Eagle Point Credit Co Inc (ECC)

Q2 2026 vs Q3 2026

Comparing institutional holders between quarters

Compare Detailed Historical Funds Options 13D/13G Peers Targeting Trading Summary Profile

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International Assets Investment Management, LLC

INCREASED

Shares994,027 from 955,629

Change+38,398 (+4%)

Value$3.4M (-$201.2K)

Filed 2026-11-02

Kestra Advisory Services, LLC

INCREASED

Shares499,421 from 212,626

Change+286,795 (+135%)

Value$1.7M (+$937.0K)

Filed 2026-11-02

J.W. Cole Advisors, Inc.

INCREASED

Shares326,734 from 320,456

Change+6,278 (+2%)

Value$1.1M (-$61.6K)

Filed 2026-11-05

Keudell ison Wealth Management

INCREASED

Shares203,773 from 192,533

Change+11,240 (+6%)

Value$705.1K (-$11.2K)

Filed 2026-10-16

Apollon Wealth Management, LLC

INCREASED

Shares101,557 from 99,893

Change+1,664 (+2%)

Value$351.4K (-$20.2K)

Filed 2026-10-23

Balboa Wealth Partners

DECREASED

Shares85,663 from 87,538

Change-1,875 (-2%)

Value$296.4K (-$29.2K)

Filed 2026-10-20

BI Asset Management Fondsmaeglerselskab A/S

INCREASED

Shares80,287 from 76,721

Change+3,566 (+5%)

Value$278.0K (-$7.0K)

Filed 2026-10-22

Kestra Private Wealth Services, LLC

DECREASED

Shares67,518 from 77,518

Change-10,000 (-13%)

Value$233.6K (-$54.8K)

Filed 2026-10-30

Wedbush Securities Inc

DECREASED

Shares67,215 from 125,945

Change-58,730 (-47%)

Value$233.0K (-$236.0K)

Filed 2026-10-22

Brian LOW Financial Group, LLC

UNCHANGED

Shares48,000 from 48,000

Change0 (0%)

Value$166.1K (-$12.5K)

Filed 2026-10-28

Sage Capital Advisors,llc

DECREASED

Shares39,240 from 39,249

Change-9 (0%)

Value$135.8K (-$10.2K)

Filed 2026-10-13

Cambridge Investment Research Advisors, Inc.

DECREASED

Shares38,562 from 46,306

Change-7,744 (-17%)

Value$133.0K (-$39.0K)

Filed 2026-11-02

Attessa Capital LLC

UNCHANGED

Shares36,175 from 36,175

Change0 (0%)

Value$125.2K (-$9.4K)

Filed 2026-10-09

Ferguson Shapiro LLC

INCREASED

Shares35,764 from 34,110

Change+1,654 (+5%)

Value$123.7K (-$3.1K)

Filed 2026-10-16

Samalin Investment Counsel, LLC

DECREASED

Shares35,286 from 74,980

Change-39,694 (-53%)

Value$122.1K (-$156.8K)

Filed 2026-10-23

MGO One Seven LLC

DECREASED

Shares31,510 from 31,636

Change-126 (0%)

Value$109.0K (-$8.7K)

Filed 2026-10-28

Commonwealth Equity Services, LLC

DECREASED

Shares24,369 from 43,023

Change-18,654 (-43%)

Value$84.3K (-$75.7K)

Filed 2026-11-02

Chicago Partners Investment Group LLC

DECREASED

Shares23,579 from 26,650

Change-3,071 (-12%)

Value$62.0K (-$34.2K)

Filed 2026-10-27

Advisory Solutions Group, LLC

DECREASED

Shares22,228 from 23,608

Change-1,380 (-6%)

Value$76.9K (-$10.9K)

Filed 2026-10-14

B. Riley Wealth Advisors, Inc.

INCREASED

Shares20,260 from 13,468

Change+6,792 (+50%)

Value$70.1K (+$20.3K)

Filed 2026-10-13

HUB Investment Partners, LLC

INCREASED

Shares18,323 from 16,697

Change+1,626 (+10%)

Value$63.4K (+$1.3K)

Filed 2026-11-03

Fermata Advisors, LLC

INCREASED

Shares16,340 from 16,153

Change+187 (+1%)

Value$56.5K (-$3.6K)

Filed 2026-10-13

Kingswood Wealth Advisors, LLC

INCREASED

Shares15,791 from 15,762

Change+29 (+0%)

Value$54.6K (-$4.0K)

Filed 2026-10-23

Prospera Financial Services Inc

INCREASED

Shares14,814 from 12,797

Change+2,017 (+16%)

Value$39.3K (-$8.4K)

Filed 2026-11-04

Freestate Advisors LLC

INCREASED

Shares14,331 from 13,675

Change+656 (+5%)

Value$49.6K (-$1.3K)

Filed 2026-10-09

Creative Planning

UNCHANGED

Shares13,594 from 13,594

Change0 (0%)

Value$47.0K (-$3.5K)

Filed 2026-11-02

Park Avenue Securities LLC

INCREASED

Shares13,541 from 13,118

Change+423 (+3%)

Value$47.0K (-$2.0K)

Filed 2026-10-26

IFP Advisors, Inc

INCREASED

Shares12,970 from 12,650

Change+320 (+3%)

Value$44.9K (-$2.2K)

Filed 2026-10-16

TT Capital Management LLC

INCREASED

Shares12,318 from 11,812

Change+506 (+4%)

Value$42.6K (-$1.3K)

Filed 2026-10-15

Accredited Investor Services, LLC

DECREASED

Shares11,990 from 12,314

Change-324 (-3%)

Value$41.5K (-$4.3K)

Filed 2026-10-22

Oppenheimer & Co Inc

NEW

Shares11,638

Change+11,638

Value$40.3K

Filed 2026-10-26

Tactive Advisors, LLC

NEW

Shares11,316

Change+11,316

Value$39.2K

Filed 2026-10-08

Genesee Capital Advisors, LLC

NEW

Shares10,238

Change+10,238

Value$35.4K

Filed 2026-10-20

EverSource Wealth Advisors, LLC

INCREASED

Shares10,152 from 10,000

Change+152 (+2%)

Value$35.1K (-$2.1K)

Filed 2026-11-04

Johnson Financial Group, LLC

UNCHANGED

Shares10,034 from 10,034

Change0 (0%)

Value$34.7K (-$2.6K)

Filed 2026-11-03

Pinnacle Wealth Planning Services, Inc.

INCREASED

Shares9,745 from 9,076

Change+669 (+7%)

Value$33.7K (-$45)

Filed 2026-10-27

Triumph Capital Management

DECREASED

Shares6,435 from 6,701

Change-266 (-4%)

Value$22.3K (-$2.7K)

Filed 2026-10-14

WPG Advisers, LLC

INCREASED

Shares6,064 from 5,668

Change+396 (+7%)

Value$21.0K (-$104)

Filed 2026-10-27

CoreCap Advisors, LLC

DECREASED

Shares3,716 from 6,716

Change-3,000 (-45%)

Value$12.9K (-$12.1K)

Filed 2026-10-08

US Bancorp \de\

UNCHANGED

Shares2,742 from 2,742

Change0 (0%)

Value$9.5K (-$713)

Filed 2026-11-05

Fifth Third Bancorp

DECREASED

Shares1,472 from 1,853

Change-381 (-21%)

Value$5.1K (-$1.8K)

Filed 2026-11-05

William Mack & Associates, Inc.

NEW

Shares1,000

Change+1,000

Value$3.5K

Filed 2026-10-27

Highline Wealth Partners LLC

UNCHANGED

Shares1,000 from 1,000

Change0 (0%)

Value$3.5K (-$260)

Filed 2026-10-19

Blume Capital Management, Inc.

UNCHANGED

Shares750 from 750

Change0 (0%)

Value$2.6K (-$195)

Filed 2026-10-26

Farther Finance Advisors, LLC

UNCHANGED

Shares475 from 475

Change0 (0%)

Value$1.6K (-$123)

Filed 2026-10-08

First Horizon Corp

UNCHANGED

Shares200 from 200

Change0 (0%)

Value$692 (-$52)

Filed 2026-10-26

Hilltop National Bank

UNCHANGED

Shares200 from 200

Change0 (0%)

Value$692 (-$52)

Filed 2026-10-14

Global Assets Advisory, LLC

CLOSED

Shares0 from 39,870

Change-39,870 (-100%)

Value$0 (-$150.5K)

Filed 2026-10-28

AdvisorNet Financial, Inc

CLOSED

Shares0 from 11,280

Change-11,280 (-100%)

Value$0 (-$42.0K)

Filed 2026-10-15

Independent Financial Group, LLC

CLOSED

Shares0 from 10,688

Change-10,688 (-100%)

Value$0 (-$39.8K)

Filed 2026-10-13

Security National Bank

CLOSED

Shares0 from 9,000

Change-9,000 (-100%)

Value$0 (-$33.5K)

Filed 2026-10-26

Lanark Financial, Inc.

CLOSED

Shares0 from 3,000

Change-3,000 (-100%)

Value$0 (-$11.2K)

Filed 2026-10-26

Montag A & Associates Inc

CLOSED

Shares0 from 1,000

Change-1,000 (-100%)

Value$0 (-$3.7K)

Filed 2026-10-29

Bangor Savings Bank

CLOSED

Shares0 from 750

Change-750 (-100%)

Value$0 (-$2.8K)

Filed 2026-10-06

JFS Wealth Advisors, LLC

CLOSED

Shares0 from 46

Change-46 (-100%)

Value$0 (-$172)

Filed 2026-11-03

MCF Advisors LLC

CLOSED

Shares0 from 0

Change0

Value$0 (-$1)

Filed 2026-10-28

Stone Point Capital LLC

N/A

Shares— from 5,822,728

Change-5,822,728 (-100%)

Value—

Morgan Stanley

N/A

Shares— from 5,003,226

Change-5,003,226 (-100%)

Value—

Ares Management LLC

N/A

Shares— from 1,198,419

Change-1,198,419 (-100%)

Value—

Freestone Capital Holdings, LLC

N/A

Shares— from 919,234

Change-919,234 (-100%)

Value—

Blackstone Inc.

N/A

Shares— from 815,000

Change-815,000 (-100%)

Value—

PFG Investments, LLC

N/A

Shares— from 654,960

Change-654,960 (-100%)

Value—

Virtus Investment Advisers, LLC

N/A

Shares— from 348,534

Change-348,534 (-100%)

Value—

&partners

N/A

Shares— from 282,599

Change-282,599 (-100%)

Value—

Rockefeller Capital Management L.P.

N/A

Shares— from 243,540

Change-243,540 (-100%)

Value—

Jane Street Group, LLC

N/A

Shares— from 205,748

Change-205,748 (-100%)

Value—

XTX Topco Ltd

N/A

Shares— from 199,911

Change-199,911 (-100%)

Value—

Osaic Holdings, Inc.

N/A

Shares— from 191,366

Change-191,366 (-100%)

Value—

Raymond James Financial Inc

N/A

Shares— from 185,341

Change-185,341 (-100%)

Value—

Cetera Investment Advisers

N/A

Shares— from 168,903

Change-168,903 (-100%)

Value—

LPL Financial LLC

N/A

Shares— from 118,310

Change-118,310 (-100%)

Value—

Money Concepts Capital Corp

N/A

Shares— from 115,347

Change-115,347 (-100%)

Value—

Private Advisor Group, LLC

N/A

Shares— from 100,414

Change-100,414 (-100%)

Value—

Magnolia Private Wealth, LLC

N/A

Shares— from 90,542

Change-90,542 (-100%)

Value—

Marex Group Ltd

N/A

Shares— from 80,040

Change-80,040 (-100%)

Value—

UBS Group AG

N/A

Shares— from 72,433

Change-72,433 (-100%)

Value—

PNC Financial Services Group, Inc.

N/A

Shares— from 56,624

Change-56,624 (-100%)

Value—

Citadel Advisors LLC

N/A

Shares— from 49,829

Change-49,829 (-100%)

Value—

Strategic Wealth Partners, Ltd.

N/A

Shares— from 48,000

Change-48,000 (-100%)

Value—

HRT Financial LP

N/A

Shares— from 43,607

Change-43,607 (-100%)

Value—

Harbour Investments, Inc.

N/A

Shares— from 40,600

Change-40,600 (-100%)

Value—

Mariner, LLC

N/A

Shares— from 37,234

Change-37,234 (-100%)

Value—

Dock Street Asset Management Inc

N/A

Shares— from 32,954

Change-32,954 (-100%)

Value—

Global Retirement Partners, LLC

N/A

Shares— from 31,499

Change-31,499 (-100%)

Value—

Nomura Holdings Inc

N/A

Shares— from 29,178

Change-29,178 (-100%)

Value—

Kovack Advisors, Inc.

N/A

Shares— from 28,117

Change-28,117 (-100%)

Value—

Ballentine Partners, LLC

N/A

Shares— from 27,532

Change-27,532 (-100%)

Value—

RPg Family Wealth Advisory, LLC

N/A

Shares— from 24,463

Change-24,463 (-100%)

Value—

Stonebridge Financial Group, LLC

N/A

Shares— from 24,300

Change-24,300 (-100%)

Value—

Legacy Wealth Managment, LLC

N/A

Shares— from 22,977

Change-22,977 (-100%)

Value—

CIBC World Market Inc.

N/A

Shares— from 20,271

Change-20,271 (-100%)

Value—

M&T Bank Corp

N/A

Shares— from 18,841

Change-18,841 (-100%)

Value—

IEQ Capital, LLC

N/A

Shares— from 16,689

Change-16,689 (-100%)

Value—

Cerity Partners LLC

N/A

Shares— from 16,595

Change-16,595 (-100%)

Value—

First Foundation Advisors

N/A

Shares— from 16,032

Change-16,032 (-100%)

Value—

Virtu Financial LLC

N/A

Shares— from 15,598

Change-15,598 (-100%)

Value—

Waddell & Associates, LLC

N/A

Shares— from 15,073

Change-15,073 (-100%)

Value—

Arax Advisory Partners

N/A

Shares— from 14,965

Change-14,965 (-100%)

Value—

Oxinas Partners, LLC

N/A

Shares— from 14,500

Change-14,500 (-100%)

Value—

Envestnet Asset Management Inc

N/A

Shares— from 12,942

Change-12,942 (-100%)

Value—

Colter Lewis Investment Partners LLC

N/A

Shares— from 12,500

Change-12,500 (-100%)

Value—

MAI Capital Management

N/A

Shares— from 11,892

Change-11,892 (-100%)

Value—

Merit Financial Group, LLC

N/A

Shares— from 10,921

Change-10,921 (-100%)

Value—

BFC Planning, Inc.

N/A

Shares— from 10,161

Change-10,161 (-100%)

Value—

BNP Paribas Financial Markets

N/A

Shares— from 10,104

Change-10,104 (-100%)

Value—

Beacon Pointe Advisors, LLC

N/A

Shares— from 10,000

Change-10,000 (-100%)

Value—

Kingsview Wealth Management, LLC

N/A

Shares— from 10,000

Change-10,000 (-100%)

Value—

Royal Bank of Canada

N/A

Shares— from 5,000

Change-5,000 (-100%)

Value—

Smartleaf Asset Management LLC

N/A

Shares— from 3,361

Change-3,361 (-100%)

Value—

NewEdge Advisors, LLC

N/A

Shares— from 2,978

Change-2,978 (-100%)

Value—

Webster Bank, N. A.

N/A

Shares— from 2,855

Change-2,855 (-100%)

Value—

Ameriflex Group, Inc.

N/A

Shares— from 2,500

Change-2,500 (-100%)

Value—

Tower Research Capital LLC (TRC)

N/A

Shares— from 2,251

Change-2,251 (-100%)

Value—

Pacer Advisors, Inc.

N/A

Shares— from 1,905

Change-1,905 (-100%)

Value—

N.E.W. Advisory Services LLC

N/A

Shares— from 1,349

Change-1,349 (-100%)

Value—

Swan Capital LLC

N/A

Shares— from 1,300

Change-1,300 (-100%)

Value—

Berthel, Fisher & Company Financial Services, Inc.

N/A

Shares— from 461

Change-461 (-100%)

Value—

JPMorgan Chase & Co

N/A

Shares— from 117

Change-117 (-100%)

Value—

SHP Wealth Management

N/A

Shares— from 100

Change-100 (-100%)

Value—

Fiduciary Financial Advisors

N/A

Shares— from 40

Change-40 (-100%)

Value—

Wells Fargo & Company

N/A

Shares— from 3

Change-3 (-100%)

Value—

Danske Bank A/S

N/A

Shares— from 2

Change-2 (-100%)

Value—

	Status
International Assets Investment Management, LLC	INCREASED	994,027	955,629	+38,398	+4%	$3.7M	$3.4M	-$201.2K	2026-11-02
Kestra Advisory Services, LLC	INCREASED	499,421	212,626	+286,795	+135%	$791.0K	$1.7M	+$937.0K	2026-11-02
J.W. Cole Advisors, Inc.	INCREASED	326,734	320,456	+6,278	+2%	$1.2M	$1.1M	-$61.6K	2026-11-05
Keudell ison Wealth Management	INCREASED	203,773	192,533	+11,240	+6%	$716.2K	$705.1K	-$11.2K	2026-10-16
Apollon Wealth Management, LLC	INCREASED	101,557	99,893	+1,664	+2%	$371.6K	$351.4K	-$20.2K	2026-10-23
Balboa Wealth Partners	DECREASED	85,663	87,538	-1,875	-2%	$325.6K	$296.4K	-$29.2K	2026-10-20
BI Asset Management Fondsmaeglerselskab A/S	INCREASED	80,287	76,721	+3,566	+5%	$285.0K	$278.0K	-$7.0K	2026-10-22
Kestra Private Wealth Services, LLC	DECREASED	67,518	77,518	-10,000	-13%	$288.4K	$233.6K	-$54.8K	2026-10-30
Wedbush Securities Inc	DECREASED	67,215	125,945	-58,730	-47%	$469.0K	$233.0K	-$236.0K	2026-10-22
Brian LOW Financial Group, LLC	UNCHANGED	48,000	48,000	0	0%	$178.6K	$166.1K	-$12.5K	2026-10-28
Sage Capital Advisors,llc	DECREASED	39,240	39,249	-9	0%	$146.0K	$135.8K	-$10.2K	2026-10-13
Cambridge Investment Research Advisors, Inc.	DECREASED	38,562	46,306	-7,744	-17%	$172.0K	$133.0K	-$39.0K	2026-11-02
Attessa Capital LLC	UNCHANGED	36,175	36,175	0	0%	$134.6K	$125.2K	-$9.4K	2026-10-09
Ferguson Shapiro LLC	INCREASED	35,764	34,110	+1,654	+5%	$126.9K	$123.7K	-$3.1K	2026-10-16
Samalin Investment Counsel, LLC	DECREASED	35,286	74,980	-39,694	-53%	$278.9K	$122.1K	-$156.8K	2026-10-23
MGO One Seven LLC	DECREASED	31,510	31,636	-126	0%	$117.7K	$109.0K	-$8.7K	2026-10-28
Commonwealth Equity Services, LLC	DECREASED	24,369	43,023	-18,654	-43%	$160.0K	$84.3K	-$75.7K	2026-11-02
Chicago Partners Investment Group LLC	DECREASED	23,579	26,650	-3,071	-12%	$96.2K	$62.0K	-$34.2K	2026-10-27
Advisory Solutions Group, LLC	DECREASED	22,228	23,608	-1,380	-6%	$87.8K	$76.9K	-$10.9K	2026-10-14
B. Riley Wealth Advisors, Inc.	INCREASED	20,260	13,468	+6,792	+50%	$49.8K	$70.1K	+$20.3K	2026-10-13
HUB Investment Partners, LLC	INCREASED	18,323	16,697	+1,626	+10%	$62.1K	$63.4K	+$1.3K	2026-11-03
Fermata Advisors, LLC	INCREASED	16,340	16,153	+187	+1%	$60.1K	$56.5K	-$3.6K	2026-10-13
Kingswood Wealth Advisors, LLC	INCREASED	15,791	15,762	+29	+0%	$58.6K	$54.6K	-$4.0K	2026-10-23
Prospera Financial Services Inc	INCREASED	14,814	12,797	+2,017	+16%	$47.6K	$39.3K	-$8.4K	2026-11-04
Freestate Advisors LLC	INCREASED	14,331	13,675	+656	+5%	$50.9K	$49.6K	-$1.3K	2026-10-09
Creative Planning	UNCHANGED	13,594	13,594	0	0%	$50.6K	$47.0K	-$3.5K	2026-11-02
Park Avenue Securities LLC	INCREASED	13,541	13,118	+423	+3%	$49.0K	$47.0K	-$2.0K	2026-10-26
IFP Advisors, Inc	INCREASED	12,970	12,650	+320	+3%	$47.1K	$44.9K	-$2.2K	2026-10-16
TT Capital Management LLC	INCREASED	12,318	11,812	+506	+4%	$43.9K	$42.6K	-$1.3K	2026-10-15
Accredited Investor Services, LLC	DECREASED	11,990	12,314	-324	-3%	$45.8K	$41.5K	-$4.3K	2026-10-22
Oppenheimer & Co Inc	NEW	11,638	—	+11,638	—	—	$40.3K	—	2026-10-26
Tactive Advisors, LLC	NEW	11,316	—	+11,316	—	—	$39.2K	—	2026-10-08
Genesee Capital Advisors, LLC	NEW	10,238	—	+10,238	—	—	$35.4K	—	2026-10-20
EverSource Wealth Advisors, LLC	INCREASED	10,152	10,000	+152	+2%	$37.2K	$35.1K	-$2.1K	2026-11-04
Johnson Financial Group, LLC	UNCHANGED	10,034	10,034	0	0%	$37.3K	$34.7K	-$2.6K	2026-11-03
Pinnacle Wealth Planning Services, Inc.	INCREASED	9,745	9,076	+669	+7%	$33.8K	$33.7K	-$45	2026-10-27
Triumph Capital Management	DECREASED	6,435	6,701	-266	-4%	$24.9K	$22.3K	-$2.7K	2026-10-14
WPG Advisers, LLC	INCREASED	6,064	5,668	+396	+7%	$21.1K	$21.0K	-$104	2026-10-27
CoreCap Advisors, LLC	DECREASED	3,716	6,716	-3,000	-45%	$25.0K	$12.9K	-$12.1K	2026-10-08
US Bancorp \de\	UNCHANGED	2,742	2,742	0	0%	$10.2K	$9.5K	-$713	2026-11-05
Fifth Third Bancorp	DECREASED	1,472	1,853	-381	-21%	$6.9K	$5.1K	-$1.8K	2026-11-05
William Mack & Associates, Inc.	NEW	1,000	—	+1,000	—	—	$3.5K	—	2026-10-27
Highline Wealth Partners LLC	UNCHANGED	1,000	1,000	0	0%	$3.7K	$3.5K	-$260	2026-10-19
Blume Capital Management, Inc.	UNCHANGED	750	750	0	0%	$2.8K	$2.6K	-$195	2026-10-26
Farther Finance Advisors, LLC	UNCHANGED	475	475	0	0%	$1.8K	$1.6K	-$123	2026-10-08
First Horizon Corp	UNCHANGED	200	200	0	0%	$744	$692	-$52	2026-10-26
Hilltop National Bank	UNCHANGED	200	200	0	0%	$744	$692	-$52	2026-10-14
Global Assets Advisory, LLC	CLOSED	0	39,870	-39,870	-100%	$150.5K	$0	-$150.5K	2026-10-28
AdvisorNet Financial, Inc	CLOSED	0	11,280	-11,280	-100%	$42.0K	$0	-$42.0K	2026-10-15
Independent Financial Group, LLC	CLOSED	0	10,688	-10,688	-100%	$39.8K	$0	-$39.8K	2026-10-13
Security National Bank	CLOSED	0	9,000	-9,000	-100%	$33.5K	$0	-$33.5K	2026-10-26
Lanark Financial, Inc.	CLOSED	0	3,000	-3,000	-100%	$11.2K	$0	-$11.2K	2026-10-26
Montag A & Associates Inc	CLOSED	0	1,000	-1,000	-100%	$3.7K	$0	-$3.7K	2026-10-29
Bangor Savings Bank	CLOSED	0	750	-750	-100%	$2.8K	$0	-$2.8K	2026-10-06
JFS Wealth Advisors, LLC	CLOSED	0	46	-46	-100%	$172	$0	-$172	2026-11-03
MCF Advisors LLC	CLOSED	0	0	0	—	$1	$0	-$1	2026-10-28
Stone Point Capital LLC	N/A	—	5,822,728	-5,822,728	-100%	$21.7M	—	—	—
Morgan Stanley	N/A	—	5,003,226	-5,003,226	-100%	$18.6M	—	—	—
Ares Management LLC	N/A	—	1,198,419	-1,198,419	-100%	$4.5M	—	—	—
Freestone Capital Holdings, LLC	N/A	—	919,234	-919,234	-100%	$3.4M	—	—	—
Blackstone Inc.	N/A	—	815,000	-815,000	-100%	$3.0M	—	—	—
PFG Investments, LLC	N/A	—	654,960	-654,960	-100%	$2.4M	—	—	—
Virtus Investment Advisers, LLC	N/A	—	348,534	-348,534	-100%	$1.3M	—	—	—
&partners	N/A	—	282,599	-282,599	-100%	$1.1M	—	—	—
Rockefeller Capital Management L.P.	N/A	—	243,540	-243,540	-100%	$906.0K	—	—	—
Jane Street Group, LLC	N/A	—	205,748	-205,748	-100%	$765.4K	—	—	—
XTX Topco Ltd	N/A	—	199,911	-199,911	-100%	$743.7K	—	—	—
Osaic Holdings, Inc.	N/A	—	191,366	-191,366	-100%	$711.9K	—	—	—
Raymond James Financial Inc	N/A	—	185,341	-185,341	-100%	$689.5K	—	—	—
Cetera Investment Advisers	N/A	—	168,903	-168,903	-100%	$628.3K	—	—	—
LPL Financial LLC	N/A	—	118,310	-118,310	-100%	$440.1K	—	—	—
Money Concepts Capital Corp	N/A	—	115,347	-115,347	-100%	$429.1K	—	—	—
Private Advisor Group, LLC	N/A	—	100,414	-100,414	-100%	$373.5K	—	—	—
Magnolia Private Wealth, LLC	N/A	—	90,542	-90,542	-100%	$336.8K	—	—	—
Marex Group Ltd	N/A	—	80,040	-80,040	-100%	$297.7K	—	—	—
UBS Group AG	N/A	—	72,433	-72,433	-100%	$269.5K	—	—	—
PNC Financial Services Group, Inc.	N/A	—	56,624	-56,624	-100%	$210.6K	—	—	—
Citadel Advisors LLC	N/A	—	49,829	-49,829	-100%	$185.4K	—	—	—
Strategic Wealth Partners, Ltd.	N/A	—	48,000	-48,000	-100%	$178.6K	—	—	—
HRT Financial LP	N/A	—	43,607	-43,607	-100%	$162.0K	—	—	—
Harbour Investments, Inc.	N/A	—	40,600	-40,600	-100%	$151.0K	—	—	—
Mariner, LLC	N/A	—	37,234	-37,234	-100%	$138.5K	—	—	—
Dock Street Asset Management Inc	N/A	—	32,954	-32,954	-100%	$122.6K	—	—	—
Global Retirement Partners, LLC	N/A	—	31,499	-31,499	-100%	$117.2K	—	—	—
Nomura Holdings Inc	N/A	—	29,178	-29,178	-100%	$108.5K	—	—	—
Kovack Advisors, Inc.	N/A	—	28,117	-28,117	-100%	$104.8K	—	—	—
Ballentine Partners, LLC	N/A	—	27,532	-27,532	-100%	$102.4K	—	—	—
RPg Family Wealth Advisory, LLC	N/A	—	24,463	-24,463	-100%	$91.0K	—	—	—
Stonebridge Financial Group, LLC	N/A	—	24,300	-24,300	-100%	$90.0K	—	—	—
Legacy Wealth Managment, LLC	N/A	—	22,977	-22,977	-100%	$85.5K	—	—	—
CIBC World Market Inc.	N/A	—	20,271	-20,271	-100%	$75.4K	—	—	—
M&T Bank Corp	N/A	—	18,841	-18,841	-100%	$70.1K	—	—	—
IEQ Capital, LLC	N/A	—	16,689	-16,689	-100%	$62.1K	—	—	—
Cerity Partners LLC	N/A	—	16,595	-16,595	-100%	$61.7K	—	—	—
First Foundation Advisors	N/A	—	16,032	-16,032	-100%	$59.6K	—	—	—
Virtu Financial LLC	N/A	—	15,598	-15,598	-100%	$58.0K	—	—	—
Waddell & Associates, LLC	N/A	—	15,073	-15,073	-100%	$56.1K	—	—	—
Arax Advisory Partners	N/A	—	14,965	-14,965	-100%	$55.7K	—	—	—
Oxinas Partners, LLC	N/A	—	14,500	-14,500	-100%	$53.9K	—	—	—
Envestnet Asset Management Inc	N/A	—	12,942	-12,942	-100%	$48.1K	—	—	—
Colter Lewis Investment Partners LLC	N/A	—	12,500	-12,500	-100%	$46.5K	—	—	—
MAI Capital Management	N/A	—	11,892	-11,892	-100%	$44.2K	—	—	—
Merit Financial Group, LLC	N/A	—	10,921	-10,921	-100%	$40.6K	—	—	—
BFC Planning, Inc.	N/A	—	10,161	-10,161	-100%	$37.8K	—	—	—
BNP Paribas Financial Markets	N/A	—	10,104	-10,104	-100%	$37.6K	—	—	—
Beacon Pointe Advisors, LLC	N/A	—	10,000	-10,000	-100%	$37.2K	—	—	—
Kingsview Wealth Management, LLC	N/A	—	10,000	-10,000	-100%	$37.2K	—	—	—
Royal Bank of Canada	N/A	—	5,000	-5,000	-100%	$19.0K	—	—	—
Smartleaf Asset Management LLC	N/A	—	3,361	-3,361	-100%	$12.4K	—	—	—
NewEdge Advisors, LLC	N/A	—	2,978	-2,978	-100%	$11.1K	—	—	—
Webster Bank, N. A.	N/A	—	2,855	-2,855	-100%	$10.6K	—	—	—
Ameriflex Group, Inc.	N/A	—	2,500	-2,500	-100%	$9.3K	—	—	—
Tower Research Capital LLC (TRC)	N/A	—	2,251	-2,251	-100%	$8.4K	—	—	—
Pacer Advisors, Inc.	N/A	—	1,905	-1,905	-100%	$7	—	—	—
N.E.W. Advisory Services LLC	N/A	—	1,349	-1,349	-100%	$5.0K	—	—	—
Swan Capital LLC	N/A	—	1,300	-1,300	-100%	$4.8K	—	—	—
Berthel, Fisher & Company Financial Services, Inc.	N/A	—	461	-461	-100%	$1.7K	—	—	—
JPMorgan Chase & Co	N/A	—	117	-117	-100%	$433	—	—	—
SHP Wealth Management	N/A	—	100	-100	-100%	$372	—	—	—
Fiduciary Financial Advisors	N/A	—	40	-40	-100%	$149	—	—	—
Wells Fargo & Company	N/A	—	3	-3	-100%	$10	—	—	—
Danske Bank A/S	N/A	—	2	-2	-100%	$7	—	—	—

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