Saba Closed END Funds ETF (CEFS)

Q2 2026 vs Q3 2026

Comparing institutional holders between quarters

Compare Detailed Historical Funds Options Short Interest 13D/13G Peers Targeting Trading Summary Profile

Sort by

New England Private Wealth Advisors LLC

INCREASED

Shares413,233 from 410,877

Change+2,356 (+1%)

Value$10.1M (-$181.8K)

Filed 2026-10-19

LPL Financial LLC

DECREASED

Shares370,709 from 423,147

Change-52,438 (-12%)

Value$9.1M (-$1.8M)

Filed 2026-11-06

AdvisorNet Financial, Inc

INCREASED

Shares338,747 from 323,208

Change+15,539 (+5%)

Value$8.1M (-$157.1K)

Filed 2026-10-15

Columbus Macro, LLC

INCREASED

Shares292,136 from 273,615

Change+18,521 (+7%)

Value$7.2M (+$146.8K)

Filed 2026-10-14

XML Financial, LLC

INCREASED

Shares291,690 from 270,311

Change+21,379 (+8%)

Value$7.2M (+$220.6K)

Filed 2026-10-29

Arete Wealth Advisors, LLC

DECREASED

Shares286,161 from 286,252

Change-91 (0%)

Value$7.0M (-$321.4K)

Filed 2026-11-09

Partners Wealth Management, LLC

NEW

Shares200,512

Change+200,512

Value$4.9M

Filed 2026-10-28

Farther Finance Advisors, LLC

INCREASED

Shares159,461 from 144,815

Change+14,646 (+10%)

Value$3.9M (+$196.5K)

Filed 2026-10-08

Independent Financial Group, LLC

INCREASED

Shares126,541 from 100,949

Change+25,592 (+25%)

Value$3.1M (+$514.1K)

Filed 2026-10-13

Ares Financial Consulting, LLC

INCREASED

Shares107,508 from 105,934

Change+1,574 (+1%)

Value$2.6M (-$80.4K)

Filed 2026-10-19

Visionary Wealth Advisors

INCREASED

Shares103,052 from 95,683

Change+7,369 (+8%)

Value$2.5M (+$73.2K)

Filed 2026-11-04

Cambridge Investment Research Advisors, Inc.

INCREASED

Shares65,288 from 52,709

Change+12,579 (+24%)

Value$1.6M (+$250.0K)

Filed 2026-11-02

Wealth Enhancement Advisory Services, LLC

DECREASED

Shares61,827 from 73,205

Change-11,378 (-16%)

Value$1.5M (-$352.5K)

Filed 2026-10-13

Commerce Advisors, LLC

DECREASED

Shares61,618 from 63,473

Change-1,855 (-3%)

Value$1.5M (-$116.8K)

Filed 2026-10-19

3Edge Asset Management, LP

INCREASED

Shares61,168 from 61,164

Change+4 (+0%)

Value$1.5M (-$68.6K)

Filed 2026-10-30

Lido Advisors, LLC

UNCHANGED

Shares52,765 from 52,765

Change0 (0%)

Value$1.3M (-$59.3K)

Filed 2026-11-04

Nfsg Corp

INCREASED

Shares51,805 from 47,681

Change+4,124 (+9%)

Value$1.3M (+$47.6K)

Filed 2026-10-15

Avior Wealth Management, LLC

UNCHANGED

Shares47,809 from 47,809

Change0 (0%)

Value$1.2M (-$53.7K)

Filed 2026-10-13

Triumph Capital Management

INCREASED

Shares47,598 from 46,694

Change+904 (+2%)

Value$1.2M (-$30.3K)

Filed 2026-10-14

Sheets Smith Wealth Management

UNCHANGED

Shares45,688 from 45,688

Change0 (0%)

Value$1.1M (-$51.3K)

Filed 2026-10-16

Chicago Partners Investment Group LLC

INCREASED

Shares45,140 from 44,771

Change+369 (+1%)

Value$1.1M (-$45.4K)

Filed 2026-10-27

J.W. Cole Advisors, Inc.

DECREASED

Shares26,958 from 28,559

Change-1,601 (-6%)

Value$660.9K (-$71.3K)

Filed 2026-11-05

Amplius Wealth Advisors, LLC

DECREASED

Shares25,557 from 28,861

Change-3,304 (-11%)

Value$626.6K (-$113.4K)

Filed 2026-10-20

Mather Group, Llc.

DECREASED

Shares24,744 from 25,132

Change-388 (-2%)

Value$606.6K (-$37.7K)

Filed 2026-10-14

Bison Wealth, LLC

INCREASED

Shares22,665 from 22,541

Change+124 (+1%)

Value$550.5K (-$24.3K)

Filed 2026-10-13

Unified Investment Management

INCREASED

Shares22,101 from 21,090

Change+1,011 (+5%)

Value$541.8K (+$1.1K)

Filed 2026-10-14

Integrated Advisors Network LLC

NEW

Shares19,708

Change+19,708

Value$483.2K

Filed 2026-10-20

Towerpoint Wealth, LLC

INCREASED

Shares16,035 from 13,690

Change+2,345 (+17%)

Value$393.1K (+$42.1K)

Filed 2026-10-13

Quantify Chaos Advisors, LLC

DECREASED

Shares16,030 from 16,193

Change-163 (-1%)

Value$393.0K (-$22.2K)

Filed 2026-11-04

Oppenheimer & Co Inc

DECREASED

Shares14,261 from 14,312

Change-51 (0%)

Value$349.6K (-$17.3K)

Filed 2026-10-26

Certior Financial Group, LLC

DECREASED

Shares14,096 from 15,342

Change-1,246 (-8%)

Value$345.6K (-$47.8K)

Filed 2026-10-19

Perigon Wealth Management, LLC

INCREASED

Shares13,499 from 11,884

Change+1,615 (+14%)

Value$331.0K (+$26.2K)

Filed 2026-10-22

Closed-End Fund Advisors, Inc.

INCREASED

Shares13,255 from 12,851

Change+404 (+3%)

Value$325.0K (-$4.5K)

Filed 2026-11-04

Novem Group

UNCHANGED

Shares12,590 from 12,590

Change0 (0%)

Value$308.7K (-$14.1K)

Filed 2026-10-19

Oregon Pacific Wealth Management, LLC

INCREASED

Shares12,164 from 11,875

Change+289 (+2%)

Value$298.2K (-$6.3K)

Filed 2026-10-20

Braeburn Wealth Management LLC

UNCHANGED

Shares11,675 from 11,675

Change0 (0%)

Value$286.2K (-$13.1K)

Filed 2026-10-15

First Heartland Consultants, Inc.

INCREASED

Shares11,553 from 10,416

Change+1,137 (+11%)

Value$283.2K (+$16.2K)

Filed 2026-10-08

Wedbush Securities Inc

INCREASED

Shares10,698 from 9,335

Change+1,363 (+15%)

Value$262.0K (+$23.0K)

Filed 2026-10-22

Ritholtz Wealth Management

UNCHANGED

Shares10,449 from 10,449

Change0 (0%)

Value$256.2K (-$11.7K)

Filed 2026-11-05

Thompson Siegel & Walmsley LLC

UNCHANGED

Shares10,000 from 10,000

Change0 (0%)

Value$245.0K (-$11.0K)

Filed 2026-11-05

Zega Investments, LLC

DECREASED

Shares9,992 from 11,043

Change-1,051 (-10%)

Value$245.0K (-$38.2K)

Filed 2026-11-04

Encompass More Asset Management

DECREASED

Shares9,565 from 11,121

Change-1,556 (-14%)

Value$234.5K (-$50.6K)

Filed 2026-10-16

Lanark Financial, Inc.

INCREASED

Shares7,226 from 7,176

Change+50 (+1%)

Value$177.2K (-$6.8K)

Filed 2026-10-26

Caldwell Sutter Capital, Inc.

INCREASED

Shares3,635 from 2,955

Change+680 (+23%)

Value$89.1K (+$13.4K)

Filed 2026-11-09

Allworth Financial LP

UNCHANGED

Shares3,200 from 3,200

Change0 (0%)

Value$82.0K ($0)

Filed 2026-11-06

Roble, Belko & Company, Inc

INCREASED

Shares1,024 from 407

Change+617 (+152%)

Value$25.0K (+$25.0K)

Filed 2026-11-09

Bangor Savings Bank

UNCHANGED

Shares772 from 772

Change0 (0%)

Value$18.9K (-$867)

Filed 2026-10-06

Assetmark, Inc

UNCHANGED

Shares703 from 703

Change0 (0%)

Value$17.2K (-$790)

Filed 2026-10-21

Hazlett, Burt & Watson, Inc.

INCREASED

Shares694 from 679

Change+15 (+2%)

Value$13.0K (+$13.0K)

Filed 2026-11-04

Horizons Wealth Management

NEW

Shares433

Change+433

Value$10.6K

Filed 2026-10-05

Financial Network Wealth Advisors LLC

NEW

Shares198

Change+198

Value$4.9K

Filed 2026-10-28

First Command Advisory Services, Inc.

NEW

Shares165

Change+165

Value$4.0K

Filed 2026-11-05

Tactive Advisors, LLC

CLOSED

Shares0 from 54,387

Change-54,387 (-100%)

Value$0 (-$1.4M)

Filed 2026-10-08

Advisor OS, LLC

CLOSED

Shares0 from 15,420

Change-15,420 (-100%)

Value$0 (-$395.4K)

Filed 2026-11-03

Richard Young Associates, Ltd.

CLOSED

Shares0 from 14,776

Change-14,776 (-100%)

Value$0 (-$378.9K)

Filed 2026-11-03

Brookstone Capital Management

CLOSED

Shares0 from 9,288

Change-9,288 (-100%)

Value$0 (-$238.1K)

Filed 2026-10-22

Atria Investments, Inc

CLOSED

Shares0 from 8,390

Change-8,390 (-100%)

Value$0 (-$215.1K)

Filed 2026-10-15

Wealth Enhancement Trust Services, Inc.

CLOSED

Shares0 from 3,426

Change-3,426 (-100%)

Value$0 (-$87.8K)

Filed 2026-10-07

Salem Investment Counselors Inc

CLOSED

Shares0 from 625

Change-625 (-100%)

Value$0 (-$16.0K)

Filed 2026-10-13

Raymond James Financial Inc

N/A

Shares— from 353,867

Change-353,867 (-100%)

Value—

Envestnet Asset Management Inc

N/A

Shares— from 326,100

Change-326,100 (-100%)

Value—

Cetera Investment Advisers

N/A

Shares— from 285,866

Change-285,866 (-100%)

Value—

Royal Bank of Canada

N/A

Shares— from 266,188

Change-266,188 (-100%)

Value—

Private Capital Management, LLC

N/A

Shares— from 243,252

Change-243,252 (-100%)

Value—

Foundations Investment Advisors, LLC

N/A

Shares— from 190,181

Change-190,181 (-100%)

Value—

Osaic Holdings, Inc.

N/A

Shares— from 135,375

Change-135,375 (-100%)

Value—

Scotia Capital Inc.

N/A

Shares— from 105,734

Change-105,734 (-100%)

Value—

Quattro Advisors LLC

N/A

Shares— from 100,670

Change-100,670 (-100%)

Value—

Thomas J. Herzfeld Advisors, Inc.

N/A

Shares— from 62,053

Change-62,053 (-100%)

Value—

Proficio Capital Partners LLC

N/A

Shares— from 59,455

Change-59,455 (-100%)

Value—

Ausdal Financial Partners, Inc.

N/A

Shares— from 51,633

Change-51,633 (-100%)

Value—

IHT Wealth Management, LLC

N/A

Shares— from 47,468

Change-47,468 (-100%)

Value—

Principal Securities, Inc.

N/A

Shares— from 40,315

Change-40,315 (-100%)

Value—

Adalta Capital Management LLC

N/A

Shares— from 26,135

Change-26,135 (-100%)

Value—

CSS LLC

N/A

Shares— from 24,674

Change-24,674 (-100%)

Value—

Cary Street Partners Financial LLC

N/A

Shares— from 23,302

Change-23,302 (-100%)

Value—

NewEdge Advisors, LLC

N/A

Shares— from 23,131

Change-23,131 (-100%)

Value—

Private Advisor Group, LLC

N/A

Shares— from 18,658

Change-18,658 (-100%)

Value—

Stifel Financial Corp

N/A

Shares— from 17,815

Change-17,815 (-100%)

Value—

Fort Point Capital Partners LLC

N/A

Shares— from 16,063

Change-16,063 (-100%)

Value—

AQR Capital Management LLC

N/A

Shares— from 15,636

Change-15,636 (-100%)

Value—

Gladstone Institutional Advisory LLC

N/A

Shares— from 14,039

Change-14,039 (-100%)

Value—

Hilltop Holdings Inc.

N/A

Shares— from 11,074

Change-11,074 (-100%)

Value—

Citadel Advisors LLC

N/A

Shares— from 9,914

Change-9,914 (-100%)

Value—

Sanctuary Advisors, LLC

N/A

Shares— from 8,535

Change-8,535 (-100%)

Value—

Janney Montgomery Scott LLC

N/A

Shares— from 7,939

Change-7,939 (-100%)

Value—

Morgan Stanley

N/A

Shares— from 4,637

Change-4,637 (-100%)

Value—

Boreal Capital Management LLC

N/A

Shares— from 3,075

Change-3,075 (-100%)

Value—

Rockefeller Capital Management L.P.

N/A

Shares— from 2,387

Change-2,387 (-100%)

Value—

Steward Partners Investment Advisory, LLC

N/A

Shares— from 2,367

Change-2,367 (-100%)

Value—

SHP Wealth Management

N/A

Shares— from 1,864

Change-1,864 (-100%)

Value—

AE Wealth Management LLC

N/A

Shares— from 1,162

Change-1,162 (-100%)

Value—

Cary Street Partners Investment Advisory LLC

N/A

Shares— from 460

Change-460 (-100%)

Value—

Winmill & Co. Inc

N/A

Shares— from 100

Change-100 (-100%)

Value—

UBS Group AG

N/A

Shares— from 4

Change-4 (-100%)

Value—

Wells Fargo & Company

N/A

Shares— from 1

Change-1 (-100%)

Value—

	Status
New England Private Wealth Advisors LLC	INCREASED	413,233	410,877	+2,356	+1%	$10.3M	$10.1M	-$181.8K	2026-10-19
LPL Financial LLC	DECREASED	370,709	423,147	-52,438	-12%	$10.8M	$9.1M	-$1.8M	2026-11-06
AdvisorNet Financial, Inc	INCREASED	338,747	323,208	+15,539	+5%	$8.3M	$8.1M	-$157.1K	2026-10-15
Columbus Macro, LLC	INCREASED	292,136	273,615	+18,521	+7%	$7.0M	$7.2M	+$146.8K	2026-10-14
XML Financial, LLC	INCREASED	291,690	270,311	+21,379	+8%	$6.9M	$7.2M	+$220.6K	2026-10-29
Arete Wealth Advisors, LLC	DECREASED	286,161	286,252	-91	0%	$7.3M	$7.0M	-$321.4K	2026-11-09
Partners Wealth Management, LLC	NEW	200,512	—	+200,512	—	—	$4.9M	—	2026-10-28
Farther Finance Advisors, LLC	INCREASED	159,461	144,815	+14,646	+10%	$3.7M	$3.9M	+$196.5K	2026-10-08
Independent Financial Group, LLC	INCREASED	126,541	100,949	+25,592	+25%	$2.6M	$3.1M	+$514.1K	2026-10-13
Ares Financial Consulting, LLC	INCREASED	107,508	105,934	+1,574	+1%	$2.7M	$2.6M	-$80.4K	2026-10-19
Visionary Wealth Advisors	INCREASED	103,052	95,683	+7,369	+8%	$2.5M	$2.5M	+$73.2K	2026-11-04
Cambridge Investment Research Advisors, Inc.	INCREASED	65,288	52,709	+12,579	+24%	$1.4M	$1.6M	+$250.0K	2026-11-02
Wealth Enhancement Advisory Services, LLC	DECREASED	61,827	73,205	-11,378	-16%	$1.9M	$1.5M	-$352.5K	2026-10-13
Commerce Advisors, LLC	DECREASED	61,618	63,473	-1,855	-3%	$1.6M	$1.5M	-$116.8K	2026-10-19
3Edge Asset Management, LP	INCREASED	61,168	61,164	+4	+0%	$1.6M	$1.5M	-$68.6K	2026-10-30
Lido Advisors, LLC	UNCHANGED	52,765	52,765	0	0%	$1.4M	$1.3M	-$59.3K	2026-11-04
Nfsg Corp	INCREASED	51,805	47,681	+4,124	+9%	$1.2M	$1.3M	+$47.6K	2026-10-15
Avior Wealth Management, LLC	UNCHANGED	47,809	47,809	0	0%	$1.2M	$1.2M	-$53.7K	2026-10-13
Triumph Capital Management	INCREASED	47,598	46,694	+904	+2%	$1.2M	$1.2M	-$30.3K	2026-10-14
Sheets Smith Wealth Management	UNCHANGED	45,688	45,688	0	0%	$1.2M	$1.1M	-$51.3K	2026-10-16
Chicago Partners Investment Group LLC	INCREASED	45,140	44,771	+369	+1%	$1.1M	$1.1M	-$45.4K	2026-10-27
J.W. Cole Advisors, Inc.	DECREASED	26,958	28,559	-1,601	-6%	$732.2K	$660.9K	-$71.3K	2026-11-05
Amplius Wealth Advisors, LLC	DECREASED	25,557	28,861	-3,304	-11%	$740.0K	$626.6K	-$113.4K	2026-10-20
Mather Group, Llc.	DECREASED	24,744	25,132	-388	-2%	$644.4K	$606.6K	-$37.7K	2026-10-14
Bison Wealth, LLC	INCREASED	22,665	22,541	+124	+1%	$574.8K	$550.5K	-$24.3K	2026-10-13
Unified Investment Management	INCREASED	22,101	21,090	+1,011	+5%	$540.7K	$541.8K	+$1.1K	2026-10-14
Integrated Advisors Network LLC	NEW	19,708	—	+19,708	—	—	$483.2K	—	2026-10-20
Towerpoint Wealth, LLC	INCREASED	16,035	13,690	+2,345	+17%	$351.0K	$393.1K	+$42.1K	2026-10-13
Quantify Chaos Advisors, LLC	DECREASED	16,030	16,193	-163	-1%	$415.2K	$393.0K	-$22.2K	2026-11-04
Oppenheimer & Co Inc	DECREASED	14,261	14,312	-51	0%	$367.0K	$349.6K	-$17.3K	2026-10-26
Certior Financial Group, LLC	DECREASED	14,096	15,342	-1,246	-8%	$393.4K	$345.6K	-$47.8K	2026-10-19
Perigon Wealth Management, LLC	INCREASED	13,499	11,884	+1,615	+14%	$304.7K	$331.0K	+$26.2K	2026-10-22
Closed-End Fund Advisors, Inc.	INCREASED	13,255	12,851	+404	+3%	$329.5K	$325.0K	-$4.5K	2026-11-04
Novem Group	UNCHANGED	12,590	12,590	0	0%	$322.8K	$308.7K	-$14.1K	2026-10-19
Oregon Pacific Wealth Management, LLC	INCREASED	12,164	11,875	+289	+2%	$304.5K	$298.2K	-$6.3K	2026-10-20
Braeburn Wealth Management LLC	UNCHANGED	11,675	11,675	0	0%	$299.3K	$286.2K	-$13.1K	2026-10-15
First Heartland Consultants, Inc.	INCREASED	11,553	10,416	+1,137	+11%	$267.1K	$283.2K	+$16.2K	2026-10-08
Wedbush Securities Inc	INCREASED	10,698	9,335	+1,363	+15%	$239.0K	$262.0K	+$23.0K	2026-10-22
Ritholtz Wealth Management	UNCHANGED	10,449	10,449	0	0%	$267.9K	$256.2K	-$11.7K	2026-11-05
Thompson Siegel & Walmsley LLC	UNCHANGED	10,000	10,000	0	0%	$256.0K	$245.0K	-$11.0K	2026-11-05
Zega Investments, LLC	DECREASED	9,992	11,043	-1,051	-10%	$283.1K	$245.0K	-$38.2K	2026-11-04
Encompass More Asset Management	DECREASED	9,565	11,121	-1,556	-14%	$285.1K	$234.5K	-$50.6K	2026-10-16
Lanark Financial, Inc.	INCREASED	7,226	7,176	+50	+1%	$184.0K	$177.2K	-$6.8K	2026-10-26
Caldwell Sutter Capital, Inc.	INCREASED	3,635	2,955	+680	+23%	$75.8K	$89.1K	+$13.4K	2026-11-09
Allworth Financial LP	UNCHANGED	3,200	3,200	0	0%	$82.0K	$82.0K	$0	2026-11-06
Roble, Belko & Company, Inc	INCREASED	1,024	407	+617	+152%	$10	$25.0K	+$25.0K	2026-11-09
Bangor Savings Bank	UNCHANGED	772	772	0	0%	$19.8K	$18.9K	-$867	2026-10-06
Assetmark, Inc	UNCHANGED	703	703	0	0%	$18.0K	$17.2K	-$790	2026-10-21
Hazlett, Burt & Watson, Inc.	INCREASED	694	679	+15	+2%	$17	$13.0K	+$13.0K	2026-11-04
Horizons Wealth Management	NEW	433	—	+433	—	—	$10.6K	—	2026-10-05
Financial Network Wealth Advisors LLC	NEW	198	—	+198	—	—	$4.9K	—	2026-10-28
First Command Advisory Services, Inc.	NEW	165	—	+165	—	—	$4.0K	—	2026-11-05
Tactive Advisors, LLC	CLOSED	0	54,387	-54,387	-100%	$1.4M	$0	-$1.4M	2026-10-08
Advisor OS, LLC	CLOSED	0	15,420	-15,420	-100%	$395.4K	$0	-$395.4K	2026-11-03
Richard Young Associates, Ltd.	CLOSED	0	14,776	-14,776	-100%	$378.9K	$0	-$378.9K	2026-11-03
Brookstone Capital Management	CLOSED	0	9,288	-9,288	-100%	$238.1K	$0	-$238.1K	2026-10-22
Atria Investments, Inc	CLOSED	0	8,390	-8,390	-100%	$215.1K	$0	-$215.1K	2026-10-15
Wealth Enhancement Trust Services, Inc.	CLOSED	0	3,426	-3,426	-100%	$87.8K	$0	-$87.8K	2026-10-07
Salem Investment Counselors Inc	CLOSED	0	625	-625	-100%	$16.0K	$0	-$16.0K	2026-10-13
Raymond James Financial Inc	N/A	—	353,867	-353,867	-100%	$9.1M	—	—	—
Envestnet Asset Management Inc	N/A	—	326,100	-326,100	-100%	$8.4M	—	—	—
Cetera Investment Advisers	N/A	—	285,866	-285,866	-100%	$7.3M	—	—	—
Royal Bank of Canada	N/A	—	266,188	-266,188	-100%	$6.8M	—	—	—
Private Capital Management, LLC	N/A	—	243,252	-243,252	-100%	$6.2M	—	—	—
Foundations Investment Advisors, LLC	N/A	—	190,181	-190,181	-100%	$4.9M	—	—	—
Osaic Holdings, Inc.	N/A	—	135,375	-135,375	-100%	$3.5M	—	—	—
Scotia Capital Inc.	N/A	—	105,734	-105,734	-100%	$2.7M	—	—	—
Quattro Advisors LLC	N/A	—	100,670	-100,670	-100%	$2.6M	—	—	—
Thomas J. Herzfeld Advisors, Inc.	N/A	—	62,053	-62,053	-100%	$1.6M	—	—	—
Proficio Capital Partners LLC	N/A	—	59,455	-59,455	-100%	$1.5M	—	—	—
Ausdal Financial Partners, Inc.	N/A	—	51,633	-51,633	-100%	$1.3M	—	—	—
IHT Wealth Management, LLC	N/A	—	47,468	-47,468	-100%	$1.2M	—	—	—
Principal Securities, Inc.	N/A	—	40,315	-40,315	-100%	$1.0M	—	—	—
Adalta Capital Management LLC	N/A	—	26,135	-26,135	-100%	$670.1K	—	—	—
CSS LLC	N/A	—	24,674	-24,674	-100%	$632.6K	—	—	—
Cary Street Partners Financial LLC	N/A	—	23,302	-23,302	-100%	$597.5K	—	—	—
NewEdge Advisors, LLC	N/A	—	23,131	-23,131	-100%	$593.1K	—	—	—
Private Advisor Group, LLC	N/A	—	18,658	-18,658	-100%	$478.4K	—	—	—
Stifel Financial Corp	N/A	—	17,815	-17,815	-100%	$456.8K	—	—	—
Fort Point Capital Partners LLC	N/A	—	16,063	-16,063	-100%	$411.9K	—	—	—
AQR Capital Management LLC	N/A	—	15,636	-15,636	-100%	$400.9K	—	—	—
Gladstone Institutional Advisory LLC	N/A	—	14,039	-14,039	-100%	$360.0K	—	—	—
Hilltop Holdings Inc.	N/A	—	11,074	-11,074	-100%	$283.9K	—	—	—
Citadel Advisors LLC	N/A	—	9,914	-9,914	-100%	$254.2K	—	—	—
Sanctuary Advisors, LLC	N/A	—	8,535	-8,535	-100%	$218.8K	—	—	—
Janney Montgomery Scott LLC	N/A	—	7,939	-7,939	-100%	$204.0K	—	—	—
Morgan Stanley	N/A	—	4,637	-4,637	-100%	$118.9K	—	—	—
Boreal Capital Management LLC	N/A	—	3,075	-3,075	-100%	$78.8K	—	—	—
Rockefeller Capital Management L.P.	N/A	—	2,387	-2,387	-100%	$61.2K	—	—	—
Steward Partners Investment Advisory, LLC	N/A	—	2,367	-2,367	-100%	$60.7K	—	—	—
SHP Wealth Management	N/A	—	1,864	-1,864	-100%	$47.8K	—	—	—
AE Wealth Management LLC	N/A	—	1,162	-1,162	-100%	$29.8K	—	—	—
Cary Street Partners Investment Advisory LLC	N/A	—	460	-460	-100%	$11.8K	—	—	—
Winmill & Co. Inc	N/A	—	100	-100	-100%	$2.6K	—	—	—
UBS Group AG	N/A	—	4	-4	-100%	$103	—	—	—
Wells Fargo & Company	N/A	—	1	-1	-100%	$37	—	—	—

Showing 96 of 96 institutions