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Duff Phelps SEL Enrg MLP Midstm

Q4 2020 vs Q1 2021

Comparing institutional holders between quarters

Quarters

Q1 2021Q4 2020
CompareDetailedHistoricalFundsOptionsShort Interest13D/13GPeersTargetingTrading SummaryProfile
CSS LLC
INCREASED
Shares474,738 from 148,868
Change+325,870 (+219%)
Value$3.5K (+$2.8K)
Filed 2021-05-17
Clough Capital Partners L P
INCREASED
Shares80,070 from 35,980
Change+44,090 (+123%)
Value$589 (+$415)
Filed 2021-05-17
Wolverine Asset Management LLC
INCREASED
Shares51,783 from 45,079
Change+6,704 (+15%)
Value$380 (+$162)
Filed 2021-05-13
Guggenheim Capital LLC
DECREASED
Shares18,896 from 23,926
Change-5,030 (-21%)
Value$139 (+$23)
Filed 2021-05-13
Bulldog Investors, LLPA
NEW
Shares13,748
Change+13,748
Value$101
Filed 2021-05-14
Matisse Capital
UNCHANGED
Shares13,022 from 13,022
Change0 (0%)
Value$95 (+$32)
Filed 2021-05-17
Gladstone Institutional Advisory LLC
NEW
Shares12,625
Change+12,625
Value$93
Filed 2023-01-30
SIT Investment Associates Inc
INCREASED
Shares6,539 from 4,858
Change+1,681 (+35%)
Value$48 (+$24)
Filed 2021-05-13
Wells Fargo & Company
DECREASED
Shares5,730 from 6,063
Change-333 (-5%)
Value$42 (+$13)
Filed 2021-05-13
Advisors Asset Management, Inc.
DECREASED
Shares3,888 from 80,728
Change-76,840 (-95%)
Value$28.6K (+$28.2K)
Filed 2026-08-26
Bank of America Corp
DECREASED
Shares3,175 from 3,450
Change-275 (-8%)
Value$23 (+$6)
Filed 2021-05-14
Morgan Stanley
DECREASED
Shares2,505 from 3,194
Change-689 (-22%)
Value$18 (+$3)
Filed 2021-05-17
Osaic Holdings, Inc.
DECREASED
Shares1,115 from 1,586
Change-471 (-30%)
Value$8 ($0)
Filed 2021-05-13
UBS Group AG
DECREASED
Shares876 from 1,090
Change-214 (-20%)
Value$6 (+$1)
Filed 2021-05-12
Spire Wealth Management
NEW
Shares800
Change+800
Value$6
Filed 2021-05-21
International Assets Investment Management, LLC
UNCHANGED
Shares429 from 429
Change0 (0%)
Value$2 ($0)
Filed 2021-04-19
Northwestern Mutual Wealth Management Co
UNCHANGED
Shares250 from 250
Change0 (0%)
Value$2 (+$1)
Filed 2021-05-14
Steward Partners Investment Advisory, LLC
NEW
Shares164
Change+164
Value$1.2K
Filed 2021-05-17
TFO Wealth Partners, LLC
NEW
Shares129
Change+129
Value$1
Filed 2021-04-22
Sugarloaf Wealth Management, LLC
NEW
Shares100
Change+100
Value$1
Filed 2021-04-19
BDO Wealth Advisors, LLC
NEW
Shares80
Change+80
Value$1
Filed 2021-05-14
US Bancorp \de\
UNCHANGED
Shares75 from 75
Change0 (0%)
Value$1 (+$1)
Filed 2021-04-28
Rockefeller Capital Management L.P.
NEW
Shares20
Change+20
Value$0
Filed 2021-05-11
Landscape Capital Management, L.L.C.
CLOSED
Shares0 from 11,933
Change-11,933 (-100%)
Value$0 (-$58)
Filed 2021-05-11
FNY Investment Advisers, LLC
CLOSED
Shares0 from 4,602
Change-4,602 (-100%)
Value$0 (-$22)
Filed 2021-04-12
Royal Bank of Canada
CLOSED
Shares0 from 907
Change-907 (-100%)
Value$0 (-$4)
Filed 2021-07-20
Plante Moran Financial Advisors, LLC
CLOSED
Shares0 from 150
Change-150 (-100%)
Value$0 (-$1)
Filed 2021-05-13
Proequities, Inc.
UNCHANGED
Shares0 from 0
Change0
Value$0 ($0)
Filed 2021-05-13
Status
CSS LLC
INCREASED474,738148,868+325,870+219%$721$3.5K+$2.8K2021-05-17
Clough Capital Partners L P
INCREASED80,07035,980+44,090+123%$174$589+$4152021-05-17
Wolverine Asset Management LLC
INCREASED51,78345,079+6,704+15%$218$380+$1622021-05-13
Guggenheim Capital LLC
DECREASED18,89623,926-5,030-21%$116$139+$232021-05-13
Bulldog Investors, LLPA
NEW13,748—+13,748——$101—2021-05-14
Matisse Capital
UNCHANGED13,02213,02200%$63$95+$322021-05-17
Gladstone Institutional Advisory LLC
NEW12,625—+12,625——$93—2023-01-30
SIT Investment Associates Inc
INCREASED6,5394,858+1,681+35%$24$48+$242021-05-13
Wells Fargo & Company
DECREASED5,7306,063-333-5%$29$42+$132021-05-13
Advisors Asset Management, Inc.
DECREASED3,88880,728-76,840-95%$390$28.6K+$28.2K2026-08-26
Bank of America Corp
DECREASED3,1753,450-275-8%$17$23+$62021-05-14
Morgan Stanley
DECREASED2,5053,194-689-22%$15$18+$32021-05-17
Osaic Holdings, Inc.
DECREASED1,1151,586-471-30%$8$8$02021-05-13
UBS Group AG
DECREASED8761,090-214-20%$5$6+$12021-05-12
Spire Wealth Management
NEW800—+800——$6—2021-05-21
International Assets Investment Management, LLC
UNCHANGED42942900%$2$2$02021-04-19
Northwestern Mutual Wealth Management Co
UNCHANGED25025000%$1$2+$12021-05-14
Steward Partners Investment Advisory, LLC
NEW164—+164——$1.2K—2021-05-17
TFO Wealth Partners, LLC
NEW129—+129——$1—2021-04-22
Sugarloaf Wealth Management, LLC
NEW100—+100——$1—2021-04-19
BDO Wealth Advisors, LLC
NEW80—+80——$1—2021-05-14
US Bancorp \de\
UNCHANGED757500%$0$1+$12021-04-28
Rockefeller Capital Management L.P.
NEW20—+20——$0—2021-05-11
Landscape Capital Management, L.L.C.
CLOSED011,933-11,933-100%$58$0-$582021-05-11
FNY Investment Advisers, LLC
CLOSED04,602-4,602-100%$22$0-$222021-04-12
Royal Bank of Canada
CLOSED0907-907-100%$4$0-$42021-07-20
Plante Moran Financial Advisors, LLC
CLOSED0150-150-100%$1$0-$12021-05-13
Proequities, Inc.
UNCHANGED000—$0$0$02021-05-13
Showing 28 of 28 institutions