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Diversified Real Asset Incom

Q2 2017 vs Q3 2017

Comparing institutional holders between quarters

Quarters

Q3 2017Q2 2017Q1 2017Q4 2016Q3 2016
CompareDetailedHistoricalFundsOptions13D/13GPeersTargetingTrading SummaryProfile
Relative Value Partners Group, LLC
CLOSED
Shares0 from 922,173
Change-922,173 (-100%)
Value$0 (-$16.1K)
Filed 2017-11-09
Wells Fargo & Company
CLOSED
Shares0 from 678,399
Change-678,399 (-100%)
Value$0 (-$11.8K)
Filed 2017-11-09
Camelot Portfolios, LLC
CLOSED
Shares0 from 504,221
Change-504,221 (-100%)
Value$0 (-$8.8K)
Filed 2017-11-13
Dubuque Bank & Trust Co
CLOSED
Shares0 from 262,661
Change-262,661 (-100%)
Value$0 (-$4.6K)
Filed 2017-10-13
Sterneck Capital Management, LLC
CLOSED
Shares0 from 260,405
Change-260,405 (-100%)
Value$0 (-$4.5K)
Filed 2017-11-14
First Foundation Advisors
CLOSED
Shares0 from 186,817
Change-186,817 (-100%)
Value$0 (-$3.3K)
Filed 2017-11-14
Morgan Stanley
CLOSED
Shares0 from 180,203
Change-180,203 (-100%)
Value$0 (-$3.1K)
Filed 2017-11-14
Parametric Portfolio Associates LLC
CLOSED
Shares0 from 155,901
Change-155,901 (-100%)
Value$0 (-$2.7K)
Filed 2017-12-14
Bank of America Corp
CLOSED
Shares0 from 126,336
Change-126,336 (-100%)
Value$0 (-$2.2K)
Filed 2017-11-14
Commonwealth Equity Services, Inc
CLOSED
Shares0 from 114,199
Change-114,199 (-100%)
Value$0 (-$2.0K)
Filed 2018-02-16
Nwam LLC
CLOSED
Shares0 from 107,041
Change-107,041 (-100%)
Value$0 (-$1.9K)
Filed 2017-11-01
BB&T Securities, LLC
CLOSED
Shares0 from 105,036
Change-105,036 (-100%)
Value$0 (-$1.8K)
Filed 2017-11-13
Invesco Ltd.
CLOSED
Shares0 from 93,060
Change-93,060 (-100%)
Value$0 (-$1.6K)
Filed 2017-11-14
Wolverine Asset Management LLC
CLOSED
Shares0 from 91,133
Change-91,133 (-100%)
Value$0 (-$1.6K)
Filed 2017-11-14
Davenport & Co LLC
CLOSED
Shares0 from 86,706
Change-86,706 (-100%)
Value$0 (-$1.5M)
Filed 2017-10-12
Doliver Advisors, LP
CLOSED
Shares0 from 80,155
Change-80,155 (-100%)
Value$0 (-$1.4K)
Filed 2017-11-03
Thomas J. Herzfeld Advisors, Inc.
CLOSED
Shares0 from 72,321
Change-72,321 (-100%)
Value$0 (-$1.3K)
Filed 2017-11-14
UBS Group AG
CLOSED
Shares0 from 63,560
Change-63,560 (-100%)
Value$0 (-$1.1K)
Filed 2017-11-14
Robinson Capital Management, LLC
CLOSED
Shares0 from 61,438
Change-61,438 (-100%)
Value$0 (-$1.1K)
Filed 2017-11-14
CSS LLC
CLOSED
Shares0 from 48,265
Change-48,265 (-100%)
Value$0 (-$842)
Filed 2017-11-14
Windsor Capital Management, LLC
CLOSED
Shares0 from 37,812
Change-37,812 (-100%)
Value$0 (-$659)
Filed 2017-10-17
Ameriprise Financial Inc
CLOSED
Shares0 from 36,062
Change-36,062 (-100%)
Value$0 (-$629)
Filed 2017-11-07
Ladenburg Thalmann Financial Services Inc
CLOSED
Shares0 from 32,417
Change-32,417 (-100%)
Value$0 (-$566)
Filed 2017-11-15
LPL Financial LLC
CLOSED
Shares0 from 28,609
Change-28,609 (-100%)
Value$0 (-$499)
Filed 2017-11-14
Cambridge Investment Research Advisors, Inc.
CLOSED
Shares0 from 28,423
Change-28,423 (-100%)
Value$0 (-$496)
Filed 2017-11-07
Royal Bank of Canada
CLOSED
Shares0 from 24,719
Change-24,719 (-100%)
Value$0 (-$431)
Filed 2017-11-14
Shepherd Kaplan Krochuk, LLC
CLOSED
Shares0 from 18,400
Change-18,400 (-100%)
Value$0 (-$321)
Filed 2017-11-14
Capital Investment Advisors, LLC
CLOSED
Shares0 from 14,828
Change-14,828 (-100%)
Value$0 (-$259)
Filed 2017-10-17
D.A. Davidson & Co.
CLOSED
Shares0 from 13,924
Change-13,924 (-100%)
Value$0 (-$242)
Filed 2017-11-08
Stifel Financial Corp
CLOSED
Shares0 from 13,827
Change-13,827 (-100%)
Value$0 (-$240)
Filed 2017-11-13
Guggenheim Capital LLC
CLOSED
Shares0 from 12,489
Change-12,489 (-100%)
Value$0 (-$218)
Filed 2017-11-14
Blue Bell Private Wealth Management, LLC
CLOSED
Shares0 from 12,462
Change-12,462 (-100%)
Value$0 (-$217)
Filed 2017-10-24
Stockman Wealth Management, Inc.
CLOSED
Shares0 from 12,373
Change-12,373 (-100%)
Value$0 (-$216)
Filed 2017-11-14
Financial & Investment Management Group LTD
CLOSED
Shares0 from 12,254
Change-12,254 (-100%)
Value$0 (-$214)
Filed 2017-10-11
Oppenheimer & Co Inc
CLOSED
Shares0 from 11,500
Change-11,500 (-100%)
Value$0 (-$201)
Filed 2017-11-09
United Fire Group Inc
CLOSED
Shares0 from 8,747
Change-8,747 (-100%)
Value$0 (-$153)
Filed 2017-11-08
Patriot Financial Group Insurance Agency, LLC
CLOSED
Shares0 from 7,920
Change-7,920 (-100%)
Value$0 (-$139)
Filed 2017-10-26
Envestnet Asset Management Inc
CLOSED
Shares0 from 7,285
Change-7,285 (-100%)
Value$0 (-$127)
Filed 2017-11-13
Advisor Group, Inc.
CLOSED
Shares0 from 6,630
Change-6,630 (-100%)
Value$0 (-$116)
Filed 2017-11-06
US Bancorp \de\
CLOSED
Shares0 from 3,384
Change-3,384 (-100%)
Value$0 (-$59)
Filed 2017-11-13
IFP Advisors, Inc
CLOSED
Shares0 from 2,992
Change-2,992 (-100%)
Value$0 (-$52)
Filed 2017-10-30
Duncker Streett & Co Inc
CLOSED
Shares0 from 1,002
Change-1,002 (-100%)
Value$0 (-$17)
Filed 2017-10-25
Mountain Capital Investment Advisors Inc.
CLOSED
Shares0 from 861
Change-861 (-100%)
Value$0 (-$15)
Filed 2017-11-01
First Premier Bank
CLOSED
Shares0 from 823
Change-823 (-100%)
Value$0 (-$14)
Filed 2017-10-13
Bronfman E.L. Rothschild, L.P.
CLOSED
Shares0 from 784
Change-784 (-100%)
Value$0 (-$14)
Filed 2017-11-08
Cordasco Financial Network
CLOSED
Shares0 from 664
Change-664 (-100%)
Value$0 (-$12)
Filed 2017-10-19
Citigroup Inc
CLOSED
Shares0 from 639
Change-639 (-100%)
Value$0 (-$11)
Filed 2017-11-13
People's United Financial, Inc.
CLOSED
Shares0 from 626
Change-626 (-100%)
Value$0 (-$11)
Filed 2017-11-13
Creative Planning
CLOSED
Shares0 from 558
Change-558 (-100%)
Value$0 (-$10)
Filed 2017-10-17
Harfst & Associates, Inc.
CLOSED
Shares0 from 250
Change-250 (-100%)
Value$0 (-$4)
Filed 2017-11-07
Unionbancal Corp
CLOSED
Shares0 from 87
Change-87 (-100%)
Value$0 (-$2)
Filed 2019-04-19
Advisory Services Network, LLC
DECREASED
Shares0 from 1,937
Change-1,937 (-100%)
Value$0 (-$34)
Filed 2017-10-12
WFG Advisors, LP
N/A
Shares— from 120,653
Change-120,653 (-100%)
Value—
Status
Relative Value Partners Group, LLC
CLOSED0922,173-922,173-100%$16.1K$0-$16.1K2017-11-09
Wells Fargo & Company
CLOSED0678,399-678,399-100%$11.8K$0-$11.8K2017-11-09
Camelot Portfolios, LLC
CLOSED0504,221-504,221-100%$8.8K$0-$8.8K2017-11-13
Dubuque Bank & Trust Co
CLOSED0262,661-262,661-100%$4.6K$0-$4.6K2017-10-13
Sterneck Capital Management, LLC
CLOSED0260,405-260,405-100%$4.5K$0-$4.5K2017-11-14
First Foundation Advisors
CLOSED0186,817-186,817-100%$3.3K$0-$3.3K2017-11-14
Morgan Stanley
CLOSED0180,203-180,203-100%$3.1K$0-$3.1K2017-11-14
Parametric Portfolio Associates LLC
CLOSED0155,901-155,901-100%$2.7K$0-$2.7K2017-12-14
Bank of America Corp
CLOSED0126,336-126,336-100%$2.2K$0-$2.2K2017-11-14
Commonwealth Equity Services, Inc
CLOSED0114,199-114,199-100%$2.0K$0-$2.0K2018-02-16
Nwam LLC
CLOSED0107,041-107,041-100%$1.9K$0-$1.9K2017-11-01
BB&T Securities, LLC
CLOSED0105,036-105,036-100%$1.8K$0-$1.8K2017-11-13
Invesco Ltd.
CLOSED093,060-93,060-100%$1.6K$0-$1.6K2017-11-14
Wolverine Asset Management LLC
CLOSED091,133-91,133-100%$1.6K$0-$1.6K2017-11-14
Davenport & Co LLC
CLOSED086,706-86,706-100%$1.5M$0-$1.5M2017-10-12
Doliver Advisors, LP
CLOSED080,155-80,155-100%$1.4K$0-$1.4K2017-11-03
Thomas J. Herzfeld Advisors, Inc.
CLOSED072,321-72,321-100%$1.3K$0-$1.3K2017-11-14
UBS Group AG
CLOSED063,560-63,560-100%$1.1K$0-$1.1K2017-11-14
Robinson Capital Management, LLC
CLOSED061,438-61,438-100%$1.1K$0-$1.1K2017-11-14
CSS LLC
CLOSED048,265-48,265-100%$842$0-$8422017-11-14
Windsor Capital Management, LLC
CLOSED037,812-37,812-100%$659$0-$6592017-10-17
Ameriprise Financial Inc
CLOSED036,062-36,062-100%$629$0-$6292017-11-07
Ladenburg Thalmann Financial Services Inc
CLOSED032,417-32,417-100%$566$0-$5662017-11-15
LPL Financial LLC
CLOSED028,609-28,609-100%$499$0-$4992017-11-14
Cambridge Investment Research Advisors, Inc.
CLOSED028,423-28,423-100%$496$0-$4962017-11-07
Royal Bank of Canada
CLOSED024,719-24,719-100%$431$0-$4312017-11-14
Shepherd Kaplan Krochuk, LLC
CLOSED018,400-18,400-100%$321$0-$3212017-11-14
Capital Investment Advisors, LLC
CLOSED014,828-14,828-100%$259$0-$2592017-10-17
D.A. Davidson & Co.
CLOSED013,924-13,924-100%$242$0-$2422017-11-08
Stifel Financial Corp
CLOSED013,827-13,827-100%$240$0-$2402017-11-13
Guggenheim Capital LLC
CLOSED012,489-12,489-100%$218$0-$2182017-11-14
Blue Bell Private Wealth Management, LLC
CLOSED012,462-12,462-100%$217$0-$2172017-10-24
Stockman Wealth Management, Inc.
CLOSED012,373-12,373-100%$216$0-$2162017-11-14
Financial & Investment Management Group LTD
CLOSED012,254-12,254-100%$214$0-$2142017-10-11
Oppenheimer & Co Inc
CLOSED011,500-11,500-100%$201$0-$2012017-11-09
United Fire Group Inc
CLOSED08,747-8,747-100%$153$0-$1532017-11-08
Patriot Financial Group Insurance Agency, LLC
CLOSED07,920-7,920-100%$139$0-$1392017-10-26
Envestnet Asset Management Inc
CLOSED07,285-7,285-100%$127$0-$1272017-11-13
Advisor Group, Inc.
CLOSED06,630-6,630-100%$116$0-$1162017-11-06
US Bancorp \de\
CLOSED03,384-3,384-100%$59$0-$592017-11-13
IFP Advisors, Inc
CLOSED02,992-2,992-100%$52$0-$522017-10-30
Duncker Streett & Co Inc
CLOSED01,002-1,002-100%$17$0-$172017-10-25
Mountain Capital Investment Advisors Inc.
CLOSED0861-861-100%$15$0-$152017-11-01
First Premier Bank
CLOSED0823-823-100%$14$0-$142017-10-13
Bronfman E.L. Rothschild, L.P.
CLOSED0784-784-100%$14$0-$142017-11-08
Cordasco Financial Network
CLOSED0664-664-100%$12$0-$122017-10-19
Citigroup Inc
CLOSED0639-639-100%$11$0-$112017-11-13
People's United Financial, Inc.
CLOSED0626-626-100%$11$0-$112017-11-13
Creative Planning
CLOSED0558-558-100%$10$0-$102017-10-17
Harfst & Associates, Inc.
CLOSED0250-250-100%$4$0-$42017-11-07
Unionbancal Corp
CLOSED087-87-100%$2$0-$22019-04-19
Advisory Services Network, LLC
DECREASED01,937-1,937-100%$34$0-$342017-10-12
WFG Advisors, LP
N/A—120,653-120,653-100%$2.1K———
Showing 53 of 53 institutions