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AAM SLC LOW Duration Inc ETF (LODI)

Q2 2026 vs Q3 2026

Comparing institutional holders between quarters

Quarters

Q3 2026Q2 2026Q1 2026Q4 2025Q3 2025
CompareDetailedHistoricalFundsOptions13D/13GPeersTargetingTrading SummaryProfile
Independent Financial Group, LLC
INCREASED
Shares88,027 from 54,007
Change+34,020 (+63%)
Value$2.2M (+$829.9K)
Filed 2026-10-13
Grantvest Financial Group LLC
INCREASED
Shares47,905 from 46,627
Change+1,278 (+3%)
Value$1.2M (+$17.6K)
Filed 2026-10-21
Kestra Advisory Services, LLC
INCREASED
Shares44,938 from 21,764
Change+23,174 (+106%)
Value$1.1M (+$569.9K)
Filed 2026-11-02
Kestra Private Wealth Services, LLC
INCREASED
Shares15,626 from 8,696
Change+6,930 (+80%)
Value$388.8K (+$169.8K)
Filed 2026-10-30
Cambridge Investment Research Advisors, Inc.
INCREASED
Shares13,042 from 11,000
Change+2,042 (+19%)
Value$324.0K (+$47.0K)
Filed 2026-11-02
Claro Advisors Inc.
NEW
Shares11,812
Change+11,812
Value$293.9K
Filed 2026-11-02
Stirlingshire Investments, Inc.
INCREASED
Shares9,887 from 9,132
Change+755 (+8%)
Value$247.1K (+$16.1K)
Filed 2026-11-05
Guidance Capital, Inc
CLOSED
Shares0 from 15,713
Change-15,713 (-100%)
Value$0 (-$396.1K)
Filed 2026-11-03
Commonwealth Equity Services, LLC
CLOSED
Shares0 from 9,149
Change-9,149 (-100%)
Value$0 (-$230.4K)
Filed 2026-11-02
SUN Life Financial Inc
N/A
Shares— from 2,000,000
Change-2,000,000 (-100%)
Value—
LPL Financial LLC
N/A
Shares— from 580,532
Change-580,532 (-100%)
Value—
Spartan Wealth Advisory Services LLC
N/A
Shares— from 261,316
Change-261,316 (-100%)
Value—
Sanctuary Advisors, LLC
N/A
Shares— from 74,508
Change-74,508 (-100%)
Value—
Waverly Advisors, LLC
N/A
Shares— from 40,900
Change-40,900 (-100%)
Value—
Private Advisor Group, LLC
N/A
Shares— from 19,133
Change-19,133 (-100%)
Value—
Envestnet Asset Management Inc
N/A
Shares— from 17,307
Change-17,307 (-100%)
Value—
World Investment Advisors
N/A
Shares— from 10,492
Change-10,492 (-100%)
Value—
Osaic Holdings, Inc.
N/A
Shares— from 9,506
Change-9,506 (-100%)
Value—
Advisors Asset Management, Inc.
N/A
Shares— from 1,121
Change-1,121 (-100%)
Value—
Status
Independent Financial Group, LLC
INCREASED88,02754,007+34,020+63%$1.4M$2.2M+$829.9K2026-10-13
Grantvest Financial Group LLC
INCREASED47,90546,627+1,278+3%$1.2M$1.2M+$17.6K2026-10-21
Kestra Advisory Services, LLC
INCREASED44,93821,764+23,174+106%$548.1K$1.1M+$569.9K2026-11-02
Kestra Private Wealth Services, LLC
INCREASED15,6268,696+6,930+80%$219.0K$388.8K+$169.8K2026-10-30
Cambridge Investment Research Advisors, Inc.
INCREASED13,04211,000+2,042+19%$277.0K$324.0K+$47.0K2026-11-02
Claro Advisors Inc.
NEW11,812—+11,812——$293.9K—2026-11-02
Stirlingshire Investments, Inc.
INCREASED9,8879,132+755+8%$231.0K$247.1K+$16.1K2026-11-05
Guidance Capital, Inc
CLOSED015,713-15,713-100%$396.1K$0-$396.1K2026-11-03
Commonwealth Equity Services, LLC
CLOSED09,149-9,149-100%$230.4K$0-$230.4K2026-11-02
SUN Life Financial Inc
N/A—2,000,000-2,000,000-100%$50.4M———
LPL Financial LLC
N/A—580,532-580,532-100%$14.6M———
Spartan Wealth Advisory Services LLC
N/A—261,316-261,316-100%$6.6M———
Sanctuary Advisors, LLC
N/A—74,508-74,508-100%$1.9M———
Waverly Advisors, LLC
N/A—40,900-40,900-100%$1.0M———
Private Advisor Group, LLC
N/A—19,133-19,133-100%$481.9K———
Envestnet Asset Management Inc
N/A—17,307-17,307-100%$435.9K———
World Investment Advisors
N/A—10,492-10,492-100%$265.4K———
Osaic Holdings, Inc.
N/A—9,506-9,506-100%$239.5K———
Advisors Asset Management, Inc.
N/A—1,121-1,121-100%$28.2K———
Showing 19 of 19 institutions