Claymore Exchange TRD FD TR

Q3 2013 vs Q4 2013

Comparing institutional holders between quarters

Compare Detailed Historical Funds Options Short Interest 13D/13G Peers Targeting Trading Summary Profile

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UBS AG

DECREASED

Shares182,447 from 295,575

Change-113,128 (-38%)

Value$3.8K (-$2.3K)

Filed 2014-05-21

Deutsche Bank Ag\

UNCHANGED

Shares37,400 from 37,400

Change0 (0%)

Value$776 ($0)

Filed 2014-02-24

Advisors Preferred, LLC

NEW

Shares28,100

Change+28,100

Value$583

Filed 2014-02-14

Royal Bank of Canada

DECREASED

Shares2,217 from 46,640

Change-44,423 (-95%)

Value$46 (-$922)

Filed 2014-02-14

Monroe Bank & Trust

DECREASED

Shares1,460 from 3,700

Change-2,240 (-61%)

Value$30 (-$47)

Filed 2014-01-06

Wells Fargo & Company

DECREASED

Shares198 from 161,373

Change-161,175 (-100%)

Value$4 (-$3.3K)

Filed 2014-02-06

Advisory Services Network, LLC

NEW

Shares0

Change0

Value$0

Filed 2014-02-13

Capital Advisors, Ltd. LLC

NEW

Shares0

Change0

Value$0

Filed 2014-01-24

Raymond James Financial Services Advisors, Inc.

CLOSED

Shares0 from 798,319

Change-798,319 (-100%)

Value$0 (-$16.6K)

Filed 2014-02-03

Forward Management, LLC

CLOSED

Shares0 from 335,000

Change-335,000 (-100%)

Value$0 (-$7.0K)

Filed 2014-03-04

Evanston Investments, Inc., dba Evanston Advisors

CLOSED

Shares0 from 280,996

Change-280,996 (-100%)

Value$0 (-$5.8K)

Filed 2014-02-10

TD Capital Management LLC

CLOSED

Shares0 from 207,126

Change-207,126 (-100%)

Value$0 (-$4.3K)

Filed 2014-02-13

Morgan Stanley

CLOSED

Shares0 from 179,580

Change-179,580 (-100%)

Value$0 (-$3.7K)

Filed 2014-02-13

D.A. Davidson & Co.

CLOSED

Shares0 from 155,344

Change-155,344 (-100%)

Value$0 (-$3.2K)

Filed 2014-02-13

Susquehanna International Group, LLP

CLOSED

Shares0 from 125,645

Change-125,645 (-100%)

Value$0 (-$2.6K)

Filed 2014-02-13

Bluefin Trading, LLC

CLOSED

Shares0 from 109,973

Change-109,973 (-100%)

Value$0 (-$2.3K)

Filed 2014-02-14

HighTower Advisors, LLC

CLOSED

Shares0 from 89,470

Change-89,470 (-100%)

Value$0 (-$1.9K)

Filed 2014-02-14

Linscomb Wealth, Inc.

CLOSED

Shares0 from 79,203

Change-79,203 (-100%)

Value$0 (-$1.6K)

Filed 2014-02-05

Empirical Financial Services, LLC d.b.a. Empirical Wealth Management

CLOSED

Shares0 from 70,276

Change-70,276 (-100%)

Value$0 (-$1.5K)

Filed 2014-01-24

Courier Capital LLC

CLOSED

Shares0 from 50,598

Change-50,598 (-100%)

Value$0 (-$1.1K)

Filed 2014-02-14

Neuberger Berman Group LLC

CLOSED

Shares0 from 37,140

Change-37,140 (-100%)

Value$0 (-$771)

Filed 2014-02-11

LPL Financial LLC

CLOSED

Shares0 from 29,446

Change-29,446 (-100%)

Value$0 (-$612)

Filed 2014-02-13

Ameriprise Financial Inc

CLOSED

Shares0 from 26,274

Change-26,274 (-100%)

Value$0 (-$545)

Filed 2014-02-14

Guggenheim Capital LLC

CLOSED

Shares0 from 23,875

Change-23,875 (-100%)

Value$0 (-$495)

Filed 2014-02-14

Prospera Financial Services Inc

CLOSED

Shares0 from 22,444

Change-22,444 (-100%)

Value$0 (-$465)

Filed 2014-02-13

American Economic Planning Group Inc

CLOSED

Shares0 from 19,957

Change-19,957 (-100%)

Value$0 (-$414)

Filed 2014-01-28

Atria Investments, Inc

CLOSED

Shares0 from 19,957

Change-19,957 (-100%)

Value$0 (-$414)

Filed 2014-01-09

PNC Financial Services Group, Inc.

CLOSED

Shares0 from 15,872

Change-15,872 (-100%)

Value$0 (-$330)

Filed 2014-02-07

KCG Holdings, Inc.

CLOSED

Shares0 from 13,425

Change-13,425 (-100%)

Value$0 (-$279)

Filed 2014-02-13

American International Group, Inc.

CLOSED

Shares0 from 13,197

Change-13,197 (-100%)

Value$0 (-$273.9K)

Filed 2014-02-11

Legacy Private Trust Co.

CLOSED

Shares0 from 12,940

Change-12,940 (-100%)

Value$0 (-$269)

Filed 2014-01-13

Freedom Investment Management, Inc.

CLOSED

Shares0 from 12,842

Change-12,842 (-100%)

Value$0 (-$267)

Filed 2014-02-12

Buckingham Capital Management, Inc.

CLOSED

Shares0 from 10,180

Change-10,180 (-100%)

Value$0 (-$211)

Filed 2014-02-10

Howe & Rusling Inc

CLOSED

Shares0 from 4,800

Change-4,800 (-100%)

Value$0 (-$100)

Filed 2014-07-31

Enterprise Financial Services Corp

CLOSED

Shares0 from 550

Change-550 (-100%)

Value$0 (-$11)

Filed 2014-01-30

	Status
UBS AG	DECREASED	182,447	295,575	-113,128	-38%	$6.1K	$3.8K	-$2.3K	2014-05-21
Deutsche Bank Ag\	UNCHANGED	37,400	37,400	0	0%	$776	$776	$0	2014-02-24
Advisors Preferred, LLC	NEW	28,100	—	+28,100	—	—	$583	—	2014-02-14
Royal Bank of Canada	DECREASED	2,217	46,640	-44,423	-95%	$968	$46	-$922	2014-02-14
Monroe Bank & Trust	DECREASED	1,460	3,700	-2,240	-61%	$77	$30	-$47	2014-01-06
Wells Fargo & Company	DECREASED	198	161,373	-161,175	-100%	$3.4K	$4	-$3.3K	2014-02-06
Advisory Services Network, LLC	NEW	0	—	0	—	—	$0	—	2014-02-13
Capital Advisors, Ltd. LLC	NEW	0	—	0	—	—	$0	—	2014-01-24
Raymond James Financial Services Advisors, Inc.	CLOSED	0	798,319	-798,319	-100%	$16.6K	$0	-$16.6K	2014-02-03
Forward Management, LLC	CLOSED	0	335,000	-335,000	-100%	$7.0K	$0	-$7.0K	2014-03-04
Evanston Investments, Inc., dba Evanston Advisors	CLOSED	0	280,996	-280,996	-100%	$5.8K	$0	-$5.8K	2014-02-10
TD Capital Management LLC	CLOSED	0	207,126	-207,126	-100%	$4.3K	$0	-$4.3K	2014-02-13
Morgan Stanley	CLOSED	0	179,580	-179,580	-100%	$3.7K	$0	-$3.7K	2014-02-13
D.A. Davidson & Co.	CLOSED	0	155,344	-155,344	-100%	$3.2K	$0	-$3.2K	2014-02-13
Susquehanna International Group, LLP	CLOSED	0	125,645	-125,645	-100%	$2.6K	$0	-$2.6K	2014-02-13
Bluefin Trading, LLC	CLOSED	0	109,973	-109,973	-100%	$2.3K	$0	-$2.3K	2014-02-14
HighTower Advisors, LLC	CLOSED	0	89,470	-89,470	-100%	$1.9K	$0	-$1.9K	2014-02-14
Linscomb Wealth, Inc.	CLOSED	0	79,203	-79,203	-100%	$1.6K	$0	-$1.6K	2014-02-05
Empirical Financial Services, LLC d.b.a. Empirical Wealth Management	CLOSED	0	70,276	-70,276	-100%	$1.5K	$0	-$1.5K	2014-01-24
Courier Capital LLC	CLOSED	0	50,598	-50,598	-100%	$1.1K	$0	-$1.1K	2014-02-14
Neuberger Berman Group LLC	CLOSED	0	37,140	-37,140	-100%	$771	$0	-$771	2014-02-11
LPL Financial LLC	CLOSED	0	29,446	-29,446	-100%	$612	$0	-$612	2014-02-13
Ameriprise Financial Inc	CLOSED	0	26,274	-26,274	-100%	$545	$0	-$545	2014-02-14
Guggenheim Capital LLC	CLOSED	0	23,875	-23,875	-100%	$495	$0	-$495	2014-02-14
Prospera Financial Services Inc	CLOSED	0	22,444	-22,444	-100%	$465	$0	-$465	2014-02-13
American Economic Planning Group Inc	CLOSED	0	19,957	-19,957	-100%	$414	$0	-$414	2014-01-28
Atria Investments, Inc	CLOSED	0	19,957	-19,957	-100%	$414	$0	-$414	2014-01-09
PNC Financial Services Group, Inc.	CLOSED	0	15,872	-15,872	-100%	$330	$0	-$330	2014-02-07
KCG Holdings, Inc.	CLOSED	0	13,425	-13,425	-100%	$279	$0	-$279	2014-02-13
American International Group, Inc.	CLOSED	0	13,197	-13,197	-100%	$273.9K	$0	-$273.9K	2014-02-11
Legacy Private Trust Co.	CLOSED	0	12,940	-12,940	-100%	$269	$0	-$269	2014-01-13
Freedom Investment Management, Inc.	CLOSED	0	12,842	-12,842	-100%	$267	$0	-$267	2014-02-12
Buckingham Capital Management, Inc.	CLOSED	0	10,180	-10,180	-100%	$211	$0	-$211	2014-02-10
Howe & Rusling Inc	CLOSED	0	4,800	-4,800	-100%	$100	$0	-$100	2014-07-31
Enterprise Financial Services Corp	CLOSED	0	550	-550	-100%	$11	$0	-$11	2014-01-30

Showing 35 of 35 institutions