First Trust Materials Alphad (FXZ)

Q2 2026 vs Q3 2026

Comparing institutional holders between quarters

Compare Detailed Historical Funds Options 13D/13G Peers Targeting Trading Summary Profile

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LPL Financial LLC

DECREASED

Shares303,776 from 322,406

Change-18,630 (-6%)

Value$23.5M (-$2.1M)

Filed 2026-11-06

Oppenheimer & Co Inc

INCREASED

Shares82,077 from 57,598

Change+24,479 (+43%)

Value$6.3M (+$1.8M)

Filed 2026-10-26

Truist Financial Corp

INCREASED

Shares68,976 from 66,098

Change+2,878 (+4%)

Value$5.3M (+$79.6K)

Filed 2026-10-30

Commonwealth Equity Services, LLC

DECREASED

Shares56,394 from 57,559

Change-1,165 (-2%)

Value$4.4M (-$214.4K)

Filed 2026-11-02

Cambridge Investment Research Advisors, Inc.

DECREASED

Shares44,208 from 47,367

Change-3,159 (-7%)

Value$3.4M (-$347.0K)

Filed 2026-11-02

Wealth Enhancement Advisory Services, LLC

DECREASED

Shares35,803 from 38,875

Change-3,072 (-8%)

Value$2.8M (-$254.4K)

Filed 2026-10-13

Independent Financial Group, LLC

DECREASED

Shares29,720 from 30,461

Change-741 (-2%)

Value$2.3M (-$123.1K)

Filed 2026-10-13

Kestra Advisory Services, LLC

INCREASED

Shares16,873 from 15,338

Change+1,535 (+10%)

Value$1.3M (+$85.5K)

Filed 2026-11-02

Nilsine Partners, LLC

DECREASED

Shares14,656 from 14,827

Change-171 (-1%)

Value$1.1M (-$45.2K)

Filed 2026-11-02

Purus Wealth Management, LLC

DECREASED

Shares14,478 from 14,613

Change-135 (-1%)

Value$1.1M (-$42.0K)

Filed 2026-10-15

Farther Finance Advisors, LLC

DECREASED

Shares12,719 from 14,194

Change-1,475 (-10%)

Value$982.9K (-$144.6K)

Filed 2026-10-08

Kesler, Norman & Wride, LLC

DECREASED

Shares12,569 from 13,086

Change-517 (-4%)

Value$971.3K (-$68.2K)

Filed 2026-11-06

D.A. Davidson & Co.

DECREASED

Shares11,965 from 53,341

Change-41,376 (-78%)

Value$924.7K (-$3.3M)

Filed 2026-10-28

Tsfg, LLC

INCREASED

Shares9,863 from 9,839

Change+24 (+0%)

Value$762.0K (-$20.0K)

Filed 2026-10-23

American Institute for Advanced Investment Management, LLP

INCREASED

Shares9,485 from 8,350

Change+1,135 (+14%)

Value$733.0K (+$69.7K)

Filed 2026-11-03

Quad-Cities Investment Group, LLC

DECREASED

Shares9,141 from 9,203

Change-62 (-1%)

Value$706.4K (-$24.7K)

Filed 2026-10-16

Creative Planning

DECREASED

Shares8,571 from 8,664

Change-93 (-1%)

Value$662.4K (-$25.9K)

Filed 2026-11-02

MGO One Seven LLC

INCREASED

Shares7,462 from 7,239

Change+223 (+3%)

Value$576.7K (+$1.6K)

Filed 2026-10-28

Apollon Financial, LLC

INCREASED

Shares6,770 from 6,763

Change+7 (+0%)

Value$523.2K (-$14.1K)

Filed 2026-10-23

International Assets Investment Management, LLC

INCREASED

Shares6,661 from 6,622

Change+39 (+1%)

Value$515.8K (-$2.8K)

Filed 2026-11-02

Compass Financial Management LLC

UNCHANGED

Shares5,225 from 5,225

Change0 (0%)

Value$403.8K (-$11.3K)

Filed 2026-10-30

Sound Income Strategies, LLC

INCREASED

Shares4,899 from 4,754

Change+145 (+3%)

Value$377.2K (-$484)

Filed 2026-10-09

Atlas Brown,Inc.

DECREASED

Shares4,675 from 4,734

Change-59 (-1%)

Value$361.3K (-$14.7K)

Filed 2026-10-09

First Heartland Consultants, Inc.

NEW

Shares4,004

Change+4,004

Value$309.4K

Filed 2026-10-08

J.W. Cole Advisors, Inc.

INCREASED

Shares3,730 from 3,138

Change+592 (+19%)

Value$288.3K (+$39.0K)

Filed 2026-11-05

Capital Square, LLC

INCREASED

Shares3,682 from 3,328

Change+354 (+11%)

Value$285.0K (+$27.9K)

Filed 2026-10-19

PNC Financial Services Group, Inc.

INCREASED

Shares3,442 from 3,358

Change+84 (+3%)

Value$266.0K (-$730)

Filed 2026-11-06

Carter Financial Group, Inc.

INCREASED

Shares3,020 from 3,016

Change+4 (+0%)

Value$233.4K (-$6.2K)

Filed 2026-10-21

Morey & Quinn Wealth Partners, LLC

UNCHANGED

Shares2,978 from 2,978

Change0 (0%)

Value$230.1K (-$6.4K)

Filed 2026-10-28

Concurrent Investment Advisors, LLC

NEW

Shares2,952

Change+2,952

Value$228.1K

Filed 2026-10-16

Cornerstone Planning Group LLC

DECREASED

Shares2,789 from 3,116

Change-327 (-10%)

Value$217.1K (-$27.6K)

Filed 2026-10-16

Savant Capital, LLC

UNCHANGED

Shares2,668 from 2,668

Change0 (0%)

Value$206.2K (-$5.8K)

Filed 2026-11-06

Fifth Third Bancorp

DECREASED

Shares2,535 from 2,870

Change-335 (-12%)

Value$195.9K (-$32.1K)

Filed 2026-11-05

CoreCap Advisors, LLC

DECREASED

Shares2,481 from 3,112

Change-631 (-20%)

Value$191.7K (-$55.5K)

Filed 2026-10-08

IFP Advisors, Inc

UNCHANGED

Shares1,839 from 1,839

Change0 (0%)

Value$142.1K (-$4.0K)

Filed 2026-10-16

Parallel Advisors, LLC

UNCHANGED

Shares1,579 from 1,579

Change0 (0%)

Value$122.0K (-$3.4K)

Filed 2026-11-03

CX Institutional

INCREASED

Shares879 from 869

Change+10 (+1%)

Value$68 (-$1)

Filed 2026-10-02

Lanark Financial, Inc.

DECREASED

Shares768 from 769

Change-1 (0%)

Value$59.4K (-$1.7K)

Filed 2026-10-26

Private Trust Co NA

INCREASED

Shares668 from 422

Change+246 (+58%)

Value$51.6K (+$18.1K)

Filed 2026-10-20

Armstrong Advisory Group, Inc

UNCHANGED

Shares563 from 563

Change0 (0%)

Value$43.5K (-$1.2K)

Filed 2026-10-09

Piscataqua Savings Bank

UNCHANGED

Shares390 from 390

Change0 (0%)

Value$30.1K (-$842)

Filed 2026-10-21

Signaturefd, LLC

UNCHANGED

Shares339 from 339

Change0 (0%)

Value$26.2K (-$732)

Filed 2026-10-23

Mather Group, Llc.

UNCHANGED

Shares271 from 271

Change0 (0%)

Value$20.9K (-$585)

Filed 2026-10-14

Balance Wealth Partners LLC

NEW

Shares244

Change+244

Value$18.8K

Filed 2026-10-27

Wagner Wealth Management, LLC

INCREASED

Shares209 from 208

Change+1 (+0%)

Value$16.1K (-$398)

Filed 2026-10-21

Gamma Investing LLC

DECREASED

Shares191 from 192

Change-1 (-1%)

Value$14.8K (-$491)

Filed 2026-10-08

Blue Trust, Inc.

INCREASED

Shares145 from 144

Change+1 (+1%)

Value$11.2K (-$276)

Filed 2026-10-15

Physician Wealth Advisors, Inc.

UNCHANGED

Shares139 from 139

Change0 (0%)

Value$10.7K (-$301)

Filed 2026-10-20

Spire Wealth Management

UNCHANGED

Shares110 from 110

Change0 (0%)

Value$8.5K (-$238)

Filed 2026-10-30

Quest 10 Wealth Builders, Inc.

UNCHANGED

Shares43 from 43

Change0 (0%)

Value$3.3K (-$93)

Filed 2026-11-02

Assetmark, Inc

UNCHANGED

Shares43 from 43

Change0 (0%)

Value$3.3K (-$93)

Filed 2026-10-21

Elevated Capital Advisors, LLC

UNCHANGED

Shares42 from 42

Change0 (0%)

Value$3.2K (-$90)

Filed 2026-11-04

SBI Securities Co., Ltd.

INCREASED

Shares25 from 1

Change+24 (+2400%)

Value$1.9K (+$1.9K)

Filed 2026-10-22

Dhjj Financial Advisors, Ltd.

UNCHANGED

Shares10 from 10

Change0 (0%)

Value$773 (-$22)

Filed 2026-10-23

Citigroup Inc

NEW

Shares1

Change+1

Value$77

Filed 2026-11-04

Main Street Group, LTD

UNCHANGED

Shares1 from 1

Change0 (0%)

Value$77 (-$2)

Filed 2026-10-28

Virtue Capital Management, LLC

CLOSED

Shares0 from 80,860

Change-80,860 (-100%)

Value$0 (-$6.4M)

Filed 2026-10-29

Eagle Strategies LLC

CLOSED

Shares0 from 8,658

Change-8,658 (-100%)

Value$0 (-$687.8K)

Filed 2026-10-16

Global View Capital Management LLC

CLOSED

Shares0 from 3,128

Change-3,128 (-100%)

Value$0 (-$248.5K)

Filed 2026-10-28

Southland Equity Partners LLC

CLOSED

Shares0 from 2,552

Change-2,552 (-100%)

Value$0 (-$202.7K)

Filed 2026-10-14

Thurston, Springer, Miller, Herd & Titak, Inc.

CLOSED

Shares0 from 60

Change-60 (-100%)

Value$0 (-$4.8K)

Filed 2026-10-14

AdvisorNet Financial, Inc

CLOSED

Shares0 from 25

Change-25 (-100%)

Value$0 (-$2.0K)

Filed 2026-10-15

Wells Fargo & Company

N/A

Shares— from 486,764

Change-486,764 (-100%)

Value—

Morgan Stanley

N/A

Shares— from 405,596

Change-405,596 (-100%)

Value—

Bank of America Corp

N/A

Shares— from 382,234

Change-382,234 (-100%)

Value—

Raymond James Financial Inc

N/A

Shares— from 179,204

Change-179,204 (-100%)

Value—

UBS Group AG

N/A

Shares— from 147,487

Change-147,487 (-100%)

Value—

Cetera Investment Advisers

N/A

Shares— from 101,653

Change-101,653 (-100%)

Value—

Ameriprise Financial Inc

N/A

Shares— from 92,456

Change-92,456 (-100%)

Value—

Two Sigma Investments, LP

N/A

Shares— from 80,167

Change-80,167 (-100%)

Value—

Envestnet Asset Management Inc

N/A

Shares— from 75,347

Change-75,347 (-100%)

Value—

Harbour Investments, Inc.

N/A

Shares— from 73,781

Change-73,781 (-100%)

Value—

Royal Bank of Canada

N/A

Shares— from 59,115

Change-59,115 (-100%)

Value—

WCG Wealth Advisors LLC

N/A

Shares— from 58,320

Change-58,320 (-100%)

Value—

Stifel Financial Corp

N/A

Shares— from 50,766

Change-50,766 (-100%)

Value—

Goldman Sachs Group Inc

N/A

Shares— from 50,000

Change-50,000 (-100%)

Value—

Osaic Holdings, Inc.

N/A

Shares— from 39,101

Change-39,101 (-100%)

Value—

Pgim Custom Harvest LLC

N/A

Shares— from 26,833

Change-26,833 (-100%)

Value—

Rockefeller Capital Management L.P.

N/A

Shares— from 26,680

Change-26,680 (-100%)

Value—

Equitable Holdings, Inc.

N/A

Shares— from 26,402

Change-26,402 (-100%)

Value—

Private Advisor Group, LLC

N/A

Shares— from 23,457

Change-23,457 (-100%)

Value—

Navellier & Associates Inc

N/A

Shares— from 21,378

Change-21,378 (-100%)

Value—

Jones Financial Companies Lllp

N/A

Shares— from 15,187

Change-15,187 (-100%)

Value—

MML Investors Services, LLC

N/A

Shares— from 13,366

Change-13,366 (-100%)

Value—

Barometer Capital Management Inc.

N/A

Shares— from 12,300

Change-12,300 (-100%)

Value—

Viawealth, LLC

N/A

Shares— from 10,507

Change-10,507 (-100%)

Value—

Janney Montgomery Scott LLC

N/A

Shares— from 10,282

Change-10,282 (-100%)

Value—

Summit Financial, LLC

N/A

Shares— from 9,400

Change-9,400 (-100%)

Value—

Steward Partners Investment Advisory, LLC

N/A

Shares— from 9,073

Change-9,073 (-100%)

Value—

Baird Financial Group, Inc.

N/A

Shares— from 7,473

Change-7,473 (-100%)

Value—

Susquehanna International Group, LLP

N/A

Shares— from 7,441

Change-7,441 (-100%)

Value—

Flow Traders U.S. LLC

N/A

Shares— from 7,398

Change-7,398 (-100%)

Value—

HighTower Advisors, LLC

N/A

Shares— from 6,355

Change-6,355 (-100%)

Value—

Schrum Private Wealth Management LLC

N/A

Shares— from 6,230

Change-6,230 (-100%)

Value—

Freestone Capital Holdings, LLC

N/A

Shares— from 5,170

Change-5,170 (-100%)

Value—

Fortis Capital Advisors, LLC

N/A

Shares— from 5,000

Change-5,000 (-100%)

Value—

Belpointe Asset Management LLC

N/A

Shares— from 5,000

Change-5,000 (-100%)

Value—

RPg Family Wealth Advisory, LLC

N/A

Shares— from 4,913

Change-4,913 (-100%)

Value—

Risk Paradigm Group, LLC

N/A

Shares— from 4,756

Change-4,756 (-100%)

Value—

Geneos Wealth Management Inc.

N/A

Shares— from 4,716

Change-4,716 (-100%)

Value—

GTS Securities LLC

N/A

Shares— from 4,006

Change-4,006 (-100%)

Value—

Modern Wealth Management, LLC

N/A

Shares— from 3,531

Change-3,531 (-100%)

Value—

Petix & Botte Co

N/A

Shares— from 3,418

Change-3,418 (-100%)

Value—

Banco Santander, S.A.

N/A

Shares— from 3,290

Change-3,290 (-100%)

Value—

Beto Financial Group, LLC

N/A

Shares— from 3,077

Change-3,077 (-100%)

Value—

Empirical Asset Management, LLC

N/A

Shares— from 2,811

Change-2,811 (-100%)

Value—

Sanctuary Advisors, LLC

N/A

Shares— from 2,699

Change-2,699 (-100%)

Value—

JPMorgan Chase & Co

N/A

Shares— from 2,289

Change-2,289 (-100%)

Value—

FAS Wealth Partners, Inc.

N/A

Shares— from 2,010

Change-2,010 (-100%)

Value—

NewEdge Advisors, LLC

N/A

Shares— from 1,536

Change-1,536 (-100%)

Value—

AE Wealth Management LLC

N/A

Shares— from 1,302

Change-1,302 (-100%)

Value—

Security National Bank of Sioux City Iowa

N/A

Shares— from 1,151

Change-1,151 (-100%)

Value—

Tower Research Capital LLC (TRC)

N/A

Shares— from 945

Change-945 (-100%)

Value—

BlackRock, Inc.

N/A

Shares— from 889

Change-889 (-100%)

Value—

Global Retirement Partners, LLC

N/A

Shares— from 784

Change-784 (-100%)

Value—

Franklin Resources Inc

N/A

Shares— from 750

Change-750 (-100%)

Value—

Fiduciary Financial Advisors

N/A

Shares— from 577

Change-577 (-100%)

Value—

Basepoint Wealth LLC

N/A

Shares— from 324

Change-324 (-100%)

Value—

Graney & King, LLC

N/A

Shares— from 306

Change-306 (-100%)

Value—

Qube Research & Technologies Ltd

N/A

Shares— from 242

Change-242 (-100%)

Value—

Synergy Investment Management, LLC

N/A

Shares— from 200

Change-200 (-100%)

Value—

FMR LLC

N/A

Shares— from 179

Change-179 (-100%)

Value—

Northwestern Mutual Wealth Management Co

N/A

Shares— from 136

Change-136 (-100%)

Value—

Bessemer Group Inc

N/A

Shares— from 80

Change-80 (-100%)

Value—

Ameriflex Group, Inc.

N/A

Shares— from 79

Change-79 (-100%)

Value—

BFC Planning, Inc.

N/A

Shares— from 41

Change-41 (-100%)

Value—

Transamerica Financial Advisors, LLC

N/A

Shares— from 6

Change-6 (-100%)

Value—

	Status
LPL Financial LLC	DECREASED	303,776	322,406	-18,630	-6%	$25.6M	$23.5M	-$2.1M	2026-11-06
Oppenheimer & Co Inc	INCREASED	82,077	57,598	+24,479	+43%	$4.6M	$6.3M	+$1.8M	2026-10-26
Truist Financial Corp	INCREASED	68,976	66,098	+2,878	+4%	$5.3M	$5.3M	+$79.6K	2026-10-30
Commonwealth Equity Services, LLC	DECREASED	56,394	57,559	-1,165	-2%	$4.6M	$4.4M	-$214.4K	2026-11-02
Cambridge Investment Research Advisors, Inc.	DECREASED	44,208	47,367	-3,159	-7%	$3.8M	$3.4M	-$347.0K	2026-11-02
Wealth Enhancement Advisory Services, LLC	DECREASED	35,803	38,875	-3,072	-8%	$3.0M	$2.8M	-$254.4K	2026-10-13
Independent Financial Group, LLC	DECREASED	29,720	30,461	-741	-2%	$2.4M	$2.3M	-$123.1K	2026-10-13
Kestra Advisory Services, LLC	INCREASED	16,873	15,338	+1,535	+10%	$1.2M	$1.3M	+$85.5K	2026-11-02
Nilsine Partners, LLC	DECREASED	14,656	14,827	-171	-1%	$1.2M	$1.1M	-$45.2K	2026-11-02
Purus Wealth Management, LLC	DECREASED	14,478	14,613	-135	-1%	$1.2M	$1.1M	-$42.0K	2026-10-15
Farther Finance Advisors, LLC	DECREASED	12,719	14,194	-1,475	-10%	$1.1M	$982.9K	-$144.6K	2026-10-08
Kesler, Norman & Wride, LLC	DECREASED	12,569	13,086	-517	-4%	$1.0M	$971.3K	-$68.2K	2026-11-06
D.A. Davidson & Co.	DECREASED	11,965	53,341	-41,376	-78%	$4.2M	$924.7K	-$3.3M	2026-10-28
Tsfg, LLC	INCREASED	9,863	9,839	+24	+0%	$782.0K	$762.0K	-$20.0K	2026-10-23
American Institute for Advanced Investment Management, LLP	INCREASED	9,485	8,350	+1,135	+14%	$663.3K	$733.0K	+$69.7K	2026-11-03
Quad-Cities Investment Group, LLC	DECREASED	9,141	9,203	-62	-1%	$731.1K	$706.4K	-$24.7K	2026-10-16
Creative Planning	DECREASED	8,571	8,664	-93	-1%	$688.3K	$662.4K	-$25.9K	2026-11-02
MGO One Seven LLC	INCREASED	7,462	7,239	+223	+3%	$575.1K	$576.7K	+$1.6K	2026-10-28
Apollon Financial, LLC	INCREASED	6,770	6,763	+7	+0%	$537.2K	$523.2K	-$14.1K	2026-10-23
International Assets Investment Management, LLC	INCREASED	6,661	6,622	+39	+1%	$518.6K	$515.8K	-$2.8K	2026-11-02
Compass Financial Management LLC	UNCHANGED	5,225	5,225	0	0%	$415.1K	$403.8K	-$11.3K	2026-10-30
Sound Income Strategies, LLC	INCREASED	4,899	4,754	+145	+3%	$377.7K	$377.2K	-$484	2026-10-09
Atlas Brown,Inc.	DECREASED	4,675	4,734	-59	-1%	$376.0K	$361.3K	-$14.7K	2026-10-09
First Heartland Consultants, Inc.	NEW	4,004	—	+4,004	—	—	$309.4K	—	2026-10-08
J.W. Cole Advisors, Inc.	INCREASED	3,730	3,138	+592	+19%	$249.3K	$288.3K	+$39.0K	2026-11-05
Capital Square, LLC	INCREASED	3,682	3,328	+354	+11%	$257.1K	$285.0K	+$27.9K	2026-10-19
PNC Financial Services Group, Inc.	INCREASED	3,442	3,358	+84	+3%	$266.8K	$266.0K	-$730	2026-11-06
Carter Financial Group, Inc.	INCREASED	3,020	3,016	+4	+0%	$239.6K	$233.4K	-$6.2K	2026-10-21
Morey & Quinn Wealth Partners, LLC	UNCHANGED	2,978	2,978	0	0%	$236.6K	$230.1K	-$6.4K	2026-10-28
Concurrent Investment Advisors, LLC	NEW	2,952	—	+2,952	—	—	$228.1K	—	2026-10-16
Cornerstone Planning Group LLC	DECREASED	2,789	3,116	-327	-10%	$244.7K	$217.1K	-$27.6K	2026-10-16
Savant Capital, LLC	UNCHANGED	2,668	2,668	0	0%	$211.9K	$206.2K	-$5.8K	2026-11-06
Fifth Third Bancorp	DECREASED	2,535	2,870	-335	-12%	$228.0K	$195.9K	-$32.1K	2026-11-05
CoreCap Advisors, LLC	DECREASED	2,481	3,112	-631	-20%	$247.2K	$191.7K	-$55.5K	2026-10-08
IFP Advisors, Inc	UNCHANGED	1,839	1,839	0	0%	$146.1K	$142.1K	-$4.0K	2026-10-16
Parallel Advisors, LLC	UNCHANGED	1,579	1,579	0	0%	$125.4K	$122.0K	-$3.4K	2026-11-03
CX Institutional	INCREASED	879	869	+10	+1%	$69	$68	-$1	2026-10-02
Lanark Financial, Inc.	DECREASED	768	769	-1	0%	$61.1K	$59.4K	-$1.7K	2026-10-26
Private Trust Co NA	INCREASED	668	422	+246	+58%	$33.5K	$51.6K	+$18.1K	2026-10-20
Armstrong Advisory Group, Inc	UNCHANGED	563	563	0	0%	$44.7K	$43.5K	-$1.2K	2026-10-09
Piscataqua Savings Bank	UNCHANGED	390	390	0	0%	$31.0K	$30.1K	-$842	2026-10-21
Signaturefd, LLC	UNCHANGED	339	339	0	0%	$26.9K	$26.2K	-$732	2026-10-23
Mather Group, Llc.	UNCHANGED	271	271	0	0%	$21.5K	$20.9K	-$585	2026-10-14
Balance Wealth Partners LLC	NEW	244	—	+244	—	—	$18.8K	—	2026-10-27
Wagner Wealth Management, LLC	INCREASED	209	208	+1	+0%	$16.5K	$16.1K	-$398	2026-10-21
Gamma Investing LLC	DECREASED	191	192	-1	-1%	$15.3K	$14.8K	-$491	2026-10-08
Blue Trust, Inc.	INCREASED	145	144	+1	+1%	$11.5K	$11.2K	-$276	2026-10-15
Physician Wealth Advisors, Inc.	UNCHANGED	139	139	0	0%	$11.0K	$10.7K	-$301	2026-10-20
Spire Wealth Management	UNCHANGED	110	110	0	0%	$8.8K	$8.5K	-$238	2026-10-30
Quest 10 Wealth Builders, Inc.	UNCHANGED	43	43	0	0%	$3.4K	$3.3K	-$93	2026-11-02
Assetmark, Inc	UNCHANGED	43	43	0	0%	$3.4K	$3.3K	-$93	2026-10-21
Elevated Capital Advisors, LLC	UNCHANGED	42	42	0	0%	$3.3K	$3.2K	-$90	2026-11-04
SBI Securities Co., Ltd.	INCREASED	25	1	+24	+2400%	$79	$1.9K	+$1.9K	2026-10-22
Dhjj Financial Advisors, Ltd.	UNCHANGED	10	10	0	0%	$795	$773	-$22	2026-10-23
Citigroup Inc	NEW	1	—	+1	—	—	$77	—	2026-11-04
Main Street Group, LTD	UNCHANGED	1	1	0	0%	$79	$77	-$2	2026-10-28
Virtue Capital Management, LLC	CLOSED	0	80,860	-80,860	-100%	$6.4M	$0	-$6.4M	2026-10-29
Eagle Strategies LLC	CLOSED	0	8,658	-8,658	-100%	$687.8K	$0	-$687.8K	2026-10-16
Global View Capital Management LLC	CLOSED	0	3,128	-3,128	-100%	$248.5K	$0	-$248.5K	2026-10-28
Southland Equity Partners LLC	CLOSED	0	2,552	-2,552	-100%	$202.7K	$0	-$202.7K	2026-10-14
Thurston, Springer, Miller, Herd & Titak, Inc.	CLOSED	0	60	-60	-100%	$4.8K	$0	-$4.8K	2026-10-14
AdvisorNet Financial, Inc	CLOSED	0	25	-25	-100%	$2.0K	$0	-$2.0K	2026-10-15
Wells Fargo & Company	N/A	—	486,764	-486,764	-100%	$38.7M	—	—	—
Morgan Stanley	N/A	—	405,596	-405,596	-100%	$32.2M	—	—	—
Bank of America Corp	N/A	—	382,234	-382,234	-100%	$30.4M	—	—	—
Raymond James Financial Inc	N/A	—	179,204	-179,204	-100%	$14.2M	—	—	—
UBS Group AG	N/A	—	147,487	-147,487	-100%	$11.7M	—	—	—
Cetera Investment Advisers	N/A	—	101,653	-101,653	-100%	$8.1M	—	—	—
Ameriprise Financial Inc	N/A	—	92,456	-92,456	-100%	$7.3M	—	—	—
Two Sigma Investments, LP	N/A	—	80,167	-80,167	-100%	$6.4M	—	—	—
Envestnet Asset Management Inc	N/A	—	75,347	-75,347	-100%	$6.0M	—	—	—
Harbour Investments, Inc.	N/A	—	73,781	-73,781	-100%	$5.9M	—	—	—
Royal Bank of Canada	N/A	—	59,115	-59,115	-100%	$4.7M	—	—	—
WCG Wealth Advisors LLC	N/A	—	58,320	-58,320	-100%	$4.6M	—	—	—
Stifel Financial Corp	N/A	—	50,766	-50,766	-100%	$4.0M	—	—	—
Goldman Sachs Group Inc	N/A	—	50,000	-50,000	-100%	$4.0M	—	—	—
Osaic Holdings, Inc.	N/A	—	39,101	-39,101	-100%	$3.1M	—	—	—
Pgim Custom Harvest LLC	N/A	—	26,833	-26,833	-100%	$2.1M	—	—	—
Rockefeller Capital Management L.P.	N/A	—	26,680	-26,680	-100%	$2.1M	—	—	—
Equitable Holdings, Inc.	N/A	—	26,402	-26,402	-100%	$2.1M	—	—	—
Private Advisor Group, LLC	N/A	—	23,457	-23,457	-100%	$1.9M	—	—	—
Navellier & Associates Inc	N/A	—	21,378	-21,378	-100%	$1.7M	—	—	—
Jones Financial Companies Lllp	N/A	—	15,187	-15,187	-100%	$1.2M	—	—	—
MML Investors Services, LLC	N/A	—	13,366	-13,366	-100%	$1.1M	—	—	—
Barometer Capital Management Inc.	N/A	—	12,300	-12,300	-100%	$977.1K	—	—	—
Viawealth, LLC	N/A	—	10,507	-10,507	-100%	$834.7K	—	—	—
Janney Montgomery Scott LLC	N/A	—	10,282	-10,282	-100%	$817.0K	—	—	—
Summit Financial, LLC	N/A	—	9,400	-9,400	-100%	$746.8K	—	—	—
Steward Partners Investment Advisory, LLC	N/A	—	9,073	-9,073	-100%	$720.8K	—	—	—
Baird Financial Group, Inc.	N/A	—	7,473	-7,473	-100%	$593.7K	—	—	—
Susquehanna International Group, LLP	N/A	—	7,441	-7,441	-100%	$591.1K	—	—	—
Flow Traders U.S. LLC	N/A	—	7,398	-7,398	-100%	$588.0K	—	—	—
HighTower Advisors, LLC	N/A	—	6,355	-6,355	-100%	$504.8K	—	—	—
Schrum Private Wealth Management LLC	N/A	—	6,230	-6,230	-100%	$403.8K	—	—	—
Freestone Capital Holdings, LLC	N/A	—	5,170	-5,170	-100%	$410.7K	—	—	—
Fortis Capital Advisors, LLC	N/A	—	5,000	-5,000	-100%	$397.2K	—	—	—
Belpointe Asset Management LLC	N/A	—	5,000	-5,000	-100%	$397.2K	—	—	—
RPg Family Wealth Advisory, LLC	N/A	—	4,913	-4,913	-100%	$390.3K	—	—	—
Risk Paradigm Group, LLC	N/A	—	4,756	-4,756	-100%	$377.8K	—	—	—
Geneos Wealth Management Inc.	N/A	—	4,716	-4,716	-100%	$374.7K	—	—	—
GTS Securities LLC	N/A	—	4,006	-4,006	-100%	$318.2K	—	—	—
Modern Wealth Management, LLC	N/A	—	3,531	-3,531	-100%	$280.5K	—	—	—
Petix & Botte Co	N/A	—	3,418	-3,418	-100%	$271.5K	—	—	—
Banco Santander, S.A.	N/A	—	3,290	-3,290	-100%	$261.4K	—	—	—
Beto Financial Group, LLC	N/A	—	3,077	-3,077	-100%	$231.1K	—	—	—
Empirical Asset Management, LLC	N/A	—	2,811	-2,811	-100%	$223.3K	—	—	—
Sanctuary Advisors, LLC	N/A	—	2,699	-2,699	-100%	$214.4K	—	—	—
JPMorgan Chase & Co	N/A	—	2,289	-2,289	-100%	$181.4K	—	—	—
FAS Wealth Partners, Inc.	N/A	—	2,010	-2,010	-100%	$159.7K	—	—	—
NewEdge Advisors, LLC	N/A	—	1,536	-1,536	-100%	$122.0K	—	—	—
AE Wealth Management LLC	N/A	—	1,302	-1,302	-100%	$103.4K	—	—	—
Security National Bank of Sioux City Iowa	N/A	—	1,151	-1,151	-100%	$91.4K	—	—	—
Tower Research Capital LLC (TRC)	N/A	—	945	-945	-100%	$75.1K	—	—	—
BlackRock, Inc.	N/A	—	889	-889	-100%	$70.6K	—	—	—
Global Retirement Partners, LLC	N/A	—	784	-784	-100%	$62.3K	—	—	—
Franklin Resources Inc	N/A	—	750	-750	-100%	$59.6K	—	—	—
Fiduciary Financial Advisors	N/A	—	577	-577	-100%	$45.8K	—	—	—
Basepoint Wealth LLC	N/A	—	324	-324	-100%	$25.8K	—	—	—
Graney & King, LLC	N/A	—	306	-306	-100%	$24.3K	—	—	—
Qube Research & Technologies Ltd	N/A	—	242	-242	-100%	$19.2K	—	—	—
Synergy Investment Management, LLC	N/A	—	200	-200	-100%	$15.9K	—	—	—
FMR LLC	N/A	—	179	-179	-100%	$14.3K	—	—	—
Northwestern Mutual Wealth Management Co	N/A	—	136	-136	-100%	$10.8K	—	—	—
Bessemer Group Inc	N/A	—	80	-80	-100%	$6	—	—	—
Ameriflex Group, Inc.	N/A	—	79	-79	-100%	$6.3K	—	—	—
BFC Planning, Inc.	N/A	—	41	-41	-100%	$3.2K	—	—	—
Transamerica Financial Advisors, LLC	N/A	—	6	-6	-100%	$539	—	—	—

Showing 127 of 127 institutions