Fidus Investment Corp (FDUS)

Q2 2026 vs Q3 2026

Comparing institutional holders between quarters

Compare Detailed Historical Funds Options 13D/13G Peers Targeting Trading Summary Profile

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Sound Income Strategies, LLC

INCREASED

Shares2,193,829 from 72,904

Change+2,120,925 (+2909%)

Value$41.9M (+$40.5M)

Filed 2026-10-09

Muzinich & Co., Inc.

INCREASED

Shares378,400 from 368,298

Change+10,102 (+3%)

Value$7.3M (+$268.3K)

Filed 2026-10-22

Sumitomo Mitsui Trust Group, Inc.

UNCHANGED

Shares230,108 from 230,108

Change0 (0%)

Value$4.4M (+$46.0K)

Filed 2026-10-29

PFG Advisors

INCREASED

Shares220,656 from 205,088

Change+15,568 (+8%)

Value$4.3M (+$341.0K)

Filed 2026-10-16

Plan Group Financial, LLC

INCREASED

Shares157,727 from 125,520

Change+32,207 (+26%)

Value$2.9M (+$516.4K)

Filed 2026-10-22

Riverbridge Partners LLC

INCREASED

Shares150,241 from 110,869

Change+39,372 (+36%)

Value$2.9M (+$780.9K)

Filed 2026-11-05

Capital Investment Advisory Services, LLC

INCREASED

Shares107,804 from 106,974

Change+830 (+1%)

Value$2.1M (+$37.4K)

Filed 2026-10-30

Independent Financial Group, LLC

INCREASED

Shares98,290 from 51,715

Change+46,575 (+90%)

Value$1.9M (+$907.8K)

Filed 2026-10-13

Legacy Capital Wealth Partners, LLC

INCREASED

Shares91,353 from 85,990

Change+5,363 (+6%)

Value$1.8M (+$120.5K)

Filed 2026-10-21

LPL Financial LLC

DECREASED

Shares79,284 from 80,352

Change-1,068 (-1%)

Value$1.5M (-$4.5K)

Filed 2026-11-06

Creative Planning

INCREASED

Shares74,377 from 71,859

Change+2,518 (+4%)

Value$1.4M (+$62.9K)

Filed 2026-11-02

Davis Investment Partners, LLC

DECREASED

Shares68,946 from 70,771

Change-1,825 (-3%)

Value$1.3M (-$21.0K)

Filed 2026-11-05

D.A. Davidson & Co.

DECREASED

Shares61,331 from 63,813

Change-2,482 (-4%)

Value$1.2M (-$35.1K)

Filed 2026-10-28

Rockland Trust Co

UNCHANGED

Shares55,912 from 55,912

Change0 (0%)

Value$1.1M (+$11.2K)

Filed 2026-10-05

WT Wealth Management

UNCHANGED

Shares51,113 from 51,113

Change0 (0%)

Value$984.9K (+$10.2K)

Filed 2026-10-13

Haven Private, LLC

DECREASED

Shares47,422 from 50,068

Change-2,646 (-5%)

Value$913.8K (-$41.0K)

Filed 2026-10-27

Commonwealth Equity Services, LLC

INCREASED

Shares38,370 from 36,286

Change+2,084 (+6%)

Value$739.4K (+$47.4K)

Filed 2026-11-02

Adams Asset Advisors, LLC

UNCHANGED

Shares32,919 from 32,919

Change0 (0%)

Value$634.3K (+$6.6K)

Filed 2026-10-08

VestGen Advisors, LLC

DECREASED

Shares32,695 from 33,415

Change-720 (-2%)

Value$630.0K (-$7.2K)

Filed 2026-10-27

Cornerstone Wealth Management, LLC

INCREASED

Shares29,878 from 29,862

Change+16 (+0%)

Value$575.8K (+$6.3K)

Filed 2026-11-04

Clearstead Advisors, LLC

INCREASED

Shares28,674 from 28,240

Change+434 (+2%)

Value$552.6K (+$14.0K)

Filed 2026-11-06

Apollon Wealth Management, LLC

INCREASED

Shares27,534 from 27,011

Change+523 (+2%)

Value$530.6K (+$15.5K)

Filed 2026-10-23

UMB Bank, n.a.

INCREASED

Shares26,550 from 25,050

Change+1,500 (+6%)

Value$511.6K (+$33.9K)

Filed 2026-11-06

Ascentis Independent Advisors

NEW

Shares25,122

Change+25,122

Value$484.1K

Filed 2026-11-03

Monument Capital Management

DECREASED

Shares25,059 from 26,460

Change-1,401 (-5%)

Value$482.9K (-$21.7K)

Filed 2026-10-09

Davenport & Co LLC

DECREASED

Shares25,058 from 26,058

Change-1,000 (-4%)

Value$482.9K (-$14.1K)

Filed 2026-10-14

Secure Asset Management, LLC

INCREASED

Shares24,883 from 23,728

Change+1,155 (+5%)

Value$479.5K (+$27.0K)

Filed 2026-10-19

OpenArc Corporate Advisory, LLC

UNCHANGED

Shares22,614 from 22,614

Change0 (0%)

Value$435.8K (+$4.5K)

Filed 2026-10-21

Eagle Global Advisors LLC

INCREASED

Shares20,555 from 20,415

Change+140 (+1%)

Value$396.1K (+$6.8K)

Filed 2026-11-02

Accredited Investors Inc.

UNCHANGED

Shares20,024 from 20,024

Change0 (0%)

Value$385.9K (+$4.0K)

Filed 2026-11-03

Prospera Financial Services Inc

UNCHANGED

Shares19,966 from 19,966

Change0 (0%)

Value$385.5K (+$4.8K)

Filed 2026-11-04

Cordgrass Capital Advisors, LLC

UNCHANGED

Shares17,981 from 17,981

Change0 (0%)

Value$346.5K (+$3.6K)

Filed 2026-10-30

Oppenheimer & Co Inc

DECREASED

Shares17,388 from 20,733

Change-3,345 (-16%)

Value$335.1K (-$60.3K)

Filed 2026-10-26

Barclays PLC

NEW

Shares16,770

Change+16,770

Value$323.2K

Filed 2026-11-06

Kingstone Capital Partners Texas, LLC

UNCHANGED

Shares16,741 from 16,741

Change0 (0%)

Value$322.6K (+$3.3K)

Filed 2026-11-03

Sage Investment Counsel LLC

UNCHANGED

Shares14,070 from 14,070

Change0 (0%)

Value$271.1K (+$2.8K)

Filed 2026-10-26

MacKenzie Financial Corp

INCREASED

Shares13,672 from 13,240

Change+432 (+3%)

Value$263.5K (+$11.0K)

Filed 2026-11-02

HB Wealth Management, LLC

UNCHANGED

Shares13,359 from 13,359

Change0 (0%)

Value$257.4K (+$2.7K)

Filed 2026-10-23

Cambridge Investment Research Advisors, Inc.

INCREASED

Shares12,702 from 10,465

Change+2,237 (+21%)

Value$245.0K (+$45.0K)

Filed 2026-11-02

Morey & Quinn Wealth Partners, LLC

DECREASED

Shares12,378 from 13,278

Change-900 (-7%)

Value$238.5K (-$14.7K)

Filed 2026-10-28

Fiduciary Alliance LLC

UNCHANGED

Shares12,301 from 12,301

Change0 (0%)

Value$237.0K (+$2.5K)

Filed 2026-10-13

Truist Financial Corp

DECREASED

Shares11,972 from 12,772

Change-800 (-6%)

Value$230.7K (-$12.9K)

Filed 2026-10-30

First Affirmative Financial Network

NEW

Shares11,188

Change+11,188

Value$215.6K

Filed 2026-10-21

Farther Finance Advisors, LLC

INCREASED

Shares8,471 from 8,321

Change+150 (+2%)

Value$163.2K (+$4.6K)

Filed 2026-10-08

MeadowBrook Investment Advisors LLC

DECREASED

Shares2,840 from 3,490

Change-650 (-19%)

Value$53.0K (-$13.5K)

Filed 2026-10-29

Burk Holdings LLC

UNCHANGED

Shares2,454 from 2,454

Change0 (0%)

Value$47.3K (+$491)

Filed 2026-11-05

Capital Advisors, Ltd. LLC

UNCHANGED

Shares2,250 from 2,250

Change0 (0%)

Value$43.0K (+$43.0K)

Filed 2026-10-27

Laurel Wealth Advisors LLC

NEW

Shares1,572

Change+1,572

Value$30.3K

Filed 2026-10-27

Hilton Head Capital Partners, LLC

UNCHANGED

Shares1,550 from 1,550

Change0 (0%)

Value$29.9K (+$311)

Filed 2026-10-23

State of Alaska, Department of Revenue

UNCHANGED

Shares1,431 from 1,431

Change0 (0%)

Value$27 ($0)

Filed 2026-10-15

Allworth Financial LP

UNCHANGED

Shares1,100 from 1,100

Change0 (0%)

Value$21.0K ($0)

Filed 2026-11-06

Latitude Advisors, LLC

NEW

Shares714

Change+714

Value$13.8K

Filed 2026-10-27

Summit Securities Group LLC

NEW

Shares523

Change+523

Value$10.1K

Filed 2026-11-05

Key Capital Management, Inc

NEW

Shares146

Change+146

Value$2.8K

Filed 2026-11-03

Peterson Wealth Services

UNCHANGED

Shares122 from 122

Change0 (0%)

Value$2.4K (+$27)

Filed 2026-10-26

Russell Investments Group, Ltd.

UNCHANGED

Shares72 from 72

Change0 (0%)

Value$1.4K (+$14)

Filed 2026-11-06

JFS Wealth Advisors, LLC

UNCHANGED

Shares54 from 54

Change0 (0%)

Value$1.0K (+$11)

Filed 2026-11-03

Natixis

UNCHANGED

Shares34 from 34

Change0 (0%)

Value$662 (+$14)

Filed 2026-11-06

TD Private Client Wealth LLC

NEW

Shares0

Change0

Value$0

Filed 2026-10-28

Y-Intercept (Hong Kong) Ltd

CLOSED

Shares0 from 35,921

Change-35,921 (-100%)

Value$0 (-$685.0K)

Filed 2026-10-16

Hennion & Walsh Asset Management, Inc.

CLOSED

Shares0 from 29,739

Change-29,739 (-100%)

Value$0 (-$567.1K)

Filed 2026-10-13

Kestra Advisory Services, LLC

CLOSED

Shares0 from 10,227

Change-10,227 (-100%)

Value$0 (-$195.0K)

Filed 2026-11-02

AdvisorNet Financial, Inc

CLOSED

Shares0 from 1,331

Change-1,331 (-100%)

Value$0 (-$25.4K)

Filed 2026-10-15

Simplex Trading, LLC

CLOSED

Shares0 from 142

Change-142 (-100%)

Value$0 (-$2.7K)

Filed 2026-11-04

Valley National Advisers Inc

CLOSED

Shares0 from 100

Change-100 (-100%)

Value$0 (-$1.9K)

Filed 2026-10-23

Caitong International Asset Management Co., Ltd

CLOSED

Shares0 from 6

Change-6 (-100%)

Value$0 (-$114)

Filed 2026-10-29

Van Eck Associates Corp

N/A

Shares— from 929,242

Change-929,242 (-100%)

Value—

Raymond James Financial Inc

N/A

Shares— from 829,588

Change-829,588 (-100%)

Value—

UBS Group AG

N/A

Shares— from 499,624

Change-499,624 (-100%)

Value—

Baird Financial Group, Inc.

N/A

Shares— from 416,390

Change-416,390 (-100%)

Value—

Legal & General Group Plc

N/A

Shares— from 310,317

Change-310,317 (-100%)

Value—

Morgan Stanley

N/A

Shares— from 302,643

Change-302,643 (-100%)

Value—

Qube Research & Technologies Ltd

N/A

Shares— from 230,205

Change-230,205 (-100%)

Value—

Franklin Resources Inc

N/A

Shares— from 224,978

Change-224,978 (-100%)

Value—

Novare Capital Management LLC

N/A

Shares— from 219,069

Change-219,069 (-100%)

Value—

Two Sigma Investments, LP

N/A

Shares— from 194,900

Change-194,900 (-100%)

Value—

BlackRock, Inc.

N/A

Shares— from 138,053

Change-138,053 (-100%)

Value—

Ethos Financial Group, LLC

N/A

Shares— from 130,999

Change-130,999 (-100%)

Value—

Beacon Pointe Advisors, LLC

N/A

Shares— from 111,853

Change-111,853 (-100%)

Value—

Marshall Wace, LLP

N/A

Shares— from 110,489

Change-110,489 (-100%)

Value—

IHT Wealth Management, LLC

N/A

Shares— from 104,311

Change-104,311 (-100%)

Value—

Advisors Asset Management, Inc.

N/A

Shares— from 99,294

Change-99,294 (-100%)

Value—

Schonfeld Strategic Advisors LLC

N/A

Shares— from 90,246

Change-90,246 (-100%)

Value—

HighTower Advisors, LLC

N/A

Shares— from 90,103

Change-90,103 (-100%)

Value—

Palogic Value Management, L.P.

N/A

Shares— from 70,647

Change-70,647 (-100%)

Value—

Greenland Capital Management LP

N/A

Shares— from 67,000

Change-67,000 (-100%)

Value—

Significant Wealth Partners LLC

N/A

Shares— from 64,831

Change-64,831 (-100%)

Value—

NewEdge Advisors, LLC

N/A

Shares— from 60,317

Change-60,317 (-100%)

Value—

Cetera Investment Advisers

N/A

Shares— from 55,251

Change-55,251 (-100%)

Value—

Trexquant Investment LP

N/A

Shares— from 51,779

Change-51,779 (-100%)

Value—

Citadel Advisors LLC

N/A

Shares— from 51,353

Change-51,353 (-100%)

Value—

Canada Life Assurance Co

N/A

Shares— from 47,506

Change-47,506 (-100%)

Value—

D. E. Shaw & Co., Inc.

N/A

Shares— from 45,952

Change-45,952 (-100%)

Value—

Varcov Co.

N/A

Shares— from 45,067

Change-45,067 (-100%)

Value—

Envestnet Asset Management Inc

N/A

Shares— from 39,313

Change-39,313 (-100%)

Value—

Bank of America Corp

N/A

Shares— from 38,692

Change-38,692 (-100%)

Value—

Campbell & Co Investment Adviser LLC

N/A

Shares— from 33,855

Change-33,855 (-100%)

Value—

Global Retirement Partners, LLC

N/A

Shares— from 32,589

Change-32,589 (-100%)

Value—

Northwestern Mutual Wealth Management Co

N/A

Shares— from 31,228

Change-31,228 (-100%)

Value—

Stratos Wealth Partners, Ltd.

N/A

Shares— from 31,042

Change-31,042 (-100%)

Value—

Mercer Global Advisors Inc

N/A

Shares— from 29,228

Change-29,228 (-100%)

Value—

Northern Trust Corp

N/A

Shares— from 27,459

Change-27,459 (-100%)

Value—

Quantbot Technologies LP

N/A

Shares— from 27,126

Change-27,126 (-100%)

Value—

Steward Partners Investment Advisory, LLC

N/A

Shares— from 26,293

Change-26,293 (-100%)

Value—

Ameriprise Financial Inc

N/A

Shares— from 24,436

Change-24,436 (-100%)

Value—

Stifel Financial Corp

N/A

Shares— from 24,072

Change-24,072 (-100%)

Value—

Summit Trail Advisors, LLC

N/A

Shares— from 23,377

Change-23,377 (-100%)

Value—

Virtus Investment Advisers, LLC

N/A

Shares— from 22,003

Change-22,003 (-100%)

Value—

Janney Montgomery Scott LLC

N/A

Shares— from 15,116

Change-15,116 (-100%)

Value—

JT Stratford LLC

N/A

Shares— from 15,046

Change-15,046 (-100%)

Value—

nVerses Capital, LLC

N/A

Shares— from 14,780

Change-14,780 (-100%)

Value—

Jane Street Group, LLC

N/A

Shares— from 14,410

Change-14,410 (-100%)

Value—

Bragg Financial Advisors, Inc

N/A

Shares— from 13,011

Change-13,011 (-100%)

Value—

Caprock Group, LLC

N/A

Shares— from 12,000

Change-12,000 (-100%)

Value—

XTX Topco Ltd

N/A

Shares— from 11,800

Change-11,800 (-100%)

Value—

Private Advisor Group, LLC

N/A

Shares— from 11,435

Change-11,435 (-100%)

Value—

JPMorgan Chase & Co

N/A

Shares— from 10,459

Change-10,459 (-100%)

Value—

Osaic Holdings, Inc.

N/A

Shares— from 10,199

Change-10,199 (-100%)

Value—

WNY Asset Management, LLC

N/A

Shares— from 10,100

Change-10,100 (-100%)

Value—

Mariner, LLC

N/A

Shares— from 10,079

Change-10,079 (-100%)

Value—

Wells Fargo & Company

N/A

Shares— from 9,886

Change-9,886 (-100%)

Value—

Royal Bank of Canada

N/A

Shares— from 9,256

Change-9,256 (-100%)

Value—

Rockefeller Capital Management L.P.

N/A

Shares— from 6,708

Change-6,708 (-100%)

Value—

IFG Advisory, LLC

N/A

Shares— from 6,230

Change-6,230 (-100%)

Value—

Brown Brothers Harriman & Co

N/A

Shares— from 5,337

Change-5,337 (-100%)

Value—

Purpose Unlimited Inc.

N/A

Shares— from 3,949

Change-3,949 (-100%)

Value—

Millstone Evans Group, LLC

N/A

Shares— from 3,686

Change-3,686 (-100%)

Value—

BNP Paribas Financial Markets

N/A

Shares— from 2,196

Change-2,196 (-100%)

Value—

Arax Advisory Partners

N/A

Shares— from 2,100

Change-2,100 (-100%)

Value—

Atlantic Union Bankshares Corp

N/A

Shares— from 1,500

Change-1,500 (-100%)

Value—

BFC Planning, Inc.

N/A

Shares— from 1,367

Change-1,367 (-100%)

Value—

Nomura Asset Management Co LTD

N/A

Shares— from 1,109

Change-1,109 (-100%)

Value—

Jones Financial Companies Lllp

N/A

Shares— from 770

Change-770 (-100%)

Value—

1 North Wealth Services LLC

N/A

Shares— from 600

Change-600 (-100%)

Value—

SouthState Bank Corp

N/A

Shares— from 500

Change-500 (-100%)

Value—

FMR LLC

N/A

Shares— from 163

Change-163 (-100%)

Value—

Berthel, Fisher & Company Financial Services, Inc.

N/A

Shares— from 117

Change-117 (-100%)

Value—

Hantz Financial Services, Inc.

N/A

Shares— from 100

Change-100 (-100%)

Value—

N.E.W. Advisory Services LLC

N/A

Shares— from 63

Change-63 (-100%)

Value—

Geneos Wealth Management Inc.

N/A

Shares— from 51

Change-51 (-100%)

Value—

Private Wealth Asset Management, LLC

N/A

Shares— from 10

Change-10 (-100%)

Value—

Smartleaf Asset Management LLC

N/A

Shares— from 7

Change-7 (-100%)

Value—

Danske Bank A/S

N/A

Shares— from 1

Change-1 (-100%)

Value—

	Status
Sound Income Strategies, LLC	INCREASED	2,193,829	72,904	+2,120,925	+2909%	$1.4M	$41.9M	+$40.5M	2026-10-09
Muzinich & Co., Inc.	INCREASED	378,400	368,298	+10,102	+3%	$7.0M	$7.3M	+$268.3K	2026-10-22
Sumitomo Mitsui Trust Group, Inc.	UNCHANGED	230,108	230,108	0	0%	$4.4M	$4.4M	+$46.0K	2026-10-29
PFG Advisors	INCREASED	220,656	205,088	+15,568	+8%	$3.9M	$4.3M	+$341.0K	2026-10-16
Plan Group Financial, LLC	INCREASED	157,727	125,520	+32,207	+26%	$2.4M	$2.9M	+$516.4K	2026-10-22
Riverbridge Partners LLC	INCREASED	150,241	110,869	+39,372	+36%	$2.1M	$2.9M	+$780.9K	2026-11-05
Capital Investment Advisory Services, LLC	INCREASED	107,804	106,974	+830	+1%	$2.0M	$2.1M	+$37.4K	2026-10-30
Independent Financial Group, LLC	INCREASED	98,290	51,715	+46,575	+90%	$986.2K	$1.9M	+$907.8K	2026-10-13
Legacy Capital Wealth Partners, LLC	INCREASED	91,353	85,990	+5,363	+6%	$1.6M	$1.8M	+$120.5K	2026-10-21
LPL Financial LLC	DECREASED	79,284	80,352	-1,068	-1%	$1.5M	$1.5M	-$4.5K	2026-11-06
Creative Planning	INCREASED	74,377	71,859	+2,518	+4%	$1.4M	$1.4M	+$62.9K	2026-11-02
Davis Investment Partners, LLC	DECREASED	68,946	70,771	-1,825	-3%	$1.3M	$1.3M	-$21.0K	2026-11-05
D.A. Davidson & Co.	DECREASED	61,331	63,813	-2,482	-4%	$1.2M	$1.2M	-$35.1K	2026-10-28
Rockland Trust Co	UNCHANGED	55,912	55,912	0	0%	$1.1M	$1.1M	+$11.2K	2026-10-05
WT Wealth Management	UNCHANGED	51,113	51,113	0	0%	$974.7K	$984.9K	+$10.2K	2026-10-13
Haven Private, LLC	DECREASED	47,422	50,068	-2,646	-5%	$954.8K	$913.8K	-$41.0K	2026-10-27
Commonwealth Equity Services, LLC	INCREASED	38,370	36,286	+2,084	+6%	$692.0K	$739.4K	+$47.4K	2026-11-02
Adams Asset Advisors, LLC	UNCHANGED	32,919	32,919	0	0%	$627.8K	$634.3K	+$6.6K	2026-10-08
VestGen Advisors, LLC	DECREASED	32,695	33,415	-720	-2%	$637.2K	$630.0K	-$7.2K	2026-10-27
Cornerstone Wealth Management, LLC	INCREASED	29,878	29,862	+16	+0%	$569.5K	$575.8K	+$6.3K	2026-11-04
Clearstead Advisors, LLC	INCREASED	28,674	28,240	+434	+2%	$538.5K	$552.6K	+$14.0K	2026-11-06
Apollon Wealth Management, LLC	INCREASED	27,534	27,011	+523	+2%	$515.1K	$530.6K	+$15.5K	2026-10-23
UMB Bank, n.a.	INCREASED	26,550	25,050	+1,500	+6%	$477.7K	$511.6K	+$33.9K	2026-11-06
Ascentis Independent Advisors	NEW	25,122	—	+25,122	—	—	$484.1K	—	2026-11-03
Monument Capital Management	DECREASED	25,059	26,460	-1,401	-5%	$504.6K	$482.9K	-$21.7K	2026-10-09
Davenport & Co LLC	DECREASED	25,058	26,058	-1,000	-4%	$496.9K	$482.9K	-$14.1K	2026-10-14
Secure Asset Management, LLC	INCREASED	24,883	23,728	+1,155	+5%	$452.5K	$479.5K	+$27.0K	2026-10-19
OpenArc Corporate Advisory, LLC	UNCHANGED	22,614	22,614	0	0%	$431.2K	$435.8K	+$4.5K	2026-10-21
Eagle Global Advisors LLC	INCREASED	20,555	20,415	+140	+1%	$389.3K	$396.1K	+$6.8K	2026-11-02
Accredited Investors Inc.	UNCHANGED	20,024	20,024	0	0%	$381.8K	$385.9K	+$4.0K	2026-11-03
Prospera Financial Services Inc	UNCHANGED	19,966	19,966	0	0%	$380.8K	$385.5K	+$4.8K	2026-11-04
Cordgrass Capital Advisors, LLC	UNCHANGED	17,981	17,981	0	0%	$342.9K	$346.5K	+$3.6K	2026-10-30
Oppenheimer & Co Inc	DECREASED	17,388	20,733	-3,345	-16%	$395.4K	$335.1K	-$60.3K	2026-10-26
Barclays PLC	NEW	16,770	—	+16,770	—	—	$323.2K	—	2026-11-06
Kingstone Capital Partners Texas, LLC	UNCHANGED	16,741	16,741	0	0%	$319.3K	$322.6K	+$3.3K	2026-11-03
Sage Investment Counsel LLC	UNCHANGED	14,070	14,070	0	0%	$268.3K	$271.1K	+$2.8K	2026-10-26
MacKenzie Financial Corp	INCREASED	13,672	13,240	+432	+3%	$252.5K	$263.5K	+$11.0K	2026-11-02
HB Wealth Management, LLC	UNCHANGED	13,359	13,359	0	0%	$254.8K	$257.4K	+$2.7K	2026-10-23
Cambridge Investment Research Advisors, Inc.	INCREASED	12,702	10,465	+2,237	+21%	$200.0K	$245.0K	+$45.0K	2026-11-02
Morey & Quinn Wealth Partners, LLC	DECREASED	12,378	13,278	-900	-7%	$253.2K	$238.5K	-$14.7K	2026-10-28
Fiduciary Alliance LLC	UNCHANGED	12,301	12,301	0	0%	$234.6K	$237.0K	+$2.5K	2026-10-13
Truist Financial Corp	DECREASED	11,972	12,772	-800	-6%	$243.6K	$230.7K	-$12.9K	2026-10-30
First Affirmative Financial Network	NEW	11,188	—	+11,188	—	—	$215.6K	—	2026-10-21
Farther Finance Advisors, LLC	INCREASED	8,471	8,321	+150	+2%	$158.7K	$163.2K	+$4.6K	2026-10-08
MeadowBrook Investment Advisors LLC	DECREASED	2,840	3,490	-650	-19%	$66.6K	$53.0K	-$13.5K	2026-10-29
Burk Holdings LLC	UNCHANGED	2,454	2,454	0	0%	$46.8K	$47.3K	+$491	2026-11-05
Capital Advisors, Ltd. LLC	UNCHANGED	2,250	2,250	0	0%	$43	$43.0K	+$43.0K	2026-10-27
Laurel Wealth Advisors LLC	NEW	1,572	—	+1,572	—	—	$30.3K	—	2026-10-27
Hilton Head Capital Partners, LLC	UNCHANGED	1,550	1,550	0	0%	$29.6K	$29.9K	+$311	2026-10-23
State of Alaska, Department of Revenue	UNCHANGED	1,431	1,431	0	0%	$27	$27	$0	2026-10-15
Allworth Financial LP	UNCHANGED	1,100	1,100	0	0%	$21.0K	$21.0K	$0	2026-11-06
Latitude Advisors, LLC	NEW	714	—	+714	—	—	$13.8K	—	2026-10-27
Summit Securities Group LLC	NEW	523	—	+523	—	—	$10.1K	—	2026-11-05
Key Capital Management, Inc	NEW	146	—	+146	—	—	$2.8K	—	2026-11-03
Peterson Wealth Services	UNCHANGED	122	122	0	0%	$2.3K	$2.4K	+$27	2026-10-26
Russell Investments Group, Ltd.	UNCHANGED	72	72	0	0%	$1.4K	$1.4K	+$14	2026-11-06
JFS Wealth Advisors, LLC	UNCHANGED	54	54	0	0%	$1.0K	$1.0K	+$11	2026-11-03
Natixis	UNCHANGED	34	34	0	0%	$648	$662	+$14	2026-11-06
TD Private Client Wealth LLC	NEW	0	—	0	—	—	$0	—	2026-10-28
Y-Intercept (Hong Kong) Ltd	CLOSED	0	35,921	-35,921	-100%	$685.0K	$0	-$685.0K	2026-10-16
Hennion & Walsh Asset Management, Inc.	CLOSED	0	29,739	-29,739	-100%	$567.1K	$0	-$567.1K	2026-10-13
Kestra Advisory Services, LLC	CLOSED	0	10,227	-10,227	-100%	$195.0K	$0	-$195.0K	2026-11-02
AdvisorNet Financial, Inc	CLOSED	0	1,331	-1,331	-100%	$25.4K	$0	-$25.4K	2026-10-15
Simplex Trading, LLC	CLOSED	0	142	-142	-100%	$2.7K	$0	-$2.7K	2026-11-04
Valley National Advisers Inc	CLOSED	0	100	-100	-100%	$1.9K	$0	-$1.9K	2026-10-23
Caitong International Asset Management Co., Ltd	CLOSED	0	6	-6	-100%	$114	$0	-$114	2026-10-29
Van Eck Associates Corp	N/A	—	929,242	-929,242	-100%	$17.7M	—	—	—
Raymond James Financial Inc	N/A	—	829,588	-829,588	-100%	$15.8M	—	—	—
UBS Group AG	N/A	—	499,624	-499,624	-100%	$9.5M	—	—	—
Baird Financial Group, Inc.	N/A	—	416,390	-416,390	-100%	$7.9M	—	—	—
Legal & General Group Plc	N/A	—	310,317	-310,317	-100%	$5.9M	—	—	—
Morgan Stanley	N/A	—	302,643	-302,643	-100%	$5.8M	—	—	—
Qube Research & Technologies Ltd	N/A	—	230,205	-230,205	-100%	$4.4M	—	—	—
Franklin Resources Inc	N/A	—	224,978	-224,978	-100%	$4.3M	—	—	—
Novare Capital Management LLC	N/A	—	219,069	-219,069	-100%	$4.2M	—	—	—
Two Sigma Investments, LP	N/A	—	194,900	-194,900	-100%	$3.7M	—	—	—
BlackRock, Inc.	N/A	—	138,053	-138,053	-100%	$2.6M	—	—	—
Ethos Financial Group, LLC	N/A	—	130,999	-130,999	-100%	$2.5M	—	—	—
Beacon Pointe Advisors, LLC	N/A	—	111,853	-111,853	-100%	$2.1M	—	—	—
Marshall Wace, LLP	N/A	—	110,489	-110,489	-100%	$2.1M	—	—	—
IHT Wealth Management, LLC	N/A	—	104,311	-104,311	-100%	$2.0M	—	—	—
Advisors Asset Management, Inc.	N/A	—	99,294	-99,294	-100%	$1.9M	—	—	—
Schonfeld Strategic Advisors LLC	N/A	—	90,246	-90,246	-100%	$1.7M	—	—	—
HighTower Advisors, LLC	N/A	—	90,103	-90,103	-100%	$1.7M	—	—	—
Palogic Value Management, L.P.	N/A	—	70,647	-70,647	-100%	$1.3M	—	—	—
Greenland Capital Management LP	N/A	—	67,000	-67,000	-100%	$1.3M	—	—	—
Significant Wealth Partners LLC	N/A	—	64,831	-64,831	-100%	$1.2M	—	—	—
NewEdge Advisors, LLC	N/A	—	60,317	-60,317	-100%	$1.2M	—	—	—
Cetera Investment Advisers	N/A	—	55,251	-55,251	-100%	$1.1M	—	—	—
Trexquant Investment LP	N/A	—	51,779	-51,779	-100%	$987.4K	—	—	—
Citadel Advisors LLC	N/A	—	51,353	-51,353	-100%	$979.3K	—	—	—
Canada Life Assurance Co	N/A	—	47,506	-47,506	-100%	$904.0K	—	—	—
D. E. Shaw & Co., Inc.	N/A	—	45,952	-45,952	-100%	$876.3K	—	—	—
Varcov Co.	N/A	—	45,067	-45,067	-100%	$859.4K	—	—	—
Envestnet Asset Management Inc	N/A	—	39,313	-39,313	-100%	$749.7K	—	—	—
Bank of America Corp	N/A	—	38,692	-38,692	-100%	$737.9K	—	—	—
Campbell & Co Investment Adviser LLC	N/A	—	33,855	-33,855	-100%	$645.6K	—	—	—
Global Retirement Partners, LLC	N/A	—	32,589	-32,589	-100%	$621.5K	—	—	—
Northwestern Mutual Wealth Management Co	N/A	—	31,228	-31,228	-100%	$595.5K	—	—	—
Stratos Wealth Partners, Ltd.	N/A	—	31,042	-31,042	-100%	$592.0K	—	—	—
Mercer Global Advisors Inc	N/A	—	29,228	-29,228	-100%	$557.4K	—	—	—
Northern Trust Corp	N/A	—	27,459	-27,459	-100%	$523.6K	—	—	—
Quantbot Technologies LP	N/A	—	27,126	-27,126	-100%	$517.3K	—	—	—
Steward Partners Investment Advisory, LLC	N/A	—	26,293	-26,293	-100%	$501.4K	—	—	—
Ameriprise Financial Inc	N/A	—	24,436	-24,436	-100%	$466.0K	—	—	—
Stifel Financial Corp	N/A	—	24,072	-24,072	-100%	$459.0K	—	—	—
Summit Trail Advisors, LLC	N/A	—	23,377	-23,377	-100%	$445.8K	—	—	—
Virtus Investment Advisers, LLC	N/A	—	22,003	-22,003	-100%	$419.6K	—	—	—
Janney Montgomery Scott LLC	N/A	—	15,116	-15,116	-100%	$288.0K	—	—	—
JT Stratford LLC	N/A	—	15,046	-15,046	-100%	$286.9K	—	—	—
nVerses Capital, LLC	N/A	—	14,780	-14,780	-100%	$281.9K	—	—	—
Jane Street Group, LLC	N/A	—	14,410	-14,410	-100%	$274.8K	—	—	—
Bragg Financial Advisors, Inc	N/A	—	13,011	-13,011	-100%	$248.1K	—	—	—
Caprock Group, LLC	N/A	—	12,000	-12,000	-100%	$228.8K	—	—	—
XTX Topco Ltd	N/A	—	11,800	-11,800	-100%	$225.0K	—	—	—
Private Advisor Group, LLC	N/A	—	11,435	-11,435	-100%	$218.1K	—	—	—
JPMorgan Chase & Co	N/A	—	10,459	-10,459	-100%	$198.1K	—	—	—
Osaic Holdings, Inc.	N/A	—	10,199	-10,199	-100%	$194.5K	—	—	—
WNY Asset Management, LLC	N/A	—	10,100	-10,100	-100%	$192.6K	—	—	—
Mariner, LLC	N/A	—	10,079	-10,079	-100%	$192.2K	—	—	—
Wells Fargo & Company	N/A	—	9,886	-9,886	-100%	$188.5K	—	—	—
Royal Bank of Canada	N/A	—	9,256	-9,256	-100%	$177.0K	—	—	—
Rockefeller Capital Management L.P.	N/A	—	6,708	-6,708	-100%	$127.9K	—	—	—
IFG Advisory, LLC	N/A	—	6,230	-6,230	-100%	$118.8K	—	—	—
Brown Brothers Harriman & Co	N/A	—	5,337	-5,337	-100%	$101.8K	—	—	—
Purpose Unlimited Inc.	N/A	—	3,949	-3,949	-100%	$74.8K	—	—	—
Millstone Evans Group, LLC	N/A	—	3,686	-3,686	-100%	$70.3K	—	—	—
BNP Paribas Financial Markets	N/A	—	2,196	-2,196	-100%	$41.9K	—	—	—
Arax Advisory Partners	N/A	—	2,100	-2,100	-100%	$40.0K	—	—	—
Atlantic Union Bankshares Corp	N/A	—	1,500	-1,500	-100%	$28.6K	—	—	—
BFC Planning, Inc.	N/A	—	1,367	-1,367	-100%	$26.1K	—	—	—
Nomura Asset Management Co LTD	N/A	—	1,109	-1,109	-100%	$21.1K	—	—	—
Jones Financial Companies Lllp	N/A	—	770	-770	-100%	$14.5K	—	—	—
1 North Wealth Services LLC	N/A	—	600	-600	-100%	$11.4K	—	—	—
SouthState Bank Corp	N/A	—	500	-500	-100%	$9.5K	—	—	—
FMR LLC	N/A	—	163	-163	-100%	$3.1K	—	—	—
Berthel, Fisher & Company Financial Services, Inc.	N/A	—	117	-117	-100%	$2.2K	—	—	—
Hantz Financial Services, Inc.	N/A	—	100	-100	-100%	$2	—	—	—
N.E.W. Advisory Services LLC	N/A	—	63	-63	-100%	$1.2K	—	—	—
Geneos Wealth Management Inc.	N/A	—	51	-51	-100%	$973	—	—	—
Private Wealth Asset Management, LLC	N/A	—	10	-10	-100%	$191	—	—	—
Smartleaf Asset Management LLC	N/A	—	7	-7	-100%	$133	—	—	—
Danske Bank A/S	N/A	—	1	-1	-100%	$19	—	—	—

Showing 143 of 143 institutions