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DWS Strategic MUN Income TR

Q2 2014 vs Q3 2015

Comparing institutional holders between quarters

Quarters

Q3 2015Q2 2014Q1 2014Q4 2013Q3 2013
CompareDetailedHistoricalFundsOptionsShort Interest13D/13GPeersTargetingTrading SummaryProfile
Westport Resources Management Inc
NEW
Shares9,355
Change+9,355
Value$119
Filed 2015-11-02
Guggenheim Capital LLC
CLOSED
Shares0 from 40,085
Change-40,085 (-100%)
Value$0 (-$534)
Filed 2015-11-16
LPL Financial LLC
CLOSED
Shares0 from 27,674
Change-27,674 (-100%)
Value$0 (-$368)
Filed 2015-11-13
Morgan Stanley
CLOSED
Shares0 from 13,027
Change-13,027 (-100%)
Value$0 (-$173)
Filed 2016-02-08
Northern Trust Corp
CLOSED
Shares0 from 12,812
Change-12,812 (-100%)
Value$0 (-$2)
Filed 2015-11-12
Nuveen Asset Management, LLC
CLOSED
Shares0 from 10,948
Change-10,948 (-100%)
Value$0 (-$146)
Filed 2015-11-13
Avidian Wealth Enterprises, LLC
CLOSED
Shares0 from 10,385
Change-10,385 (-100%)
Value$0 (-$138)
Filed 2015-11-16
US Bancorp \de\
CLOSED
Shares0 from 7,588
Change-7,588 (-100%)
Value$0 (-$101)
Filed 2015-11-16
WFG Advisors, LP
CLOSED
Shares0 from 3,828
Change-3,828 (-100%)
Value$0 (-$51)
Filed 2015-11-12
Wells Fargo & Company
CLOSED
Shares0 from 3,416
Change-3,416 (-100%)
Value$0 (-$46)
Filed 2015-11-13
MetLife Securities, Inc
CLOSED
Shares0 from 1,350
Change-1,350 (-100%)
Value$0 (-$18)
Filed 2015-10-28
Bank of America Corp
CLOSED
Shares0 from 1,000
Change-1,000 (-100%)
Value$0 (-$13)
Filed 2015-11-16
Benjamin F. Edwards & Company, Inc.
CLOSED
Shares0 from 600
Change-600 (-100%)
Value$0 (-$8)
Filed 2015-10-16
Tower Research Capital LLC (TRC)
CLOSED
Shares0 from 114
Change-114 (-100%)
Value$0 (-$2)
Filed 2015-11-13
UBS AG
N/A
Shares— from 9,238
Change-9,238 (-100%)
Value—
Status
Westport Resources Management Inc
NEW9,355—+9,355——$119—2015-11-02
Guggenheim Capital LLC
CLOSED040,085-40,085-100%$534$0-$5342015-11-16
LPL Financial LLC
CLOSED027,674-27,674-100%$368$0-$3682015-11-13
Morgan Stanley
CLOSED013,027-13,027-100%$173$0-$1732016-02-08
Northern Trust Corp
CLOSED012,812-12,812-100%$2$0-$22015-11-12
Nuveen Asset Management, LLC
CLOSED010,948-10,948-100%$146$0-$1462015-11-13
Avidian Wealth Enterprises, LLC
CLOSED010,385-10,385-100%$138$0-$1382015-11-16
US Bancorp \de\
CLOSED07,588-7,588-100%$101$0-$1012015-11-16
WFG Advisors, LP
CLOSED03,828-3,828-100%$51$0-$512015-11-12
Wells Fargo & Company
CLOSED03,416-3,416-100%$46$0-$462015-11-13
MetLife Securities, Inc
CLOSED01,350-1,350-100%$18$0-$182015-10-28
Bank of America Corp
CLOSED01,000-1,000-100%$13$0-$132015-11-16
Benjamin F. Edwards & Company, Inc.
CLOSED0600-600-100%$8$0-$82015-10-16
Tower Research Capital LLC (TRC)
CLOSED0114-114-100%$2$0-$22015-11-13
UBS AG
N/A—9,238-9,238-100%$123———
Showing 15 of 15 institutions