IR
Superintel
OverviewMarketsWatchlist
© 2026 IR SuperintelMethodologyContact

Rivernorth Active Income ETF (CEFZ)

Q2 2026 vs Q3 2026

Comparing institutional holders between quarters

Quarters

Q3 2026Q2 2026Q1 2026Q4 2025Q3 2025
CompareDetailedHistoricalFundsOptionsShort Interest13D/13GPeersTargetingTrading SummaryProfile
Park Avenue Securities LLC
DECREASED
Shares644,567 from 653,816
Change-9,249 (-1%)
Value$5.1M (-$305.0K)
Filed 2026-10-26
Diversified Trust Co
NEW
Shares126,565
Change+126,565
Value$996.4K
Filed 2026-11-06
Triangle Securities Wealth Management
INCREASED
Shares92,880 from 90,696
Change+2,184 (+2%)
Value$731.2K (-$15.1K)
Filed 2026-10-14
Cambridge Investment Research Advisors, Inc.
INCREASED
Shares50,553 from 40,238
Change+10,315 (+26%)
Value$398.0K (+$67.0K)
Filed 2026-11-02
Independent Financial Group, LLC
INCREASED
Shares37,074 from 26,342
Change+10,732 (+41%)
Value$291.9K (+$75.1K)
Filed 2026-10-13
Wedbush Securities Inc
INCREASED
Shares28,501 from 20,973
Change+7,528 (+36%)
Value$224.0K (+$51.0K)
Filed 2026-10-22
Integrated Capital Management, Inc.
INCREASED
Shares27,485 from 27,213
Change+272 (+1%)
Value$216.4K (-$7.6K)
Filed 2026-10-09
Kestra Advisory Services, LLC
INCREASED
Shares16,227 from 15,911
Change+316 (+2%)
Value$127.8K (-$3.2K)
Filed 2026-11-02
Great Lakes Retirement, Inc.
DECREASED
Shares16,150 from 17,573
Change-1,423 (-8%)
Value$127.2K (-$17.5K)
Filed 2026-10-26
Solutions 4 Wealth, Ltd
NEW
Shares14,728
Change+14,728
Value$116.0K
Filed 2026-11-03
Lloyd Advisory Services, Llc.
INCREASED
Shares14,454 from 14,068
Change+386 (+3%)
Value$113.8K (-$2.0K)
Filed 2026-11-02
Creative Planning
UNCHANGED
Shares11,876 from 11,876
Change0 (0%)
Value$93.5K (-$4.2K)
Filed 2026-11-02
Elevated Capital Advisors, LLC
DECREASED
Shares7,730 from 8,087
Change-357 (-4%)
Value$60.9K (-$5.7K)
Filed 2026-11-04
Kingdom Financial Group Llc.
DECREASED
Shares2,857 from 3,171
Change-314 (-10%)
Value$22.5K (-$3.6K)
Filed 2026-11-04
Allworth Financial LP
UNCHANGED
Shares2,502 from 2,502
Change0 (0%)
Value$20.6K ($0)
Filed 2026-11-06
Tounjian Advisory Partners, LLC
DECREASED
Shares1,210 from 1,525
Change-315 (-21%)
Value$9.5K (-$3.0K)
Filed 2026-11-04
Networth Advisors, LLC
DECREASED
Shares679 from 684
Change-5 (-1%)
Value$5.3K (-$288)
Filed 2026-11-03
Decker Retirement Planning Inc.
UNCHANGED
Shares570 from 570
Change0 (0%)
Value$4.5K (-$203)
Filed 2026-10-19
IFG Advisory, LLC
UNCHANGED
Shares475 from 475
Change0 (0%)
Value$3.7K (-$169)
Filed 2026-11-09
Quest 10 Wealth Builders, Inc.
UNCHANGED
Shares164 from 164
Change0 (0%)
Value$1.3K (-$59)
Filed 2026-11-02
EverSource Wealth Advisors, LLC
NEW
Shares125
Change+125
Value$984
Filed 2026-11-04
Montgomery Financial Services LLC
UNCHANGED
Shares89 from 89
Change0 (0%)
Value$701 (-$31)
Filed 2026-11-03
Triumph Capital Management
INCREASED
Shares44 from 32
Change+12 (+38%)
Value$346 (+$83)
Filed 2026-10-14
Institute for Wealth Management, Llc.
CLOSED
Shares0 from 4,248
Change-4,248 (-100%)
Value$0 (-$35.0K)
Filed 2026-11-06
Envestnet Asset Management Inc
N/A
Shares— from 827,723
Change-827,723 (-100%)
Value—
Waverly Advisors, LLC
N/A
Shares— from 298,482
Change-298,482 (-100%)
Value—
Waddell & Associates, LLC
N/A
Shares— from 150,701
Change-150,701 (-100%)
Value—
AE Wealth Management LLC
N/A
Shares— from 109,203
Change-109,203 (-100%)
Value—
Citadel Advisors LLC
N/A
Shares— from 103,294
Change-103,294 (-100%)
Value—
MML Investors Services, LLC
N/A
Shares— from 90,325
Change-90,325 (-100%)
Value—
Cetera Investment Advisers
N/A
Shares— from 41,872
Change-41,872 (-100%)
Value—
GTS Securities LLC
N/A
Shares— from 24,854
Change-24,854 (-100%)
Value—
Osaic Holdings, Inc.
N/A
Shares— from 15,126
Change-15,126 (-100%)
Value—
Royal Bank of Canada
N/A
Shares— from 11,809
Change-11,809 (-100%)
Value—
Authentikos Wealth Advisory, LLC
N/A
Shares— from 11,407
Change-11,407 (-100%)
Value—
UBS Group AG
N/A
Shares— from 5,657
Change-5,657 (-100%)
Value—
Status
Park Avenue Securities LLC
DECREASED644,567653,816-9,249-1%$5.4M$5.1M-$305.0K2026-10-26
Diversified Trust Co
NEW126,565—+126,565——$996.4K—2026-11-06
Triangle Securities Wealth Management
INCREASED92,88090,696+2,184+2%$746.4K$731.2K-$15.1K2026-10-14
Cambridge Investment Research Advisors, Inc.
INCREASED50,55340,238+10,315+26%$331.0K$398.0K+$67.0K2026-11-02
Independent Financial Group, LLC
INCREASED37,07426,342+10,732+41%$216.8K$291.9K+$75.1K2026-10-13
Wedbush Securities Inc
INCREASED28,50120,973+7,528+36%$173.0K$224.0K+$51.0K2026-10-22
Integrated Capital Management, Inc.
INCREASED27,48527,213+272+1%$223.9K$216.4K-$7.6K2026-10-09
Kestra Advisory Services, LLC
INCREASED16,22715,911+316+2%$130.9K$127.8K-$3.2K2026-11-02
Great Lakes Retirement, Inc.
DECREASED16,15017,573-1,423-8%$144.6K$127.2K-$17.5K2026-10-26
Solutions 4 Wealth, Ltd
NEW14,728—+14,728——$116.0K—2026-11-03
Lloyd Advisory Services, Llc.
INCREASED14,45414,068+386+3%$115.8K$113.8K-$2.0K2026-11-02
Creative Planning
UNCHANGED11,87611,87600%$97.7K$93.5K-$4.2K2026-11-02
Elevated Capital Advisors, LLC
DECREASED7,7308,087-357-4%$66.6K$60.9K-$5.7K2026-11-04
Kingdom Financial Group Llc.
DECREASED2,8573,171-314-10%$26.1K$22.5K-$3.6K2026-11-04
Allworth Financial LP
UNCHANGED2,5022,50200%$20.6K$20.6K$02026-11-06
Tounjian Advisory Partners, LLC
DECREASED1,2101,525-315-21%$12.6K$9.5K-$3.0K2026-11-04
Networth Advisors, LLC
DECREASED679684-5-1%$5.6K$5.3K-$2882026-11-03
Decker Retirement Planning Inc.
UNCHANGED57057000%$4.7K$4.5K-$2032026-10-19
IFG Advisory, LLC
UNCHANGED47547500%$3.9K$3.7K-$1692026-11-09
Quest 10 Wealth Builders, Inc.
UNCHANGED16416400%$1.4K$1.3K-$592026-11-02
EverSource Wealth Advisors, LLC
NEW125—+125——$984—2026-11-04
Montgomery Financial Services LLC
UNCHANGED898900%$732$701-$312026-11-03
Triumph Capital Management
INCREASED4432+12+38%$263$346+$832026-10-14
Institute for Wealth Management, Llc.
CLOSED04,248-4,248-100%$35.0K$0-$35.0K2026-11-06
Envestnet Asset Management Inc
N/A—827,723-827,723-100%$6.8M———
Waverly Advisors, LLC
N/A—298,482-298,482-100%$2.5M———
Waddell & Associates, LLC
N/A—150,701-150,701-100%$1.2M———
AE Wealth Management LLC
N/A—109,203-109,203-100%$898.7K———
Citadel Advisors LLC
N/A—103,294-103,294-100%$850.0K———
MML Investors Services, LLC
N/A—90,325-90,325-100%$743.3K———
Cetera Investment Advisers
N/A—41,872-41,872-100%$344.6K———
GTS Securities LLC
N/A—24,854-24,854-100%$204.5K———
Osaic Holdings, Inc.
N/A—15,126-15,126-100%$124.5K———
Royal Bank of Canada
N/A—11,809-11,809-100%$97.0K———
Authentikos Wealth Advisory, LLC
N/A—11,407-11,407-100%$93.9K———
UBS Group AG
N/A—5,657-5,657-100%$46.6K———
Showing 36 of 36 institutions