DOW 30 Premium & DIV Inc FD

Q2 2014 vs Q3 2014

Comparing institutional holders between quarters

Compare Detailed Historical Funds Options Short Interest 13D/13G Peers Targeting Trading Summary Profile

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Invesco Ltd.

INCREASED

Shares166,570 from 111,864

Change+54,706 (+49%)

Value$2.6K (+$808)

Filed 2014-11-14

Commonwealth Equity Services, Inc

DECREASED

Shares143,725 from 145,098

Change-1,373 (-1%)

Value$2.2K (-$80)

Filed 2014-10-17

Private Advisor Group, LLC

DECREASED

Shares104,514 from 107,763

Change-3,249 (-3%)

Value$1.6K (-$95)

Filed 2014-11-12

Bank of America Corp

INCREASED

Shares101,875 from 78,878

Change+22,997 (+29%)

Value$1.6K (+$326)

Filed 2014-11-14

UBS AG

INCREASED

Shares77,121 from 65,023

Change+12,098 (+19%)

Value$1.2K (+$162)

Filed 2014-11-12

LPL Financial LLC

INCREASED

Shares69,771 from 68,003

Change+1,768 (+3%)

Value$1.1K (-$10)

Filed 2014-11-10

Morgan Stanley

DECREASED

Shares66,954 from 72,645

Change-5,691 (-8%)

Value$1.0K (-$119)

Filed 2014-12-16

Schnieders Capital Management LLC

INCREASED

Shares37,185 from 35,785

Change+1,400 (+4%)

Value$580 (+$7)

Filed 2014-11-14

Ladenburg Thalmann Financial Services Inc

DECREASED

Shares36,691 from 37,341

Change-650 (-2%)

Value$573 (-$25)

Filed 2014-11-14

Wells Fargo & Company

DECREASED

Shares35,188 from 37,187

Change-1,999 (-5%)

Value$549 (-$47)

Filed 2014-11-06

Investors Capital Advisory Services

UNCHANGED

Shares27,178 from 27,178

Change0 (0%)

Value$424 (-$11)

Filed 2014-11-14

Cohen & Steers, Inc.

NEW

Shares25,924

Change+25,924

Value$405

Filed 2014-11-14

WFG Advisors, LP

INCREASED

Shares24,122 from 23,942

Change+180 (+1%)

Value$377 (-$7)

Filed 2014-11-14

Oppenheimer & Co Inc

DECREASED

Shares16,898 from 33,964

Change-17,066 (-50%)

Value$264 (-$280)

Filed 2014-11-12

Royal Bank of Canada

DECREASED

Shares13,889 from 15,034

Change-1,145 (-8%)

Value$216 (-$25)

Filed 2014-11-14

HL Financial Services LLC

NEW

Shares13,000

Change+13,000

Value$203

Filed 2014-10-27

Janney Montgomery Scott LLC

UNCHANGED

Shares11,672 from 11,672

Change0 (0%)

Value$182.2K (-$4.8K)

Filed 2014-11-14

Wolverine Asset Management LLC

NEW

Shares10,377

Change+10,377

Value$161

Filed 2014-11-13

Creative Planning

INCREASED

Shares10,009 from 5,759

Change+4,250 (+74%)

Value$156 (+$64)

Filed 2014-10-10

PNC Financial Services Group, Inc.

UNCHANGED

Shares5,054 from 5,054

Change0 (0%)

Value$79 (-$2)

Filed 2014-11-07

Apriem Advisors

DECREASED

Shares2,767 from 3,467

Change-700 (-20%)

Value$43 (-$13)

Filed 2014-11-10

Security National Trust Co

UNCHANGED

Shares2,350 from 2,350

Change0 (0%)

Value$37 (-$1)

Filed 2014-11-05

Next Financial Group, Inc

DECREASED

Shares900 from 1,100

Change-200 (-18%)

Value$14 (-$3)

Filed 2015-02-10

American International Group, Inc.

UNCHANGED

Shares546 from 546

Change0 (0%)

Value$8.5K (-$224)

Filed 2014-11-12

American Asset Management Inc.

NEW

Shares324

Change+324

Value$5

Filed 2014-11-06

SRH Advisors, LLC

UNCHANGED

Shares300 from 300

Change0 (0%)

Value$5 ($0)

Filed 2014-11-14

Citigroup Inc

INCREASED

Shares217 from 213

Change+4 (+2%)

Value$3 ($0)

Filed 2014-11-14

Blue Bell Private Wealth Management, LLC

UNCHANGED

Shares200 from 200

Change0 (0%)

Value$3 ($0)

Filed 2014-10-15

Kistler-Tiffany Companies, LLC

DECREASED

Shares52 from 673

Change-621 (-92%)

Value$1 (-$10)

Filed 2014-10-09

First Allied Advisory Services, Inc.

CLOSED

Shares0 from 22,021

Change-22,021 (-100%)

Value$0 (-$352)

Filed 2014-11-12

B. Riley Wealth Advisors, Inc.

CLOSED

Shares0 from 2,034

Change-2,034 (-100%)

Value$0 (-$32.6K)

Filed 2014-11-20

Winslow, Evans & Crocker, Inc.

CLOSED

Shares0 from 2,001

Change-2,001 (-100%)

Value$0 (-$32.1K)

Filed 2014-10-21

Tower Research Capital LLC (TRC)

CLOSED

Shares0 from 900

Change-900 (-100%)

Value$0 (-$14)

Filed 2014-10-31

Ground Swell Capital, LLC

CLOSED

Shares0 from 100

Change-100 (-100%)

Value$0 (-$2)

Filed 2015-02-05

	Status
Invesco Ltd.	INCREASED	166,570	111,864	+54,706	+49%	$1.8K	$2.6K	+$808	2014-11-14
Commonwealth Equity Services, Inc	DECREASED	143,725	145,098	-1,373	-1%	$2.3K	$2.2K	-$80	2014-10-17
Private Advisor Group, LLC	DECREASED	104,514	107,763	-3,249	-3%	$1.7K	$1.6K	-$95	2014-11-12
Bank of America Corp	INCREASED	101,875	78,878	+22,997	+29%	$1.3K	$1.6K	+$326	2014-11-14
UBS AG	INCREASED	77,121	65,023	+12,098	+19%	$1.0K	$1.2K	+$162	2014-11-12
LPL Financial LLC	INCREASED	69,771	68,003	+1,768	+3%	$1.1K	$1.1K	-$10	2014-11-10
Morgan Stanley	DECREASED	66,954	72,645	-5,691	-8%	$1.2K	$1.0K	-$119	2014-12-16
Schnieders Capital Management LLC	INCREASED	37,185	35,785	+1,400	+4%	$573	$580	+$7	2014-11-14
Ladenburg Thalmann Financial Services Inc	DECREASED	36,691	37,341	-650	-2%	$598	$573	-$25	2014-11-14
Wells Fargo & Company	DECREASED	35,188	37,187	-1,999	-5%	$596	$549	-$47	2014-11-06
Investors Capital Advisory Services	UNCHANGED	27,178	27,178	0	0%	$435	$424	-$11	2014-11-14
Cohen & Steers, Inc.	NEW	25,924	—	+25,924	—	—	$405	—	2014-11-14
WFG Advisors, LP	INCREASED	24,122	23,942	+180	+1%	$384	$377	-$7	2014-11-14
Oppenheimer & Co Inc	DECREASED	16,898	33,964	-17,066	-50%	$544	$264	-$280	2014-11-12
Royal Bank of Canada	DECREASED	13,889	15,034	-1,145	-8%	$241	$216	-$25	2014-11-14
HL Financial Services LLC	NEW	13,000	—	+13,000	—	—	$203	—	2014-10-27
Janney Montgomery Scott LLC	UNCHANGED	11,672	11,672	0	0%	$187.0K	$182.2K	-$4.8K	2014-11-14
Wolverine Asset Management LLC	NEW	10,377	—	+10,377	—	—	$161	—	2014-11-13
Creative Planning	INCREASED	10,009	5,759	+4,250	+74%	$92	$156	+$64	2014-10-10
PNC Financial Services Group, Inc.	UNCHANGED	5,054	5,054	0	0%	$81	$79	-$2	2014-11-07
Apriem Advisors	DECREASED	2,767	3,467	-700	-20%	$56	$43	-$13	2014-11-10
Security National Trust Co	UNCHANGED	2,350	2,350	0	0%	$38	$37	-$1	2014-11-05
Next Financial Group, Inc	DECREASED	900	1,100	-200	-18%	$17	$14	-$3	2015-02-10
American International Group, Inc.	UNCHANGED	546	546	0	0%	$8.7K	$8.5K	-$224	2014-11-12
American Asset Management Inc.	NEW	324	—	+324	—	—	$5	—	2014-11-06
SRH Advisors, LLC	UNCHANGED	300	300	0	0%	$5	$5	$0	2014-11-14
Citigroup Inc	INCREASED	217	213	+4	+2%	$3	$3	$0	2014-11-14
Blue Bell Private Wealth Management, LLC	UNCHANGED	200	200	0	0%	$3	$3	$0	2014-10-15
Kistler-Tiffany Companies, LLC	DECREASED	52	673	-621	-92%	$11	$1	-$10	2014-10-09
First Allied Advisory Services, Inc.	CLOSED	0	22,021	-22,021	-100%	$352	$0	-$352	2014-11-12
B. Riley Wealth Advisors, Inc.	CLOSED	0	2,034	-2,034	-100%	$32.6K	$0	-$32.6K	2014-11-20
Winslow, Evans & Crocker, Inc.	CLOSED	0	2,001	-2,001	-100%	$32.1K	$0	-$32.1K	2014-10-21
Tower Research Capital LLC (TRC)	CLOSED	0	900	-900	-100%	$14	$0	-$14	2014-10-31
Ground Swell Capital, LLC	CLOSED	0	100	-100	-100%	$2	$0	-$2	2015-02-05

Showing 34 of 34 institutions