Cowen 8.25% Senior Notes Due 1

Q3 2017 vs Q4 2017

Comparing institutional holders between quarters

Compare Detailed Historical Funds Options Short Interest 13D/13G Peers Targeting Trading Summary Profile

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KCM Investment Advisors LLC

DECREASED

Shares53,827 from 55,427

Change-1,600 (-3%)

Value$1.4K (-$32)

Filed 2018-02-22

Sonora Investment Management, LLC

NEW

Shares300

Change+300

Value$8.1K

Filed 2018-02-05

	Status
KCM Investment Advisors LLC	DECREASED	53,827	55,427	-1,600	-3%	$1.5K	$1.4K	-$32	2018-02-22
Sonora Investment Management, LLC	NEW	300	—	+300	—	—	$8.1K	—	2018-02-05

Showing 2 of 2 institutions