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AAM Transformers ETF (TRFM)

Q2 2026 vs Q3 2026

Comparing institutional holders between quarters

Quarters

Q3 2026Q2 2026Q1 2026Q4 2025Q3 2025
CompareDetailedHistoricalFundsOptionsShort Interest13D/13GPeersTargetingTrading SummaryProfile
LPL Financial LLC
INCREASED
Shares2,096,963 from 1,739,328
Change+357,635 (+21%)
Value$123.9M (+$14.1M)
Filed 2026-11-06
SeaCrest Wealth Management, LLC
DECREASED
Shares55,576 from 56,655
Change-1,079 (-2%)
Value$3.3M (-$294.4K)
Filed 2026-10-21
Key Client Fiduciary Advisors, LLC
INCREASED
Shares47,998 from 46,846
Change+1,152 (+2%)
Value$2.8M (-$122.6K)
Filed 2026-10-19
Commonwealth Equity Services, LLC
INCREASED
Shares32,098 from 30,262
Change+1,836 (+6%)
Value$1.9M (-$14.7K)
Filed 2026-11-02
Truist Financial Corp
INCREASED
Shares24,507 from 19,857
Change+4,650 (+23%)
Value$1.4M (+$194.0K)
Filed 2026-10-30
Farmers & Merchants Trust Co of Long Beach
DECREASED
Shares20,139 from 20,318
Change-179 (-1%)
Value$1.2M (-$93.3K)
Filed 2026-10-22
Cornerstone Wealth Management, LLC
INCREASED
Shares14,292 from 11,715
Change+2,577 (+22%)
Value$844.7K (+$104.6K)
Filed 2026-11-04
Independent Financial Group, LLC
INCREASED
Shares12,195 from 11,868
Change+327 (+3%)
Value$720.7K (-$29.0K)
Filed 2026-10-13
Oppenheimer & Co Inc
INCREASED
Shares9,178 from 9,100
Change+78 (+1%)
Value$542.4K (-$32.4K)
Filed 2026-10-26
Kestra Private Wealth Services, LLC
DECREASED
Shares8,982 from 28,681
Change-19,699 (-69%)
Value$530.9K (-$1.3M)
Filed 2026-11-06
PKS Advisory Services, LLC
UNCHANGED
Shares8,855 from 8,855
Change0 (0%)
Value$559.4K ($0)
Filed 2026-10-26
NWF Advisory Services Inc.
INCREASED
Shares8,130 from 7,930
Change+200 (+3%)
Value$480.5K (-$20.5K)
Filed 2026-10-19
Great Valley Advisor Group, Inc.
INCREASED
Shares7,890 from 5,442
Change+2,448 (+45%)
Value$466.3K (+$122.5K)
Filed 2026-11-09
Prospera Financial Services Inc
INCREASED
Shares7,429 from 7,097
Change+332 (+5%)
Value$399.4K (-$48.9K)
Filed 2026-11-04
Private Trust Co NA
DECREASED
Shares5,924 from 5,993
Change-69 (-1%)
Value$350.1K (-$28.5K)
Filed 2026-10-20
Kestra Advisory Services, LLC
DECREASED
Shares5,800 from 8,472
Change-2,672 (-32%)
Value$342.8K (-$192.4K)
Filed 2026-11-02
Ignite Planners, LLC
NEW
Shares5,658
Change+5,658
Value$334.4K
Filed 2026-10-14
Cambridge Investment Research Advisors, Inc.
NEW
Shares5,600
Change+5,600
Value$331.0K
Filed 2026-11-02
J.W. Cole Advisors, Inc.
INCREASED
Shares5,415 from 3,395
Change+2,020 (+60%)
Value$320.1K (+$105.6K)
Filed 2026-11-05
Balboa Wealth Partners
UNCHANGED
Shares5,393 from 5,393
Change0 (0%)
Value$318.7K (-$22.0K)
Filed 2026-10-20
Strengthening Families & Communities, LLC
UNCHANGED
Shares501 from 501
Change0 (0%)
Value$29.6K (-$2.0K)
Filed 2026-10-21
Wolff Wiese Magana LLC
UNCHANGED
Shares242 from 242
Change0 (0%)
Value$14.3K (-$985)
Filed 2026-10-15
Define Financial, LLC
CLOSED
Shares0 from 3,206
Change-3,206 (-100%)
Value$0 (-$202.5K)
Filed 2026-10-14
Harbour Investments, Inc.
CLOSED
Shares0 from 122
Change-122 (-100%)
Value$0 (-$7.7K)
Filed 2026-11-09
Osaic Holdings, Inc.
N/A
Shares— from 454,043
Change-454,043 (-100%)
Value—
Raymond James Financial Inc
N/A
Shares— from 104,858
Change-104,858 (-100%)
Value—
Stifel Financial Corp
N/A
Shares— from 101,182
Change-101,182 (-100%)
Value—
Cetera Investment Advisers
N/A
Shares— from 99,970
Change-99,970 (-100%)
Value—
Wells Fargo & Company
N/A
Shares— from 92,680
Change-92,680 (-100%)
Value—
Ausdal Financial Partners, Inc.
N/A
Shares— from 32,787
Change-32,787 (-100%)
Value—
Envestnet Asset Management Inc
N/A
Shares— from 31,378
Change-31,378 (-100%)
Value—
Citadel Advisors LLC
N/A
Shares— from 25,762
Change-25,762 (-100%)
Value—
Royal Bank of Canada
N/A
Shares— from 23,431
Change-23,431 (-100%)
Value—
Principal Securities, Inc.
N/A
Shares— from 18,927
Change-18,927 (-100%)
Value—
MML Investors Services, LLC
N/A
Shares— from 15,125
Change-15,125 (-100%)
Value—
Chilton Investment Co Inc.
N/A
Shares— from 12,422
Change-12,422 (-100%)
Value—
Equitable Holdings, Inc.
N/A
Shares— from 8,025
Change-8,025 (-100%)
Value—
Steward Partners Investment Advisory, LLC
N/A
Shares— from 6,335
Change-6,335 (-100%)
Value—
Integrated Wealth Concepts LLC
N/A
Shares— from 4,340
Change-4,340 (-100%)
Value—
Centaurus Financial, Inc.
N/A
Shares— from 2,666
Change-2,666 (-100%)
Value—
AE Wealth Management LLC
N/A
Shares— from 568
Change-568 (-100%)
Value—
Morgan Stanley
N/A
Shares— from 497
Change-497 (-100%)
Value—
UBS Group AG
N/A
Shares— from 241
Change-241 (-100%)
Value—
Advisors Asset Management, Inc.
N/A
Shares— from 215
Change-215 (-100%)
Value—
FMR LLC
N/A
Shares— from 38
Change-38 (-100%)
Value—
Status
LPL Financial LLC
INCREASED2,096,9631,739,328+357,635+21%$109.9M$123.9M+$14.1M2026-11-06
SeaCrest Wealth Management, LLC
DECREASED55,57656,655-1,079-2%$3.6M$3.3M-$294.4K2026-10-21
Key Client Fiduciary Advisors, LLC
INCREASED47,99846,846+1,152+2%$3.0M$2.8M-$122.6K2026-10-19
Commonwealth Equity Services, LLC
INCREASED32,09830,262+1,836+6%$1.9M$1.9M-$14.7K2026-11-02
Truist Financial Corp
INCREASED24,50719,857+4,650+23%$1.3M$1.4M+$194.0K2026-10-30
Farmers & Merchants Trust Co of Long Beach
DECREASED20,13920,318-179-1%$1.3M$1.2M-$93.3K2026-10-22
Cornerstone Wealth Management, LLC
INCREASED14,29211,715+2,577+22%$740.0K$844.7K+$104.6K2026-11-04
Independent Financial Group, LLC
INCREASED12,19511,868+327+3%$749.7K$720.7K-$29.0K2026-10-13
Oppenheimer & Co Inc
INCREASED9,1789,100+78+1%$574.8K$542.4K-$32.4K2026-10-26
Kestra Private Wealth Services, LLC
DECREASED8,98228,681-19,699-69%$1.8M$530.9K-$1.3M2026-11-06
PKS Advisory Services, LLC
UNCHANGED8,8558,85500%$559.4K$559.4K$02026-10-26
NWF Advisory Services Inc.
INCREASED8,1307,930+200+3%$500.9K$480.5K-$20.5K2026-10-19
Great Valley Advisor Group, Inc.
INCREASED7,8905,442+2,448+45%$343.8K$466.3K+$122.5K2026-11-09
Prospera Financial Services Inc
INCREASED7,4297,097+332+5%$448.3K$399.4K-$48.9K2026-11-04
Private Trust Co NA
DECREASED5,9245,993-69-1%$378.6K$350.1K-$28.5K2026-10-20
Kestra Advisory Services, LLC
DECREASED5,8008,472-2,672-32%$535.2K$342.8K-$192.4K2026-11-02
Ignite Planners, LLC
NEW5,658—+5,658——$334.4K—2026-10-14
Cambridge Investment Research Advisors, Inc.
NEW5,600—+5,600——$331.0K—2026-11-02
J.W. Cole Advisors, Inc.
INCREASED5,4153,395+2,020+60%$214.5K$320.1K+$105.6K2026-11-05
Balboa Wealth Partners
UNCHANGED5,3935,39300%$340.7K$318.7K-$22.0K2026-10-20
Strengthening Families & Communities, LLC
UNCHANGED50150100%$31.6K$29.6K-$2.0K2026-10-21
Wolff Wiese Magana LLC
UNCHANGED24224200%$15.3K$14.3K-$9852026-10-15
Define Financial, LLC
CLOSED03,206-3,206-100%$202.5K$0-$202.5K2026-10-14
Harbour Investments, Inc.
CLOSED0122-122-100%$7.7K$0-$7.7K2026-11-09
Osaic Holdings, Inc.
N/A—454,043-454,043-100%$28.7M———
Raymond James Financial Inc
N/A—104,858-104,858-100%$6.6M———
Stifel Financial Corp
N/A—101,182-101,182-100%$6.4M———
Cetera Investment Advisers
N/A—99,970-99,970-100%$6.3M———
Wells Fargo & Company
N/A—92,680-92,680-100%$5.9M———
Ausdal Financial Partners, Inc.
N/A—32,787-32,787-100%$2.1M———
Envestnet Asset Management Inc
N/A—31,378-31,378-100%$2.0M———
Citadel Advisors LLC
N/A—25,762-25,762-100%$1.6M———
Royal Bank of Canada
N/A—23,431-23,431-100%$1.5M———
Principal Securities, Inc.
N/A—18,927-18,927-100%$1.2M———
MML Investors Services, LLC
N/A—15,125-15,125-100%$955.4K———
Chilton Investment Co Inc.
N/A—12,422-12,422-100%$784.7K———
Equitable Holdings, Inc.
N/A—8,025-8,025-100%$506.9K———
Steward Partners Investment Advisory, LLC
N/A—6,335-6,335-100%$400.2K———
Integrated Wealth Concepts LLC
N/A—4,340-4,340-100%$274.2K———
Centaurus Financial, Inc.
N/A—2,666-2,666-100%$168.0K———
AE Wealth Management LLC
N/A—568-568-100%$35.9K———
Morgan Stanley
N/A—497-497-100%$31.4K———
UBS Group AG
N/A—241-241-100%$15.2K———
Advisors Asset Management, Inc.
N/A—215-215-100%$13.6K———
FMR LLC
N/A—38-38-100%$2.4K———
Showing 45 of 45 institutions