First Trust DOW J Select MIC (FDM)

Q2 2026 vs Q3 2026

Comparing institutional holders between quarters

Compare Detailed Historical Funds Options 13D/13G Peers Targeting Trading Summary Profile

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Chicago Partners Investment Group LLC

DECREASED

Shares190,678 from 192,679

Change-2,001 (-1%)

Value$17.3M (-$135.3K)

Filed 2026-10-27

Arkansas Financial Group, Inc.

DECREASED

Shares160,442 from 162,503

Change-2,061 (-1%)

Value$14.0M (-$1.1M)

Filed 2026-10-26

HB Wealth Management, LLC

UNCHANGED

Shares45,000 from 45,000

Change0 (0%)

Value$3.9M (-$250.0K)

Filed 2026-10-23

Walkner Condon Financial Advisors LLC

NEW

Shares38,402

Change+38,402

Value$3.4M

Filed 2026-11-02

Empirical Financial Services, LLC d.b.a. Empirical Wealth Management

DECREASED

Shares34,443 from 35,391

Change-948 (-3%)

Value$3.0M (-$279.6K)

Filed 2026-10-27

Kendall Capital Management

DECREASED

Shares24,303 from 24,307

Change-4 (0%)

Value$2.1M (-$135.4K)

Filed 2026-10-23

Noble Family Wealth, LLC

DECREASED

Shares14,190 from 14,205

Change-15 (0%)

Value$1.2M (-$80.2K)

Filed 2026-10-26

Northbridge Financial Group, LLC

DECREASED

Shares11,756 from 12,565

Change-809 (-6%)

Value$1.0M (-$127.7K)

Filed 2026-11-05

E6 Portfolios, LLC

INCREASED

Shares9,845 from 9,283

Change+562 (+6%)

Value$862.0K (-$2.4K)

Filed 2026-10-26

Fifth Third Securities, Inc.

INCREASED

Shares8,915 from 8,646

Change+269 (+3%)

Value$780.5K (-$24.5K)

Filed 2026-10-21

Apollon Wealth Management, LLC

DECREASED

Shares8,209 from 8,736

Change-527 (-6%)

Value$718.7K (-$94.7K)

Filed 2026-10-23

Cambridge Investment Research Advisors, Inc.

INCREASED

Shares7,805 from 6,640

Change+1,165 (+18%)

Value$683.0K (+$65.0K)

Filed 2026-11-02

Envision Financial LLC

DECREASED

Shares6,903 from 20,984

Change-14,081 (-67%)

Value$494.5K (-$1.5M)

Filed 2026-10-15

Wagner Wealth Management, LLC

INCREASED

Shares6,168 from 5,600

Change+568 (+10%)

Value$540.0K (+$18.7K)

Filed 2026-10-21

Mission Wealth Management, LP

DECREASED

Shares4,430 from 4,849

Change-419 (-9%)

Value$387.9K (-$63.6K)

Filed 2026-10-15

Gemmer Asset Management LLC

INCREASED

Shares4,343 from 4,326

Change+17 (+0%)

Value$380.2K (-$22.6K)

Filed 2026-10-16

Kestra Advisory Services, LLC

DECREASED

Shares4,005 from 7,666

Change-3,661 (-48%)

Value$350.6K (-$363.2K)

Filed 2026-11-02

Cogent Strategic Wealth LLC

DECREASED

Shares3,691 from 3,713

Change-22 (-1%)

Value$323.2K (-$22.5K)

Filed 2026-10-22

Allodium Investment Consultants, LLC

UNCHANGED

Shares3,403 from 3,403

Change0 (0%)

Value$297.9K (-$18.9K)

Filed 2026-10-14

CoreCap Advisors, LLC

INCREASED

Shares3,258 from 2,571

Change+687 (+27%)

Value$285.3K (+$45.9K)

Filed 2026-10-08

Whitaker-Myers Wealth Managers, Ltd.

INCREASED

Shares3,252 from 3,181

Change+71 (+2%)

Value$284.8K (-$11.4K)

Filed 2026-10-09

Commonwealth Equity Services, LLC

INCREASED

Shares3,219 from 3,012

Change+207 (+7%)

Value$281.8K (+$1.4K)

Filed 2026-11-02

Independent Financial Group, LLC

DECREASED

Shares2,683 from 2,840

Change-157 (-6%)

Value$234.9K (-$29.5K)

Filed 2026-10-13

Aspect Partners, LLC

UNCHANGED

Shares2,489 from 2,489

Change0 (0%)

Value$217.9K (-$13.8K)

Filed 2026-10-20

Smithbridge Asset Management Inc

UNCHANGED

Shares2,473 from 2,473

Change0 (0%)

Value$216.5K (-$13.7K)

Filed 2026-10-19

Creative Financial Designs Inc

INCREASED

Shares1,545 from 778

Change+767 (+99%)

Value$135.3K (+$62.9K)

Filed 2026-11-04

Salomon & Ludwin, LLC

DECREASED

Shares1,285 from 1,291

Change-6 (0%)

Value$112.5K (-$8.6K)

Filed 2026-10-29

Mosley Wealth Management

INCREASED

Shares404 from 403

Change+1 (+0%)

Value$36.0K (-$1.5K)

Filed 2026-10-16

Fifth Third Bancorp

DECREASED

Shares377 from 402

Change-25 (-6%)

Value$33.0K (-$4.5K)

Filed 2026-11-05

Golden State Wealth Management, LLC

UNCHANGED

Shares255 from 255

Change0 (0%)

Value$22.3K (-$1.4K)

Filed 2026-11-02

Larson Financial Group LLC

UNCHANGED

Shares138 from 138

Change0 (0%)

Value$12.1K (-$760)

Filed 2026-11-05

Farther Finance Advisors, LLC

UNCHANGED

Shares118 from 118

Change0 (0%)

Value$10.3K (-$656)

Filed 2026-10-08

EverSource Wealth Advisors, LLC

UNCHANGED

Shares109 from 109

Change0 (0%)

Value$9.5K (-$606)

Filed 2026-11-04

Glass Jacobson Investment Advisors llc

UNCHANGED

Shares59 from 59

Change0 (0%)

Value$5.2K (-$306)

Filed 2026-10-26

SBI Securities Co., Ltd.

UNCHANGED

Shares34 from 34

Change0 (0%)

Value$3.0K (-$189)

Filed 2026-10-22

International Assets Investment Management, LLC

CLOSED

Shares0 from 1,117

Change-1,117 (-100%)

Value$0 (-$104.7K)

Filed 2026-11-02

AdvisorNet Financial, Inc

CLOSED

Shares0 from 174

Change-174 (-100%)

Value$0 (-$16.2K)

Filed 2026-10-15

LPL Financial LLC

N/A

Shares— from 215,856

Change-215,856 (-100%)

Value—

Baird Financial Group, Inc.

N/A

Shares— from 143,758

Change-143,758 (-100%)

Value—

Private Advisory Group LLC

N/A

Shares— from 137,561

Change-137,561 (-100%)

Value—

Morgan Stanley

N/A

Shares— from 112,881

Change-112,881 (-100%)

Value—

Wells Fargo & Company

N/A

Shares— from 76,614

Change-76,614 (-100%)

Value—

&partners

N/A

Shares— from 43,752

Change-43,752 (-100%)

Value—

Urban Financial Advisory Corp

N/A

Shares— from 37,366

Change-37,366 (-100%)

Value—

Raymond James Financial Inc

N/A

Shares— from 34,600

Change-34,600 (-100%)

Value—

Jones Financial Companies Lllp

N/A

Shares— from 23,912

Change-23,912 (-100%)

Value—

Wescap Management Group, Inc.

N/A

Shares— from 19,536

Change-19,536 (-100%)

Value—

Virtu Financial LLC

N/A

Shares— from 19,441

Change-19,441 (-100%)

Value—

Goldman Sachs Group Inc

N/A

Shares— from 15,395

Change-15,395 (-100%)

Value—

Susquehanna International Group, LLP

N/A

Shares— from 14,792

Change-14,792 (-100%)

Value—

Bristlecone Value Partners, LLC

N/A

Shares— from 14,565

Change-14,565 (-100%)

Value—

Two Sigma Investments, LP

N/A

Shares— from 14,500

Change-14,500 (-100%)

Value—

Osaic Holdings, Inc.

N/A

Shares— from 13,790

Change-13,790 (-100%)

Value—

Integrated Wealth Concepts LLC

N/A

Shares— from 13,231

Change-13,231 (-100%)

Value—

Sanctuary Advisors, LLC

N/A

Shares— from 12,283

Change-12,283 (-100%)

Value—

Bank of America Corp

N/A

Shares— from 12,234

Change-12,234 (-100%)

Value—

Texas Yale Capital Corp.

N/A

Shares— from 11,615

Change-11,615 (-100%)

Value—

UBS Group AG

N/A

Shares— from 11,607

Change-11,607 (-100%)

Value—

Allworth Financial LP

N/A

Shares— from 11,424

Change-11,424 (-100%)

Value—

Camelot Portfolios, LLC

N/A

Shares— from 10,586

Change-10,586 (-100%)

Value—

Stifel Financial Corp

N/A

Shares— from 9,444

Change-9,444 (-100%)

Value—

Smith, Moore & Co.

N/A

Shares— from 8,862

Change-8,862 (-100%)

Value—

Cetera Investment Advisers

N/A

Shares— from 8,355

Change-8,355 (-100%)

Value—

Pacific SUN Financial Corp

N/A

Shares— from 8,070

Change-8,070 (-100%)

Value—

Captrust Financial Advisors

N/A

Shares— from 8,028

Change-8,028 (-100%)

Value—

AE Wealth Management LLC

N/A

Shares— from 8,011

Change-8,011 (-100%)

Value—

Mariner, LLC

N/A

Shares— from 7,845

Change-7,845 (-100%)

Value—

Gladstone Institutional Advisory LLC

N/A

Shares— from 7,719

Change-7,719 (-100%)

Value—

Ausdal Financial Partners, Inc.

N/A

Shares— from 7,707

Change-7,707 (-100%)

Value—

Mercer Global Advisors Inc

N/A

Shares— from 7,340

Change-7,340 (-100%)

Value—

SHP Wealth Management

N/A

Shares— from 7,079

Change-7,079 (-100%)

Value—

AQR Capital Management LLC

N/A

Shares— from 4,197

Change-4,197 (-100%)

Value—

Focus Partners Advisor Solutions, LLC

N/A

Shares— from 3,722

Change-3,722 (-100%)

Value—

HighTower Advisors, LLC

N/A

Shares— from 3,049

Change-3,049 (-100%)

Value—

Quantinno Capital Management LP

N/A

Shares— from 2,933

Change-2,933 (-100%)

Value—

Royal Bank of Canada

N/A

Shares— from 2,836

Change-2,836 (-100%)

Value—

Brown Brothers Harriman & Co

N/A

Shares— from 2,350

Change-2,350 (-100%)

Value—

NewEdge Advisors, LLC

N/A

Shares— from 1,515

Change-1,515 (-100%)

Value—

FMR LLC

N/A

Shares— from 1,281

Change-1,281 (-100%)

Value—

Global Retirement Partners, LLC

N/A

Shares— from 1,016

Change-1,016 (-100%)

Value—

Harbour Investments, Inc.

N/A

Shares— from 769

Change-769 (-100%)

Value—

Rothschild Investment LLC

N/A

Shares— from 550

Change-550 (-100%)

Value—

BFC Planning, Inc.

N/A

Shares— from 541

Change-541 (-100%)

Value—

Manning & Napier Advisors LLC

N/A

Shares— from 500

Change-500 (-100%)

Value—

Fiduciary Financial Advisors

N/A

Shares— from 407

Change-407 (-100%)

Value—

Sankala Group LLC

N/A

Shares— from 400

Change-400 (-100%)

Value—

Geneos Wealth Management Inc.

N/A

Shares— from 400

Change-400 (-100%)

Value—

Steward Partners Investment Advisory, LLC

N/A

Shares— from 261

Change-261 (-100%)

Value—

Institute for Wealth Management, Llc.

N/A

Shares— from 149

Change-149 (-100%)

Value—

Northwestern Mutual Wealth Management Co

N/A

Shares— from 147

Change-147 (-100%)

Value—

JPMorgan Chase & Co

N/A

Shares— from 110

Change-110 (-100%)

Value—

Ancora Advisors LLCA

N/A

Shares— from 108

Change-108 (-100%)

Value—

PNC Financial Services Group, Inc.

N/A

Shares— from 83

Change-83 (-100%)

Value—

Capital Analysts, LLC

N/A

Shares— from 83

Change-83 (-100%)

Value—

UBS Asset Management Americas LLC

N/A

Shares— from 8

Change-8 (-100%)

Value—

	Status
Chicago Partners Investment Group LLC	DECREASED	190,678	192,679	-2,001	-1%	$17.4M	$17.3M	-$135.3K	2026-10-27
Arkansas Financial Group, Inc.	DECREASED	160,442	162,503	-2,061	-1%	$15.1M	$14.0M	-$1.1M	2026-10-26
HB Wealth Management, LLC	UNCHANGED	45,000	45,000	0	0%	$4.2M	$3.9M	-$250.0K	2026-10-23
Walkner Condon Financial Advisors LLC	NEW	38,402	—	+38,402	—	—	$3.4M	—	2026-11-02
Empirical Financial Services, LLC d.b.a. Empirical Wealth Management	DECREASED	34,443	35,391	-948	-3%	$3.3M	$3.0M	-$279.6K	2026-10-27
Kendall Capital Management	DECREASED	24,303	24,307	-4	0%	$2.3M	$2.1M	-$135.4K	2026-10-23
Noble Family Wealth, LLC	DECREASED	14,190	14,205	-15	0%	$1.3M	$1.2M	-$80.2K	2026-10-26
Northbridge Financial Group, LLC	DECREASED	11,756	12,565	-809	-6%	$1.2M	$1.0M	-$127.7K	2026-11-05
E6 Portfolios, LLC	INCREASED	9,845	9,283	+562	+6%	$864.4K	$862.0K	-$2.4K	2026-10-26
Fifth Third Securities, Inc.	INCREASED	8,915	8,646	+269	+3%	$805.0K	$780.5K	-$24.5K	2026-10-21
Apollon Wealth Management, LLC	DECREASED	8,209	8,736	-527	-6%	$813.4K	$718.7K	-$94.7K	2026-10-23
Cambridge Investment Research Advisors, Inc.	INCREASED	7,805	6,640	+1,165	+18%	$618.0K	$683.0K	+$65.0K	2026-11-02
Envision Financial LLC	DECREASED	6,903	20,984	-14,081	-67%	$2.0M	$494.5K	-$1.5M	2026-10-15
Wagner Wealth Management, LLC	INCREASED	6,168	5,600	+568	+10%	$521.4K	$540.0K	+$18.7K	2026-10-21
Mission Wealth Management, LP	DECREASED	4,430	4,849	-419	-9%	$451.5K	$387.9K	-$63.6K	2026-10-15
Gemmer Asset Management LLC	INCREASED	4,343	4,326	+17	+0%	$402.8K	$380.2K	-$22.6K	2026-10-16
Kestra Advisory Services, LLC	DECREASED	4,005	7,666	-3,661	-48%	$713.8K	$350.6K	-$363.2K	2026-11-02
Cogent Strategic Wealth LLC	DECREASED	3,691	3,713	-22	-1%	$345.7K	$323.2K	-$22.5K	2026-10-22
Allodium Investment Consultants, LLC	UNCHANGED	3,403	3,403	0	0%	$316.9K	$297.9K	-$18.9K	2026-10-14
CoreCap Advisors, LLC	INCREASED	3,258	2,571	+687	+27%	$239.4K	$285.3K	+$45.9K	2026-10-08
Whitaker-Myers Wealth Managers, Ltd.	INCREASED	3,252	3,181	+71	+2%	$296.1K	$284.8K	-$11.4K	2026-10-09
Commonwealth Equity Services, LLC	INCREASED	3,219	3,012	+207	+7%	$280.4K	$281.8K	+$1.4K	2026-11-02
Independent Financial Group, LLC	DECREASED	2,683	2,840	-157	-6%	$264.4K	$234.9K	-$29.5K	2026-10-13
Aspect Partners, LLC	UNCHANGED	2,489	2,489	0	0%	$231.8K	$217.9K	-$13.8K	2026-10-20
Smithbridge Asset Management Inc	UNCHANGED	2,473	2,473	0	0%	$230.3K	$216.5K	-$13.7K	2026-10-19
Creative Financial Designs Inc	INCREASED	1,545	778	+767	+99%	$72.4K	$135.3K	+$62.9K	2026-11-04
Salomon & Ludwin, LLC	DECREASED	1,285	1,291	-6	0%	$121.1K	$112.5K	-$8.6K	2026-10-29
Mosley Wealth Management	INCREASED	404	403	+1	+0%	$37.5K	$36.0K	-$1.5K	2026-10-16
Fifth Third Bancorp	DECREASED	377	402	-25	-6%	$37.5K	$33.0K	-$4.5K	2026-11-05
Golden State Wealth Management, LLC	UNCHANGED	255	255	0	0%	$23.7K	$22.3K	-$1.4K	2026-11-02
Larson Financial Group LLC	UNCHANGED	138	138	0	0%	$12.9K	$12.1K	-$760	2026-11-05
Farther Finance Advisors, LLC	UNCHANGED	118	118	0	0%	$11.0K	$10.3K	-$656	2026-10-08
EverSource Wealth Advisors, LLC	UNCHANGED	109	109	0	0%	$10.1K	$9.5K	-$606	2026-11-04
Glass Jacobson Investment Advisors llc	UNCHANGED	59	59	0	0%	$5.5K	$5.2K	-$306	2026-10-26
SBI Securities Co., Ltd.	UNCHANGED	34	34	0	0%	$3.2K	$3.0K	-$189	2026-10-22
International Assets Investment Management, LLC	CLOSED	0	1,117	-1,117	-100%	$104.7K	$0	-$104.7K	2026-11-02
AdvisorNet Financial, Inc	CLOSED	0	174	-174	-100%	$16.2K	$0	-$16.2K	2026-10-15
LPL Financial LLC	N/A	—	215,856	-215,856	-100%	$20.1M	—	—	—
Baird Financial Group, Inc.	N/A	—	143,758	-143,758	-100%	$13.4M	—	—	—
Private Advisory Group LLC	N/A	—	137,561	-137,561	-100%	$12.8M	—	—	—
Morgan Stanley	N/A	—	112,881	-112,881	-100%	$10.5M	—	—	—
Wells Fargo & Company	N/A	—	76,614	-76,614	-100%	$7.1M	—	—	—
&partners	N/A	—	43,752	-43,752	-100%	$4.0M	—	—	—
Urban Financial Advisory Corp	N/A	—	37,366	-37,366	-100%	$3.5M	—	—	—
Raymond James Financial Inc	N/A	—	34,600	-34,600	-100%	$3.2M	—	—	—
Jones Financial Companies Lllp	N/A	—	23,912	-23,912	-100%	$2.2M	—	—	—
Wescap Management Group, Inc.	N/A	—	19,536	-19,536	-100%	$1.8M	—	—	—
Virtu Financial LLC	N/A	—	19,441	-19,441	-100%	$1.8M	—	—	—
Goldman Sachs Group Inc	N/A	—	15,395	-15,395	-100%	$1.4M	—	—	—
Susquehanna International Group, LLP	N/A	—	14,792	-14,792	-100%	$1.4M	—	—	—
Bristlecone Value Partners, LLC	N/A	—	14,565	-14,565	-100%	$1.4M	—	—	—
Two Sigma Investments, LP	N/A	—	14,500	-14,500	-100%	$1.4M	—	—	—
Osaic Holdings, Inc.	N/A	—	13,790	-13,790	-100%	$1.3M	—	—	—
Integrated Wealth Concepts LLC	N/A	—	13,231	-13,231	-100%	$1.2M	—	—	—
Sanctuary Advisors, LLC	N/A	—	12,283	-12,283	-100%	$1.1M	—	—	—
Bank of America Corp	N/A	—	12,234	-12,234	-100%	$1.1M	—	—	—
Texas Yale Capital Corp.	N/A	—	11,615	-11,615	-100%	$1.1M	—	—	—
UBS Group AG	N/A	—	11,607	-11,607	-100%	$1.1M	—	—	—
Allworth Financial LP	N/A	—	11,424	-11,424	-100%	$1.1M	—	—	—
Camelot Portfolios, LLC	N/A	—	10,586	-10,586	-100%	$985.6K	—	—	—
Stifel Financial Corp	N/A	—	9,444	-9,444	-100%	$879.4K	—	—	—
Smith, Moore & Co.	N/A	—	8,862	-8,862	-100%	$825.1K	—	—	—
Cetera Investment Advisers	N/A	—	8,355	-8,355	-100%	$777.9K	—	—	—
Pacific SUN Financial Corp	N/A	—	8,070	-8,070	-100%	$751.4K	—	—	—
Captrust Financial Advisors	N/A	—	8,028	-8,028	-100%	$747.5K	—	—	—
AE Wealth Management LLC	N/A	—	8,011	-8,011	-100%	$745.9K	—	—	—
Mariner, LLC	N/A	—	7,845	-7,845	-100%	$730.4K	—	—	—
Gladstone Institutional Advisory LLC	N/A	—	7,719	-7,719	-100%	$718.7K	—	—	—
Ausdal Financial Partners, Inc.	N/A	—	7,707	-7,707	-100%	$717.6K	—	—	—
Mercer Global Advisors Inc	N/A	—	7,340	-7,340	-100%	$683.4K	—	—	—
SHP Wealth Management	N/A	—	7,079	-7,079	-100%	$659.2K	—	—	—
AQR Capital Management LLC	N/A	—	4,197	-4,197	-100%	$390.8K	—	—	—
Focus Partners Advisor Solutions, LLC	N/A	—	3,722	-3,722	-100%	$346.6K	—	—	—
HighTower Advisors, LLC	N/A	—	3,049	-3,049	-100%	$283.9K	—	—	—
Quantinno Capital Management LP	N/A	—	2,933	-2,933	-100%	$273.2K	—	—	—
Royal Bank of Canada	N/A	—	2,836	-2,836	-100%	$264.0K	—	—	—
Brown Brothers Harriman & Co	N/A	—	2,350	-2,350	-100%	$218.8K	—	—	—
NewEdge Advisors, LLC	N/A	—	1,515	-1,515	-100%	$141.1K	—	—	—
FMR LLC	N/A	—	1,281	-1,281	-100%	$119.3K	—	—	—
Global Retirement Partners, LLC	N/A	—	1,016	-1,016	-100%	$94.6K	—	—	—
Harbour Investments, Inc.	N/A	—	769	-769	-100%	$71.6K	—	—	—
Rothschild Investment LLC	N/A	—	550	-550	-100%	$51.2K	—	—	—
BFC Planning, Inc.	N/A	—	541	-541	-100%	$50.4K	—	—	—
Manning & Napier Advisors LLC	N/A	—	500	-500	-100%	$46.4K	—	—	—
Fiduciary Financial Advisors	N/A	—	407	-407	-100%	$37.8K	—	—	—
Sankala Group LLC	N/A	—	400	-400	-100%	$37.7K	—	—	—
Geneos Wealth Management Inc.	N/A	—	400	-400	-100%	$37.2K	—	—	—
Steward Partners Investment Advisory, LLC	N/A	—	261	-261	-100%	$24.3K	—	—	—
Institute for Wealth Management, Llc.	N/A	—	149	-149	-100%	$13.9K	—	—	—
Northwestern Mutual Wealth Management Co	N/A	—	147	-147	-100%	$13.7K	—	—	—
JPMorgan Chase & Co	N/A	—	110	-110	-100%	$10.2K	—	—	—
Ancora Advisors LLCA	N/A	—	108	-108	-100%	$10.1K	—	—	—
PNC Financial Services Group, Inc.	N/A	—	83	-83	-100%	$7.7K	—	—	—
Capital Analysts, LLC	N/A	—	83	-83	-100%	$8	—	—	—
UBS Asset Management Americas LLC	N/A	—	8	-8	-100%	$745	—	—	—

Showing 95 of 95 institutions