Cutwater Select Income FD

Q3 2016 vs Q4 2016

Comparing institutional holders between quarters

Compare Detailed Historical Funds Options 13D/13G Peers Targeting Trading Summary Profile

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FTB Advisors, Inc.

UNCHANGED

Shares3,000 from 3,000

Change0 (0%)

Value$61 ($0)

Filed 2017-02-13

SIT Investment Associates Inc

CLOSED

Shares0 from 427,373

Change-427,373 (-100%)

Value$0 (-$8.7K)

Filed 2017-01-19

Wells Fargo & Company

CLOSED

Shares0 from 363,905

Change-363,905 (-100%)

Value$0 (-$7.4K)

Filed 2017-02-01

UBS Group AG

CLOSED

Shares0 from 130,359

Change-130,359 (-100%)

Value$0 (-$2.6K)

Filed 2017-02-14

Invesco Ltd.

CLOSED

Shares0 from 117,318

Change-117,318 (-100%)

Value$0 (-$2.4K)

Filed 2017-02-14

LPL Financial LLC

CLOSED

Shares0 from 47,765

Change-47,765 (-100%)

Value$0 (-$960)

Filed 2017-02-13

WealthTrust Axiom LLC

CLOSED

Shares0 from 42,575

Change-42,575 (-100%)

Value$0 (-$862)

Filed 2017-01-30

SII Investments Inc

CLOSED

Shares0 from 38,280

Change-38,280 (-100%)

Value$0 (-$771)

Filed 2017-02-13

Guggenheim Capital LLC

CLOSED

Shares0 from 34,753

Change-34,753 (-100%)

Value$0 (-$704)

Filed 2017-02-14

Commonwealth Equity Services, Inc

CLOSED

Shares0 from 32,767

Change-32,767 (-100%)

Value$0 (-$664)

Filed 2018-02-16

SeaBridge Investment Advisors LLC

CLOSED

Shares0 from 25,520

Change-25,520 (-100%)

Value$0 (-$517)

Filed 2017-01-24

Morgan Stanley

CLOSED

Shares0 from 24,919

Change-24,919 (-100%)

Value$0 (-$505)

Filed 2017-02-22

Nations Financial Group Inc,

CLOSED

Shares0 from 20,118

Change-20,118 (-100%)

Value$0 (-$408)

Filed 2017-02-13

Sanders Morris Harris LLC

CLOSED

Shares0 from 19,734

Change-19,734 (-100%)

Value$0 (-$400)

Filed 2017-01-24

Bank of America Corp

CLOSED

Shares0 from 19,396

Change-19,396 (-100%)

Value$0 (-$393)

Filed 2017-02-14

Gilman Hill Asset Management, LLC

CLOSED

Shares0 from 10,500

Change-10,500 (-100%)

Value$0 (-$213)

Filed 2017-01-25

Point View Financial Services, Inc.

CLOSED

Shares0 from 10,461

Change-10,461 (-100%)

Value$0 (-$212)

Filed 2017-02-07

Royal Bank of Canada

CLOSED

Shares0 from 7,823

Change-7,823 (-100%)

Value$0 (-$158)

Filed 2017-02-14

Archford Capital Strategies, LLC

CLOSED

Shares0 from 4,926

Change-4,926 (-100%)

Value$0 (-$99)

Filed 2017-02-15

Ladenburg Thalmann Financial Services Inc

CLOSED

Shares0 from 4,340

Change-4,340 (-100%)

Value$0 (-$88)

Filed 2017-02-14

PNC Financial Services Group, Inc.

CLOSED

Shares0 from 3,554

Change-3,554 (-100%)

Value$0 (-$71)

Filed 2017-02-10

US Bancorp \de\

CLOSED

Shares0 from 3,000

Change-3,000 (-100%)

Value$0 (-$61)

Filed 2017-02-08

Citigroup Inc

CLOSED

Shares0 from 2,106

Change-2,106 (-100%)

Value$0 (-$43)

Filed 2017-02-10

D.A. Davidson & Co.

CLOSED

Shares0 from 1,900

Change-1,900 (-100%)

Value$0 (-$38)

Filed 2017-02-15

IFP Advisors, Inc

CLOSED

Shares0 from 1,408

Change-1,408 (-100%)

Value$0 (-$29)

Filed 2019-06-03

Next Financial Group, Inc

CLOSED

Shares0 from 1,310

Change-1,310 (-100%)

Value$0 (-$27)

Filed 2017-02-02

Central Trust Co

CLOSED

Shares0 from 734

Change-734 (-100%)

Value$0 (-$15)

Filed 2017-01-24

CWM, LLC

CLOSED

Shares0 from 625

Change-625 (-100%)

Value$0 (-$13)

Filed 2017-01-19

Advisor Group, Inc.

CLOSED

Shares0 from 500

Change-500 (-100%)

Value$0 (-$10)

Filed 2017-11-02

Brick & Kyle, Associates

CLOSED

Shares0 from 500

Change-500 (-100%)

Value$0 (-$10)

Filed 2017-01-05

Reilly Financial Advisors, LLC

CLOSED

Shares0 from 305

Change-305 (-100%)

Value$0 (-$6)

Filed 2017-01-24

Live Your Vision, LLC

CLOSED

Shares0 from 250

Change-250 (-100%)

Value$0 (-$5)

Filed 2017-02-09

Penserra Capital Management LLC

CLOSED

Shares0 from 154

Change-154 (-100%)

Value$0 (-$3)

Filed 2017-02-10

Parkside Financial Bank & Trust

CLOSED

Shares0 from 32

Change-32 (-100%)

Value$0 (-$1)

Filed 2017-02-08

M&R Capital Management Inc

DECREASED

Shares0 from 170,950

Change-170,950 (-100%)

Value$0 (-$3.5K)

Filed 2017-02-07

	Status
FTB Advisors, Inc.	UNCHANGED	3,000	3,000	0	0%	$61	$61	$0	2017-02-13
SIT Investment Associates Inc	CLOSED	0	427,373	-427,373	-100%	$8.7K	$0	-$8.7K	2017-01-19
Wells Fargo & Company	CLOSED	0	363,905	-363,905	-100%	$7.4K	$0	-$7.4K	2017-02-01
UBS Group AG	CLOSED	0	130,359	-130,359	-100%	$2.6K	$0	-$2.6K	2017-02-14
Invesco Ltd.	CLOSED	0	117,318	-117,318	-100%	$2.4K	$0	-$2.4K	2017-02-14
LPL Financial LLC	CLOSED	0	47,765	-47,765	-100%	$960	$0	-$960	2017-02-13
WealthTrust Axiom LLC	CLOSED	0	42,575	-42,575	-100%	$862	$0	-$862	2017-01-30
SII Investments Inc	CLOSED	0	38,280	-38,280	-100%	$771	$0	-$771	2017-02-13
Guggenheim Capital LLC	CLOSED	0	34,753	-34,753	-100%	$704	$0	-$704	2017-02-14
Commonwealth Equity Services, Inc	CLOSED	0	32,767	-32,767	-100%	$664	$0	-$664	2018-02-16
SeaBridge Investment Advisors LLC	CLOSED	0	25,520	-25,520	-100%	$517	$0	-$517	2017-01-24
Morgan Stanley	CLOSED	0	24,919	-24,919	-100%	$505	$0	-$505	2017-02-22
Nations Financial Group Inc,	CLOSED	0	20,118	-20,118	-100%	$408	$0	-$408	2017-02-13
Sanders Morris Harris LLC	CLOSED	0	19,734	-19,734	-100%	$400	$0	-$400	2017-01-24
Bank of America Corp	CLOSED	0	19,396	-19,396	-100%	$393	$0	-$393	2017-02-14
Gilman Hill Asset Management, LLC	CLOSED	0	10,500	-10,500	-100%	$213	$0	-$213	2017-01-25
Point View Financial Services, Inc.	CLOSED	0	10,461	-10,461	-100%	$212	$0	-$212	2017-02-07
Royal Bank of Canada	CLOSED	0	7,823	-7,823	-100%	$158	$0	-$158	2017-02-14
Archford Capital Strategies, LLC	CLOSED	0	4,926	-4,926	-100%	$99	$0	-$99	2017-02-15
Ladenburg Thalmann Financial Services Inc	CLOSED	0	4,340	-4,340	-100%	$88	$0	-$88	2017-02-14
PNC Financial Services Group, Inc.	CLOSED	0	3,554	-3,554	-100%	$71	$0	-$71	2017-02-10
US Bancorp \de\	CLOSED	0	3,000	-3,000	-100%	$61	$0	-$61	2017-02-08
Citigroup Inc	CLOSED	0	2,106	-2,106	-100%	$43	$0	-$43	2017-02-10
D.A. Davidson & Co.	CLOSED	0	1,900	-1,900	-100%	$38	$0	-$38	2017-02-15
IFP Advisors, Inc	CLOSED	0	1,408	-1,408	-100%	$29	$0	-$29	2019-06-03
Next Financial Group, Inc	CLOSED	0	1,310	-1,310	-100%	$27	$0	-$27	2017-02-02
Central Trust Co	CLOSED	0	734	-734	-100%	$15	$0	-$15	2017-01-24
CWM, LLC	CLOSED	0	625	-625	-100%	$13	$0	-$13	2017-01-19
Advisor Group, Inc.	CLOSED	0	500	-500	-100%	$10	$0	-$10	2017-11-02
Brick & Kyle, Associates	CLOSED	0	500	-500	-100%	$10	$0	-$10	2017-01-05
Reilly Financial Advisors, LLC	CLOSED	0	305	-305	-100%	$6	$0	-$6	2017-01-24
Live Your Vision, LLC	CLOSED	0	250	-250	-100%	$5	$0	-$5	2017-02-09
Penserra Capital Management LLC	CLOSED	0	154	-154	-100%	$3	$0	-$3	2017-02-10
Parkside Financial Bank & Trust	CLOSED	0	32	-32	-100%	$1	$0	-$1	2017-02-08
M&R Capital Management Inc	DECREASED	0	170,950	-170,950	-100%	$3.5K	$0	-$3.5K	2017-02-07

Showing 35 of 35 institutions