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Fidus Investment Corp (FDUS)

CUSIP: 316500107 | NYSE | Financial Services · Asset Management | Small Cap | 448 institutional holders

Quarters

Q3 2026Q2 2026Q1 2026Q4 2025Q3 2025
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Institutional Holders — Q3 2026

Sound Income Strategies, LLC2,193,829
1.9% of portfolio›$41.9M
Muzinich & Co., Inc.378,400
2.4% of portfolio›$7.3M
Sumitomo Mitsui Trust Group, Inc.230,108
0.0% of portfolio›$4.4M
PFG Advisors220,656
0.2% of portfolio›$4.3M
Plan Group Financial, LLC157,727
0.6% of portfolio›$2.9M
Riverbridge Partners LLC150,241
0.1% of portfolio›$2.9M
Capital Investment Advisory Services, LLC107,804
0.1% of portfolio›$2.1M
Independent Financial Group, LLC98,290
0.0% of portfolio›$1.9M
Legacy Capital Wealth Partners, LLC91,353
0.4% of portfolio›$1.8M
Creative Planning74,377
0.0% of portfolio›$1.4M
Davis Investment Partners, LLC68,946
0.4% of portfolio›$1.3M
D.A. Davidson & Co.61,331
0.0% of portfolio›$1.2M
Rockland Trust Co55,912
0.0% of portfolio›$1.1M
WT Wealth Management51,113
0.3% of portfolio›$984.9K
Haven Private, LLC47,422
0.4% of portfolio›$913.8K
Commonwealth Equity Services, LLC38,370
0.0% of portfolio›$739.4K
Adams Asset Advisors, LLC32,919
0.1% of portfolio›$634.3K
VestGen Advisors, LLC32,695
0.0% of portfolio›$630.0K
Cornerstone Wealth Management, LLC29,878
0.0% of portfolio›$575.8K
Apollon Wealth Management, LLC27,534
0.0% of portfolio›$530.6K
Ascentis Independent Advisors25,122
0.0% of portfolio›$484.1K
Monument Capital Management25,059
0.1% of portfolio›$482.9K
Davenport & Co LLC25,058
0.0% of portfolio›$482.9K
Secure Asset Management, LLC24,883
0.1% of portfolio›$479.5K
OpenArc Corporate Advisory, LLC22,614
0.0% of portfolio›$435.8K
Eagle Global Advisors LLC20,555
0.0% of portfolio›$396.1K
Accredited Investors Inc.20,024
0.0% of portfolio›$385.9K
Prospera Financial Services Inc19,966
0.0% of portfolio›$385.5K
Cordgrass Capital Advisors, LLC17,981
0.1% of portfolio›$346.5K
Oppenheimer & Co Inc17,388
0.0% of portfolio›$335.1K
Kingstone Capital Partners Texas, LLC16,741
0.2% of portfolio›$322.6K
Sage Investment Counsel LLC14,070
0.3% of portfolio›$271.1K
MacKenzie Financial Corp13,672
0.0% of portfolio›$263.5K
HB Wealth Management, LLC13,359
0.0% of portfolio›$257.4K
Cambridge Investment Research Advisors, Inc.12,702
0.0% of portfolio›$245.0K
Morey & Quinn Wealth Partners, LLC12,378
0.2% of portfolio›$238.5K
Fiduciary Alliance LLC12,301
0.0% of portfolio›$237.0K
Truist Financial Corp11,972
0.0% of portfolio›$230.7K
First Affirmative Financial Network11,188
0.0% of portfolio›$215.6K
Farther Finance Advisors, LLC8,471
0.0% of portfolio›$163.2K
MeadowBrook Investment Advisors LLC2,840
0.0% of portfolio›$53.0K
Burk Holdings LLC2,454
0.0% of portfolio›$47.3K
Capital Advisors, Ltd. LLC2,250
0.0% of portfolio›$43.0K
Laurel Wealth Advisors LLC1,572
0.0% of portfolio›$30.3K
Hilton Head Capital Partners, LLC1,550
0.0% of portfolio›$29.9K
State of Alaska, Department of Revenue1,431
0.0% of portfolio›$27
Latitude Advisors, LLC714
0.0% of portfolio›$13.8K
Summit Securities Group LLC523
0.0% of portfolio›$10.1K
Key Capital Management, Inc146
0.0% of portfolio›$2.8K
Peterson Wealth Services122
0.0% of portfolio›$2.4K
JFS Wealth Advisors, LLC54
0.0% of portfolio›$1.0K
TD Private Client Wealth LLC0
0.0% of portfolio›$0
StyleTurnoverLocationFiled
Sound Income Strategies, LLC
2,193,829$41.9M1.9%YieldMediumFt Lauderdale, FL2026-10-09
Muzinich & Co., Inc.
378,400$7.3M2.4%YieldVery LowNew York, NY2026-10-22
Sumitomo Mitsui Trust Group, Inc.
230,108$4.4M0.0%IndexVery LowChiyoda-Ku, Tokyo, Mexico2026-10-29
PFG Advisors
220,656$4.3M0.2%ETFMediumPhoenix, AZ2026-10-16
Plan Group Financial, LLC
157,727$2.9M0.6%ETFMediumOklahoma City, OK2026-10-22
Riverbridge Partners LLC
150,241$2.9M0.1%GrowthLowMinneapolis, MN2026-11-05
Capital Investment Advisory Services, LLC
107,804$2.1M0.1%CoreMediumRaleigh, NC2026-10-30
Independent Financial Group, LLC
98,290$1.9M0.0%GrowthLowSan Diego, CA2026-10-13
Legacy Capital Wealth Partners, LLC
91,353$1.8M0.4%CoreMediumLittle Rock, AR2026-10-21
Creative Planning
74,377$1.4M0.0%IndexVery LowOverland Park, KS2026-11-02
Davis Investment Partners, LLC
68,946$1.3M0.4%ETFLowCharlotte, NC2026-11-05
D.A. Davidson & Co.
61,331$1.2M0.0%CoreLowGreat Falls, MT2026-10-28
Rockland Trust Co
55,912$1.1M0.0%CoreLowHanover, MA2026-10-05
WT Wealth Management
51,113$984.9K0.3%ETFMediumScottsdale, AZ2026-10-13
Haven Private, LLC
47,422$913.8K0.4%ETFMediumOrlando, FL2026-10-27
Commonwealth Equity Services, LLC
38,370$739.4K0.0%ETFLowWaltham, MA2026-11-02
Adams Asset Advisors, LLC
32,919$634.3K0.1%YieldMediumDallas, TX2026-10-08
VestGen Advisors, LLC
32,695$630.0K0.0%GrowthMediumChicago, IL2026-10-27
Cornerstone Wealth Management, LLC
29,878$575.8K0.0%ETFVery LowSt. Peters, MO2026-11-04
Apollon Wealth Management, LLC
27,534$530.6K0.0%GrowthLowMount Pleasant, SC2026-10-23
Ascentis Independent Advisors
25,122$484.1K0.0%ETFLowDallas, TX2026-11-03
Monument Capital Management
25,059$482.9K0.1%GARPHighAlexandria, VA2026-10-09
Davenport & Co LLC
25,058$482.9K0.0%CoreMediumRichmond, VA2026-10-14
Secure Asset Management, LLC
24,883$479.5K0.1%GrowthMediumTroy, MI2026-10-19
OpenArc Corporate Advisory, LLC
22,614$435.8K0.0%GrowthLowAtlanta, GA2026-10-21
Eagle Global Advisors LLC
20,555$396.1K0.0%CoreLowHouston, TX2026-11-02
Accredited Investors Inc.
20,024$385.9K0.0%ETFLowEdina, MN2026-11-03
Prospera Financial Services Inc
19,966$385.5K0.0%CoreMediumDallas, TX2026-11-04
Cordgrass Capital Advisors, LLC
17,981$346.5K0.1%CoreLowRaleigh, NC2026-10-30
Oppenheimer & Co Inc
17,388$335.1K0.0%CoreLowNew York, NY2026-10-26
Kingstone Capital Partners Texas, LLC
16,741$322.6K0.2%GrowthLowFrisco, TX2026-11-03
Sage Investment Counsel LLC
14,070$271.1K0.3%ValueMediumFranklin, TN2026-10-26
MacKenzie Financial Corp
13,672$263.5K0.0%CoreMediumToronto Ontario, Australia2026-11-02
HB Wealth Management, LLC
13,359$257.4K0.0%IndexVery LowAtlanta, GA2026-10-23
Cambridge Investment Research Advisors, Inc.
12,702$245.0K0.0%ETFLowFairfield, IA2026-11-02
Morey & Quinn Wealth Partners, LLC
12,378$238.5K0.2%CoreVery LowOmaha, NE2026-10-28
Fiduciary Alliance LLC
12,301$237.0K0.0%CoreMediumGreenville, SC2026-10-13
Truist Financial Corp
11,972$230.7K0.0%CoreLowCharlotte, NC2026-10-30
First Affirmative Financial Network
11,188$215.6K0.0%CoreN/AColorado Springs, CO2026-10-21
Farther Finance Advisors, LLC
8,471$163.2K0.0%IndexLowSan Francisco, CA2026-10-08
MeadowBrook Investment Advisors LLC
2,840$53.0K0.0%CoreLowLivonia, MI2026-10-29
Burk Holdings LLC
2,454$47.3K0.0%ETFVery LowTulsa, OK2026-11-05
Capital Advisors, Ltd. LLC
2,250$43.0K0.0%ETFLowShaker Heights, OH2026-10-27
Laurel Wealth Advisors LLC
1,572$30.3K0.0%CoreVery LowCharlotte, NC2026-10-27
Hilton Head Capital Partners, LLC
1,550$29.9K0.0%CoreMediumHilton Head Island, SC2026-10-23
State of Alaska, Department of Revenue
1,431$270.0%CoreVery LowJuneau, AK2026-10-15
Latitude Advisors, LLC
714$13.8K0.0%ETFLowYorkville, IL2026-10-27
Summit Securities Group LLC
523$10.1K0.0%CoreVery HighNew York, NY2026-11-05
Key Capital Management, Inc
146$2.8K0.0%ETFMediumHendersonville, Tn 37075, TN2026-11-03
Peterson Wealth Services
122$2.4K0.0%GrowthHighSouth Ogden, UT2026-10-26
JFS Wealth Advisors, LLC
54$1.0K0.0%ETFVery LowHermitage, PA2026-11-03
TD Private Client Wealth LLC
0$00.0%ETFLowNew York, NY2026-10-28