Financial Engines Inc

Q2 2018 vs Q2 2019

Comparing institutional holders between quarters

Compare Detailed Historical Funds Options 13D/13G Peers Targeting Trading Summary Profile

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Private Capital Group, LLC

UNCHANGED

Shares38 from 38

Change0 (0%)

Value$2 (+$1)

Filed 2019-08-15

BlackRock Inc.

CLOSED

Shares0 from 8,815,509

Change-8,815,509 (-100%)

Value$0 (-$395.8K)

Filed 2019-08-23

Vanguard Group Inc

CLOSED

Shares0 from 6,302,781

Change-6,302,781 (-100%)

Value$0 (-$283.0K)

Filed 2019-08-14

Henderson Group PLC

CLOSED

Shares0 from 4,225,959

Change-4,225,959 (-100%)

Value$0 (-$189.7K)

Filed 2019-08-07

ArrowMark Colorado Holdings LLC

CLOSED

Shares0 from 3,613,135

Change-3,613,135 (-100%)

Value$0 (-$162.2K)

Filed 2019-08-14

Champlain Investment Partners, LLC

CLOSED

Shares0 from 2,646,485

Change-2,646,485 (-100%)

Value$0 (-$118.8K)

Filed 2019-08-13

Capital World Investors

CLOSED

Shares0 from 2,640,000

Change-2,640,000 (-100%)

Value$0 (-$118.5K)

Filed 2019-08-14

Clearbridge Investments, LLC

CLOSED

Shares0 from 2,161,004

Change-2,161,004 (-100%)

Value$0 (-$97.0K)

Filed 2019-08-14

Van Berkom & Associates Inc.

CLOSED

Shares0 from 1,938,236

Change-1,938,236 (-100%)

Value$0 (-$87.0K)

Filed 2019-09-03

Villere ST Denis J & Co LLC

CLOSED

Shares0 from 1,923,897

Change-1,923,897 (-100%)

Value$0 (-$86.4K)

Filed 2019-07-31

State Street Corp

CLOSED

Shares0 from 1,907,811

Change-1,907,811 (-100%)

Value$0 (-$85.7K)

Filed 2019-08-14

Bamco Inc

CLOSED

Shares0 from 1,900,519

Change-1,900,519 (-100%)

Value$0 (-$85.3K)

Filed 2019-08-15

Dimensional Fund Advisors LP

CLOSED

Shares0 from 1,241,388

Change-1,241,388 (-100%)

Value$0 (-$55.7K)

Filed 2019-08-13

Sand Grove Capital Management LLP

CLOSED

Shares0 from 1,144,644

Change-1,144,644 (-100%)

Value$0 (-$51.4K)

Filed 2019-08-14

FIL Ltd

CLOSED

Shares0 from 997,000

Change-997,000 (-100%)

Value$0 (-$44.8K)

Filed 2019-08-13

UBS Group AG

CLOSED

Shares0 from 993,164

Change-993,164 (-100%)

Value$0 (-$44.6K)

Filed 2019-08-14

Beryl Capital Management LLC

CLOSED

Shares0 from 973,980

Change-973,980 (-100%)

Value$0 (-$43.7K)

Filed 2019-08-14

D. E. Shaw & Co., Inc.

CLOSED

Shares0 from 907,007

Change-907,007 (-100%)

Value$0 (-$40.7K)

Filed 2019-08-14

Glazer Capital, LLC

CLOSED

Shares0 from 786,924

Change-786,924 (-100%)

Value$0 (-$35.3K)

Filed 2019-08-15

Northern Trust Corp

CLOSED

Shares0 from 763,683

Change-763,683 (-100%)

Value$0 (-$34.3K)

Filed 2019-08-13

Bank of New York Mellon Corp

CLOSED

Shares0 from 746,197

Change-746,197 (-100%)

Value$0 (-$33.5K)

Filed 2021-10-08

Renaissance Technologies LLC

CLOSED

Shares0 from 701,900

Change-701,900 (-100%)

Value$0 (-$31.5K)

Filed 2019-08-12

Deutsche Bank Ag\

CLOSED

Shares0 from 664,565

Change-664,565 (-100%)

Value$0 (-$29.8K)

Filed 2019-08-14

Geode Capital Management, LLC

CLOSED

Shares0 from 635,933

Change-635,933 (-100%)

Value$0 (-$28.6K)

Filed 2019-08-14

AQR Arbitrage LLC

CLOSED

Shares0 from 601,418

Change-601,418 (-100%)

Value$0 (-$27.0K)

Filed 2019-08-14

Gabelli Funds LLC

CLOSED

Shares0 from 515,781

Change-515,781 (-100%)

Value$0 (-$23.2K)

Filed 2019-08-02

Chicago Capital Management, LLC

CLOSED

Shares0 from 511,816

Change-511,816 (-100%)

Value$0 (-$23.0K)

Filed 2019-08-12

Principal Financial Group Inc

CLOSED

Shares0 from 506,759

Change-506,759 (-100%)

Value$0 (-$22.8K)

Filed 2019-08-12

JPMorgan Chase & Co

CLOSED

Shares0 from 397,852

Change-397,852 (-100%)

Value$0 (-$17.9K)

Filed 2019-08-07

Kayne Anderson Rudnick Investment Management LLC

CLOSED

Shares0 from 389,868

Change-389,868 (-100%)

Value$0 (-$17.5K)

Filed 2019-08-14

Price T Rowe Associates Inc

CLOSED

Shares0 from 376,889

Change-376,889 (-100%)

Value$0 (-$16.9K)

Filed 2019-08-15

Ameriprise Financial Inc

CLOSED

Shares0 from 348,503

Change-348,503 (-100%)

Value$0 (-$15.6K)

Filed 2019-08-14

Charles Schwab Investment Management Inc

CLOSED

Shares0 from 330,286

Change-330,286 (-100%)

Value$0 (-$14.8K)

Filed 2019-08-09

Rothschild Asset Management Inc

CLOSED

Shares0 from 320,649

Change-320,649 (-100%)

Value$0 (-$14.4K)

Filed 2019-07-25

Chicago Capital, LLC

CLOSED

Shares0 from 314,120

Change-314,120 (-100%)

Value$0 (-$14.1K)

Filed 2019-07-11

Goldman Sachs Group Inc

CLOSED

Shares0 from 266,000

Change-266,000 (-100%)

Value$0 (-$11.9K)

Filed 2019-08-14

Gamco Investors, Inc. ET AL

CLOSED

Shares0 from 250,250

Change-250,250 (-100%)

Value$0 (-$11.2K)

Filed 2019-08-02

Credit Suisse AG/

CLOSED

Shares0 from 241,814

Change-241,814 (-100%)

Value$0 (-$10.9K)

Filed 2019-08-14

Marshall Wace North America, L.P.

CLOSED

Shares0 from 226,258

Change-226,258 (-100%)

Value$0 (-$10.2K)

Filed 2019-08-14

Bank of America Corp

CLOSED

Shares0 from 222,285

Change-222,285 (-100%)

Value$0 (-$10.0K)

Filed 2019-08-14

Hcsf Management, LLC

CLOSED

Shares0 from 200,000

Change-200,000 (-100%)

Value$0 (-$9.0K)

Filed 2019-08-14

Citigroup Inc

CLOSED

Shares0 from 195,015

Change-195,015 (-100%)

Value$0 (-$8.8K)

Filed 2019-08-12

Gabelli & Co Investment Advisers, Inc.

CLOSED

Shares0 from 192,016

Change-192,016 (-100%)

Value$0 (-$8.6K)

Filed 2019-08-02

Prelude Capital Management, LLC

CLOSED

Shares0 from 186,759

Change-186,759 (-100%)

Value$0 (-$8.4K)

Filed 2019-08-14

Water Island Capital LLC

CLOSED

Shares0 from 171,580

Change-171,580 (-100%)

Value$0 (-$7.7K)

Filed 2019-09-13

Morgan Stanley

CLOSED

Shares0 from 168,275

Change-168,275 (-100%)

Value$0 (-$7.6K)

Filed 2019-08-14

Rhumbline Advisers

CLOSED

Shares0 from 151,748

Change-151,748 (-100%)

Value$0 (-$6.8K)

Filed 2019-08-14

BNP Paribas Financial Markets

CLOSED

Shares0 from 138,884

Change-138,884 (-100%)

Value$0 (-$6.2M)

Filed 2019-07-30

Legal & General Group Plc

CLOSED

Shares0 from 137,588

Change-137,588 (-100%)

Value$0 (-$6.2K)

Filed 2019-08-14

California Public Employees Retirement System

CLOSED

Shares0 from 128,893

Change-128,893 (-100%)

Value$0 (-$5.8K)

Filed 2019-08-15

Kennedy Capital Management LLC

CLOSED

Shares0 from 127,937

Change-127,937 (-100%)

Value$0 (-$5.7K)

Filed 2019-08-14

Invesco Ltd.

CLOSED

Shares0 from 126,083

Change-126,083 (-100%)

Value$0 (-$5.7K)

Filed 2019-08-14

Gardner Lewis Asset Management L P

CLOSED

Shares0 from 113,351

Change-113,351 (-100%)

Value$0 (-$5.1K)

Filed 2019-08-14

Parametric Portfolio Associates LLC

CLOSED

Shares0 from 112,148

Change-112,148 (-100%)

Value$0 (-$5.0K)

Filed 2019-08-13

Swiss National Bank

CLOSED

Shares0 from 110,000

Change-110,000 (-100%)

Value$0 (-$4.9K)

Filed 2019-08-02

Wells Fargo & Company

CLOSED

Shares0 from 107,620

Change-107,620 (-100%)

Value$0 (-$4.8K)

Filed 2019-08-06

Capital Fund Management S.A.

CLOSED

Shares0 from 107,361

Change-107,361 (-100%)

Value$0 (-$4.8K)

Filed 2019-08-12

Commonwealth of Pennsylvania Public School Empls Retrmt SYS

CLOSED

Shares0 from 105,271

Change-105,271 (-100%)

Value$0 (-$4.7K)

Filed 2019-08-13

Berkley W R Corp

CLOSED

Shares0 from 102,280

Change-102,280 (-100%)

Value$0 (-$4.6K)

Filed 2020-02-14

Alliancebernstein L.P.

CLOSED

Shares0 from 101,380

Change-101,380 (-100%)

Value$0 (-$4.6K)

Filed 2019-08-14

Kellner Capital, LLC

CLOSED

Shares0 from 98,400

Change-98,400 (-100%)

Value$0 (-$4.4K)

Filed 2019-08-05

California State Teachers Retirement System

CLOSED

Shares0 from 97,369

Change-97,369 (-100%)

Value$0 (-$4.4K)

Filed 2019-08-14

Kassirer Asset Management Corp

CLOSED

Shares0 from 94,827

Change-94,827 (-100%)

Value$0 (-$4.3K)

Filed 2019-08-14

Arizona State Retirement System

CLOSED

Shares0 from 92,743

Change-92,743 (-100%)

Value$0 (-$4.2K)

Filed 2019-07-25

Canada Life Assurance Co

CLOSED

Shares0 from 83,503

Change-83,503 (-100%)

Value$0 (-$3.7K)

Filed 2019-07-31

Caisse de Depot ET Placement DU Quebec

CLOSED

Shares0 from 80,000

Change-80,000 (-100%)

Value$0 (-$3.6K)

Filed 2019-08-09

New York State Teachers Retirement System

CLOSED

Shares0 from 79,012

Change-79,012 (-100%)

Value$0 (-$3.5K)

Filed 2019-07-18

State of New Jersey Common Pension Fund D

CLOSED

Shares0 from 75,087

Change-75,087 (-100%)

Value$0 (-$3.4K)

Filed 2019-07-22

Paloma Partners Management Co

CLOSED

Shares0 from 74,300

Change-74,300 (-100%)

Value$0 (-$3.3K)

Filed 2019-08-14

Comerica Bank

CLOSED

Shares0 from 72,624

Change-72,624 (-100%)

Value$0 (-$3.3K)

Filed 2019-08-02

New York State Common Retirement Fund

CLOSED

Shares0 from 70,800

Change-70,800 (-100%)

Value$0 (-$3.2K)

Filed 2019-08-09

HSBC Holdings PLC

CLOSED

Shares0 from 68,638

Change-68,638 (-100%)

Value$0 (-$3.1K)

Filed 2019-08-13

Barclays PLC

CLOSED

Shares0 from 66,346

Change-66,346 (-100%)

Value$0 (-$3.0K)

Filed 2019-08-14

AQR Capital Management LLC

CLOSED

Shares0 from 65,259

Change-65,259 (-100%)

Value$0 (-$2.9K)

Filed 2019-08-14

Two Sigma Advisers, LP

CLOSED

Shares0 from 63,542

Change-63,542 (-100%)

Value$0 (-$2.9K)

Filed 2019-08-14

Public Employees Retirement System of Ohio

CLOSED

Shares0 from 63,000

Change-63,000 (-100%)

Value$0 (-$2.8K)

Filed 2019-08-12

SEI Investments Co

CLOSED

Shares0 from 60,346

Change-60,346 (-100%)

Value$0 (-$2.7K)

Filed 2019-08-14

Bridge City Capital, LLC

CLOSED

Shares0 from 57,246

Change-57,246 (-100%)

Value$0 (-$2.6K)

Filed 2019-07-25

Dupont Capital Management Corp

CLOSED

Shares0 from 57,200

Change-57,200 (-100%)

Value$0 (-$2.6K)

Filed 2019-07-30

PineBridge Investments Ltd

CLOSED

Shares0 from 54,312

Change-54,312 (-100%)

Value$0 (-$2.4K)

Filed 2019-08-13

Millennium Management LLC

CLOSED

Shares0 from 53,310

Change-53,310 (-100%)

Value$0 (-$2.4K)

Filed 2019-08-15

IndexIQ Advisors LLC

CLOSED

Shares0 from 49,053

Change-49,053 (-100%)

Value$0 (-$2.2K)

Filed 2019-08-12

American International Group, Inc.

CLOSED

Shares0 from 49,025

Change-49,025 (-100%)

Value$0 (-$2.2K)

Filed 2019-08-23

Manufacturers Life Insurance Company, the

CLOSED

Shares0 from 46,898

Change-46,898 (-100%)

Value$0 (-$2.1K)

Filed 2019-08-14

PDT Partners, LLC

CLOSED

Shares0 from 46,880

Change-46,880 (-100%)

Value$0 (-$2.1K)

Filed 2019-08-14

SG Americas Securities, LLC

CLOSED

Shares0 from 45,691

Change-45,691 (-100%)

Value$0 (-$2.1K)

Filed 2019-07-29

Thrivent Financial for Lutherans

CLOSED

Shares0 from 43,688

Change-43,688 (-100%)

Value$0 (-$2.0K)

Filed 2019-08-13

Aperio Group, LLC

CLOSED

Shares0 from 43,396

Change-43,396 (-100%)

Value$0 (-$1.9K)

Filed 2019-07-30

State of Tennessee, Department of Treasury

CLOSED

Shares0 from 43,353

Change-43,353 (-100%)

Value$0 (-$1.9K)

Filed 2019-08-12

Tokio Marine Asset Management Co LTD

CLOSED

Shares0 from 43,007

Change-43,007 (-100%)

Value$0 (-$1.9K)

Filed 2019-07-25

Texas Permanent School Fund Corp

CLOSED

Shares0 from 41,104

Change-41,104 (-100%)

Value$0 (-$1.8K)

Filed 2019-08-09

State Board of Administration of Florida Retirement System

CLOSED

Shares0 from 41,067

Change-41,067 (-100%)

Value$0 (-$1.8K)

Filed 2019-08-05

Public Sector Pension Investment Board

CLOSED

Shares0 from 40,831

Change-40,831 (-100%)

Value$0 (-$1.8K)

Filed 2019-08-14

Panagora Asset Management Inc

CLOSED

Shares0 from 33,727

Change-33,727 (-100%)

Value$0 (-$1.5K)

Filed 2019-08-09

MetLife Investment Management, LLC

CLOSED

Shares0 from 29,145

Change-29,145 (-100%)

Value$0 (-$1.3K)

Filed 2023-07-12

Louisiana State Employees Retirement System

CLOSED

Shares0 from 28,500

Change-28,500 (-100%)

Value$0 (-$1.3K)

Filed 2019-07-15

Intel Corp

CLOSED

Shares0 from 26,862

Change-26,862 (-100%)

Value$0 (-$1.2K)

Filed 2019-08-07

Russell Investments Group, Ltd.

CLOSED

Shares0 from 25,912

Change-25,912 (-100%)

Value$0 (-$1.2K)

Filed 2019-08-09

Virtu Financial LLC

CLOSED

Shares0 from 24,997

Change-24,997 (-100%)

Value$0 (-$1.1K)

Filed 2019-08-13

Voya Investment Management LLC

CLOSED

Shares0 from 24,966

Change-24,966 (-100%)

Value$0 (-$1.1K)

Filed 2019-08-14

KBC Group NV

CLOSED

Shares0 from 24,460

Change-24,460 (-100%)

Value$0 (-$1.1K)

Filed 2019-12-03

US Bancorp \de\

CLOSED

Shares0 from 21,111

Change-21,111 (-100%)

Value$0 (-$948)

Filed 2019-08-13

Blair William & Co

CLOSED

Shares0 from 20,705

Change-20,705 (-100%)

Value$0 (-$930)

Filed 2019-08-13

Metropolitan Life Insurance Co

CLOSED

Shares0 from 20,582

Change-20,582 (-100%)

Value$0 (-$924.1K)

Filed 2023-07-12

State of Alaska, Department of Revenue

CLOSED

Shares0 from 20,479

Change-20,479 (-100%)

Value$0 (-$919)

Filed 2019-07-23

K2 Principal Fund, L.P.

CLOSED

Shares0 from 20,000

Change-20,000 (-100%)

Value$0 (-$898)

Filed 2019-08-14

Wolverine Asset Management LLC

CLOSED

Shares0 from 19,975

Change-19,975 (-100%)

Value$0 (-$896)

Filed 2019-08-14

ProShare Advisors LLC

CLOSED

Shares0 from 19,711

Change-19,711 (-100%)

Value$0 (-$885)

Filed 2019-08-13

Teachers Retirement System of the State of Kentucky

CLOSED

Shares0 from 18,220

Change-18,220 (-100%)

Value$0 (-$818)

Filed 2019-10-03

Municipal Employees' Retirement System of Michigan

CLOSED

Shares0 from 17,950

Change-17,950 (-100%)

Value$0 (-$806)

Filed 2019-07-31

Tudor Investment Corp ET AL

CLOSED

Shares0 from 17,678

Change-17,678 (-100%)

Value$0 (-$794)

Filed 2019-08-14

Piedmont Investment Advisors LLC

CLOSED

Shares0 from 14,840

Change-14,840 (-100%)

Value$0 (-$666)

Filed 2019-08-14

Royce & Associates LP

CLOSED

Shares0 from 14,100

Change-14,100 (-100%)

Value$0 (-$633)

Filed 2019-08-12

Profund Advisors LLC

CLOSED

Shares0 from 13,270

Change-13,270 (-100%)

Value$0 (-$596)

Filed 2019-08-13

Marshall Wace, LLP

CLOSED

Shares0 from 13,097

Change-13,097 (-100%)

Value$0 (-$588)

Filed 2019-08-14

Teacher Retirement System of Texas

CLOSED

Shares0 from 12,792

Change-12,792 (-100%)

Value$0 (-$574)

Filed 2019-08-05

Public Employees Retirement Association of Colorado

CLOSED

Shares0 from 11,986

Change-11,986 (-100%)

Value$0 (-$538)

Filed 2019-07-31

First Trust Advisors LP

CLOSED

Shares0 from 11,079

Change-11,079 (-100%)

Value$0 (-$497)

Filed 2019-07-30

Amalgamated Bank

CLOSED

Shares0 from 10,375

Change-10,375 (-100%)

Value$0 (-$466)

Filed 2019-08-14

Stone Ridge Asset Management LLC

CLOSED

Shares0 from 9,999

Change-9,999 (-100%)

Value$0 (-$449)

Filed 2019-08-06

Crossmark Global Holdings, Inc.

CLOSED

Shares0 from 9,743

Change-9,743 (-100%)

Value$0 (-$437)

Filed 2019-07-09

Bayesian Capital Management, LP

CLOSED

Shares0 from 9,700

Change-9,700 (-100%)

Value$0 (-$436)

Filed 2019-08-13

United Services Automobile Association

CLOSED

Shares0 from 9,678

Change-9,678 (-100%)

Value$0 (-$435)

Filed 2019-08-16

Xact Kapitalforvaltning AB

CLOSED

Shares0 from 9,488

Change-9,488 (-100%)

Value$0 (-$426)

Filed 2019-07-12

Diversified Trust Co

CLOSED

Shares0 from 9,350

Change-9,350 (-100%)

Value$0 (-$420)

Filed 2019-07-12

LOS Angeles Capital Management LLC

CLOSED

Shares0 from 7,122

Change-7,122 (-100%)

Value$0 (-$320)

Filed 2019-07-29

Bank of Montreal

CLOSED

Shares0 from 7,017

Change-7,017 (-100%)

Value$0 (-$314)

Filed 2019-08-09

Yorktown Management & Research Co Inc

CLOSED

Shares0 from 6,700

Change-6,700 (-100%)

Value$0 (-$301)

Filed 2019-08-02

Two Sigma Investments, LP

CLOSED

Shares0 from 6,300

Change-6,300 (-100%)

Value$0 (-$283)

Filed 2019-08-14

Envestnet Asset Management Inc

CLOSED

Shares0 from 6,244

Change-6,244 (-100%)

Value$0 (-$280)

Filed 2019-08-02

Shelton Capital Management

CLOSED

Shares0 from 6,064

Change-6,064 (-100%)

Value$0 (-$272)

Filed 2019-08-14

RBF Capital, LLC

CLOSED

Shares0 from 5,600

Change-5,600 (-100%)

Value$0 (-$252)

Filed 2019-08-13

CIBC Asset Management Inc

CLOSED

Shares0 from 5,496

Change-5,496 (-100%)

Value$0 (-$247)

Filed 2019-08-05

Ameritas Investment Partners, Inc.

CLOSED

Shares0 from 5,337

Change-5,337 (-100%)

Value$0 (-$240)

Filed 2019-08-14

Victory Capital Management Inc

CLOSED

Shares0 from 5,225

Change-5,225 (-100%)

Value$0 (-$235)

Filed 2019-08-15

American Capital Management Inc

CLOSED

Shares0 from 5,205

Change-5,205 (-100%)

Value$0 (-$234)

Filed 2019-11-14

Praxis Investment Management Inc

CLOSED

Shares0 from 4,720

Change-4,720 (-100%)

Value$0 (-$212)

Filed 2019-08-02

Cubist Systematic Strategies, LLC

CLOSED

Shares0 from 4,717

Change-4,717 (-100%)

Value$0 (-$212)

Filed 2019-08-14

Mogy Joel R Investment Counsel Inc

CLOSED

Shares0 from 4,693

Change-4,693 (-100%)

Value$0 (-$211)

Filed 2019-08-08

PNC Financial Services Group, Inc.

CLOSED

Shares0 from 4,337

Change-4,337 (-100%)

Value$0 (-$195)

Filed 2019-08-09

Ladenburg Thalmann Financial Services Inc

CLOSED

Shares0 from 3,934

Change-3,934 (-100%)

Value$0 (-$138)

Filed 2019-08-15

Walleye Trading LLC

CLOSED

Shares0 from 3,511

Change-3,511 (-100%)

Value$0 (-$158)

Filed 2019-08-14

Zurcher Kantonalbank (Zurich Cantonalbank)

CLOSED

Shares0 from 3,296

Change-3,296 (-100%)

Value$0 (-$148)

Filed 2019-07-30

Group One Trading LLC

CLOSED

Shares0 from 2,932

Change-2,932 (-100%)

Value$0 (-$132)

Filed 2019-08-09

Nisa Investment Advisors, LLC

CLOSED

Shares0 from 2,875

Change-2,875 (-100%)

Value$0 (-$129)

Filed 2019-07-12

LS Investment Advisors, LLC

CLOSED

Shares0 from 1,854

Change-1,854 (-100%)

Value$0 (-$83)

Filed 2019-08-07

GV Capital Management

CLOSED

Shares0 from 920

Change-920 (-100%)

Value$0 (-$41)

Filed 2019-08-09

Tower Research Capital LLC (TRC)

CLOSED

Shares0 from 513

Change-513 (-100%)

Value$0 (-$23)

Filed 2019-08-13

Quadrant Capital Group LLC

CLOSED

Shares0 from 431

Change-431 (-100%)

Value$0 (-$18)

Filed 2019-07-24

Royal Bank of Canada

CLOSED

Shares0 from 422

Change-422 (-100%)

Value$0 (-$20)

Filed 2019-08-14

Cutler Group LP

CLOSED

Shares0 from 240

Change-240 (-100%)

Value$0 (-$10)

Filed 2019-08-09

Mutual of America Capital Management LLC

CLOSED

Shares0 from 234

Change-234 (-100%)

Value$0 (-$11)

Filed 2019-08-12

Versant Capital Management, Inc

CLOSED

Shares0 from 228

Change-228 (-100%)

Value$0 (-$10)

Filed 2019-07-16

Atlantic Trust Group, LLC

CLOSED

Shares0 from 148

Change-148 (-100%)

Value$0 (-$7)

Filed 2019-07-31

Bronfman E.L. Rothschild, L.P.

CLOSED

Shares0 from 144

Change-144 (-100%)

Value$0 (-$6)

Filed 2019-08-12

Tortoise Investment Management, LLC

CLOSED

Shares0 from 101

Change-101 (-100%)

Value$0 (-$5)

Filed 2019-08-07

Gemmer Asset Management LLC

CLOSED

Shares0 from 72

Change-72 (-100%)

Value$0 (-$3)

Filed 2019-07-18

S.A.C. Capital Advisors (Hong Kong) Ltd.

CLOSED

Shares0 from 65

Change-65 (-100%)

Value$0 (-$3)

Filed 2019-08-14

Parkside Financial Bank & Trust

CLOSED

Shares0 from 51

Change-51 (-100%)

Value$0 (-$2)

Filed 2019-08-06

Parallel Advisors, LLC

CLOSED

Shares0 from 33

Change-33 (-100%)

Value$0 (-$1)

Filed 2019-08-05

Advisor Group, Inc.

CLOSED

Shares0 from 30

Change-30 (-100%)

Value$0 (-$1)

Filed 2019-07-31

UBS Asset Management Americas LLC

CLOSED

Shares0 from 15

Change-15 (-100%)

Value$0 (-$674)

Filed 2019-08-15

Bessemer Group Inc

CLOSED

Shares0 from 2

Change-2 (-100%)

Value$0 ($0)

Filed 2019-07-19

D'Orazio & Associates, Inc.

CLOSED

Shares0 from 1

Change-1 (-100%)

Value$0 ($0)

Filed 2019-08-05

Tiaa Cref Investment Management LLC

N/A

Shares— from 261,983

Change-261,983 (-100%)

Value—

Teachers Advisors Inc

N/A

Shares— from 122,868

Change-122,868 (-100%)

Value—

Oppenheimer Funds Inc

N/A

Shares— from 47,510

Change-47,510 (-100%)

Value—

Sphinx Trading, LP

N/A

Shares— from 12,000

Change-12,000 (-100%)

Value—

	Status
Private Capital Group, LLC	UNCHANGED	38	38	0	0%	$1	$2	+$1	2019-08-15
BlackRock Inc.	CLOSED	0	8,815,509	-8,815,509	-100%	$395.8K	$0	-$395.8K	2019-08-23
Vanguard Group Inc	CLOSED	0	6,302,781	-6,302,781	-100%	$283.0K	$0	-$283.0K	2019-08-14
Henderson Group PLC	CLOSED	0	4,225,959	-4,225,959	-100%	$189.7K	$0	-$189.7K	2019-08-07
ArrowMark Colorado Holdings LLC	CLOSED	0	3,613,135	-3,613,135	-100%	$162.2K	$0	-$162.2K	2019-08-14
Champlain Investment Partners, LLC	CLOSED	0	2,646,485	-2,646,485	-100%	$118.8K	$0	-$118.8K	2019-08-13
Capital World Investors	CLOSED	0	2,640,000	-2,640,000	-100%	$118.5K	$0	-$118.5K	2019-08-14
Clearbridge Investments, LLC	CLOSED	0	2,161,004	-2,161,004	-100%	$97.0K	$0	-$97.0K	2019-08-14
Van Berkom & Associates Inc.	CLOSED	0	1,938,236	-1,938,236	-100%	$87.0K	$0	-$87.0K	2019-09-03
Villere ST Denis J & Co LLC	CLOSED	0	1,923,897	-1,923,897	-100%	$86.4K	$0	-$86.4K	2019-07-31
State Street Corp	CLOSED	0	1,907,811	-1,907,811	-100%	$85.7K	$0	-$85.7K	2019-08-14
Bamco Inc	CLOSED	0	1,900,519	-1,900,519	-100%	$85.3K	$0	-$85.3K	2019-08-15
Dimensional Fund Advisors LP	CLOSED	0	1,241,388	-1,241,388	-100%	$55.7K	$0	-$55.7K	2019-08-13
Sand Grove Capital Management LLP	CLOSED	0	1,144,644	-1,144,644	-100%	$51.4K	$0	-$51.4K	2019-08-14
FIL Ltd	CLOSED	0	997,000	-997,000	-100%	$44.8K	$0	-$44.8K	2019-08-13
UBS Group AG	CLOSED	0	993,164	-993,164	-100%	$44.6K	$0	-$44.6K	2019-08-14
Beryl Capital Management LLC	CLOSED	0	973,980	-973,980	-100%	$43.7K	$0	-$43.7K	2019-08-14
D. E. Shaw & Co., Inc.	CLOSED	0	907,007	-907,007	-100%	$40.7K	$0	-$40.7K	2019-08-14
Glazer Capital, LLC	CLOSED	0	786,924	-786,924	-100%	$35.3K	$0	-$35.3K	2019-08-15
Northern Trust Corp	CLOSED	0	763,683	-763,683	-100%	$34.3K	$0	-$34.3K	2019-08-13
Bank of New York Mellon Corp	CLOSED	0	746,197	-746,197	-100%	$33.5K	$0	-$33.5K	2021-10-08
Renaissance Technologies LLC	CLOSED	0	701,900	-701,900	-100%	$31.5K	$0	-$31.5K	2019-08-12
Deutsche Bank Ag\	CLOSED	0	664,565	-664,565	-100%	$29.8K	$0	-$29.8K	2019-08-14
Geode Capital Management, LLC	CLOSED	0	635,933	-635,933	-100%	$28.6K	$0	-$28.6K	2019-08-14
AQR Arbitrage LLC	CLOSED	0	601,418	-601,418	-100%	$27.0K	$0	-$27.0K	2019-08-14
Gabelli Funds LLC	CLOSED	0	515,781	-515,781	-100%	$23.2K	$0	-$23.2K	2019-08-02
Chicago Capital Management, LLC	CLOSED	0	511,816	-511,816	-100%	$23.0K	$0	-$23.0K	2019-08-12
Principal Financial Group Inc	CLOSED	0	506,759	-506,759	-100%	$22.8K	$0	-$22.8K	2019-08-12
JPMorgan Chase & Co	CLOSED	0	397,852	-397,852	-100%	$17.9K	$0	-$17.9K	2019-08-07
Kayne Anderson Rudnick Investment Management LLC	CLOSED	0	389,868	-389,868	-100%	$17.5K	$0	-$17.5K	2019-08-14
Price T Rowe Associates Inc	CLOSED	0	376,889	-376,889	-100%	$16.9K	$0	-$16.9K	2019-08-15
Ameriprise Financial Inc	CLOSED	0	348,503	-348,503	-100%	$15.6K	$0	-$15.6K	2019-08-14
Charles Schwab Investment Management Inc	CLOSED	0	330,286	-330,286	-100%	$14.8K	$0	-$14.8K	2019-08-09
Rothschild Asset Management Inc	CLOSED	0	320,649	-320,649	-100%	$14.4K	$0	-$14.4K	2019-07-25
Chicago Capital, LLC	CLOSED	0	314,120	-314,120	-100%	$14.1K	$0	-$14.1K	2019-07-11
Goldman Sachs Group Inc	CLOSED	0	266,000	-266,000	-100%	$11.9K	$0	-$11.9K	2019-08-14
Gamco Investors, Inc. ET AL	CLOSED	0	250,250	-250,250	-100%	$11.2K	$0	-$11.2K	2019-08-02
Credit Suisse AG/	CLOSED	0	241,814	-241,814	-100%	$10.9K	$0	-$10.9K	2019-08-14
Marshall Wace North America, L.P.	CLOSED	0	226,258	-226,258	-100%	$10.2K	$0	-$10.2K	2019-08-14
Bank of America Corp	CLOSED	0	222,285	-222,285	-100%	$10.0K	$0	-$10.0K	2019-08-14
Hcsf Management, LLC	CLOSED	0	200,000	-200,000	-100%	$9.0K	$0	-$9.0K	2019-08-14
Citigroup Inc	CLOSED	0	195,015	-195,015	-100%	$8.8K	$0	-$8.8K	2019-08-12
Gabelli & Co Investment Advisers, Inc.	CLOSED	0	192,016	-192,016	-100%	$8.6K	$0	-$8.6K	2019-08-02
Prelude Capital Management, LLC	CLOSED	0	186,759	-186,759	-100%	$8.4K	$0	-$8.4K	2019-08-14
Water Island Capital LLC	CLOSED	0	171,580	-171,580	-100%	$7.7K	$0	-$7.7K	2019-09-13
Morgan Stanley	CLOSED	0	168,275	-168,275	-100%	$7.6K	$0	-$7.6K	2019-08-14
Rhumbline Advisers	CLOSED	0	151,748	-151,748	-100%	$6.8K	$0	-$6.8K	2019-08-14
BNP Paribas Financial Markets	CLOSED	0	138,884	-138,884	-100%	$6.2M	$0	-$6.2M	2019-07-30
Legal & General Group Plc	CLOSED	0	137,588	-137,588	-100%	$6.2K	$0	-$6.2K	2019-08-14
California Public Employees Retirement System	CLOSED	0	128,893	-128,893	-100%	$5.8K	$0	-$5.8K	2019-08-15
Kennedy Capital Management LLC	CLOSED	0	127,937	-127,937	-100%	$5.7K	$0	-$5.7K	2019-08-14
Invesco Ltd.	CLOSED	0	126,083	-126,083	-100%	$5.7K	$0	-$5.7K	2019-08-14
Gardner Lewis Asset Management L P	CLOSED	0	113,351	-113,351	-100%	$5.1K	$0	-$5.1K	2019-08-14
Parametric Portfolio Associates LLC	CLOSED	0	112,148	-112,148	-100%	$5.0K	$0	-$5.0K	2019-08-13
Swiss National Bank	CLOSED	0	110,000	-110,000	-100%	$4.9K	$0	-$4.9K	2019-08-02
Wells Fargo & Company	CLOSED	0	107,620	-107,620	-100%	$4.8K	$0	-$4.8K	2019-08-06
Capital Fund Management S.A.	CLOSED	0	107,361	-107,361	-100%	$4.8K	$0	-$4.8K	2019-08-12
Commonwealth of Pennsylvania Public School Empls Retrmt SYS	CLOSED	0	105,271	-105,271	-100%	$4.7K	$0	-$4.7K	2019-08-13
Berkley W R Corp	CLOSED	0	102,280	-102,280	-100%	$4.6K	$0	-$4.6K	2020-02-14
Alliancebernstein L.P.	CLOSED	0	101,380	-101,380	-100%	$4.6K	$0	-$4.6K	2019-08-14
Kellner Capital, LLC	CLOSED	0	98,400	-98,400	-100%	$4.4K	$0	-$4.4K	2019-08-05
California State Teachers Retirement System	CLOSED	0	97,369	-97,369	-100%	$4.4K	$0	-$4.4K	2019-08-14
Kassirer Asset Management Corp	CLOSED	0	94,827	-94,827	-100%	$4.3K	$0	-$4.3K	2019-08-14
Arizona State Retirement System	CLOSED	0	92,743	-92,743	-100%	$4.2K	$0	-$4.2K	2019-07-25
Canada Life Assurance Co	CLOSED	0	83,503	-83,503	-100%	$3.7K	$0	-$3.7K	2019-07-31
Caisse de Depot ET Placement DU Quebec	CLOSED	0	80,000	-80,000	-100%	$3.6K	$0	-$3.6K	2019-08-09
New York State Teachers Retirement System	CLOSED	0	79,012	-79,012	-100%	$3.5K	$0	-$3.5K	2019-07-18
State of New Jersey Common Pension Fund D	CLOSED	0	75,087	-75,087	-100%	$3.4K	$0	-$3.4K	2019-07-22
Paloma Partners Management Co	CLOSED	0	74,300	-74,300	-100%	$3.3K	$0	-$3.3K	2019-08-14
Comerica Bank	CLOSED	0	72,624	-72,624	-100%	$3.3K	$0	-$3.3K	2019-08-02
New York State Common Retirement Fund	CLOSED	0	70,800	-70,800	-100%	$3.2K	$0	-$3.2K	2019-08-09
HSBC Holdings PLC	CLOSED	0	68,638	-68,638	-100%	$3.1K	$0	-$3.1K	2019-08-13
Barclays PLC	CLOSED	0	66,346	-66,346	-100%	$3.0K	$0	-$3.0K	2019-08-14
AQR Capital Management LLC	CLOSED	0	65,259	-65,259	-100%	$2.9K	$0	-$2.9K	2019-08-14
Two Sigma Advisers, LP	CLOSED	0	63,542	-63,542	-100%	$2.9K	$0	-$2.9K	2019-08-14
Public Employees Retirement System of Ohio	CLOSED	0	63,000	-63,000	-100%	$2.8K	$0	-$2.8K	2019-08-12
SEI Investments Co	CLOSED	0	60,346	-60,346	-100%	$2.7K	$0	-$2.7K	2019-08-14
Bridge City Capital, LLC	CLOSED	0	57,246	-57,246	-100%	$2.6K	$0	-$2.6K	2019-07-25
Dupont Capital Management Corp	CLOSED	0	57,200	-57,200	-100%	$2.6K	$0	-$2.6K	2019-07-30
PineBridge Investments Ltd	CLOSED	0	54,312	-54,312	-100%	$2.4K	$0	-$2.4K	2019-08-13
Millennium Management LLC	CLOSED	0	53,310	-53,310	-100%	$2.4K	$0	-$2.4K	2019-08-15
IndexIQ Advisors LLC	CLOSED	0	49,053	-49,053	-100%	$2.2K	$0	-$2.2K	2019-08-12
American International Group, Inc.	CLOSED	0	49,025	-49,025	-100%	$2.2K	$0	-$2.2K	2019-08-23
Manufacturers Life Insurance Company, the	CLOSED	0	46,898	-46,898	-100%	$2.1K	$0	-$2.1K	2019-08-14
PDT Partners, LLC	CLOSED	0	46,880	-46,880	-100%	$2.1K	$0	-$2.1K	2019-08-14
SG Americas Securities, LLC	CLOSED	0	45,691	-45,691	-100%	$2.1K	$0	-$2.1K	2019-07-29
Thrivent Financial for Lutherans	CLOSED	0	43,688	-43,688	-100%	$2.0K	$0	-$2.0K	2019-08-13
Aperio Group, LLC	CLOSED	0	43,396	-43,396	-100%	$1.9K	$0	-$1.9K	2019-07-30
State of Tennessee, Department of Treasury	CLOSED	0	43,353	-43,353	-100%	$1.9K	$0	-$1.9K	2019-08-12
Tokio Marine Asset Management Co LTD	CLOSED	0	43,007	-43,007	-100%	$1.9K	$0	-$1.9K	2019-07-25
Texas Permanent School Fund Corp	CLOSED	0	41,104	-41,104	-100%	$1.8K	$0	-$1.8K	2019-08-09
State Board of Administration of Florida Retirement System	CLOSED	0	41,067	-41,067	-100%	$1.8K	$0	-$1.8K	2019-08-05
Public Sector Pension Investment Board	CLOSED	0	40,831	-40,831	-100%	$1.8K	$0	-$1.8K	2019-08-14
Panagora Asset Management Inc	CLOSED	0	33,727	-33,727	-100%	$1.5K	$0	-$1.5K	2019-08-09
MetLife Investment Management, LLC	CLOSED	0	29,145	-29,145	-100%	$1.3K	$0	-$1.3K	2023-07-12
Louisiana State Employees Retirement System	CLOSED	0	28,500	-28,500	-100%	$1.3K	$0	-$1.3K	2019-07-15
Intel Corp	CLOSED	0	26,862	-26,862	-100%	$1.2K	$0	-$1.2K	2019-08-07
Russell Investments Group, Ltd.	CLOSED	0	25,912	-25,912	-100%	$1.2K	$0	-$1.2K	2019-08-09
Virtu Financial LLC	CLOSED	0	24,997	-24,997	-100%	$1.1K	$0	-$1.1K	2019-08-13
Voya Investment Management LLC	CLOSED	0	24,966	-24,966	-100%	$1.1K	$0	-$1.1K	2019-08-14
KBC Group NV	CLOSED	0	24,460	-24,460	-100%	$1.1K	$0	-$1.1K	2019-12-03
US Bancorp \de\	CLOSED	0	21,111	-21,111	-100%	$948	$0	-$948	2019-08-13
Blair William & Co	CLOSED	0	20,705	-20,705	-100%	$930	$0	-$930	2019-08-13
Metropolitan Life Insurance Co	CLOSED	0	20,582	-20,582	-100%	$924.1K	$0	-$924.1K	2023-07-12
State of Alaska, Department of Revenue	CLOSED	0	20,479	-20,479	-100%	$919	$0	-$919	2019-07-23
K2 Principal Fund, L.P.	CLOSED	0	20,000	-20,000	-100%	$898	$0	-$898	2019-08-14
Wolverine Asset Management LLC	CLOSED	0	19,975	-19,975	-100%	$896	$0	-$896	2019-08-14
ProShare Advisors LLC	CLOSED	0	19,711	-19,711	-100%	$885	$0	-$885	2019-08-13
Teachers Retirement System of the State of Kentucky	CLOSED	0	18,220	-18,220	-100%	$818	$0	-$818	2019-10-03
Municipal Employees' Retirement System of Michigan	CLOSED	0	17,950	-17,950	-100%	$806	$0	-$806	2019-07-31
Tudor Investment Corp ET AL	CLOSED	0	17,678	-17,678	-100%	$794	$0	-$794	2019-08-14
Piedmont Investment Advisors LLC	CLOSED	0	14,840	-14,840	-100%	$666	$0	-$666	2019-08-14
Royce & Associates LP	CLOSED	0	14,100	-14,100	-100%	$633	$0	-$633	2019-08-12
Profund Advisors LLC	CLOSED	0	13,270	-13,270	-100%	$596	$0	-$596	2019-08-13
Marshall Wace, LLP	CLOSED	0	13,097	-13,097	-100%	$588	$0	-$588	2019-08-14
Teacher Retirement System of Texas	CLOSED	0	12,792	-12,792	-100%	$574	$0	-$574	2019-08-05
Public Employees Retirement Association of Colorado	CLOSED	0	11,986	-11,986	-100%	$538	$0	-$538	2019-07-31
First Trust Advisors LP	CLOSED	0	11,079	-11,079	-100%	$497	$0	-$497	2019-07-30
Amalgamated Bank	CLOSED	0	10,375	-10,375	-100%	$466	$0	-$466	2019-08-14
Stone Ridge Asset Management LLC	CLOSED	0	9,999	-9,999	-100%	$449	$0	-$449	2019-08-06
Crossmark Global Holdings, Inc.	CLOSED	0	9,743	-9,743	-100%	$437	$0	-$437	2019-07-09
Bayesian Capital Management, LP	CLOSED	0	9,700	-9,700	-100%	$436	$0	-$436	2019-08-13
United Services Automobile Association	CLOSED	0	9,678	-9,678	-100%	$435	$0	-$435	2019-08-16
Xact Kapitalforvaltning AB	CLOSED	0	9,488	-9,488	-100%	$426	$0	-$426	2019-07-12
Diversified Trust Co	CLOSED	0	9,350	-9,350	-100%	$420	$0	-$420	2019-07-12
LOS Angeles Capital Management LLC	CLOSED	0	7,122	-7,122	-100%	$320	$0	-$320	2019-07-29
Bank of Montreal	CLOSED	0	7,017	-7,017	-100%	$314	$0	-$314	2019-08-09
Yorktown Management & Research Co Inc	CLOSED	0	6,700	-6,700	-100%	$301	$0	-$301	2019-08-02
Two Sigma Investments, LP	CLOSED	0	6,300	-6,300	-100%	$283	$0	-$283	2019-08-14
Envestnet Asset Management Inc	CLOSED	0	6,244	-6,244	-100%	$280	$0	-$280	2019-08-02
Shelton Capital Management	CLOSED	0	6,064	-6,064	-100%	$272	$0	-$272	2019-08-14
RBF Capital, LLC	CLOSED	0	5,600	-5,600	-100%	$252	$0	-$252	2019-08-13
CIBC Asset Management Inc	CLOSED	0	5,496	-5,496	-100%	$247	$0	-$247	2019-08-05
Ameritas Investment Partners, Inc.	CLOSED	0	5,337	-5,337	-100%	$240	$0	-$240	2019-08-14
Victory Capital Management Inc	CLOSED	0	5,225	-5,225	-100%	$235	$0	-$235	2019-08-15
American Capital Management Inc	CLOSED	0	5,205	-5,205	-100%	$234	$0	-$234	2019-11-14
Praxis Investment Management Inc	CLOSED	0	4,720	-4,720	-100%	$212	$0	-$212	2019-08-02
Cubist Systematic Strategies, LLC	CLOSED	0	4,717	-4,717	-100%	$212	$0	-$212	2019-08-14
Mogy Joel R Investment Counsel Inc	CLOSED	0	4,693	-4,693	-100%	$211	$0	-$211	2019-08-08
PNC Financial Services Group, Inc.	CLOSED	0	4,337	-4,337	-100%	$195	$0	-$195	2019-08-09
Ladenburg Thalmann Financial Services Inc	CLOSED	0	3,934	-3,934	-100%	$138	$0	-$138	2019-08-15
Walleye Trading LLC	CLOSED	0	3,511	-3,511	-100%	$158	$0	-$158	2019-08-14
Zurcher Kantonalbank (Zurich Cantonalbank)	CLOSED	0	3,296	-3,296	-100%	$148	$0	-$148	2019-07-30
Group One Trading LLC	CLOSED	0	2,932	-2,932	-100%	$132	$0	-$132	2019-08-09
Nisa Investment Advisors, LLC	CLOSED	0	2,875	-2,875	-100%	$129	$0	-$129	2019-07-12
LS Investment Advisors, LLC	CLOSED	0	1,854	-1,854	-100%	$83	$0	-$83	2019-08-07
GV Capital Management	CLOSED	0	920	-920	-100%	$41	$0	-$41	2019-08-09
Tower Research Capital LLC (TRC)	CLOSED	0	513	-513	-100%	$23	$0	-$23	2019-08-13
Quadrant Capital Group LLC	CLOSED	0	431	-431	-100%	$18	$0	-$18	2019-07-24
Royal Bank of Canada	CLOSED	0	422	-422	-100%	$20	$0	-$20	2019-08-14
Cutler Group LP	CLOSED	0	240	-240	-100%	$10	$0	-$10	2019-08-09
Mutual of America Capital Management LLC	CLOSED	0	234	-234	-100%	$11	$0	-$11	2019-08-12
Versant Capital Management, Inc	CLOSED	0	228	-228	-100%	$10	$0	-$10	2019-07-16
Atlantic Trust Group, LLC	CLOSED	0	148	-148	-100%	$7	$0	-$7	2019-07-31
Bronfman E.L. Rothschild, L.P.	CLOSED	0	144	-144	-100%	$6	$0	-$6	2019-08-12
Tortoise Investment Management, LLC	CLOSED	0	101	-101	-100%	$5	$0	-$5	2019-08-07
Gemmer Asset Management LLC	CLOSED	0	72	-72	-100%	$3	$0	-$3	2019-07-18
S.A.C. Capital Advisors (Hong Kong) Ltd.	CLOSED	0	65	-65	-100%	$3	$0	-$3	2019-08-14
Parkside Financial Bank & Trust	CLOSED	0	51	-51	-100%	$2	$0	-$2	2019-08-06
Parallel Advisors, LLC	CLOSED	0	33	-33	-100%	$1	$0	-$1	2019-08-05
Advisor Group, Inc.	CLOSED	0	30	-30	-100%	$1	$0	-$1	2019-07-31
UBS Asset Management Americas LLC	CLOSED	0	15	-15	-100%	$674	$0	-$674	2019-08-15
Bessemer Group Inc	CLOSED	0	2	-2	-100%	$0	$0	$0	2019-07-19
D'Orazio & Associates, Inc.	CLOSED	0	1	-1	-100%	$0	$0	$0	2019-08-05
Tiaa Cref Investment Management LLC	N/A	—	261,983	-261,983	-100%	$11.8K	—	—	—
Teachers Advisors Inc	N/A	—	122,868	-122,868	-100%	$5.5K	—	—	—
Oppenheimer Funds Inc	N/A	—	47,510	-47,510	-100%	$2.1K	—	—	—
Sphinx Trading, LP	N/A	—	12,000	-12,000	-100%	$539	—	—	—

Showing 168 of 168 institutions