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First Trust Nasdaq ABA Cbif (QABA)

Q2 2026 vs Q3 2026

Comparing institutional holders between quarters

Quarters

Q3 2026Q2 2026Q1 2026Q4 2025Q3 2025
CompareDetailedHistoricalFundsOptions13D/13GPeersTargetingTrading SummaryProfile
Cambridge Investment Research Advisors, Inc.
INCREASED
Shares14,567 from 11,753
Change+2,814 (+24%)
Value$935.0K (+$144.0K)
Filed 2026-11-02
Commonwealth Equity Services, LLC
DECREASED
Shares5,087 from 5,201
Change-114 (-2%)
Value$326.7K (-$23.4K)
Filed 2026-11-02
Sound Income Strategies, LLC
UNCHANGED
Shares4,784 from 4,784
Change0 (0%)
Value$308.3K (-$13.6K)
Filed 2026-10-09
SRH Advisors, LLC
UNCHANGED
Shares460 from 460
Change0 (0%)
Value$29.5K (-$1.4K)
Filed 2026-10-22
Parallel Advisors, LLC
NEW
Shares456
Change+456
Value$29.3K
Filed 2026-11-03
Independence Bank of Kentucky
DECREASED
Shares250 from 500
Change-250 (-50%)
Value$16.1K (-$17.6K)
Filed 2026-10-26
Assetmark, Inc
UNCHANGED
Shares104 from 104
Change0 (0%)
Value$6.7K (-$321)
Filed 2026-10-21
Lanark Financial, Inc.
INCREASED
Shares46 from 45
Change+1 (+2%)
Value$3.0K (-$124)
Filed 2026-10-26
Farther Finance Advisors, LLC
DECREASED
Shares35 from 37
Change-2 (-5%)
Value$2.2K (-$243)
Filed 2026-10-08
Rosenberg Matthew Hamilton
NEW
Shares20
Change+20
Value$1.3K
Filed 2026-10-05
Beacon Capital Management, Inc.
UNCHANGED
Shares1 from 1
Change0 (0%)
Value$56 (-$2)
Filed 2026-10-13
StoneX Group Inc.
CLOSED
Shares0 from 3,938
Change-3,938 (-100%)
Value$0 (-$248.0K)
Filed 2026-11-03
International Assets Investment Management, LLC
CLOSED
Shares0 from 210
Change-210 (-100%)
Value$0 (-$14.4K)
Filed 2026-11-02
Morgan Stanley
N/A
Shares— from 134,714
Change-134,714 (-100%)
Value—
Bank of America Corp
N/A
Shares— from 84,280
Change-84,280 (-100%)
Value—
Wells Fargo & Company
N/A
Shares— from 79,038
Change-79,038 (-100%)
Value—
Royal Bank of Canada
N/A
Shares— from 68,681
Change-68,681 (-100%)
Value—
Susquehanna International Group, LLP
N/A
Shares— from 60,503
Change-60,503 (-100%)
Value—
Lumbard & Kellner, LLC
N/A
Shares— from 57,811
Change-57,811 (-100%)
Value—
Goldman Sachs Group Inc
N/A
Shares— from 39,920
Change-39,920 (-100%)
Value—
UBS Group AG
N/A
Shares— from 36,359
Change-36,359 (-100%)
Value—
LPL Financial LLC
N/A
Shares— from 27,254
Change-27,254 (-100%)
Value—
Sanctuary Advisors, LLC
N/A
Shares— from 15,850
Change-15,850 (-100%)
Value—
Raymond James Financial Inc
N/A
Shares— from 12,059
Change-12,059 (-100%)
Value—
Two Sigma Investments, LP
N/A
Shares— from 11,243
Change-11,243 (-100%)
Value—
Citadel Advisors LLC
N/A
Shares— from 10,006
Change-10,006 (-100%)
Value—
Cutler Capital Management, LLC
N/A
Shares— from 9,868
Change-9,868 (-100%)
Value—
Cetera Investment Advisers
N/A
Shares— from 9,796
Change-9,796 (-100%)
Value—
Summit Financial, LLC
N/A
Shares— from 7,518
Change-7,518 (-100%)
Value—
Greenwich Wealth Management LLC
N/A
Shares— from 6,994
Change-6,994 (-100%)
Value—
Spinnaker Trust
N/A
Shares— from 5,745
Change-5,745 (-100%)
Value—
Envestnet Asset Management Inc
N/A
Shares— from 4,504
Change-4,504 (-100%)
Value—
Osaic Holdings, Inc.
N/A
Shares— from 4,021
Change-4,021 (-100%)
Value—
CreativeOne Wealth, LLC
N/A
Shares— from 3,504
Change-3,504 (-100%)
Value—
Nicholson Wealth Management Group, LLC
N/A
Shares— from 3,040
Change-3,040 (-100%)
Value—
Harbour Investments, Inc.
N/A
Shares— from 2,324
Change-2,324 (-100%)
Value—
Dunhill Financial, LLC
N/A
Shares— from 1,712
Change-1,712 (-100%)
Value—
Gunpowder Capital Management, LLC dba Oliver Wealth Management
N/A
Shares— from 1,325
Change-1,325 (-100%)
Value—
HHM Wealth Advisors, LLC
N/A
Shares— from 785
Change-785 (-100%)
Value—
Fiduciary Financial Advisors
N/A
Shares— from 735
Change-735 (-100%)
Value—
Rockefeller Capital Management L.P.
N/A
Shares— from 445
Change-445 (-100%)
Value—
UMB Bank, n.a.
N/A
Shares— from 400
Change-400 (-100%)
Value—
Blair William & Co
N/A
Shares— from 150
Change-150 (-100%)
Value—
NewEdge Advisors, LLC
N/A
Shares— from 55
Change-55 (-100%)
Value—
Russell Investments Group, Ltd.
N/A
Shares— from 1
Change-1 (-100%)
Value—
BFC Planning, Inc.
N/A
Shares— from 1
Change-1 (-100%)
Value—
Status
Cambridge Investment Research Advisors, Inc.
INCREASED14,56711,753+2,814+24%$791.0K$935.0K+$144.0K2026-11-02
Commonwealth Equity Services, LLC
DECREASED5,0875,201-114-2%$350.0K$326.7K-$23.4K2026-11-02
Sound Income Strategies, LLC
UNCHANGED4,7844,78400%$321.9K$308.3K-$13.6K2026-10-09
SRH Advisors, LLC
UNCHANGED46046000%$31.0K$29.5K-$1.4K2026-10-22
Parallel Advisors, LLC
NEW456—+456——$29.3K—2026-11-03
Independence Bank of Kentucky
DECREASED250500-250-50%$33.6K$16.1K-$17.6K2026-10-26
Assetmark, Inc
UNCHANGED10410400%$7.0K$6.7K-$3212026-10-21
Lanark Financial, Inc.
INCREASED4645+1+2%$3.1K$3.0K-$1242026-10-26
Farther Finance Advisors, LLC
DECREASED3537-2-5%$2.5K$2.2K-$2432026-10-08
Rosenberg Matthew Hamilton
NEW20—+20——$1.3K—2026-10-05
Beacon Capital Management, Inc.
UNCHANGED1100%$58$56-$22026-10-13
StoneX Group Inc.
CLOSED03,938-3,938-100%$248.0K$0-$248.0K2026-11-03
International Assets Investment Management, LLC
CLOSED0210-210-100%$14.4K$0-$14.4K2026-11-02
Morgan Stanley
N/A—134,714-134,714-100%$9.1M———
Bank of America Corp
N/A—84,280-84,280-100%$5.7M———
Wells Fargo & Company
N/A—79,038-79,038-100%$5.3M———
Royal Bank of Canada
N/A—68,681-68,681-100%$4.6M———
Susquehanna International Group, LLP
N/A—60,503-60,503-100%$4.1M———
Lumbard & Kellner, LLC
N/A—57,811-57,811-100%$3.9M———
Goldman Sachs Group Inc
N/A—39,920-39,920-100%$2.7M———
UBS Group AG
N/A—36,359-36,359-100%$2.4M———
LPL Financial LLC
N/A—27,254-27,254-100%$1.8M———
Sanctuary Advisors, LLC
N/A—15,850-15,850-100%$1.1M———
Raymond James Financial Inc
N/A—12,059-12,059-100%$811.5K———
Two Sigma Investments, LP
N/A—11,243-11,243-100%$756.5K———
Citadel Advisors LLC
N/A—10,006-10,006-100%$673.3K———
Cutler Capital Management, LLC
N/A—9,868-9,868-100%$664.0K———
Cetera Investment Advisers
N/A—9,796-9,796-100%$659.2K———
Summit Financial, LLC
N/A—7,518-7,518-100%$505.9K———
Greenwich Wealth Management LLC
N/A—6,994-6,994-100%$471.0K———
Spinnaker Trust
N/A—5,745-5,745-100%$386.6K———
Envestnet Asset Management Inc
N/A—4,504-4,504-100%$303.1K———
Osaic Holdings, Inc.
N/A—4,021-4,021-100%$270.6K———
CreativeOne Wealth, LLC
N/A—3,504-3,504-100%$235.8K———
Nicholson Wealth Management Group, LLC
N/A—3,040-3,040-100%$204.6K———
Harbour Investments, Inc.
N/A—2,324-2,324-100%$156.4K———
Dunhill Financial, LLC
N/A—1,712-1,712-100%$115.2K———
Gunpowder Capital Management, LLC dba Oliver Wealth Management
N/A—1,325-1,325-100%$89.2K———
HHM Wealth Advisors, LLC
N/A—785-785-100%$52.8K———
Fiduciary Financial Advisors
N/A—735-735-100%$49.4K———
Rockefeller Capital Management L.P.
N/A—445-445-100%$29.9K———
UMB Bank, n.a.
N/A—400-400-100%$26.9K———
Blair William & Co
N/A—150-150-100%$10.1K———
NewEdge Advisors, LLC
N/A—55-55-100%$3.7K———
Russell Investments Group, Ltd.
N/A—1-1-100%$67———
BFC Planning, Inc.
N/A—1-1-100%$47———
Showing 46 of 46 institutions