2014-02-13

Summit Asset Management, LLC

CLOSED

Shares0 from 21,265

Change-21,265 (-100%)

Value$0 (-$543)

Filed 2014-02-05

Suntrust Banks Inc

CLOSED

Shares0 from 20,508

Change-20,508 (-100%)

Value$0 (-$523)

Filed 2014-02-12

Empirical Financial Services, LLC d.b.a. Empirical Wealth Management

CLOSED

Shares0 from 19,169

Change-19,169 (-100%)

Value$0 (-$489)

Filed 2014-01-24

KCG Holdings, Inc.

CLOSED

Shares0 from 18,523

Change-18,523 (-100%)

Value$0 (-$473)

Filed 2014-02-13

Goldman Sachs Group Inc

CLOSED

Shares0 from 16,239

Change-16,239 (-100%)

Value$0 (-$414)

Filed 2014-02-14

Royal Bank of Canada

CLOSED

Shares0 from 14,121

Change-14,121 (-100%)

Value$0 (-$360)

Filed 2014-02-14

Reliance Trust Co

CLOSED

Shares0 from 12,785

Change-12,785 (-100%)

Value$0 (-$326)

Filed 2014-01-13

Jane Street Holding, LLC

CLOSED

Shares0 from 11,074

Change-11,074 (-100%)

Value$0 (-$283)

Filed 2014-02-14

Segment Wealth Management, LLC

CLOSED

Shares0 from 11,050

Change-11,050 (-100%)

Value$0 (-$282)

Filed 2014-01-17

Buckingham Capital Management, Inc.

CLOSED

Shares0 from 8,603

Change-8,603 (-100%)

Value$0 (-$220)

Filed 2014-02-10

Janney Montgomery Scott LLC

CLOSED

Shares0 from 8,550

Change-8,550 (-100%)

Value$0 (-$218.2K)

Filed 2014-02-19

PacWest Financial Management Inc

CLOSED

Shares0 from 7,950

Change-7,950 (-100%)

Value$0 (-$203)

Filed 2014-01-27

PNC Financial Services Group, Inc.

CLOSED

Shares0 from 6,308

Change-6,308 (-100%)

Value$0 (-$160)

Filed 2014-02-07

American International Group, Inc.

CLOSED

Shares0 from 6,259

Change-6,259 (-100%)

Value$0 (-$159.7K)

Filed 2014-02-11

Citigroup Inc

CLOSED

Shares0 from 2,723

Change-2,723 (-100%)

Value$0 (-$69)

Filed 2014-02-14

Gradient Investments LLC

CLOSED

Shares0 from 1,120

Change-1,120 (-100%)

Value$0 (-$29)

Filed 2014-01-13

Invesco Ltd.

CLOSED

Shares0 from 1,000

Change-1,000 (-100%)

Value$0 (-$26)

Filed 2014-02-13

Enterprise Financial Services Corp

CLOSED

Shares0 from 600

Change-600 (-100%)

Value$0 (-$15)

Filed 2014-01-30

Ladenburg Thalmann Financial Services Inc

CLOSED

Shares0 from 310

Change-310 (-100%)

Value$0 (-$8)

Filed 2014-02-14

Stifel Nicolaus & Co Inc \mo\

N/A

Shares— from 10,000

Change-10,000 (-100%)

Value—

	Status
Credit Suisse AG/	UNCHANGED	21,814	21,814	0	0%	$557	$557	$0	2014-02-14
Parasol Investment Management, LLC	UNCHANGED	10,000	10,000	0	0%	$255	$256	+$1	2014-02-05
UBS AG	DECREASED	7,332	102,485	-95,153	-93%	$2.6K	$187	-$2.4K	2014-05-21
Morgan Stanley	DECREASED	50	372,214	-372,164	-100%	$9.5K	$1	-$9.5K	2014-02-13
Ledyard National Bank	UNCHANGED	50	50	0	0%	$1	$1	$0	2014-01-14
Wells Fargo & Company	DECREASED	1	57,594	-57,593	-100%	$1.5K	$0	-$1.5K	2014-02-06
Capital Advisors, Ltd. LLC	NEW	0	—	0	—	—	$0	—	2014-01-24
TD Capital Management LLC	CLOSED	0	602,856	-602,856	-100%	$15.4K	$0	-$15.4K	2014-02-13
Raymond James Financial Services Advisors, Inc.	CLOSED	0	491,520	-491,520	-100%	$12.5K	$0	-$12.5K	2014-02-03
Bluefin Trading, LLC	CLOSED	0	314,643	-314,643	-100%	$8.0K	$0	-$8.0K	2014-02-14
LPL Financial LLC	CLOSED	0	142,717	-142,717	-100%	$3.6K	$0	-$3.6K	2014-02-13
Prospera Financial Services Inc	CLOSED	0	81,281	-81,281	-100%	$2.1K	$0	-$2.1K	2014-02-13
Verition Fund Management LLC	CLOSED	0	66,375	-66,375	-100%	$1.7K	$0	-$1.7K	2014-02-14
Commonwealth Equity Services, Inc	CLOSED	0	45,277	-45,277	-100%	$1.2K	$0	-$1.2K	2014-02-11
Courier Capital LLC	CLOSED	0	35,659	-35,659	-100%	$910	$0	-$910	2014-02-14
Ameriprise Financial Inc	CLOSED	0	33,693	-33,693	-100%	$860	$0	-$860	2014-02-14
Susquehanna International Group, LLP	CLOSED	0	31,626	-31,626	-100%	$807	$0	-$807	2014-02-13
Summit Asset Management, LLC	CLOSED	0	21,265	-21,265	-100%	$543	$0	-$543	2014-02-05
Suntrust Banks Inc	CLOSED	0	20,508	-20,508	-100%	$523	$0	-$523	2014-02-12
Empirical Financial Services, LLC d.b.a. Empirical Wealth Management	CLOSED	0	19,169	-19,169	-100%	$489	$0	-$489	2014-01-24
KCG Holdings, Inc.	CLOSED	0	18,523	-18,523	-100%	$473	$0	-$473	2014-02-13
Goldman Sachs Group Inc	CLOSED	0	16,239	-16,239	-100%	$414	$0	-$414	2014-02-14
Royal Bank of Canada	CLOSED	0	14,121	-14,121	-100%	$360	$0	-$360	2014-02-14
Reliance Trust Co	CLOSED	0	12,785	-12,785	-100%	$326	$0	-$326	2014-01-13
Jane Street Holding, LLC	CLOSED	0	11,074	-11,074	-100%	$283	$0	-$283	2014-02-14
Segment Wealth Management, LLC	CLOSED	0	11,050	-11,050	-100%	$282	$0	-$282	2014-01-17
Buckingham Capital Management, Inc.	CLOSED	0	8,603	-8,603	-100%	$220	$0	-$220	2014-02-10
Janney Montgomery Scott LLC	CLOSED	0	8,550	-8,550	-100%	$218.2K	$0	-$218.2K	2014-02-19
PacWest Financial Management Inc	CLOSED	0	7,950	-7,950	-100%	$203	$0	-$203	2014-01-27
PNC Financial Services Group, Inc.	CLOSED	0	6,308	-6,308	-100%	$160	$0	-$160	2014-02-07
American International Group, Inc.	CLOSED	0	6,259	-6,259	-100%	$159.7K	$0	-$159.7K	2014-02-11
Citigroup Inc	CLOSED	0	2,723	-2,723	-100%	$69	$0	-$69	2014-02-14
Gradient Investments LLC	CLOSED	0	1,120	-1,120	-100%	$29	$0	-$29	2014-01-13
Invesco Ltd.	CLOSED	0	1,000	-1,000	-100%	$26	$0	-$26	2014-02-13
Enterprise Financial Services Corp	CLOSED	0	600	-600	-100%	$15	$0	-$15	2014-01-30
Ladenburg Thalmann Financial Services Inc	CLOSED	0	310	-310	-100%	$8	$0	-$8	2014-02-14
Stifel Nicolaus & Co Inc \mo\	N/A	—	10,000	-10,000	-100%	$255.2K	—	—	—

Showing 37 of 37 institutions