Ellsworth Growth and Income (ECF)

Q2 2026 vs Q3 2026

Comparing institutional holders between quarters

Compare Detailed Historical Funds Options 13D/13G Peers Targeting Trading Summary Profile

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Blue Bell Private Wealth Management, LLC

INCREASED

Shares285,041 from 239,144

Change+45,897 (+19%)

Value$3.3M (+$181.6K)

Filed 2026-10-29

Wolverine Asset Management LLC

INCREASED

Shares126,767 from 76,777

Change+49,990 (+65%)

Value$1.5M (+$471.5K)

Filed 2026-11-02

Vima LLC

DECREASED

Shares87,839 from 88,232

Change-393 (0%)

Value$1.0M (-$136.1K)

Filed 2026-10-23

Uhlmann Price Securities, LLC

INCREASED

Shares76,389 from 73,888

Change+2,501 (+3%)

Value$895.3K (-$80.8K)

Filed 2026-11-03

Institute for Wealth Management, Llc.

DECREASED

Shares51,769 from 52,289

Change-520 (-1%)

Value$606.7K (-$84.0K)

Filed 2026-11-06

Shaker Financial Services, LLC

DECREASED

Shares41,527 from 45,699

Change-4,172 (-9%)

Value$486.7K (-$117.0K)

Filed 2026-10-14

Commonwealth Equity Services, LLC

UNCHANGED

Shares32,592 from 32,592

Change0 (0%)

Value$382.0K (-$48.6K)

Filed 2026-11-02

Aviance Capital Partners, LLC

DECREASED

Shares28,846 from 30,905

Change-2,059 (-7%)

Value$338.1K (-$70.2K)

Filed 2026-10-29

LPL Financial LLC

INCREASED

Shares28,293 from 23,546

Change+4,747 (+20%)

Value$331.6K (+$20.6K)

Filed 2026-11-06

Wealth Enhancement Advisory Services, LLC

DECREASED

Shares27,854 from 37,508

Change-9,654 (-26%)

Value$332.9K (-$147.6K)

Filed 2026-10-13

PMG Family Office LLC

INCREASED

Shares18,581 from 18,529

Change+52 (+0%)

Value$217.8K (-$27.0K)

Filed 2026-10-19

Cambridge Investment Research Advisors, Inc.

DECREASED

Shares16,754 from 17,438

Change-684 (-4%)

Value$196.0K (-$34.0K)

Filed 2026-11-02

Ceera Investments, LLC

INCREASED

Shares16,639 from 13,719

Change+2,920 (+21%)

Value$195.0K (+$13.8K)

Filed 2026-11-02

Old Port Advisors

DECREASED

Shares11,151 from 11,967

Change-816 (-7%)

Value$130.7K (-$27.4K)

Filed 2026-10-23

Meridian Investment Counsel Inc.

UNCHANGED

Shares11,100 from 11,100

Change0 (0%)

Value$130.1K (-$16.5K)

Filed 2026-10-14

Gilpin Wealth Management, LLC

UNCHANGED

Shares4,000 from 4,000

Change0 (0%)

Value$46.9K (-$6.0K)

Filed 2026-10-09

Cape Investment Advisory, Inc.

UNCHANGED

Shares1,767 from 1,767

Change0 (0%)

Value$20.7K (-$2.6K)

Filed 2026-10-13

US Bancorp \de\

NEW

Shares700

Change+700

Value$8.2K

Filed 2026-11-05

Parallel Advisors, LLC

UNCHANGED

Shares2 from 2

Change0 (0%)

Value$25 (-$3)

Filed 2026-11-03

AdvisorNet Financial, Inc

CLOSED

Shares0 from 555

Change-555 (-100%)

Value$0 (-$7.3K)

Filed 2026-10-15

Saba Capital Management, L.P.A

N/A

Shares— from 1,604,273

Change-1,604,273 (-100%)

Value—

SIT Investment Associates Inc

N/A

Shares— from 936,651

Change-936,651 (-100%)

Value—

Wells Fargo & Company

N/A

Shares— from 931,846

Change-931,846 (-100%)

Value—

Advisors Asset Management, Inc.

N/A

Shares— from 402,884

Change-402,884 (-100%)

Value—

Bulldog Investors, LLPA

N/A

Shares— from 228,134

Change-228,134 (-100%)

Value—

Pathstone Holdings, LLC

N/A

Shares— from 209,392

Change-209,392 (-100%)

Value—

Guggenheim Capital LLC

N/A

Shares— from 193,775

Change-193,775 (-100%)

Value—

Invesco Ltd.

N/A

Shares— from 191,598

Change-191,598 (-100%)

Value—

Morgan Stanley

N/A

Shares— from 142,802

Change-142,802 (-100%)

Value—

Baird Financial Group, Inc.

N/A

Shares— from 133,444

Change-133,444 (-100%)

Value—

Ameriprise Financial Inc

N/A

Shares— from 104,102

Change-104,102 (-100%)

Value—

Capstone Investment Advisors, LLC

N/A

Shares— from 81,490

Change-81,490 (-100%)

Value—

Raymond James Financial Inc

N/A

Shares— from 81,328

Change-81,328 (-100%)

Value—

Evolve Private Wealth, LLC

N/A

Shares— from 66,203

Change-66,203 (-100%)

Value—

Royal Bank of Canada

N/A

Shares— from 54,655

Change-54,655 (-100%)

Value—

NewEdge Advisors, LLC

N/A

Shares— from 49,984

Change-49,984 (-100%)

Value—

Waverly Advisors, LLC

N/A

Shares— from 38,919

Change-38,919 (-100%)

Value—

Envestnet Asset Management Inc

N/A

Shares— from 32,332

Change-32,332 (-100%)

Value—

Focus Partners Wealth

N/A

Shares— from 32,006

Change-32,006 (-100%)

Value—

Private Advisor Group, LLC

N/A

Shares— from 27,029

Change-27,029 (-100%)

Value—

K2 Principal Fund, L.P.

N/A

Shares— from 24,619

Change-24,619 (-100%)

Value—

UBS Group AG

N/A

Shares— from 20,184

Change-20,184 (-100%)

Value—

Osaic Holdings, Inc.

N/A

Shares— from 19,831

Change-19,831 (-100%)

Value—

Ruggaard & Associates LLC

N/A

Shares— from 18,772

Change-18,772 (-100%)

Value—

Captrust Financial Advisors

N/A

Shares— from 18,242

Change-18,242 (-100%)

Value—

Beckerman Institutional, LLC

N/A

Shares— from 12,794

Change-12,794 (-100%)

Value—

Readystate Asset Management LP

N/A

Shares— from 11,650

Change-11,650 (-100%)

Value—

IFG Advisory, LLC

N/A

Shares— from 4,053

Change-4,053 (-100%)

Value—

Global Retirement Partners, LLC

N/A

Shares— from 2,116

Change-2,116 (-100%)

Value—

Clear Street Group Inc.

N/A

Shares— from 1,835

Change-1,835 (-100%)

Value—

Northwestern Mutual Wealth Management Co

N/A

Shares— from 1,300

Change-1,300 (-100%)

Value—

Basepoint Wealth LLC

N/A

Shares— from 1,096

Change-1,096 (-100%)

Value—

	Status
Blue Bell Private Wealth Management, LLC	INCREASED	285,041	239,144	+45,897	+19%	$3.2M	$3.3M	+$181.6K	2026-10-29
Wolverine Asset Management LLC	INCREASED	126,767	76,777	+49,990	+65%	$1.0M	$1.5M	+$471.5K	2026-11-02
Vima LLC	DECREASED	87,839	88,232	-393	0%	$1.2M	$1.0M	-$136.1K	2026-10-23
Uhlmann Price Securities, LLC	INCREASED	76,389	73,888	+2,501	+3%	$976.1K	$895.3K	-$80.8K	2026-11-03
Institute for Wealth Management, Llc.	DECREASED	51,769	52,289	-520	-1%	$690.7K	$606.7K	-$84.0K	2026-11-06
Shaker Financial Services, LLC	DECREASED	41,527	45,699	-4,172	-9%	$603.7K	$486.7K	-$117.0K	2026-10-14
Commonwealth Equity Services, LLC	UNCHANGED	32,592	32,592	0	0%	$430.5K	$382.0K	-$48.6K	2026-11-02
Aviance Capital Partners, LLC	DECREASED	28,846	30,905	-2,059	-7%	$408.3K	$338.1K	-$70.2K	2026-10-29
LPL Financial LLC	INCREASED	28,293	23,546	+4,747	+20%	$311.0K	$331.6K	+$20.6K	2026-11-06
Wealth Enhancement Advisory Services, LLC	DECREASED	27,854	37,508	-9,654	-26%	$480.5K	$332.9K	-$147.6K	2026-10-13
PMG Family Office LLC	INCREASED	18,581	18,529	+52	+0%	$244.8K	$217.8K	-$27.0K	2026-10-19
Cambridge Investment Research Advisors, Inc.	DECREASED	16,754	17,438	-684	-4%	$230.0K	$196.0K	-$34.0K	2026-11-02
Ceera Investments, LLC	INCREASED	16,639	13,719	+2,920	+21%	$181.2K	$195.0K	+$13.8K	2026-11-02
Old Port Advisors	DECREASED	11,151	11,967	-816	-7%	$158.1K	$130.7K	-$27.4K	2026-10-23
Meridian Investment Counsel Inc.	UNCHANGED	11,100	11,100	0	0%	$146.6K	$130.1K	-$16.5K	2026-10-14
Gilpin Wealth Management, LLC	UNCHANGED	4,000	4,000	0	0%	$52.8K	$46.9K	-$6.0K	2026-10-09
Cape Investment Advisory, Inc.	UNCHANGED	1,767	1,767	0	0%	$23.3K	$20.7K	-$2.6K	2026-10-13
US Bancorp \de\	NEW	700	—	+700	—	—	$8.2K	—	2026-11-05
Parallel Advisors, LLC	UNCHANGED	2	2	0	0%	$28	$25	-$3	2026-11-03
AdvisorNet Financial, Inc	CLOSED	0	555	-555	-100%	$7.3K	$0	-$7.3K	2026-10-15
Saba Capital Management, L.P.A	N/A	—	1,604,273	-1,604,273	-100%	$21.2M	—	—	—
SIT Investment Associates Inc	N/A	—	936,651	-936,651	-100%	$12.4M	—	—	—
Wells Fargo & Company	N/A	—	931,846	-931,846	-100%	$12.3M	—	—	—
Advisors Asset Management, Inc.	N/A	—	402,884	-402,884	-100%	$5.3M	—	—	—
Bulldog Investors, LLPA	N/A	—	228,134	-228,134	-100%	$3.0M	—	—	—
Pathstone Holdings, LLC	N/A	—	209,392	-209,392	-100%	$2.8M	—	—	—
Guggenheim Capital LLC	N/A	—	193,775	-193,775	-100%	$2.6M	—	—	—
Invesco Ltd.	N/A	—	191,598	-191,598	-100%	$2.5M	—	—	—
Morgan Stanley	N/A	—	142,802	-142,802	-100%	$1.9M	—	—	—
Baird Financial Group, Inc.	N/A	—	133,444	-133,444	-100%	$1.8M	—	—	—
Ameriprise Financial Inc	N/A	—	104,102	-104,102	-100%	$1.4M	—	—	—
Capstone Investment Advisors, LLC	N/A	—	81,490	-81,490	-100%	$1.1M	—	—	—
Raymond James Financial Inc	N/A	—	81,328	-81,328	-100%	$1.1M	—	—	—
Evolve Private Wealth, LLC	N/A	—	66,203	-66,203	-100%	$874.5K	—	—	—
Royal Bank of Canada	N/A	—	54,655	-54,655	-100%	$722.0K	—	—	—
NewEdge Advisors, LLC	N/A	—	49,984	-49,984	-100%	$660.3K	—	—	—
Waverly Advisors, LLC	N/A	—	38,919	-38,919	-100%	$514.1K	—	—	—
Envestnet Asset Management Inc	N/A	—	32,332	-32,332	-100%	$427.1K	—	—	—
Focus Partners Wealth	N/A	—	32,006	-32,006	-100%	$422.8K	—	—	—
Private Advisor Group, LLC	N/A	—	27,029	-27,029	-100%	$357.0K	—	—	—
K2 Principal Fund, L.P.	N/A	—	24,619	-24,619	-100%	$325.2K	—	—	—
UBS Group AG	N/A	—	20,184	-20,184	-100%	$266.6K	—	—	—
Osaic Holdings, Inc.	N/A	—	19,831	-19,831	-100%	$262.0K	—	—	—
Ruggaard & Associates LLC	N/A	—	18,772	-18,772	-100%	$248.0K	—	—	—
Captrust Financial Advisors	N/A	—	18,242	-18,242	-100%	$241.0K	—	—	—
Beckerman Institutional, LLC	N/A	—	12,794	-12,794	-100%	$169.0K	—	—	—
Readystate Asset Management LP	N/A	—	11,650	-11,650	-100%	$153.9K	—	—	—
IFG Advisory, LLC	N/A	—	4,053	-4,053	-100%	$53.5K	—	—	—
Global Retirement Partners, LLC	N/A	—	2,116	-2,116	-100%	$28.0K	—	—	—
Clear Street Group Inc.	N/A	—	1,835	-1,835	-100%	$24.2K	—	—	—
Northwestern Mutual Wealth Management Co	N/A	—	1,300	-1,300	-100%	$17.2K	—	—	—
Basepoint Wealth LLC	N/A	—	1,096	-1,096	-100%	$14.5K	—	—	—

Showing 52 of 52 institutions