Delcath Systems Inc (DCTH)

Q2 2026 vs Q3 2026

Comparing institutional holders between quarters

Compare Detailed Historical Funds Options 13D/13G Peers Targeting Trading Summary Profile

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Geode Capital Management, LLC

INCREASED

Shares822,901 from 733,115

Change+89,786 (+12%)

Value$13.1M (+$3.9M)

Filed 2026-11-06

Dimensional Fund Advisors LP

INCREASED

Shares314,903 from 210,298

Change+104,605 (+50%)

Value$5.0M (+$2.4M)

Filed 2026-11-04

Simplify Asset Management Inc.

DECREASED

Shares227,679 from 264,770

Change-37,091 (-14%)

Value$3.6M (+$302.6K)

Filed 2026-10-27

Barclays PLC

INCREASED

Shares147,166 from 107,950

Change+39,216 (+36%)

Value$2.4M (+$991.2K)

Filed 2026-11-06

Bank of New York Mellon Corp

INCREASED

Shares112,013 from 108,159

Change+3,854 (+4%)

Value$1.8M (+$427.1K)

Filed 2026-11-05

Russell Investments Group, Ltd.

INCREASED

Shares88,727 from 67,658

Change+21,069 (+31%)

Value$1.4M (+$565.2K)

Filed 2026-11-06

Jefferies Financial Group Inc.

UNCHANGED

Shares83,980 from 83,980

Change0 (0%)

Value$1.3M (+$283.9K)

Filed 2026-11-05

Capital Advisors Wealth Management, LLC

DECREASED

Shares83,500 from 93,000

Change-9,500 (-10%)

Value$1.3M (+$162.6K)

Filed 2026-10-09

Strs Ohio

NEW

Shares59,000

Change+59,000

Value$942.2K

Filed 2026-10-30

Creative Planning

INCREASED

Shares52,208 from 48,434

Change+3,774 (+8%)

Value$833.8K (+$224.0K)

Filed 2026-11-02

Alps Advisors Inc

INCREASED

Shares45,640 from 35,040

Change+10,600 (+30%)

Value$728.9K (+$287.7K)

Filed 2026-11-03

Palisades Investment Partners, LLC

INCREASED

Shares37,818 from 23,273

Change+14,545 (+63%)

Value$603.9K (+$310.9K)

Filed 2026-11-03

Citigroup Inc

INCREASED

Shares35,088 from 13,295

Change+21,793 (+164%)

Value$560.4K (+$393.0K)

Filed 2026-11-04

Kopp Family Office, LLC

NEW

Shares28,189

Change+28,189

Value$450.2K

Filed 2026-10-21

State of Alaska, Department of Revenue

DECREASED

Shares25,669 from 26,033

Change-364 (-1%)

Value$383.0K (+$81.0K)

Filed 2026-10-15

Deutsche Bank Ag\

DECREASED

Shares25,532 from 29,236

Change-3,704 (-13%)

Value$407.7K (+$39.7K)

Filed 2026-11-06

Bailard, Inc.

NEW

Shares20,006

Change+20,006

Value$319.5K

Filed 2026-10-13

WealthPlan Investment Management, LLC

UNCHANGED

Shares17,443 from 17,443

Change0 (0%)

Value$278.6K (+$59.0K)

Filed 2026-10-15

LPL Financial LLC

INCREASED

Shares12,072 from 10,235

Change+1,837 (+18%)

Value$192.8K (+$63.9K)

Filed 2026-11-06

Lanark Financial, Inc.

DECREASED

Shares11,000 from 11,954

Change-954 (-8%)

Value$175.7K (+$25.2K)

Filed 2026-10-26

Leonteq Securities AG

DECREASED

Shares10,000 from 27,699

Change-17,699 (-64%)

Value$159.7K (-$189.0K)

Filed 2026-10-29

IFP Advisors, Inc

DECREASED

Shares3,014 from 4,103

Change-1,089 (-27%)

Value$48.1K (-$3.5K)

Filed 2026-10-16

Activest Wealth Management

UNCHANGED

Shares1,000 from 1,000

Change0 (0%)

Value$16.0K (+$3.4K)

Filed 2026-10-15

Covestor Ltd

DECREASED

Shares769 from 1,099

Change-330 (-30%)

Value$12 (-$2)

Filed 2026-10-30

Allworth Financial LP

UNCHANGED

Shares755 from 755

Change0 (0%)

Value$9.5K ($0)

Filed 2026-11-06

Sterling Capital Management LLC

INCREASED

Shares623 from 510

Change+113 (+22%)

Value$9.9K (+$3.5K)

Filed 2026-10-22

Gamma Investing LLC

INCREASED

Shares610 from 512

Change+98 (+19%)

Value$9.7K (+$3.3K)

Filed 2026-10-08

Larson Financial Group LLC

NEW

Shares520

Change+520

Value$8.3K

Filed 2026-11-05

TD Waterhouse Canada Inc.

UNCHANGED

Shares500 from 500

Change0 (0%)

Value$7.7K (+$1.2K)

Filed 2026-10-16

Nisa Investment Advisors, LLC

UNCHANGED

Shares423 from 423

Change0 (0%)

Value$6.8K (+$1.4K)

Filed 2026-10-20

Simplex Trading, LLC

NEW

Shares306

Change+306

Value$4.9K

Filed 2026-11-04

Farther Finance Advisors, LLC

INCREASED

Shares295 from 162

Change+133 (+82%)

Value$4.7K (+$2.7K)

Filed 2026-10-08

Pinnacle Wealth Planning Services, Inc.

UNCHANGED

Shares261 from 261

Change0 (0%)

Value$4.2K (+$882)

Filed 2026-10-27

EverSource Wealth Advisors, LLC

INCREASED

Shares235 from 176

Change+59 (+34%)

Value$3.8K (+$1.5K)

Filed 2026-11-04

Ascentis Independent Advisors

NEW

Shares220

Change+220

Value$3.5K

Filed 2026-11-03

Fortitude Family Office, LLC

NEW

Shares216

Change+216

Value$3.5K

Filed 2026-10-14

PNC Financial Services Group, Inc.

DECREASED

Shares113 from 168

Change-55 (-33%)

Value$1.8K (-$310)

Filed 2026-11-06

True Wealth Design, LLC

UNCHANGED

Shares106 from 106

Change0 (0%)

Value$1.7K (+$358)

Filed 2026-10-13

Spire Wealth Management

NEW

Shares100

Change+100

Value$1.6K

Filed 2026-10-30

SJS Investment Consulting Inc.

INCREASED

Shares82 from 26

Change+56 (+215%)

Value$1.3K (+$982)

Filed 2026-10-26

Root Financial Partners, LLC

NEW

Shares59

Change+59

Value$942

Filed 2026-10-21

Provenance Wealth Advisors, LLC

NEW

Shares56

Change+56

Value$894

Filed 2026-10-30

SBI Securities Co., Ltd.

UNCHANGED

Shares50 from 50

Change0 (0%)

Value$799 (+$169)

Filed 2026-10-22

MassMutual Private Wealth & Trust, FSB

INCREASED

Shares33 from 20

Change+13 (+65%)

Value$527 (+$275)

Filed 2026-10-05

Bell Investment Advisors, Inc

NEW

Shares31

Change+31

Value$496

Filed 2026-10-29

Essential Partners LLC

INCREASED

Shares23 from 19

Change+4 (+21%)

Value$367 (+$128)

Filed 2026-10-14

US Bancorp \de\

DECREASED

Shares12 from 104

Change-92 (-88%)

Value$192 (-$1.1K)

Filed 2026-11-05

Clearstead Advisors, LLC

DECREASED

Shares5 from 10

Change-5 (-50%)

Value$80 (-$46)

Filed 2026-11-06

Ascentis Wealth Management, LLC

NEW

Shares2

Change+2

Value$31

Filed 2026-11-03

Parallel Advisors, LLC

UNCHANGED

Shares1 from 1

Change0 (0%)

Value$16 (+$3)

Filed 2026-11-03

SkyOak Wealth, LLC

CLOSED

Shares0 from 15,000

Change-15,000 (-100%)

Value$0 (-$188.9K)

Filed 2026-10-28

Caitong International Asset Management Co., Ltd

CLOSED

Shares0 from 832

Change-832 (-100%)

Value$0 (-$10.5K)

Filed 2026-10-29

Quaker Wealth Management, LLC

CLOSED

Shares0 from 400

Change-400 (-100%)

Value$0 (-$5.0K)

Filed 2026-10-22

Rosalind Advisors, Inc.

N/A

Shares— from 3,300,389

Change-3,300,389 (-100%)

Value—

BlackRock, Inc.

N/A

Shares— from 2,706,802

Change-2,706,802 (-100%)

Value—

Vanguard Capital Management LLC

N/A

Shares— from 1,221,247

Change-1,221,247 (-100%)

Value—

Propel Bio Management, LLC

N/A

Shares— from 871,460

Change-871,460 (-100%)

Value—

State Street Corp

N/A

Shares— from 679,280

Change-679,280 (-100%)

Value—

Algert Global LLC

N/A

Shares— from 580,708

Change-580,708 (-100%)

Value—

Millennium Management LLC

N/A

Shares— from 566,371

Change-566,371 (-100%)

Value—

Divisadero Street Capital Management, LP

N/A

Shares— from 499,796

Change-499,796 (-100%)

Value—

Morgan Stanley

N/A

Shares— from 407,983

Change-407,983 (-100%)

Value—

ExodusPoint Capital Management, LP

N/A

Shares— from 359,884

Change-359,884 (-100%)

Value—

Private Wealth Advisors, LLC

N/A

Shares— from 310,863

Change-310,863 (-100%)

Value—

Northern Trust Corp

N/A

Shares— from 252,108

Change-252,108 (-100%)

Value—

Goldman Sachs Group Inc

N/A

Shares— from 250,312

Change-250,312 (-100%)

Value—

Adar1 Capital Management, LLC

N/A

Shares— from 224,385

Change-224,385 (-100%)

Value—

Marshall Wace, LLP

N/A

Shares— from 218,963

Change-218,963 (-100%)

Value—

Kennedy Capital Management LLC

N/A

Shares— from 204,143

Change-204,143 (-100%)

Value—

Vanguard Portfolio Management LLC

N/A

Shares— from 193,448

Change-193,448 (-100%)

Value—

Ikarian Capital, LLC

N/A

Shares— from 185,667

Change-185,667 (-100%)

Value—

Vanguard Fiduciary Trust Co

N/A

Shares— from 181,903

Change-181,903 (-100%)

Value—

Nuveen, LLC

N/A

Shares— from 181,595

Change-181,595 (-100%)

Value—

AQR Capital Management LLC

N/A

Shares— from 172,993

Change-172,993 (-100%)

Value—

CIBC World Market Inc.

N/A

Shares— from 163,208

Change-163,208 (-100%)

Value—

Lane Generational LLC

N/A

Shares— from 149,663

Change-149,663 (-100%)

Value—

HSBC Holdings PLC

N/A

Shares— from 135,600

Change-135,600 (-100%)

Value—

Man Group plc

N/A

Shares— from 128,495

Change-128,495 (-100%)

Value—

Diametric Capital, LP

N/A

Shares— from 122,841

Change-122,841 (-100%)

Value—

Jump Financial, LLC

N/A

Shares— from 88,035

Change-88,035 (-100%)

Value—

GSA Capital Partners LLP

N/A

Shares— from 85,950

Change-85,950 (-100%)

Value—

Charles Schwab Investment Management Inc

N/A

Shares— from 83,465

Change-83,465 (-100%)

Value—

Caption Management, LLC

N/A

Shares— from 77,700

Change-77,700 (-100%)

Value—

FOX RUN Management, L.L.C.

N/A

Shares— from 61,678

Change-61,678 (-100%)

Value—

Bank of America Corp

N/A

Shares— from 61,524

Change-61,524 (-100%)

Value—

Quantbot Technologies LP

N/A

Shares— from 59,560

Change-59,560 (-100%)

Value—

D. E. Shaw & Co., Inc.

N/A

Shares— from 57,894

Change-57,894 (-100%)

Value—

BNP Paribas Financial Markets

N/A

Shares— from 57,654

Change-57,654 (-100%)

Value—

UBS Group AG

N/A

Shares— from 41,714

Change-41,714 (-100%)

Value—

Pale Fire Capital SE

N/A

Shares— from 40,085

Change-40,085 (-100%)

Value—

Rhumbline Advisers

N/A

Shares— from 36,444

Change-36,444 (-100%)

Value—

EntryPoint Capital, LLC

N/A

Shares— from 34,761

Change-34,761 (-100%)

Value—

SEI Investments Co

N/A

Shares— from 31,369

Change-31,369 (-100%)

Value—

American Century Companies Inc

N/A

Shares— from 30,054

Change-30,054 (-100%)

Value—

Balyasny Asset Management L.P.

N/A

Shares— from 28,468

Change-28,468 (-100%)

Value—

Wells Fargo & Company

N/A

Shares— from 28,352

Change-28,352 (-100%)

Value—

Alliancebernstein L.P.

N/A

Shares— from 25,800

Change-25,800 (-100%)

Value—

Boothbay Fund Management, LLC

N/A

Shares— from 25,376

Change-25,376 (-100%)

Value—

Xcelsior Advisor Partners LLC

N/A

Shares— from 25,300

Change-25,300 (-100%)

Value—

Price T Rowe Associates Inc

N/A

Shares— from 21,479

Change-21,479 (-100%)

Value—

MetLife Investment Management, LLC

N/A

Shares— from 18,669

Change-18,669 (-100%)

Value—

Invesco Ltd.

N/A

Shares— from 17,787

Change-17,787 (-100%)

Value—

Nomura Holdings Inc

N/A

Shares— from 16,722

Change-16,722 (-100%)

Value—

Citadel Advisors LLC

N/A

Shares— from 15,043

Change-15,043 (-100%)

Value—

Royal Bank of Canada

N/A

Shares— from 14,279

Change-14,279 (-100%)

Value—

Mirae Asset Global Etfs Holdings Ltd.

N/A

Shares— from 13,243

Change-13,243 (-100%)

Value—

JPMorgan Chase & Co

N/A

Shares— from 12,938

Change-12,938 (-100%)

Value—

Tudor Investment Corp ET AL

N/A

Shares— from 12,042

Change-12,042 (-100%)

Value—

Mercer Global Advisors Inc

N/A

Shares— from 11,179

Change-11,179 (-100%)

Value—

Vanguard Global Advisers, LLC

N/A

Shares— from 10,633

Change-10,633 (-100%)

Value—

Schonfeld Strategic Advisors LLC

N/A

Shares— from 10,416

Change-10,416 (-100%)

Value—

Two Sigma Investments, LP

N/A

Shares— from 10,054

Change-10,054 (-100%)

Value—

Police & Firemen's Retirement System of New Jersey

N/A

Shares— from 8,795

Change-8,795 (-100%)

Value—

FMR LLC

N/A

Shares— from 5,497

Change-5,497 (-100%)

Value—

New York State Common Retirement Fund

N/A

Shares— from 4,800

Change-4,800 (-100%)

Value—

Osaic Holdings, Inc.

N/A

Shares— from 4,786

Change-4,786 (-100%)

Value—

Persistent Asset Partners Ltd

N/A

Shares— from 4,206

Change-4,206 (-100%)

Value—

Arax Advisory Partners

N/A

Shares— from 4,121

Change-4,121 (-100%)

Value—

Ameritas Investment Partners, Inc.

N/A

Shares— from 3,075

Change-3,075 (-100%)

Value—

Legal & General Group Plc

N/A

Shares— from 2,743

Change-2,743 (-100%)

Value—

Tripletail Wealth Management, LLC

N/A

Shares— from 1,260

Change-1,260 (-100%)

Value—

Federation des caisses Desjardins du Quebec

N/A

Shares— from 1,126

Change-1,126 (-100%)

Value—

Tower Research Capital LLC (TRC)

N/A

Shares— from 1,089

Change-1,089 (-100%)

Value—

Geneos Wealth Management Inc.

N/A

Shares— from 923

Change-923 (-100%)

Value—

Rockefeller Capital Management L.P.

N/A

Shares— from 755

Change-755 (-100%)

Value—

Quent Capital, LLC

N/A

Shares— from 580

Change-580 (-100%)

Value—

Steward Partners Investment Advisory, LLC

N/A

Shares— from 501

Change-501 (-100%)

Value—

California State Teachers Retirement System

N/A

Shares— from 396

Change-396 (-100%)

Value—

UBS Asset Management Americas LLC

N/A

Shares— from 354

Change-354 (-100%)

Value—

Quarry LP

N/A

Shares— from 220

Change-220 (-100%)

Value—

Rothschild Investment LLC

N/A

Shares— from 123

Change-123 (-100%)

Value—

Berthel, Fisher & Company Financial Services, Inc.

N/A

Shares— from 1

Change-1 (-100%)

Value—

BFC Planning, Inc.

N/A

Shares— from 1

Change-1 (-100%)

Value—

	Status
Geode Capital Management, LLC	INCREASED	822,901	733,115	+89,786	+12%	$9.2M	$13.1M	+$3.9M	2026-11-06
Dimensional Fund Advisors LP	INCREASED	314,903	210,298	+104,605	+50%	$2.6M	$5.0M	+$2.4M	2026-11-04
Simplify Asset Management Inc.	DECREASED	227,679	264,770	-37,091	-14%	$3.3M	$3.6M	+$302.6K	2026-10-27
Barclays PLC	INCREASED	147,166	107,950	+39,216	+36%	$1.4M	$2.4M	+$991.2K	2026-11-06
Bank of New York Mellon Corp	INCREASED	112,013	108,159	+3,854	+4%	$1.4M	$1.8M	+$427.1K	2026-11-05
Russell Investments Group, Ltd.	INCREASED	88,727	67,658	+21,069	+31%	$851.8K	$1.4M	+$565.2K	2026-11-06
Jefferies Financial Group Inc.	UNCHANGED	83,980	83,980	0	0%	$1.1M	$1.3M	+$283.9K	2026-11-05
Capital Advisors Wealth Management, LLC	DECREASED	83,500	93,000	-9,500	-10%	$1.2M	$1.3M	+$162.6K	2026-10-09
Strs Ohio	NEW	59,000	—	+59,000	—	—	$942.2K	—	2026-10-30
Creative Planning	INCREASED	52,208	48,434	+3,774	+8%	$609.8K	$833.8K	+$224.0K	2026-11-02
Alps Advisors Inc	INCREASED	45,640	35,040	+10,600	+30%	$441.2K	$728.9K	+$287.7K	2026-11-03
Palisades Investment Partners, LLC	INCREASED	37,818	23,273	+14,545	+63%	$293.0K	$603.9K	+$310.9K	2026-11-03
Citigroup Inc	INCREASED	35,088	13,295	+21,793	+164%	$167.4K	$560.4K	+$393.0K	2026-11-04
Kopp Family Office, LLC	NEW	28,189	—	+28,189	—	—	$450.2K	—	2026-10-21
State of Alaska, Department of Revenue	DECREASED	25,669	26,033	-364	-1%	$302.0K	$383.0K	+$81.0K	2026-10-15
Deutsche Bank Ag\	DECREASED	25,532	29,236	-3,704	-13%	$368.1K	$407.7K	+$39.7K	2026-11-06
Bailard, Inc.	NEW	20,006	—	+20,006	—	—	$319.5K	—	2026-10-13
WealthPlan Investment Management, LLC	UNCHANGED	17,443	17,443	0	0%	$219.6K	$278.6K	+$59.0K	2026-10-15
LPL Financial LLC	INCREASED	12,072	10,235	+1,837	+18%	$128.9K	$192.8K	+$63.9K	2026-11-06
Lanark Financial, Inc.	DECREASED	11,000	11,954	-954	-8%	$150.5K	$175.7K	+$25.2K	2026-10-26
Leonteq Securities AG	DECREASED	10,000	27,699	-17,699	-64%	$348.7K	$159.7K	-$189.0K	2026-10-29
IFP Advisors, Inc	DECREASED	3,014	4,103	-1,089	-27%	$51.7K	$48.1K	-$3.5K	2026-10-16
Activest Wealth Management	UNCHANGED	1,000	1,000	0	0%	$12.6K	$16.0K	+$3.4K	2026-10-15
Covestor Ltd	DECREASED	769	1,099	-330	-30%	$14	$12	-$2	2026-10-30
Allworth Financial LP	UNCHANGED	755	755	0	0%	$9.5K	$9.5K	$0	2026-11-06
Sterling Capital Management LLC	INCREASED	623	510	+113	+22%	$6.4K	$9.9K	+$3.5K	2026-10-22
Gamma Investing LLC	INCREASED	610	512	+98	+19%	$6.4K	$9.7K	+$3.3K	2026-10-08
Larson Financial Group LLC	NEW	520	—	+520	—	—	$8.3K	—	2026-11-05
TD Waterhouse Canada Inc.	UNCHANGED	500	500	0	0%	$6.4K	$7.7K	+$1.2K	2026-10-16
Nisa Investment Advisors, LLC	UNCHANGED	423	423	0	0%	$5.3K	$6.8K	+$1.4K	2026-10-20
Simplex Trading, LLC	NEW	306	—	+306	—	—	$4.9K	—	2026-11-04
Farther Finance Advisors, LLC	INCREASED	295	162	+133	+82%	$2.0K	$4.7K	+$2.7K	2026-10-08
Pinnacle Wealth Planning Services, Inc.	UNCHANGED	261	261	0	0%	$3.3K	$4.2K	+$882	2026-10-27
EverSource Wealth Advisors, LLC	INCREASED	235	176	+59	+34%	$2.2K	$3.8K	+$1.5K	2026-11-04
Ascentis Independent Advisors	NEW	220	—	+220	—	—	$3.5K	—	2026-11-03
Fortitude Family Office, LLC	NEW	216	—	+216	—	—	$3.5K	—	2026-10-14
PNC Financial Services Group, Inc.	DECREASED	113	168	-55	-33%	$2.1K	$1.8K	-$310	2026-11-06
True Wealth Design, LLC	UNCHANGED	106	106	0	0%	$1.3K	$1.7K	+$358	2026-10-13
Spire Wealth Management	NEW	100	—	+100	—	—	$1.6K	—	2026-10-30
SJS Investment Consulting Inc.	INCREASED	82	26	+56	+215%	$328	$1.3K	+$982	2026-10-26
Root Financial Partners, LLC	NEW	59	—	+59	—	—	$942	—	2026-10-21
Provenance Wealth Advisors, LLC	NEW	56	—	+56	—	—	$894	—	2026-10-30
SBI Securities Co., Ltd.	UNCHANGED	50	50	0	0%	$630	$799	+$169	2026-10-22
MassMutual Private Wealth & Trust, FSB	INCREASED	33	20	+13	+65%	$252	$527	+$275	2026-10-05
Bell Investment Advisors, Inc	NEW	31	—	+31	—	—	$496	—	2026-10-29
Essential Partners LLC	INCREASED	23	19	+4	+21%	$239	$367	+$128	2026-10-14
US Bancorp \de\	DECREASED	12	104	-92	-88%	$1.3K	$192	-$1.1K	2026-11-05
Clearstead Advisors, LLC	DECREASED	5	10	-5	-50%	$126	$80	-$46	2026-11-06
Ascentis Wealth Management, LLC	NEW	2	—	+2	—	—	$31	—	2026-11-03
Parallel Advisors, LLC	UNCHANGED	1	1	0	0%	$13	$16	+$3	2026-11-03
SkyOak Wealth, LLC	CLOSED	0	15,000	-15,000	-100%	$188.9K	$0	-$188.9K	2026-10-28
Caitong International Asset Management Co., Ltd	CLOSED	0	832	-832	-100%	$10.5K	$0	-$10.5K	2026-10-29
Quaker Wealth Management, LLC	CLOSED	0	400	-400	-100%	$5.0K	$0	-$5.0K	2026-10-22
Rosalind Advisors, Inc.	N/A	—	3,300,389	-3,300,389	-100%	$41.6M	—	—	—
BlackRock, Inc.	N/A	—	2,706,802	-2,706,802	-100%	$34.1M	—	—	—
Vanguard Capital Management LLC	N/A	—	1,221,247	-1,221,247	-100%	$15.4M	—	—	—
Propel Bio Management, LLC	N/A	—	871,460	-871,460	-100%	$11.0M	—	—	—
State Street Corp	N/A	—	679,280	-679,280	-100%	$8.6M	—	—	—
Algert Global LLC	N/A	—	580,708	-580,708	-100%	$7.3M	—	—	—
Millennium Management LLC	N/A	—	566,371	-566,371	-100%	$7.1M	—	—	—
Divisadero Street Capital Management, LP	N/A	—	499,796	-499,796	-100%	$6.3M	—	—	—
Morgan Stanley	N/A	—	407,983	-407,983	-100%	$5.1M	—	—	—
ExodusPoint Capital Management, LP	N/A	—	359,884	-359,884	-100%	$4.5M	—	—	—
Private Wealth Advisors, LLC	N/A	—	310,863	-310,863	-100%	$3.9M	—	—	—
Northern Trust Corp	N/A	—	252,108	-252,108	-100%	$3.2M	—	—	—
Goldman Sachs Group Inc	N/A	—	250,312	-250,312	-100%	$3.2M	—	—	—
Adar1 Capital Management, LLC	N/A	—	224,385	-224,385	-100%	$2.8M	—	—	—
Marshall Wace, LLP	N/A	—	218,963	-218,963	-100%	$2.8M	—	—	—
Kennedy Capital Management LLC	N/A	—	204,143	-204,143	-100%	$2.6M	—	—	—
Vanguard Portfolio Management LLC	N/A	—	193,448	-193,448	-100%	$2.4M	—	—	—
Ikarian Capital, LLC	N/A	—	185,667	-185,667	-100%	$2.3M	—	—	—
Vanguard Fiduciary Trust Co	N/A	—	181,903	-181,903	-100%	$2.3M	—	—	—
Nuveen, LLC	N/A	—	181,595	-181,595	-100%	$2.3M	—	—	—
AQR Capital Management LLC	N/A	—	172,993	-172,993	-100%	$2.2M	—	—	—
CIBC World Market Inc.	N/A	—	163,208	-163,208	-100%	$2.1M	—	—	—
Lane Generational LLC	N/A	—	149,663	-149,663	-100%	$1.9M	—	—	—
HSBC Holdings PLC	N/A	—	135,600	-135,600	-100%	$1.7M	—	—	—
Man Group plc	N/A	—	128,495	-128,495	-100%	$1.6M	—	—	—
Diametric Capital, LP	N/A	—	122,841	-122,841	-100%	$1.5M	—	—	—
Jump Financial, LLC	N/A	—	88,035	-88,035	-100%	$1.1M	—	—	—
GSA Capital Partners LLP	N/A	—	85,950	-85,950	-100%	$1.1M	—	—	—
Charles Schwab Investment Management Inc	N/A	—	83,465	-83,465	-100%	$1.1M	—	—	—
Caption Management, LLC	N/A	—	77,700	-77,700	-100%	$978.2K	—	—	—
FOX RUN Management, L.L.C.	N/A	—	61,678	-61,678	-100%	$776.5K	—	—	—
Bank of America Corp	N/A	—	61,524	-61,524	-100%	$774.6K	—	—	—
Quantbot Technologies LP	N/A	—	59,560	-59,560	-100%	$749.9K	—	—	—
D. E. Shaw & Co., Inc.	N/A	—	57,894	-57,894	-100%	$728.9K	—	—	—
BNP Paribas Financial Markets	N/A	—	57,654	-57,654	-100%	$725.9K	—	—	—
UBS Group AG	N/A	—	41,714	-41,714	-100%	$525.2K	—	—	—
Pale Fire Capital SE	N/A	—	40,085	-40,085	-100%	$504.7K	—	—	—
Rhumbline Advisers	N/A	—	36,444	-36,444	-100%	$458.8K	—	—	—
EntryPoint Capital, LLC	N/A	—	34,761	-34,761	-100%	$437.6K	—	—	—
SEI Investments Co	N/A	—	31,369	-31,369	-100%	$394.9K	—	—	—
American Century Companies Inc	N/A	—	30,054	-30,054	-100%	$378.4K	—	—	—
Balyasny Asset Management L.P.	N/A	—	28,468	-28,468	-100%	$358.4K	—	—	—
Wells Fargo & Company	N/A	—	28,352	-28,352	-100%	$357.0K	—	—	—
Alliancebernstein L.P.	N/A	—	25,800	-25,800	-100%	$239.4K	—	—	—
Boothbay Fund Management, LLC	N/A	—	25,376	-25,376	-100%	$319.5K	—	—	—
Xcelsior Advisor Partners LLC	N/A	—	25,300	-25,300	-100%	$318.5K	—	—	—
Price T Rowe Associates Inc	N/A	—	21,479	-21,479	-100%	$271.0K	—	—	—
MetLife Investment Management, LLC	N/A	—	18,669	-18,669	-100%	$235.0K	—	—	—
Invesco Ltd.	N/A	—	17,787	-17,787	-100%	$223.9K	—	—	—
Nomura Holdings Inc	N/A	—	16,722	-16,722	-100%	$210.5K	—	—	—
Citadel Advisors LLC	N/A	—	15,043	-15,043	-100%	$189.4K	—	—	—
Royal Bank of Canada	N/A	—	14,279	-14,279	-100%	$180.0K	—	—	—
Mirae Asset Global Etfs Holdings Ltd.	N/A	—	13,243	-13,243	-100%	$166.7K	—	—	—
JPMorgan Chase & Co	N/A	—	12,938	-12,938	-100%	$167.5K	—	—	—
Tudor Investment Corp ET AL	N/A	—	12,042	-12,042	-100%	$151.6K	—	—	—
Mercer Global Advisors Inc	N/A	—	11,179	-11,179	-100%	$140.7K	—	—	—
Vanguard Global Advisers, LLC	N/A	—	10,633	-10,633	-100%	$133.9K	—	—	—
Schonfeld Strategic Advisors LLC	N/A	—	10,416	-10,416	-100%	$131.1K	—	—	—
Two Sigma Investments, LP	N/A	—	10,054	-10,054	-100%	$126.6K	—	—	—
Police & Firemen's Retirement System of New Jersey	N/A	—	8,795	-8,795	-100%	$110.7K	—	—	—
FMR LLC	N/A	—	5,497	-5,497	-100%	$69.2K	—	—	—
New York State Common Retirement Fund	N/A	—	4,800	-4,800	-100%	$60.4K	—	—	—
Osaic Holdings, Inc.	N/A	—	4,786	-4,786	-100%	$60.3K	—	—	—
Persistent Asset Partners Ltd	N/A	—	4,206	-4,206	-100%	$53.0K	—	—	—
Arax Advisory Partners	N/A	—	4,121	-4,121	-100%	$51.9K	—	—	—
Ameritas Investment Partners, Inc.	N/A	—	3,075	-3,075	-100%	$38.7K	—	—	—
Legal & General Group Plc	N/A	—	2,743	-2,743	-100%	$34.5K	—	—	—
Tripletail Wealth Management, LLC	N/A	—	1,260	-1,260	-100%	$16.6K	—	—	—
Federation des caisses Desjardins du Quebec	N/A	—	1,126	-1,126	-100%	$14.2K	—	—	—
Tower Research Capital LLC (TRC)	N/A	—	1,089	-1,089	-100%	$13.7K	—	—	—
Geneos Wealth Management Inc.	N/A	—	923	-923	-100%	$11.6K	—	—	—
Rockefeller Capital Management L.P.	N/A	—	755	-755	-100%	$9.5K	—	—	—
Quent Capital, LLC	N/A	—	580	-580	-100%	$7.3K	—	—	—
Steward Partners Investment Advisory, LLC	N/A	—	501	-501	-100%	$6.3K	—	—	—
California State Teachers Retirement System	N/A	—	396	-396	-100%	$5.0K	—	—	—
UBS Asset Management Americas LLC	N/A	—	354	-354	-100%	$4.5K	—	—	—
Quarry LP	N/A	—	220	-220	-100%	$2.8K	—	—	—
Rothschild Investment LLC	N/A	—	123	-123	-100%	$1.5K	—	—	—
Berthel, Fisher & Company Financial Services, Inc.	N/A	—	1	-1	-100%	$13	—	—	—
BFC Planning, Inc.	N/A	—	1	-1	-100%	$13	—	—	—

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