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ETF Managers TR

Q3 2023 vs Q4 2023

Comparing institutional holders between quarters

Quarters

Q4 2023Q3 2023Q2 2023Q1 2023Q4 2022
CompareDetailedHistoricalFundsOptionsShort Interest13D/13GPeersTargetingTrading SummaryProfile
LPL Financial LLC
DECREASED
Shares137,207 from 144,759
Change-7,552 (-5%)
Value$7.6M (+$383.4K)
Filed 2024-02-14
Osaic Holdings, Inc.
DECREASED
Shares70,619 from 71,417
Change-798 (-1%)
Value$3.9M (+$351.9K)
Filed 2024-02-12
Harbour Investments, Inc.
INCREASED
Shares55,862 from 55,443
Change+419 (+1%)
Value$3.1M (+$330.9K)
Filed 2024-02-16
Bailard, Inc.
DECREASED
Shares54,670 from 67,165
Change-12,495 (-19%)
Value$3.0M (-$322.0K)
Filed 2024-02-02
Susquehanna International Group, LLP
INCREASED
Shares49,518 from 17,888
Change+31,630 (+177%)
Value$2.8M (+$1.9M)
Filed 2024-02-14
Stonehearth Capital Management, LLC
DECREASED
Shares39,418 from 39,442
Change-24 (0%)
Value$2.2M (+$217.5K)
Filed 2024-01-08
Financial Insights, Inc.
DECREASED
Shares38,451 from 40,431
Change-1,980 (-5%)
Value$2.1M (+$233.4K)
Filed 2024-01-25
Commonwealth Equity Services, LLC
INCREASED
Shares33,981 from 31,544
Change+2,437 (+8%)
Value$1.9K (+$310)
Filed 2024-02-06
WCG Wealth Advisors LLC
DECREASED
Shares23,687 from 24,497
Change-810 (-3%)
Value$1.3K (+$9)
Filed 2024-02-08
Cambridge Investment Research Advisors, Inc.
DECREASED
Shares20,329 from 22,372
Change-2,043 (-9%)
Value$1.1K (+$10)
Filed 2024-02-09
Berger Financial Group, Inc
DECREASED
Shares17,893 from 21,735
Change-3,842 (-18%)
Value$994.8K (-$93.0K)
Filed 2024-02-07
Cresset Asset Management, LLC
NEW
Shares17,283
Change+17,283
Value$960.9K
Filed 2024-02-14
Evergreen Capital Management LLC
INCREASED
Shares12,568 from 11,765
Change+803 (+7%)
Value$698.8K (+$109.9K)
Filed 2024-02-14
Allegheny Financial Group
INCREASED
Shares12,241 from 11,593
Change+648 (+6%)
Value$680.5K (+$100.4K)
Filed 2024-02-08
Arnhold LLC
UNCHANGED
Shares11,610 from 11,610
Change0 (0%)
Value$645.5K (+$64.4K)
Filed 2024-02-05
Good Life Advisors, LLC
DECREASED
Shares10,998 from 11,140
Change-142 (-1%)
Value$611.5K (+$53.9K)
Filed 2024-01-18
Ethic Inc.
INCREASED
Shares10,483 from 9,710
Change+773 (+8%)
Value$582.8K (+$96.9K)
Filed 2024-02-14
IEQ Capital, LLC
DECREASED
Shares9,128 from 22,928
Change-13,800 (-60%)
Value$507.5K (-$640.0K)
Filed 2024-02-07
Atria Wealth Solutions, Inc.
UNCHANGED
Shares9,030 from 9,030
Change0 (0%)
Value$502.0K (+$50.1K)
Filed 2024-02-02
Marks Group Wealth Management, Inc
UNCHANGED
Shares8,090 from 8,090
Change0 (0%)
Value$449.8K (+$44.9K)
Filed 2024-02-01
Advisory Alpha, LLC
INCREASED
Shares7,761 from 6,770
Change+991 (+15%)
Value$431.5K (+$92.7K)
Filed 2024-01-23
Wealth Alliance Advisory Group, LLC
UNCHANGED
Shares7,200 from 7,200
Change0 (0%)
Value$400.3K (+$40.0K)
Filed 2024-01-10
Creative Planning
INCREASED
Shares7,023 from 5,958
Change+1,065 (+18%)
Value$390.5K (+$92.3K)
Filed 2024-02-14
Sonoma Private Wealth LLC
DECREASED
Shares5,658 from 14,092
Change-8,434 (-60%)
Value$314.6K (-$390.7K)
Filed 2024-02-12
Federation des caisses Desjardins du Quebec
UNCHANGED
Shares5,250 from 5,250
Change0 (0%)
Value$291.9K (+$29.1K)
Filed 2024-08-15
D.A. Davidson & Co.
DECREASED
Shares5,045 from 5,059
Change-14 (0%)
Value$280.5K (+$27.3K)
Filed 2024-02-09
Mutual Advisors, LLC
UNCHANGED
Shares4,831 from 4,831
Change0 (0%)
Value$268.6K (+$26.8K)
Filed 2024-01-12
Blair William & Co
INCREASED
Shares4,728 from 4,460
Change+268 (+6%)
Value$262.9K (+$39.6K)
Filed 2024-02-12
Mechanics Bank Trust Department
NEW
Shares4,215
Change+4,215
Value$234.3K
Filed 2024-01-10
Royal Bank of Canada
DECREASED
Shares4,207 from 4,505
Change-298 (-7%)
Value$234.0K (+$8.0K)
Filed 2024-02-14
Private Advisor Group, LLC
DECREASED
Shares4,101 from 4,106
Change-5 (0%)
Value$228.0K (+$22.5K)
Filed 2024-02-06
Kestra Advisory Services, LLC
NEW
Shares3,877
Change+3,877
Value$215.5K
Filed 2024-02-14
Whittier Trust Co
UNCHANGED
Shares3,742 from 3,742
Change0 (0%)
Value$208.0K (+$20.8K)
Filed 2024-01-11
Thrivent Financial for Lutherans
NEW
Shares3,673
Change+3,673
Value$204
Filed 2024-02-14
ORG Partners LLC
UNCHANGED
Shares3,516 from 3,516
Change0 (0%)
Value$195.5K (+$19.5K)
Filed 2024-01-29
Proequities, Inc.
DECREASED
Shares2,731 from 3,522
Change-791 (-22%)
Value$151.8K (-$24.4K)
Filed 2024-02-07
Live Oak Investment Partners
UNCHANGED
Shares2,539 from 2,539
Change0 (0%)
Value$141.2K (+$14.1K)
Filed 2024-02-14
Global Retirement Partners, LLC
INCREASED
Shares1,286 from 1,251
Change+35 (+3%)
Value$69.4K (+$8.0K)
Filed 2024-01-18
Creative Capital Management Investments LLC
UNCHANGED
Shares1,222 from 1,222
Change0 (0%)
Value$67.9K (+$6.8K)
Filed 2024-02-06
4Thought Financial Group Inc.
INCREASED
Shares1,147 from 893
Change+254 (+28%)
Value$63.8K (+$19.1K)
Filed 2024-01-30
Wells Fargo & Company
INCREASED
Shares926 from 0
Change+926
Value$51.5K (+$51.4K)
Filed 2024-02-09
UBS Group AG
DECREASED
Shares633 from 840
Change-207 (-25%)
Value$35.2K (-$6.8K)
Filed 2024-02-09
Westside Investment Management, Inc.
UNCHANGED
Shares600 from 600
Change0 (0%)
Value$33.4K (+$3.3K)
Filed 2024-01-12
National Bank of Canada
DECREASED
Shares439 from 694
Change-255 (-37%)
Value$24.2K (-$10.1K)
Filed 2024-02-06
Robinswood Financial LLC
INCREASED
Shares270 from 269
Change+1 (+0%)
Value$15.0K (+$1.5K)
Filed 2026-07-15
US Bancorp \de\
UNCHANGED
Shares200 from 200
Change0 (0%)
Value$11.1K (+$1.1K)
Filed 2024-02-09
Principal Securities, Inc.
NEW
Shares197
Change+197
Value$11.0K
Filed 2024-05-10
Morgan Stanley
INCREASED
Shares196 from 195
Change+1 (+1%)
Value$10.9K (+$1.2K)
Filed 2024-08-16
Newton One Investments LLC
UNCHANGED
Shares85 from 85
Change0 (0%)
Value$4.7K (+$469)
Filed 2024-01-23
Spire Wealth Management
UNCHANGED
Shares80 from 80
Change0 (0%)
Value$4.4K (+$381)
Filed 2024-02-06
FMR LLC
NEW
Shares24
Change+24
Value$1.3K
Filed 2026-11-05
PFG Investments, LLC
CLOSED
Shares0 from 38,539
Change-38,539 (-100%)
Value$0 (-$1.9M)
Filed 2024-01-17
Envestnet Portfolio Solutions, Inc.
CLOSED
Shares0 from 33,212
Change-33,212 (-100%)
Value$0 (-$1.7M)
Filed 2024-02-07
Money Design Co.,Ltd.
CLOSED
Shares0 from 17,593
Change-17,593 (-100%)
Value$0 (-$880)
Filed 2024-01-29
Envestnet Asset Management Inc
CLOSED
Shares0 from 9,741
Change-9,741 (-100%)
Value$0 (-$487.5K)
Filed 2024-02-13
Private Portfolio Partners LLC
CLOSED
Shares0 from 8,044
Change-8,044 (-100%)
Value$0 (-$402.6K)
Filed 2024-02-07
Cary Street Partners Investment Advisory LLC
CLOSED
Shares0 from 692
Change-692 (-100%)
Value$0 (-$34.6K)
Filed 2024-02-07
Arax Advisory Partners
CLOSED
Shares0 from 66
Change-66 (-100%)
Value$0 (-$3.3K)
Filed 2024-02-06
Allworth Financial LP
CLOSED
Shares0 from 31
Change-31 (-100%)
Value$0 (-$1.6K)
Filed 2024-01-24
Clearstead Advisors, LLC
CLOSED
Shares0 from 10
Change-10 (-100%)
Value$0 (-$501)
Filed 2024-02-12
First Republic Investment Management, Inc.
N/A
Shares— from 17,593
Change-17,593 (-100%)
Value—
Status
LPL Financial LLC
DECREASED137,207144,759-7,552-5%$7.2M$7.6M+$383.4K2024-02-14
Osaic Holdings, Inc.
DECREASED70,61971,417-798-1%$3.6M$3.9M+$351.9K2024-02-12
Harbour Investments, Inc.
INCREASED55,86255,443+419+1%$2.8M$3.1M+$330.9K2024-02-16
Bailard, Inc.
DECREASED54,67067,165-12,495-19%$3.4M$3.0M-$322.0K2024-02-02
Susquehanna International Group, LLP
INCREASED49,51817,888+31,630+177%$895.3K$2.8M+$1.9M2024-02-14
Stonehearth Capital Management, LLC
DECREASED39,41839,442-240%$2.0M$2.2M+$217.5K2024-01-08
Financial Insights, Inc.
DECREASED38,45140,431-1,980-5%$1.9M$2.1M+$233.4K2024-01-25
Commonwealth Equity Services, LLC
INCREASED33,98131,544+2,437+8%$1.6K$1.9K+$3102024-02-06
WCG Wealth Advisors LLC
DECREASED23,68724,497-810-3%$1.3K$1.3K+$92024-02-08
Cambridge Investment Research Advisors, Inc.
DECREASED20,32922,372-2,043-9%$1.1K$1.1K+$102024-02-09
Berger Financial Group, Inc
DECREASED17,89321,735-3,842-18%$1.1M$994.8K-$93.0K2024-02-07
Cresset Asset Management, LLC
NEW17,283—+17,283——$960.9K—2024-02-14
Evergreen Capital Management LLC
INCREASED12,56811,765+803+7%$588.8K$698.8K+$109.9K2024-02-14
Allegheny Financial Group
INCREASED12,24111,593+648+6%$580.2K$680.5K+$100.4K2024-02-08
Arnhold LLC
UNCHANGED11,61011,61000%$581.1K$645.5K+$64.4K2024-02-05
Good Life Advisors, LLC
DECREASED10,99811,140-142-1%$557.6K$611.5K+$53.9K2024-01-18
Ethic Inc.
INCREASED10,4839,710+773+8%$486.0K$582.8K+$96.9K2024-02-14
IEQ Capital, LLC
DECREASED9,12822,928-13,800-60%$1.1M$507.5K-$640.0K2024-02-07
Atria Wealth Solutions, Inc.
UNCHANGED9,0309,03000%$451.9K$502.0K+$50.1K2024-02-02
Marks Group Wealth Management, Inc
UNCHANGED8,0908,09000%$404.9K$449.8K+$44.9K2024-02-01
Advisory Alpha, LLC
INCREASED7,7616,770+991+15%$338.9K$431.5K+$92.7K2024-01-23
Wealth Alliance Advisory Group, LLC
UNCHANGED7,2007,20000%$360.3K$400.3K+$40.0K2024-01-10
Creative Planning
INCREASED7,0235,958+1,065+18%$298.2K$390.5K+$92.3K2024-02-14
Sonoma Private Wealth LLC
DECREASED5,65814,092-8,434-60%$705.3K$314.6K-$390.7K2024-02-12
Federation des caisses Desjardins du Quebec
UNCHANGED5,2505,25000%$262.8K$291.9K+$29.1K2024-08-15
D.A. Davidson & Co.
DECREASED5,0455,059-140%$253.2K$280.5K+$27.3K2024-02-09
Mutual Advisors, LLC
UNCHANGED4,8314,83100%$241.8K$268.6K+$26.8K2024-01-12
Blair William & Co
INCREASED4,7284,460+268+6%$223.2K$262.9K+$39.6K2024-02-12
Mechanics Bank Trust Department
NEW4,215—+4,215——$234.3K—2024-01-10
Royal Bank of Canada
DECREASED4,2074,505-298-7%$226.0K$234.0K+$8.0K2024-02-14
Private Advisor Group, LLC
DECREASED4,1014,106-50%$205.5K$228.0K+$22.5K2024-02-06
Kestra Advisory Services, LLC
NEW3,877—+3,877——$215.5K—2024-02-14
Whittier Trust Co
UNCHANGED3,7423,74200%$187.2K$208.0K+$20.8K2024-01-11
Thrivent Financial for Lutherans
NEW3,673—+3,673——$204—2024-02-14
ORG Partners LLC
UNCHANGED3,5163,51600%$176.0K$195.5K+$19.5K2024-01-29
Proequities, Inc.
DECREASED2,7313,522-791-22%$176.3K$151.8K-$24.4K2024-02-07
Live Oak Investment Partners
UNCHANGED2,5392,53900%$127.1K$141.2K+$14.1K2024-02-14
Global Retirement Partners, LLC
INCREASED1,2861,251+35+3%$61.4K$69.4K+$8.0K2024-01-18
Creative Capital Management Investments LLC
UNCHANGED1,2221,22200%$61.2K$67.9K+$6.8K2024-02-06
4Thought Financial Group Inc.
INCREASED1,147893+254+28%$44.7K$63.8K+$19.1K2024-01-30
Wells Fargo & Company
INCREASED9260+926—$24$51.5K+$51.4K2024-02-09
UBS Group AG
DECREASED633840-207-25%$42.0K$35.2K-$6.8K2024-02-09
Westside Investment Management, Inc.
UNCHANGED60060000%$30.0K$33.4K+$3.3K2024-01-12
National Bank of Canada
DECREASED439694-255-37%$34.3K$24.2K-$10.1K2024-02-06
Robinswood Financial LLC
INCREASED270269+1+0%$13.5K$15.0K+$1.5K2026-07-15
US Bancorp \de\
UNCHANGED20020000%$10.0K$11.1K+$1.1K2024-02-09
Principal Securities, Inc.
NEW197—+197——$11.0K—2024-05-10
Morgan Stanley
INCREASED196195+1+1%$9.8K$10.9K+$1.2K2024-08-16
Newton One Investments LLC
UNCHANGED858500%$4.2K$4.7K+$4692024-01-23
Spire Wealth Management
UNCHANGED808000%$4.0K$4.4K+$3812024-02-06
FMR LLC
NEW24—+24——$1.3K—2026-11-05
PFG Investments, LLC
CLOSED038,539-38,539-100%$1.9M$0-$1.9M2024-01-17
Envestnet Portfolio Solutions, Inc.
CLOSED033,212-33,212-100%$1.7M$0-$1.7M2024-02-07
Money Design Co.,Ltd.
CLOSED017,593-17,593-100%$880$0-$8802024-01-29
Envestnet Asset Management Inc
CLOSED09,741-9,741-100%$487.5K$0-$487.5K2024-02-13
Private Portfolio Partners LLC
CLOSED08,044-8,044-100%$402.6K$0-$402.6K2024-02-07
Cary Street Partners Investment Advisory LLC
CLOSED0692-692-100%$34.6K$0-$34.6K2024-02-07
Arax Advisory Partners
CLOSED066-66-100%$3.3K$0-$3.3K2024-02-06
Allworth Financial LP
CLOSED031-31-100%$1.6K$0-$1.6K2024-01-24
Clearstead Advisors, LLC
CLOSED010-10-100%$501$0-$5012024-02-12
First Republic Investment Management, Inc.
N/A—17,593-17,593-100%$880.5K———
Showing 61 of 61 institutions