Codexis Inc (CDXS)

Q2 2026 vs Q3 2026

Comparing institutional holders between quarters

Compare Detailed Historical Funds Options 13D/13G Peers Targeting Trading Summary Profile

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Perkins Capital Management Inc

INCREASED

Shares1,021,850 from 526,100

Change+495,750 (+94%)

Value$1.4M (+$231.4K)

Filed 2026-11-02

Post Resch Tallon Group Inc.

INCREASED

Shares573,953 from 563,478

Change+10,475 (+2%)

Value$797.8K (-$475.7K)

Filed 2026-10-09

Assenagon Asset Management S.A.

DECREASED

Shares463,055 from 1,278,206

Change-815,151 (-64%)

Value$643.6K (-$2.2M)

Filed 2026-10-15

Prescott Group Capital Management, L.L.C.

NEW

Shares400,000

Change+400,000

Value$556.0K

Filed 2026-10-30

Bank of New York Mellon Corp

INCREASED

Shares250,632 from 226,039

Change+24,593 (+11%)

Value$348.4K (-$162.5K)

Filed 2026-11-05

Dimensional Fund Advisors LP

DECREASED

Shares201,464 from 313,386

Change-111,922 (-36%)

Value$279.8K (-$428.9K)

Filed 2026-11-04

Strs Ohio

INCREASED

Shares169,800 from 121,000

Change+48,800 (+40%)

Value$236.0K (-$37.4K)

Filed 2026-10-30

Citigroup Inc

INCREASED

Shares77,471 from 43,333

Change+34,138 (+79%)

Value$107.7K (+$9.8K)

Filed 2026-11-04

Commonwealth Equity Services, LLC

DECREASED

Shares36,179 from 36,204

Change-25 (0%)

Value$50.3K (-$31.5K)

Filed 2026-11-02

Krilogy Financial LLC

DECREASED

Shares30,141 from 34,825

Change-4,684 (-13%)

Value$42.5K (-$36.2K)

Filed 2026-10-13

Evergreen Capital Management LLC

UNCHANGED

Shares29,000 from 29,000

Change0 (0%)

Value$40.3K (-$25.2K)

Filed 2026-10-23

Capital Advisors, Ltd. LLC

UNCHANGED

Shares28,890 from 28,890

Change0 (0%)

Value$40.0K (-$25.0K)

Filed 2026-10-27

China Universal Asset Management Co., Ltd.

INCREASED

Shares19,981 from 14,466

Change+5,515 (+38%)

Value$27.0K (-$5.7K)

Filed 2026-10-28

Allspring Global Investments Holdings, LLC

INCREASED

Shares17,066 from 11,210

Change+5,856 (+52%)

Value$23.2K (-$3.6K)

Filed 2026-11-04

StoneX Group Inc.

NEW

Shares16,859

Change+16,859

Value$27.5K

Filed 2026-11-03

ProShare Advisors LLC

INCREASED

Shares16,636 from 14,303

Change+2,333 (+16%)

Value$23.1K (-$9.2K)

Filed 2026-10-29

Elmwood Wealth Management, Inc.

UNCHANGED

Shares12,695 from 12,695

Change0 (0%)

Value$17.6K (-$11.0K)

Filed 2026-10-14

Simplicity Wealth,LLC

DECREASED

Shares10,980 from 17,438

Change-6,458 (-37%)

Value$15.3K (-$24.1K)

Filed 2026-10-23

Pinnacle Wealth Planning Services, Inc.

UNCHANGED

Shares8,273 from 8,273

Change0 (0%)

Value$11.5K (-$7.2K)

Filed 2026-10-27

Mirae Asset Global Investments Co., Ltd.

INCREASED

Shares5,596 from 4,065

Change+1,531 (+38%)

Value$7.8K (-$1.4K)

Filed 2026-11-03

Gamma Investing LLC

INCREASED

Shares5,089 from 4,766

Change+323 (+7%)

Value$7.1K (-$3.7K)

Filed 2026-10-08

Simplex Trading, LLC

INCREASED

Shares4,006 from 932

Change+3,074 (+330%)

Value$5.6K (+$3.5K)

Filed 2026-11-04

Sterling Capital Management LLC

INCREASED

Shares2,715 from 537

Change+2,178 (+406%)

Value$3.8K (+$2.6K)

Filed 2026-10-22

GF Fund Management Co. Ltd.

INCREASED

Shares2,061 from 1,913

Change+148 (+8%)

Value$2.9K (-$1.5K)

Filed 2026-10-26

EverSource Wealth Advisors, LLC

DECREASED

Shares720 from 1,479

Change-759 (-51%)

Value$1.0K (-$2.3K)

Filed 2026-11-04

SBI Securities Co., Ltd.

UNCHANGED

Shares321 from 321

Change0 (0%)

Value$446 (-$279)

Filed 2026-10-22

Nisa Investment Advisors, LLC

DECREASED

Shares197 from 7,497

Change-7,300 (-97%)

Value$274 (-$16.7K)

Filed 2026-10-20

Farther Finance Advisors, LLC

DECREASED

Shares154 from 1,040

Change-886 (-85%)

Value$214 (-$2.1K)

Filed 2026-10-08

Covestor Ltd

DECREASED

Shares107 from 178

Change-71 (-40%)

Value$0 ($0)

Filed 2026-10-30

CoreCap Advisors, LLC

NEW

Shares64

Change+64

Value$89

Filed 2026-10-08

Essential Partners LLC

DECREASED

Shares46 from 451

Change-405 (-90%)

Value$64 (-$955)

Filed 2026-10-14

IFP Advisors, Inc

DECREASED

Shares31 from 91

Change-60 (-66%)

Value$43 (-$163)

Filed 2026-10-16

Root Financial Partners, LLC

NEW

Shares23

Change+23

Value$32

Filed 2026-10-21

SJS Investment Consulting Inc.

DECREASED

Shares19 from 157

Change-138 (-88%)

Value$27 (-$328)

Filed 2026-10-26

Caitong International Asset Management Co., Ltd

DECREASED

Shares4 from 12

Change-8 (-67%)

Value$6 (-$21)

Filed 2026-10-29

Wealth Enhancement Advisory Services, LLC

CLOSED

Shares0 from 25,275

Change-25,275 (-100%)

Value$0 (-$61.4K)

Filed 2026-10-13

Creative Planning

CLOSED

Shares0 from 15,488

Change-15,488 (-100%)

Value$0 (-$35.0K)

Filed 2026-11-02

Abel Hall, LLC

CLOSED

Shares0 from 11,916

Change-11,916 (-100%)

Value$0 (-$26.9K)

Filed 2026-10-19

FNY Investment Advisers, LLC

CLOSED

Shares0 from 5,000

Change-5,000 (-100%)

Value$0 (-$11)

Filed 2026-10-16

True Wealth Design, LLC

CLOSED

Shares0 from 178

Change-178 (-100%)

Value$0 (-$403)

Filed 2026-10-13

Fortitude Family Office, LLC

CLOSED

Shares0 from 108

Change-108 (-100%)

Value$0 (-$244)

Filed 2026-10-14

Wealth Enhancement Trust Services, Inc.

CLOSED

Shares0 from 46

Change-46 (-100%)

Value$0 (-$104)

Filed 2026-10-07

BlackRock, Inc.

N/A

Shares— from 7,284,352

Change-7,284,352 (-100%)

Value—

Opaleye Management Inc.

N/A

Shares— from 6,785,000

Change-6,785,000 (-100%)

Value—

Aberdeen Group plc

N/A

Shares— from 6,769,954

Change-6,769,954 (-100%)

Value—

Millennium Management LLC

N/A

Shares— from 5,549,139

Change-5,549,139 (-100%)

Value—

Telemark Asset Management, LLC

N/A

Shares— from 3,846,411

Change-3,846,411 (-100%)

Value—

Ameriprise Financial Inc

N/A

Shares— from 3,809,440

Change-3,809,440 (-100%)

Value—

Nantahala Capital Management, LLC

N/A

Shares— from 3,623,613

Change-3,623,613 (-100%)

Value—

Vanguard Capital Management LLC

N/A

Shares— from 3,617,109

Change-3,617,109 (-100%)

Value—

Geode Capital Management, LLC

N/A

Shares— from 2,162,393

Change-2,162,393 (-100%)

Value—

State Street Corp

N/A

Shares— from 1,756,814

Change-1,756,814 (-100%)

Value—

D. E. Shaw & Co., Inc.

N/A

Shares— from 1,342,014

Change-1,342,014 (-100%)

Value—

Jacobs Levy Equity Management, Inc

N/A

Shares— from 1,330,205

Change-1,330,205 (-100%)

Value—

Vanguard Portfolio Management LLC

N/A

Shares— from 1,307,171

Change-1,307,171 (-100%)

Value—

AQR Capital Management LLC

N/A

Shares— from 845,431

Change-845,431 (-100%)

Value—

Two Sigma Investments, LP

N/A

Shares— from 696,599

Change-696,599 (-100%)

Value—

Northern Trust Corp

N/A

Shares— from 682,940

Change-682,940 (-100%)

Value—

Franklin Resources Inc

N/A

Shares— from 678,640

Change-678,640 (-100%)

Value—

Morgan Stanley

N/A

Shares— from 649,170

Change-649,170 (-100%)

Value—

Vanguard Fiduciary Trust Co

N/A

Shares— from 581,058

Change-581,058 (-100%)

Value—

Man Group plc

N/A

Shares— from 565,593

Change-565,593 (-100%)

Value—

FMR LLC

N/A

Shares— from 478,483

Change-478,483 (-100%)

Value—

Goldman Sachs Group Inc

N/A

Shares— from 434,924

Change-434,924 (-100%)

Value—

Algert Global LLC

N/A

Shares— from 430,910

Change-430,910 (-100%)

Value—

Nuveen, LLC

N/A

Shares— from 392,267

Change-392,267 (-100%)

Value—

Acadian Asset Management LLC

N/A

Shares— from 358,285

Change-358,285 (-100%)

Value—

Tudor Investment Corp ET AL

N/A

Shares— from 357,925

Change-357,925 (-100%)

Value—

Russell Investments Group, Ltd.

N/A

Shares— from 308,095

Change-308,095 (-100%)

Value—

Platinum Investment Management LTD

N/A

Shares— from 264,464

Change-264,464 (-100%)

Value—

Royal Bank of Canada

N/A

Shares— from 262,926

Change-262,926 (-100%)

Value—

Potomac Capital Management, Inc.

N/A

Shares— from 260,000

Change-260,000 (-100%)

Value—

Charles Schwab Investment Management Inc

N/A

Shares— from 242,211

Change-242,211 (-100%)

Value—

XTX Topco Ltd

N/A

Shares— from 240,627

Change-240,627 (-100%)

Value—

Bank of America Corp

N/A

Shares— from 240,517

Change-240,517 (-100%)

Value—

UBS Group AG

N/A

Shares— from 239,907

Change-239,907 (-100%)

Value—

Citadel Advisors LLC

N/A

Shares— from 191,580

Change-191,580 (-100%)

Value—

Invesco Ltd.

N/A

Shares— from 162,271

Change-162,271 (-100%)

Value—

Barclays PLC

N/A

Shares— from 155,274

Change-155,274 (-100%)

Value—

Arrowstreet Capital, Limited Partnership

N/A

Shares— from 148,051

Change-148,051 (-100%)

Value—

Alliancebernstein L.P.

N/A

Shares— from 126,430

Change-126,430 (-100%)

Value—

Bridgeway Capital Management, LLC

N/A

Shares— from 125,908

Change-125,908 (-100%)

Value—

Jane Street Group, LLC

N/A

Shares— from 120,815

Change-120,815 (-100%)

Value—

Marshall Wace, LLP

N/A

Shares— from 117,135

Change-117,135 (-100%)

Value—

Stonepine Capital Management, LLC

N/A

Shares— from 109,662

Change-109,662 (-100%)

Value—

Rhumbline Advisers

N/A

Shares— from 103,301

Change-103,301 (-100%)

Value—

Wells Fargo & Company

N/A

Shares— from 101,926

Change-101,926 (-100%)

Value—

Deutsche Bank Ag\

N/A

Shares— from 96,229

Change-96,229 (-100%)

Value—

Susquehanna International Group, LLP

N/A

Shares— from 82,523

Change-82,523 (-100%)

Value—

LPL Financial LLC

N/A

Shares— from 76,560

Change-76,560 (-100%)

Value—

Price T Rowe Associates Inc

N/A

Shares— from 66,924

Change-66,924 (-100%)

Value—

Public Employees Retirement System of Ohio

N/A

Shares— from 63,753

Change-63,753 (-100%)

Value—

Numerai GP LLC

N/A

Shares— from 60,209

Change-60,209 (-100%)

Value—

Panagora Asset Management Inc

N/A

Shares— from 58,200

Change-58,200 (-100%)

Value—

Mariner, LLC

N/A

Shares— from 54,637

Change-54,637 (-100%)

Value—

Cerity Partners LLC

N/A

Shares— from 53,322

Change-53,322 (-100%)

Value—

MetLife Investment Management, LLC

N/A

Shares— from 52,011

Change-52,011 (-100%)

Value—

Envestnet Asset Management Inc

N/A

Shares— from 51,375

Change-51,375 (-100%)

Value—

LOS Angeles Capital Management LLC

N/A

Shares— from 48,125

Change-48,125 (-100%)

Value—

Virtu Financial LLC

N/A

Shares— from 46,601

Change-46,601 (-100%)

Value—

IEQ Capital, LLC

N/A

Shares— from 46,265

Change-46,265 (-100%)

Value—

JPMorgan Chase & Co

N/A

Shares— from 41,861

Change-41,861 (-100%)

Value—

GSA Capital Partners LLP

N/A

Shares— from 41,811

Change-41,811 (-100%)

Value—

Renaissance Technologies LLC

N/A

Shares— from 41,500

Change-41,500 (-100%)

Value—

Mirae Asset Global Etfs Holdings Ltd.

N/A

Shares— from 39,804

Change-39,804 (-100%)

Value—

Frec Markets, Inc.

N/A

Shares— from 37,269

Change-37,269 (-100%)

Value—

Osaic Holdings, Inc.

N/A

Shares— from 36,366

Change-36,366 (-100%)

Value—

Bank of Montreal

N/A

Shares— from 34,998

Change-34,998 (-100%)

Value—

Dynamic Technology Lab Private Ltd

N/A

Shares— from 33,000

Change-33,000 (-100%)

Value—

Vanguard Global Advisers, LLC

N/A

Shares— from 32,602

Change-32,602 (-100%)

Value—

Mercer Global Advisors Inc

N/A

Shares— from 32,350

Change-32,350 (-100%)

Value—

American Century Companies Inc

N/A

Shares— from 30,501

Change-30,501 (-100%)

Value—

Blair William & Co

N/A

Shares— from 30,219

Change-30,219 (-100%)

Value—

Prudential Financial Inc

N/A

Shares— from 26,380

Change-26,380 (-100%)

Value—

Guggenheim Capital LLC

N/A

Shares— from 26,158

Change-26,158 (-100%)

Value—

Manufacturers Life Insurance Company, the

N/A

Shares— from 25,205

Change-25,205 (-100%)

Value—

Intech Investment Management LLC

N/A

Shares— from 21,454

Change-21,454 (-100%)

Value—

Police & Firemen's Retirement System of New Jersey

N/A

Shares— from 19,441

Change-19,441 (-100%)

Value—

Voya Investment Management LLC

N/A

Shares— from 18,561

Change-18,561 (-100%)

Value—

Vanguard Personalized Indexing Management, LLC

N/A

Shares— from 17,948

Change-17,948 (-100%)

Value—

New York State Common Retirement Fund

N/A

Shares— from 16,888

Change-16,888 (-100%)

Value—

BNP Paribas Financial Markets

N/A

Shares— from 15,461

Change-15,461 (-100%)

Value—

Navalign, LLC

N/A

Shares— from 15,340

Change-15,340 (-100%)

Value—

EP Wealth Advisors, LLC

N/A

Shares— from 15,277

Change-15,277 (-100%)

Value—

Oxford Asset Management LLP

N/A

Shares— from 12,095

Change-12,095 (-100%)

Value—

Graham Capital Management, L.P.

N/A

Shares— from 12,074

Change-12,074 (-100%)

Value—

Tower Research Capital LLC (TRC)

N/A

Shares— from 12,055

Change-12,055 (-100%)

Value—

Caerus Investment Advisors, LLC

N/A

Shares— from 11,636

Change-11,636 (-100%)

Value—

Arax Advisory Partners

N/A

Shares— from 11,607

Change-11,607 (-100%)

Value—

Captrust Financial Advisors

N/A

Shares— from 11,553

Change-11,553 (-100%)

Value—

Quadrature Capital Ltd

N/A

Shares— from 10,181

Change-10,181 (-100%)

Value—

Gamco Investors, Inc. ET AL

N/A

Shares— from 10,000

Change-10,000 (-100%)

Value—

Legal & General Group Plc

N/A

Shares— from 9,364

Change-9,364 (-100%)

Value—

Ameritas Investment Partners, Inc.

N/A

Shares— from 8,428

Change-8,428 (-100%)

Value—

PNC Financial Services Group, Inc.

N/A

Shares— from 4,646

Change-4,646 (-100%)

Value—

Group One Trading LLC

N/A

Shares— from 4,609

Change-4,609 (-100%)

Value—

Allworth Financial LP

N/A

Shares— from 2,304

Change-2,304 (-100%)

Value—

Optiver Holding B.V.

N/A

Shares— from 2,275

Change-2,275 (-100%)

Value—

California State Teachers Retirement System

N/A

Shares— from 1,190

Change-1,190 (-100%)

Value—

Rockefeller Capital Management L.P.

N/A

Shares— from 1,000

Change-1,000 (-100%)

Value—

Rothschild Investment LLC

N/A

Shares— from 559

Change-559 (-100%)

Value—

Harbour Investments, Inc.

N/A

Shares— from 501

Change-501 (-100%)

Value—

Rialto Wealth Management, LLC

N/A

Shares— from 420

Change-420 (-100%)

Value—

N.E.W. Advisory Services LLC

N/A

Shares— from 325

Change-325 (-100%)

Value—

Zurcher Kantonalbank (Zurich Cantonalbank)

N/A

Shares— from 154

Change-154 (-100%)

Value—

Quarry LP

N/A

Shares— from 123

Change-123 (-100%)

Value—

Leo H. Evart, Inc.

N/A

Shares— from 50

Change-50 (-100%)

Value—

Transamerica Financial Advisors, LLC

N/A

Shares— from 46

Change-46 (-100%)

Value—

Clearstead Advisors, LLC

N/A

Shares— from 15

Change-15 (-100%)

Value—

JPL Wealth Management, LLC

N/A

Shares— from 8

Change-8 (-100%)

Value—

Huntington National Bank

N/A

Shares— from 2

Change-2 (-100%)

Value—

	Status
Perkins Capital Management Inc	INCREASED	1,021,850	526,100	+495,750	+94%	$1.2M	$1.4M	+$231.4K	2026-11-02
Post Resch Tallon Group Inc.	INCREASED	573,953	563,478	+10,475	+2%	$1.3M	$797.8K	-$475.7K	2026-10-09
Assenagon Asset Management S.A.	DECREASED	463,055	1,278,206	-815,151	-64%	$2.9M	$643.6K	-$2.2M	2026-10-15
Prescott Group Capital Management, L.L.C.	NEW	400,000	—	+400,000	—	—	$556.0K	—	2026-10-30
Bank of New York Mellon Corp	INCREASED	250,632	226,039	+24,593	+11%	$510.8K	$348.4K	-$162.5K	2026-11-05
Dimensional Fund Advisors LP	DECREASED	201,464	313,386	-111,922	-36%	$708.7K	$279.8K	-$428.9K	2026-11-04
Strs Ohio	INCREASED	169,800	121,000	+48,800	+40%	$273.5K	$236.0K	-$37.4K	2026-10-30
Citigroup Inc	INCREASED	77,471	43,333	+34,138	+79%	$97.9K	$107.7K	+$9.8K	2026-11-04
Commonwealth Equity Services, LLC	DECREASED	36,179	36,204	-25	0%	$81.8K	$50.3K	-$31.5K	2026-11-02
Krilogy Financial LLC	DECREASED	30,141	34,825	-4,684	-13%	$78.7K	$42.5K	-$36.2K	2026-10-13
Evergreen Capital Management LLC	UNCHANGED	29,000	29,000	0	0%	$65.5K	$40.3K	-$25.2K	2026-10-23
Capital Advisors, Ltd. LLC	UNCHANGED	28,890	28,890	0	0%	$65.0K	$40.0K	-$25.0K	2026-10-27
China Universal Asset Management Co., Ltd.	INCREASED	19,981	14,466	+5,515	+38%	$32.7K	$27.0K	-$5.7K	2026-10-28
Allspring Global Investments Holdings, LLC	INCREASED	17,066	11,210	+5,856	+52%	$26.8K	$23.2K	-$3.6K	2026-11-04
StoneX Group Inc.	NEW	16,859	—	+16,859	—	—	$27.5K	—	2026-11-03
ProShare Advisors LLC	INCREASED	16,636	14,303	+2,333	+16%	$32.3K	$23.1K	-$9.2K	2026-10-29
Elmwood Wealth Management, Inc.	UNCHANGED	12,695	12,695	0	0%	$28.7K	$17.6K	-$11.0K	2026-10-14
Simplicity Wealth,LLC	DECREASED	10,980	17,438	-6,458	-37%	$39.4K	$15.3K	-$24.1K	2026-10-23
Pinnacle Wealth Planning Services, Inc.	UNCHANGED	8,273	8,273	0	0%	$18.7K	$11.5K	-$7.2K	2026-10-27
Mirae Asset Global Investments Co., Ltd.	INCREASED	5,596	4,065	+1,531	+38%	$9.2K	$7.8K	-$1.4K	2026-11-03
Gamma Investing LLC	INCREASED	5,089	4,766	+323	+7%	$10.8K	$7.1K	-$3.7K	2026-10-08
Simplex Trading, LLC	INCREASED	4,006	932	+3,074	+330%	$2.1K	$5.6K	+$3.5K	2026-11-04
Sterling Capital Management LLC	INCREASED	2,715	537	+2,178	+406%	$1.2K	$3.8K	+$2.6K	2026-10-22
GF Fund Management Co. Ltd.	INCREASED	2,061	1,913	+148	+8%	$4.3K	$2.9K	-$1.5K	2026-10-26
EverSource Wealth Advisors, LLC	DECREASED	720	1,479	-759	-51%	$3.3K	$1.0K	-$2.3K	2026-11-04
SBI Securities Co., Ltd.	UNCHANGED	321	321	0	0%	$725	$446	-$279	2026-10-22
Nisa Investment Advisors, LLC	DECREASED	197	7,497	-7,300	-97%	$16.9K	$274	-$16.7K	2026-10-20
Farther Finance Advisors, LLC	DECREASED	154	1,040	-886	-85%	$2.4K	$214	-$2.1K	2026-10-08
Covestor Ltd	DECREASED	107	178	-71	-40%	$0	$0	$0	2026-10-30
CoreCap Advisors, LLC	NEW	64	—	+64	—	—	$89	—	2026-10-08
Essential Partners LLC	DECREASED	46	451	-405	-90%	$1.0K	$64	-$955	2026-10-14
IFP Advisors, Inc	DECREASED	31	91	-60	-66%	$206	$43	-$163	2026-10-16
Root Financial Partners, LLC	NEW	23	—	+23	—	—	$32	—	2026-10-21
SJS Investment Consulting Inc.	DECREASED	19	157	-138	-88%	$355	$27	-$328	2026-10-26
Caitong International Asset Management Co., Ltd	DECREASED	4	12	-8	-67%	$27	$6	-$21	2026-10-29
Wealth Enhancement Advisory Services, LLC	CLOSED	0	25,275	-25,275	-100%	$61.4K	$0	-$61.4K	2026-10-13
Creative Planning	CLOSED	0	15,488	-15,488	-100%	$35.0K	$0	-$35.0K	2026-11-02
Abel Hall, LLC	CLOSED	0	11,916	-11,916	-100%	$26.9K	$0	-$26.9K	2026-10-19
FNY Investment Advisers, LLC	CLOSED	0	5,000	-5,000	-100%	$11	$0	-$11	2026-10-16
True Wealth Design, LLC	CLOSED	0	178	-178	-100%	$403	$0	-$403	2026-10-13
Fortitude Family Office, LLC	CLOSED	0	108	-108	-100%	$244	$0	-$244	2026-10-14
Wealth Enhancement Trust Services, Inc.	CLOSED	0	46	-46	-100%	$104	$0	-$104	2026-10-07
BlackRock, Inc.	N/A	—	7,284,352	-7,284,352	-100%	$16.5M	—	—	—
Opaleye Management Inc.	N/A	—	6,785,000	-6,785,000	-100%	$15.3M	—	—	—
Aberdeen Group plc	N/A	—	6,769,954	-6,769,954	-100%	$15.3M	—	—	—
Millennium Management LLC	N/A	—	5,549,139	-5,549,139	-100%	$12.5M	—	—	—
Telemark Asset Management, LLC	N/A	—	3,846,411	-3,846,411	-100%	$8.7M	—	—	—
Ameriprise Financial Inc	N/A	—	3,809,440	-3,809,440	-100%	$8.6M	—	—	—
Nantahala Capital Management, LLC	N/A	—	3,623,613	-3,623,613	-100%	$8.2M	—	—	—
Vanguard Capital Management LLC	N/A	—	3,617,109	-3,617,109	-100%	$8.2M	—	—	—
Geode Capital Management, LLC	N/A	—	2,162,393	-2,162,393	-100%	$4.9M	—	—	—
State Street Corp	N/A	—	1,756,814	-1,756,814	-100%	$4.0M	—	—	—
D. E. Shaw & Co., Inc.	N/A	—	1,342,014	-1,342,014	-100%	$3.0M	—	—	—
Jacobs Levy Equity Management, Inc	N/A	—	1,330,205	-1,330,205	-100%	$3.0M	—	—	—
Vanguard Portfolio Management LLC	N/A	—	1,307,171	-1,307,171	-100%	$3.0M	—	—	—
AQR Capital Management LLC	N/A	—	845,431	-845,431	-100%	$1.9M	—	—	—
Two Sigma Investments, LP	N/A	—	696,599	-696,599	-100%	$1.6M	—	—	—
Northern Trust Corp	N/A	—	682,940	-682,940	-100%	$1.5M	—	—	—
Franklin Resources Inc	N/A	—	678,640	-678,640	-100%	$1.5M	—	—	—
Morgan Stanley	N/A	—	649,170	-649,170	-100%	$1.5M	—	—	—
Vanguard Fiduciary Trust Co	N/A	—	581,058	-581,058	-100%	$1.3M	—	—	—
Man Group plc	N/A	—	565,593	-565,593	-100%	$1.3M	—	—	—
FMR LLC	N/A	—	478,483	-478,483	-100%	$1.1M	—	—	—
Goldman Sachs Group Inc	N/A	—	434,924	-434,924	-100%	$982.9K	—	—	—
Algert Global LLC	N/A	—	430,910	-430,910	-100%	$973.9K	—	—	—
Nuveen, LLC	N/A	—	392,267	-392,267	-100%	$886.5K	—	—	—
Acadian Asset Management LLC	N/A	—	358,285	-358,285	-100%	$804.0K	—	—	—
Tudor Investment Corp ET AL	N/A	—	357,925	-357,925	-100%	$808.9K	—	—	—
Russell Investments Group, Ltd.	N/A	—	308,095	-308,095	-100%	$696.3K	—	—	—
Platinum Investment Management LTD	N/A	—	264,464	-264,464	-100%	$597.7K	—	—	—
Royal Bank of Canada	N/A	—	262,926	-262,926	-100%	$594.0K	—	—	—
Potomac Capital Management, Inc.	N/A	—	260,000	-260,000	-100%	$587.6K	—	—	—
Charles Schwab Investment Management Inc	N/A	—	242,211	-242,211	-100%	$547.4K	—	—	—
XTX Topco Ltd	N/A	—	240,627	-240,627	-100%	$543.8K	—	—	—
Bank of America Corp	N/A	—	240,517	-240,517	-100%	$543.6K	—	—	—
UBS Group AG	N/A	—	239,907	-239,907	-100%	$542.2K	—	—	—
Citadel Advisors LLC	N/A	—	191,580	-191,580	-100%	$433.0K	—	—	—
Invesco Ltd.	N/A	—	162,271	-162,271	-100%	$366.7K	—	—	—
Barclays PLC	N/A	—	155,274	-155,274	-100%	$350.9K	—	—	—
Arrowstreet Capital, Limited Partnership	N/A	—	148,051	-148,051	-100%	$334.6K	—	—	—
Alliancebernstein L.P.	N/A	—	126,430	-126,430	-100%	$206.1K	—	—	—
Bridgeway Capital Management, LLC	N/A	—	125,908	-125,908	-100%	$284.6K	—	—	—
Jane Street Group, LLC	N/A	—	120,815	-120,815	-100%	$273.0K	—	—	—
Marshall Wace, LLP	N/A	—	117,135	-117,135	-100%	$264.7K	—	—	—
Stonepine Capital Management, LLC	N/A	—	109,662	-109,662	-100%	$247.8K	—	—	—
Rhumbline Advisers	N/A	—	103,301	-103,301	-100%	$233.4K	—	—	—
Wells Fargo & Company	N/A	—	101,926	-101,926	-100%	$230.4K	—	—	—
Deutsche Bank Ag\	N/A	—	96,229	-96,229	-100%	$217.5K	—	—	—
Susquehanna International Group, LLP	N/A	—	82,523	-82,523	-100%	$186.5K	—	—	—
LPL Financial LLC	N/A	—	76,560	-76,560	-100%	$173.0K	—	—	—
Price T Rowe Associates Inc	N/A	—	66,924	-66,924	-100%	$152.0K	—	—	—
Public Employees Retirement System of Ohio	N/A	—	63,753	-63,753	-100%	$144.1K	—	—	—
Numerai GP LLC	N/A	—	60,209	-60,209	-100%	$136.1K	—	—	—
Panagora Asset Management Inc	N/A	—	58,200	-58,200	-100%	$131.5K	—	—	—
Mariner, LLC	N/A	—	54,637	-54,637	-100%	$123.5K	—	—	—
Cerity Partners LLC	N/A	—	53,322	-53,322	-100%	$120.5K	—	—	—
MetLife Investment Management, LLC	N/A	—	52,011	-52,011	-100%	$117.5K	—	—	—
Envestnet Asset Management Inc	N/A	—	51,375	-51,375	-100%	$116.1K	—	—	—
LOS Angeles Capital Management LLC	N/A	—	48,125	-48,125	-100%	$108.8K	—	—	—
Virtu Financial LLC	N/A	—	46,601	-46,601	-100%	$105.0K	—	—	—
IEQ Capital, LLC	N/A	—	46,265	-46,265	-100%	$104.6K	—	—	—
JPMorgan Chase & Co	N/A	—	41,861	-41,861	-100%	$97.5K	—	—	—
GSA Capital Partners LLP	N/A	—	41,811	-41,811	-100%	$94.0K	—	—	—
Renaissance Technologies LLC	N/A	—	41,500	-41,500	-100%	$93.8K	—	—	—
Mirae Asset Global Etfs Holdings Ltd.	N/A	—	39,804	-39,804	-100%	$90.0K	—	—	—
Frec Markets, Inc.	N/A	—	37,269	-37,269	-100%	$84.2K	—	—	—
Osaic Holdings, Inc.	N/A	—	36,366	-36,366	-100%	$82.2K	—	—	—
Bank of Montreal	N/A	—	34,998	-34,998	-100%	$79.1K	—	—	—
Dynamic Technology Lab Private Ltd	N/A	—	33,000	-33,000	-100%	$74.0K	—	—	—
Vanguard Global Advisers, LLC	N/A	—	32,602	-32,602	-100%	$73.7K	—	—	—
Mercer Global Advisors Inc	N/A	—	32,350	-32,350	-100%	$73.1K	—	—	—
American Century Companies Inc	N/A	—	30,501	-30,501	-100%	$68.9K	—	—	—
Blair William & Co	N/A	—	30,219	-30,219	-100%	$68.3K	—	—	—
Prudential Financial Inc	N/A	—	26,380	-26,380	-100%	$59.6K	—	—	—
Guggenheim Capital LLC	N/A	—	26,158	-26,158	-100%	$59.1K	—	—	—
Manufacturers Life Insurance Company, the	N/A	—	25,205	-25,205	-100%	$57.0K	—	—	—
Intech Investment Management LLC	N/A	—	21,454	-21,454	-100%	$48.5K	—	—	—
Police & Firemen's Retirement System of New Jersey	N/A	—	19,441	-19,441	-100%	$43.9K	—	—	—
Voya Investment Management LLC	N/A	—	18,561	-18,561	-100%	$41.9K	—	—	—
Vanguard Personalized Indexing Management, LLC	N/A	—	17,948	-17,948	-100%	$40.6K	—	—	—
New York State Common Retirement Fund	N/A	—	16,888	-16,888	-100%	$38.2K	—	—	—
BNP Paribas Financial Markets	N/A	—	15,461	-15,461	-100%	$34.9K	—	—	—
Navalign, LLC	N/A	—	15,340	-15,340	-100%	$34.7K	—	—	—
EP Wealth Advisors, LLC	N/A	—	15,277	-15,277	-100%	$34.5K	—	—	—
Oxford Asset Management LLP	N/A	—	12,095	-12,095	-100%	$27.3K	—	—	—
Graham Capital Management, L.P.	N/A	—	12,074	-12,074	-100%	$27.3K	—	—	—
Tower Research Capital LLC (TRC)	N/A	—	12,055	-12,055	-100%	$27.2K	—	—	—
Caerus Investment Advisors, LLC	N/A	—	11,636	-11,636	-100%	$26.3K	—	—	—
Arax Advisory Partners	N/A	—	11,607	-11,607	-100%	$26.2K	—	—	—
Captrust Financial Advisors	N/A	—	11,553	-11,553	-100%	$26.1K	—	—	—
Quadrature Capital Ltd	N/A	—	10,181	-10,181	-100%	$23.0K	—	—	—
Gamco Investors, Inc. ET AL	N/A	—	10,000	-10,000	-100%	$22.6K	—	—	—
Legal & General Group Plc	N/A	—	9,364	-9,364	-100%	$21.2K	—	—	—
Ameritas Investment Partners, Inc.	N/A	—	8,428	-8,428	-100%	$19.0K	—	—	—
PNC Financial Services Group, Inc.	N/A	—	4,646	-4,646	-100%	$10.5K	—	—	—
Group One Trading LLC	N/A	—	4,609	-4,609	-100%	$10.4K	—	—	—
Allworth Financial LP	N/A	—	2,304	-2,304	-100%	$5.2K	—	—	—
Optiver Holding B.V.	N/A	—	2,275	-2,275	-100%	$5.1K	—	—	—
California State Teachers Retirement System	N/A	—	1,190	-1,190	-100%	$2.7K	—	—	—
Rockefeller Capital Management L.P.	N/A	—	1,000	-1,000	-100%	$2.3K	—	—	—
Rothschild Investment LLC	N/A	—	559	-559	-100%	$1.3K	—	—	—
Harbour Investments, Inc.	N/A	—	501	-501	-100%	$1.1K	—	—	—
Rialto Wealth Management, LLC	N/A	—	420	-420	-100%	$950	—	—	—
N.E.W. Advisory Services LLC	N/A	—	325	-325	-100%	$735	—	—	—
Zurcher Kantonalbank (Zurich Cantonalbank)	N/A	—	154	-154	-100%	$348	—	—	—
Quarry LP	N/A	—	123	-123	-100%	$278	—	—	—
Leo H. Evart, Inc.	N/A	—	50	-50	-100%	$113	—	—	—
Transamerica Financial Advisors, LLC	N/A	—	46	-46	-100%	$103	—	—	—
Clearstead Advisors, LLC	N/A	—	15	-15	-100%	$34	—	—	—
JPL Wealth Management, LLC	N/A	—	8	-8	-100%	$19	—	—	—
Huntington National Bank	N/A	—	2	-2	-100%	$5	—	—	—

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