AAM LOW DUR Pref & Inc SEC (PFLD)

Q2 2026 vs Q3 2026

Comparing institutional holders between quarters

Compare Detailed Historical Funds Options 13D/13G Peers Targeting Trading Summary Profile

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LPL Financial LLC

DECREASED

Shares662,253 from 688,338

Change-26,085 (-4%)

Value$12.6M (-$821.2K)

Filed 2026-11-06

Rainey & Randall Wealth Advisors Inc.

INCREASED

Shares452,296 from 449,007

Change+3,289 (+1%)

Value$8.7M (-$148.0K)

Filed 2026-10-26

Wealth Enhancement Advisory Services, LLC

INCREASED

Shares337,713 from 337,381

Change+332 (+0%)

Value$6.5M (-$138.7K)

Filed 2026-10-13

Cambridge Investment Research Advisors, Inc.

DECREASED

Shares216,466 from 225,154

Change-8,688 (-4%)

Value$4.1M (-$272.0K)

Filed 2026-11-02

Sound Income Strategies, LLC

DECREASED

Shares210,507 from 216,644

Change-6,137 (-3%)

Value$4.0M (-$195.8K)

Filed 2026-10-09

Commonwealth Equity Services, LLC

DECREASED

Shares113,895 from 122,785

Change-8,890 (-7%)

Value$2.2M (-$227.3K)

Filed 2026-11-02

IFP Advisors, Inc

INCREASED

Shares51,716 from 48,286

Change+3,430 (+7%)

Value$986.7K (+$42.8K)

Filed 2026-10-16

Kestra Private Wealth Services, LLC

INCREASED

Shares37,267 from 36,930

Change+337 (+1%)

Value$711.1K (-$10.9K)

Filed 2026-11-06

Independent Financial Group, LLC

DECREASED

Shares36,439 from 38,067

Change-1,628 (-4%)

Value$695.3K (-$49.0K)

Filed 2026-10-13

Kestra Advisory Services, LLC

INCREASED

Shares34,945 from 32,500

Change+2,445 (+8%)

Value$666.7K (+$31.4K)

Filed 2026-11-02

Wedbush Securities Inc

INCREASED

Shares20,770 from 19,944

Change+826 (+4%)

Value$396.0K (+$6.0K)

Filed 2026-10-22

Cullen T Bankers, Inc.

INCREASED

Shares17,730 from 17,263

Change+467 (+3%)

Value$338.3K (+$809)

Filed 2026-10-28

Fifth Third Bancorp

INCREASED

Shares14,579 from 14,238

Change+341 (+2%)

Value$278.2K (-$186)

Filed 2026-11-05

Cornerstone Wealth Management, LLC

DECREASED

Shares14,474 from 16,291

Change-1,817 (-11%)

Value$276.2K (-$42.3K)

Filed 2026-11-04

Private Trust Co NA

UNCHANGED

Shares13,075 from 13,075

Change0 (0%)

Value$249.5K (-$6.1K)

Filed 2026-10-20

J.W. Cole Advisors, Inc.

DECREASED

Shares12,445 from 13,117

Change-672 (-5%)

Value$237.4K (-$19.0K)

Filed 2026-11-05

City Center Advisors, LLC

INCREASED

Shares11,392 from 10,293

Change+1,099 (+11%)

Value$217.4K (+$16.1K)

Filed 2026-10-08

Creative Planning

INCREASED

Shares11,333 from 11,000

Change+333 (+3%)

Value$216.2K (+$1.2K)

Filed 2026-11-02

Nova Financial LLC

NEW

Shares8,789

Change+8,789

Value$167.7K

Filed 2026-11-04

Alpine Bank Wealth Management

UNCHANGED

Shares7,159 from 7,159

Change0 (0%)

Value$136.6K (-$3.4K)

Filed 2026-10-16

Ascentis Independent Advisors

UNCHANGED

Shares1,529 from 1,529

Change0 (0%)

Value$29.2K (-$718)

Filed 2026-11-03

Rossby Financial, LCC

NEW

Shares1,372

Change+1,372

Value$26.2K

Filed 2026-11-05

Farther Finance Advisors, LLC

INCREASED

Shares1,161 from 1,159

Change+2 (+0%)

Value$22.2K (-$495)

Filed 2026-10-08

Ashton Thomas Private Wealth, LLC

UNCHANGED

Shares853 from 853

Change0 (0%)

Value$16.3K (-$401)

Filed 2026-11-03

Latitude Advisors, LLC

NEW

Shares332

Change+332

Value$6.3K

Filed 2026-10-27

CoreCap Advisors, LLC

UNCHANGED

Shares100 from 100

Change0 (0%)

Value$1.9K (-$47)

Filed 2026-10-08

Root Financial Partners, LLC

NEW

Shares91

Change+91

Value$1.7K

Filed 2026-10-21

Key Capital Management, Inc

DECREASED

Shares11 from 149

Change-138 (-93%)

Value$210 (-$2.7K)

Filed 2026-11-03

StoneX Group Inc.

CLOSED

Shares0 from 10,590

Change-10,590 (-100%)

Value$0 (-$207.2K)

Filed 2026-11-03

Morgan Stanley

N/A

Shares— from 4,639,845

Change-4,639,845 (-100%)

Value—

Wells Fargo & Company

N/A

Shares— from 2,353,708

Change-2,353,708 (-100%)

Value—

Royal Bank of Canada

N/A

Shares— from 454,764

Change-454,764 (-100%)

Value—

L2 Asset Management, LLC

N/A

Shares— from 412,303

Change-412,303 (-100%)

Value—

Raymond James Financial Inc

N/A

Shares— from 411,298

Change-411,298 (-100%)

Value—

Osaic Holdings, Inc.

N/A

Shares— from 346,806

Change-346,806 (-100%)

Value—

Teucrium Investment Advisors, LLC

N/A

Shares— from 237,437

Change-237,437 (-100%)

Value—

Gotham Asset Management, LLC

N/A

Shares— from 226,451

Change-226,451 (-100%)

Value—

Captrust Financial Advisors

N/A

Shares— from 171,102

Change-171,102 (-100%)

Value—

Cetera Investment Advisers

N/A

Shares— from 87,468

Change-87,468 (-100%)

Value—

Envestnet Asset Management Inc

N/A

Shares— from 66,723

Change-66,723 (-100%)

Value—

Janney Montgomery Scott LLC

N/A

Shares— from 60,767

Change-60,767 (-100%)

Value—

Bleakley Financial Group, LLC

N/A

Shares— from 56,717

Change-56,717 (-100%)

Value—

Citadel Advisors LLC

N/A

Shares— from 56,328

Change-56,328 (-100%)

Value—

Jane Street Group, LLC

N/A

Shares— from 48,581

Change-48,581 (-100%)

Value—

Stifel Financial Corp

N/A

Shares— from 47,837

Change-47,837 (-100%)

Value—

&partners

N/A

Shares— from 30,698

Change-30,698 (-100%)

Value—

Ameritas Advisory Services, LLC

N/A

Shares— from 26,152

Change-26,152 (-100%)

Value—

UBS Group AG

N/A

Shares— from 12,994

Change-12,994 (-100%)

Value—

Ameriprise Financial Inc

N/A

Shares— from 12,586

Change-12,586 (-100%)

Value—

Bank of Montreal

N/A

Shares— from 7,000

Change-7,000 (-100%)

Value—

Steward Partners Investment Advisory, LLC

N/A

Shares— from 6,854

Change-6,854 (-100%)

Value—

Rockefeller Capital Management L.P.

N/A

Shares— from 4,268

Change-4,268 (-100%)

Value—

Private Wealth Asset Management, LLC

N/A

Shares— from 3,059

Change-3,059 (-100%)

Value—

Webster Bank, N. A.

N/A

Shares— from 2,926

Change-2,926 (-100%)

Value—

Johnson Financial Group, Inc.

N/A

Shares— from 2,400

Change-2,400 (-100%)

Value—

Global Retirement Partners, LLC

N/A

Shares— from 2,178

Change-2,178 (-100%)

Value—

FMR LLC

N/A

Shares— from 1,044

Change-1,044 (-100%)

Value—

AE Wealth Management LLC

N/A

Shares— from 644

Change-644 (-100%)

Value—

Bessemer Group Inc

N/A

Shares— from 600

Change-600 (-100%)

Value—

Advisors Asset Management, Inc.

N/A

Shares— from 587

Change-587 (-100%)

Value—

IFG Advisory, LLC

N/A

Shares— from 533

Change-533 (-100%)

Value—

NewEdge Advisors, LLC

N/A

Shares— from 449

Change-449 (-100%)

Value—

Jones Financial Companies Lllp

N/A

Shares— from 385

Change-385 (-100%)

Value—

Medallion Wealth Advisors, LLC

N/A

Shares— from 343

Change-343 (-100%)

Value—

BFC Planning, Inc.

N/A

Shares— from 301

Change-301 (-100%)

Value—

Strategic Wealth Partners, Ltd.

N/A

Shares— from 150

Change-150 (-100%)

Value—

JPMorgan Chase & Co

N/A

Shares— from 0

Change0

Value—

	Status
LPL Financial LLC	DECREASED	662,253	688,338	-26,085	-4%	$13.5M	$12.6M	-$821.2K	2026-11-06
Rainey & Randall Wealth Advisors Inc.	INCREASED	452,296	449,007	+3,289	+1%	$8.8M	$8.7M	-$148.0K	2026-10-26
Wealth Enhancement Advisory Services, LLC	INCREASED	337,713	337,381	+332	+0%	$6.6M	$6.5M	-$138.7K	2026-10-13
Cambridge Investment Research Advisors, Inc.	DECREASED	216,466	225,154	-8,688	-4%	$4.4M	$4.1M	-$272.0K	2026-11-02
Sound Income Strategies, LLC	DECREASED	210,507	216,644	-6,137	-3%	$4.2M	$4.0M	-$195.8K	2026-10-09
Commonwealth Equity Services, LLC	DECREASED	113,895	122,785	-8,890	-7%	$2.4M	$2.2M	-$227.3K	2026-11-02
IFP Advisors, Inc	INCREASED	51,716	48,286	+3,430	+7%	$944.0K	$986.7K	+$42.8K	2026-10-16
Kestra Private Wealth Services, LLC	INCREASED	37,267	36,930	+337	+1%	$722.0K	$711.1K	-$10.9K	2026-11-06
Independent Financial Group, LLC	DECREASED	36,439	38,067	-1,628	-4%	$744.2K	$695.3K	-$49.0K	2026-10-13
Kestra Advisory Services, LLC	INCREASED	34,945	32,500	+2,445	+8%	$635.4K	$666.7K	+$31.4K	2026-11-02
Wedbush Securities Inc	INCREASED	20,770	19,944	+826	+4%	$390.0K	$396.0K	+$6.0K	2026-10-22
Cullen T Bankers, Inc.	INCREASED	17,730	17,263	+467	+3%	$337.5K	$338.3K	+$809	2026-10-28
Fifth Third Bancorp	INCREASED	14,579	14,238	+341	+2%	$278.4K	$278.2K	-$186	2026-11-05
Cornerstone Wealth Management, LLC	DECREASED	14,474	16,291	-1,817	-11%	$318.5K	$276.2K	-$42.3K	2026-11-04
Private Trust Co NA	UNCHANGED	13,075	13,075	0	0%	$255.6K	$249.5K	-$6.1K	2026-10-20
J.W. Cole Advisors, Inc.	DECREASED	12,445	13,117	-672	-5%	$256.4K	$237.4K	-$19.0K	2026-11-05
City Center Advisors, LLC	INCREASED	11,392	10,293	+1,099	+11%	$201.2K	$217.4K	+$16.1K	2026-10-08
Creative Planning	INCREASED	11,333	11,000	+333	+3%	$215.1K	$216.2K	+$1.2K	2026-11-02
Nova Financial LLC	NEW	8,789	—	+8,789	—	—	$167.7K	—	2026-11-04
Alpine Bank Wealth Management	UNCHANGED	7,159	7,159	0	0%	$140.0K	$136.6K	-$3.4K	2026-10-16
Ascentis Independent Advisors	UNCHANGED	1,529	1,529	0	0%	$29.9K	$29.2K	-$718	2026-11-03
Rossby Financial, LCC	NEW	1,372	—	+1,372	—	—	$26.2K	—	2026-11-05
Farther Finance Advisors, LLC	INCREASED	1,161	1,159	+2	+0%	$22.7K	$22.2K	-$495	2026-10-08
Ashton Thomas Private Wealth, LLC	UNCHANGED	853	853	0	0%	$16.7K	$16.3K	-$401	2026-11-03
Latitude Advisors, LLC	NEW	332	—	+332	—	—	$6.3K	—	2026-10-27
CoreCap Advisors, LLC	UNCHANGED	100	100	0	0%	$2.0K	$1.9K	-$47	2026-10-08
Root Financial Partners, LLC	NEW	91	—	+91	—	—	$1.7K	—	2026-10-21
Key Capital Management, Inc	DECREASED	11	149	-138	-93%	$2.9K	$210	-$2.7K	2026-11-03
StoneX Group Inc.	CLOSED	0	10,590	-10,590	-100%	$207.2K	$0	-$207.2K	2026-11-03
Morgan Stanley	N/A	—	4,639,845	-4,639,845	-100%	$90.7M	—	—	—
Wells Fargo & Company	N/A	—	2,353,708	-2,353,708	-100%	$46.0M	—	—	—
Royal Bank of Canada	N/A	—	454,764	-454,764	-100%	$8.9M	—	—	—
L2 Asset Management, LLC	N/A	—	412,303	-412,303	-100%	$8.1M	—	—	—
Raymond James Financial Inc	N/A	—	411,298	-411,298	-100%	$8.0M	—	—	—
Osaic Holdings, Inc.	N/A	—	346,806	-346,806	-100%	$6.8M	—	—	—
Teucrium Investment Advisors, LLC	N/A	—	237,437	-237,437	-100%	$4.6M	—	—	—
Gotham Asset Management, LLC	N/A	—	226,451	-226,451	-100%	$4.4M	—	—	—
Captrust Financial Advisors	N/A	—	171,102	-171,102	-100%	$3.3M	—	—	—
Cetera Investment Advisers	N/A	—	87,468	-87,468	-100%	$1.7M	—	—	—
Envestnet Asset Management Inc	N/A	—	66,723	-66,723	-100%	$1.3M	—	—	—
Janney Montgomery Scott LLC	N/A	—	60,767	-60,767	-100%	$1.2M	—	—	—
Bleakley Financial Group, LLC	N/A	—	56,717	-56,717	-100%	$1.1M	—	—	—
Citadel Advisors LLC	N/A	—	56,328	-56,328	-100%	$1.1M	—	—	—
Jane Street Group, LLC	N/A	—	48,581	-48,581	-100%	$949.8K	—	—	—
Stifel Financial Corp	N/A	—	47,837	-47,837	-100%	$935.2K	—	—	—
&partners	N/A	—	30,698	-30,698	-100%	$600.2K	—	—	—
Ameritas Advisory Services, LLC	N/A	—	26,152	-26,152	-100%	$511.3K	—	—	—
UBS Group AG	N/A	—	12,994	-12,994	-100%	$254.0K	—	—	—
Ameriprise Financial Inc	N/A	—	12,586	-12,586	-100%	$246.1K	—	—	—
Bank of Montreal	N/A	—	7,000	-7,000	-100%	$136.9K	—	—	—
Steward Partners Investment Advisory, LLC	N/A	—	6,854	-6,854	-100%	$134.0K	—	—	—
Rockefeller Capital Management L.P.	N/A	—	4,268	-4,268	-100%	$83.4K	—	—	—
Private Wealth Asset Management, LLC	N/A	—	3,059	-3,059	-100%	$59.8K	—	—	—
Webster Bank, N. A.	N/A	—	2,926	-2,926	-100%	$57.2K	—	—	—
Johnson Financial Group, Inc.	N/A	—	2,400	-2,400	-100%	$47.1K	—	—	—
Global Retirement Partners, LLC	N/A	—	2,178	-2,178	-100%	$42.6K	—	—	—
FMR LLC	N/A	—	1,044	-1,044	-100%	$20.4K	—	—	—
AE Wealth Management LLC	N/A	—	644	-644	-100%	$12.6K	—	—	—
Bessemer Group Inc	N/A	—	600	-600	-100%	$12	—	—	—
Advisors Asset Management, Inc.	N/A	—	587	-587	-100%	$11.5K	—	—	—
IFG Advisory, LLC	N/A	—	533	-533	-100%	$10.4K	—	—	—
NewEdge Advisors, LLC	N/A	—	449	-449	-100%	$8.8K	—	—	—
Jones Financial Companies Lllp	N/A	—	385	-385	-100%	$7.6K	—	—	—
Medallion Wealth Advisors, LLC	N/A	—	343	-343	-100%	$6.7K	—	—	—
BFC Planning, Inc.	N/A	—	301	-301	-100%	$5.9K	—	—	—
Strategic Wealth Partners, Ltd.	N/A	—	150	-150	-100%	$2.9K	—	—	—
JPMorgan Chase & Co	N/A	—	0	0	—	$3	—	—	—

Showing 67 of 67 institutions