Cushing RTY & Income FD

Q2 2015 vs Q3 2015

Comparing institutional holders between quarters

Compare Detailed Historical Funds Options Short Interest 13D/13G Peers Targeting Trading Summary Profile

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Sonora Investment Management, LLC

NEW

Shares3,047

Change+3,047

Value$10

Filed 2015-11-04

Stifel Financial Corp

CLOSED

Shares0 from 233,494

Change-233,494 (-100%)

Value$0 (-$1.0K)

Filed 2015-11-16

Bank of America Corp

CLOSED

Shares0 from 141,250

Change-141,250 (-100%)

Value$0 (-$608)

Filed 2015-11-16

Wolverine Asset Management LLC

CLOSED

Shares0 from 121,282

Change-121,282 (-100%)

Value$0 (-$522)

Filed 2015-11-17

Guggenheim Capital LLC

CLOSED

Shares0 from 111,626

Change-111,626 (-100%)

Value$0 (-$481)

Filed 2015-11-16

Morgan Stanley

CLOSED

Shares0 from 53,639

Change-53,639 (-100%)

Value$0 (-$232)

Filed 2016-02-08

Panagora Asset Management Inc

CLOSED

Shares0 from 46,600

Change-46,600 (-100%)

Value$0 (-$201)

Filed 2015-11-13

Private Advisor Group, LLC

CLOSED

Shares0 from 41,700

Change-41,700 (-100%)

Value$0 (-$180)

Filed 2015-11-13

Cambridge Investment Research Advisors, Inc.

CLOSED

Shares0 from 39,718

Change-39,718 (-100%)

Value$0 (-$171)

Filed 2015-11-20

Oppenheimer & Co Inc

CLOSED

Shares0 from 39,266

Change-39,266 (-100%)

Value$0 (-$169)

Filed 2015-11-13

TFS Capital LLC

CLOSED

Shares0 from 30,965

Change-30,965 (-100%)

Value$0 (-$133)

Filed 2015-11-03

KCG Holdings, Inc.

CLOSED

Shares0 from 27,413

Change-27,413 (-100%)

Value$0 (-$118)

Filed 2015-11-13

LPL Financial LLC

CLOSED

Shares0 from 26,172

Change-26,172 (-100%)

Value$0 (-$110)

Filed 2015-11-13

Landscape Capital Management, L.L.C.

CLOSED

Shares0 from 16,381

Change-16,381 (-100%)

Value$0 (-$71)

Filed 2015-11-10

UBS Group AG

CLOSED

Shares0 from 14,997

Change-14,997 (-100%)

Value$0 (-$64)

Filed 2015-11-13

Cushing Asset Management, LP dba NXG Investment Management

CLOSED

Shares0 from 12,432

Change-12,432 (-100%)

Value$0 (-$54)

Filed 2015-11-16

Royal Bank of Canada

CLOSED

Shares0 from 11,456

Change-11,456 (-100%)

Value$0 (-$49)

Filed 2015-11-16

Sandy Spring Bank

CLOSED

Shares0 from 10,782

Change-10,782 (-100%)

Value$0 (-$46)

Filed 2015-11-04

US Bancorp \de\

CLOSED

Shares0 from 6,200

Change-6,200 (-100%)

Value$0 (-$27)

Filed 2015-11-16

Edelman Financial Group Inc.

CLOSED

Shares0 from 3,795

Change-3,795 (-100%)

Value$0 (-$16)

Filed 2015-11-30

Thompson Davis & Co., Inc.

CLOSED

Shares0 from 2,000

Change-2,000 (-100%)

Value$0 (-$9)

Filed 2015-10-30

Wells Fargo & Company

CLOSED

Shares0 from 1,500

Change-1,500 (-100%)

Value$0 (-$6)

Filed 2015-11-13

Wunderlich Securities, Inc.

CLOSED

Shares0 from 1,426

Change-1,426 (-100%)

Value$0 (-$6)

Filed 2015-10-13

Tower Research Capital LLC (TRC)

CLOSED

Shares0 from 91

Change-91 (-100%)

Value$0 ($0)

Filed 2015-11-13

	Status
Sonora Investment Management, LLC	NEW	3,047	—	+3,047	—	—	$10	—	2015-11-04
Stifel Financial Corp	CLOSED	0	233,494	-233,494	-100%	$1.0K	$0	-$1.0K	2015-11-16
Bank of America Corp	CLOSED	0	141,250	-141,250	-100%	$608	$0	-$608	2015-11-16
Wolverine Asset Management LLC	CLOSED	0	121,282	-121,282	-100%	$522	$0	-$522	2015-11-17
Guggenheim Capital LLC	CLOSED	0	111,626	-111,626	-100%	$481	$0	-$481	2015-11-16
Morgan Stanley	CLOSED	0	53,639	-53,639	-100%	$232	$0	-$232	2016-02-08
Panagora Asset Management Inc	CLOSED	0	46,600	-46,600	-100%	$201	$0	-$201	2015-11-13
Private Advisor Group, LLC	CLOSED	0	41,700	-41,700	-100%	$180	$0	-$180	2015-11-13
Cambridge Investment Research Advisors, Inc.	CLOSED	0	39,718	-39,718	-100%	$171	$0	-$171	2015-11-20
Oppenheimer & Co Inc	CLOSED	0	39,266	-39,266	-100%	$169	$0	-$169	2015-11-13
TFS Capital LLC	CLOSED	0	30,965	-30,965	-100%	$133	$0	-$133	2015-11-03
KCG Holdings, Inc.	CLOSED	0	27,413	-27,413	-100%	$118	$0	-$118	2015-11-13
LPL Financial LLC	CLOSED	0	26,172	-26,172	-100%	$110	$0	-$110	2015-11-13
Landscape Capital Management, L.L.C.	CLOSED	0	16,381	-16,381	-100%	$71	$0	-$71	2015-11-10
UBS Group AG	CLOSED	0	14,997	-14,997	-100%	$64	$0	-$64	2015-11-13
Cushing Asset Management, LP dba NXG Investment Management	CLOSED	0	12,432	-12,432	-100%	$54	$0	-$54	2015-11-16
Royal Bank of Canada	CLOSED	0	11,456	-11,456	-100%	$49	$0	-$49	2015-11-16
Sandy Spring Bank	CLOSED	0	10,782	-10,782	-100%	$46	$0	-$46	2015-11-04
US Bancorp \de\	CLOSED	0	6,200	-6,200	-100%	$27	$0	-$27	2015-11-16
Edelman Financial Group Inc.	CLOSED	0	3,795	-3,795	-100%	$16	$0	-$16	2015-11-30
Thompson Davis & Co., Inc.	CLOSED	0	2,000	-2,000	-100%	$9	$0	-$9	2015-10-30
Wells Fargo & Company	CLOSED	0	1,500	-1,500	-100%	$6	$0	-$6	2015-11-13
Wunderlich Securities, Inc.	CLOSED	0	1,426	-1,426	-100%	$6	$0	-$6	2015-10-13
Tower Research Capital LLC (TRC)	CLOSED	0	91	-91	-100%	$0	$0	$0	2015-11-13

Showing 24 of 24 institutions