First Trust Small Cap VAL (FYT)

Q2 2026 vs Q3 2026

Comparing institutional holders between quarters

Compare Detailed Historical Funds Options 13D/13G Peers Targeting Trading Summary Profile

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LPL Financial LLC

DECREASED

Shares253,168 from 260,096

Change-6,928 (-3%)

Value$16.9M (-$1.2M)

Filed 2026-11-06

Fiduciary Alliance LLC

NEW

Shares70,916

Change+70,916

Value$4.7M

Filed 2026-10-13

Roman Butler Fullerton & Co

UNCHANGED

Shares47,850 from 47,850

Change0 (0%)

Value$3.4M ($0)

Filed 2026-10-27

Truist Financial Corp

INCREASED

Shares46,795 from 46,570

Change+225 (+0%)

Value$3.1M (-$122.9K)

Filed 2026-10-30

Commonwealth Equity Services, LLC

INCREASED

Shares43,248 from 40,400

Change+2,848 (+7%)

Value$2.9M (+$70.7K)

Filed 2026-11-02

Kestra Advisory Services, LLC

INCREASED

Shares34,670 from 15,714

Change+18,956 (+121%)

Value$2.3M (+$1.2M)

Filed 2026-11-02

Cambridge Investment Research Advisors, Inc.

INCREASED

Shares22,510 from 14,293

Change+8,217 (+57%)

Value$1.5M (+$507.0K)

Filed 2026-11-02

Pinnacle Bancorp, Inc.

UNCHANGED

Shares12,213 from 12,213

Change0 (0%)

Value$816.5K (-$36.2K)

Filed 2026-10-21

Tcfg Investment Advisors, LLC

DECREASED

Shares8,861 from 9,025

Change-164 (-2%)

Value$592.4K (-$37.7K)

Filed 2026-10-20

Chicago Partners Investment Group LLC

INCREASED

Shares8,793 from 8,678

Change+115 (+1%)

Value$613.8K (+$1.6K)

Filed 2026-10-27

Daymark Wealth Partners, LLC

NEW

Shares5,976

Change+5,976

Value$399.5K

Filed 2026-11-04

Wealth Enhancement Advisory Services, LLC

DECREASED

Shares5,025 from 5,496

Change-471 (-9%)

Value$340.7K (-$43.0K)

Filed 2026-10-13

Advisory Advocates, LLC

DECREASED

Shares4,406 from 4,704

Change-298 (-6%)

Value$294.5K (-$33.9K)

Filed 2026-11-05

Wagner Wealth Management, LLC

INCREASED

Shares4,367 from 3,278

Change+1,089 (+33%)

Value$291.9K (+$63.1K)

Filed 2026-10-21

Arlington Financial Advisors, LLC

NEW

Shares3,704

Change+3,704

Value$247.6K

Filed 2026-10-19

Northwest Wealth Management, LLC

UNCHANGED

Shares3,657 from 3,657

Change0 (0%)

Value$244.5K (-$10.8K)

Filed 2026-10-30

Koshinski Asset Management, Inc.

UNCHANGED

Shares3,055 from 3,055

Change0 (0%)

Value$204.2K (-$9.1K)

Filed 2026-10-29

Creative Financial Designs Inc

DECREASED

Shares1,273 from 1,287

Change-14 (-1%)

Value$85.1K (-$4.8K)

Filed 2026-11-04

Gamma Investing LLC

UNCHANGED

Shares1,259 from 1,259

Change0 (0%)

Value$84.2K (-$3.7K)

Filed 2026-10-08

Accordant Advisory Group Inc

UNCHANGED

Shares1,000 from 1,000

Change0 (0%)

Value$66.9K (-$3.0K)

Filed 2026-10-29

MTM Investment Management, LLC

UNCHANGED

Shares605 from 605

Change0 (0%)

Value$40.4K (-$1.8K)

Filed 2026-10-30

Fifth Third Bancorp

UNCHANGED

Shares520 from 520

Change0 (0%)

Value$34.8K (-$1.5K)

Filed 2026-11-05

Trust Co of Toledo NA

UNCHANGED

Shares494 from 494

Change0 (0%)

Value$33.0K (-$1.5K)

Filed 2026-10-16

PNC Financial Services Group, Inc.

UNCHANGED

Shares207 from 207

Change0 (0%)

Value$13.8K (-$591)

Filed 2026-11-06

Lanark Financial, Inc.

UNCHANGED

Shares187 from 187

Change0 (0%)

Value$12.5K (-$554)

Filed 2026-10-26

Root Financial Partners, LLC

NEW

Shares107

Change+107

Value$7.2K

Filed 2026-10-21

Spire Wealth Management

UNCHANGED

Shares39 from 39

Change0 (0%)

Value$2.6K (-$114)

Filed 2026-10-30

C2p Capital Advisory Group, LLC d.b.a. Prosperity Capital Advisors

CLOSED

Shares0 from 4,856

Change-4,856 (-100%)

Value$0 (-$339.0K)

Filed 2026-10-14

Level Four Advisory Services, LLC

CLOSED

Shares0 from 3,591

Change-3,591 (-100%)

Value$0 (-$250.7K)

Filed 2026-11-06

D.A. Davidson & Co.

CLOSED

Shares0 from 2,979

Change-2,979 (-100%)

Value$0 (-$208.0K)

Filed 2026-10-28

Prospera Financial Services Inc

CLOSED

Shares0 from 2,908

Change-2,908 (-100%)

Value$0 (-$203.1K)

Filed 2026-11-04

Morgan Stanley

N/A

Shares— from 185,118

Change-185,118 (-100%)

Value—

Wells Fargo & Company

N/A

Shares— from 178,000

Change-178,000 (-100%)

Value—

Royal Bank of Canada

N/A

Shares— from 126,963

Change-126,963 (-100%)

Value—

Kingsview Wealth Management, LLC

N/A

Shares— from 122,159

Change-122,159 (-100%)

Value—

Proactive Wealth Strategies LLC

N/A

Shares— from 119,349

Change-119,349 (-100%)

Value—

Raymond James Financial Inc

N/A

Shares— from 100,999

Change-100,999 (-100%)

Value—

Cetera Investment Advisers

N/A

Shares— from 68,397

Change-68,397 (-100%)

Value—

Envestnet Asset Management Inc

N/A

Shares— from 40,028

Change-40,028 (-100%)

Value—

UBS Group AG

N/A

Shares— from 34,123

Change-34,123 (-100%)

Value—

Goldman Sachs Group Inc

N/A

Shares— from 29,611

Change-29,611 (-100%)

Value—

Nwam LLC

N/A

Shares— from 20,098

Change-20,098 (-100%)

Value—

IFG Advisory, LLC

N/A

Shares— from 19,854

Change-19,854 (-100%)

Value—

Citadel Advisors LLC

N/A

Shares— from 16,678

Change-16,678 (-100%)

Value—

Osaic Holdings, Inc.

N/A

Shares— from 14,508

Change-14,508 (-100%)

Value—

Two Sigma Investments, LP

N/A

Shares— from 14,500

Change-14,500 (-100%)

Value—

Susquehanna International Group, LLP

N/A

Shares— from 12,558

Change-12,558 (-100%)

Value—

Jones Financial Companies Lllp

N/A

Shares— from 12,412

Change-12,412 (-100%)

Value—

Gateway Wealth Partners, LLC

N/A

Shares— from 12,397

Change-12,397 (-100%)

Value—

Stifel Financial Corp

N/A

Shares— from 9,614

Change-9,614 (-100%)

Value—

MML Investors Services, LLC

N/A

Shares— from 8,425

Change-8,425 (-100%)

Value—

Baird Financial Group, Inc.

N/A

Shares— from 7,164

Change-7,164 (-100%)

Value—

Private Advisor Group, LLC

N/A

Shares— from 6,522

Change-6,522 (-100%)

Value—

Waverly Advisors, LLC

N/A

Shares— from 6,113

Change-6,113 (-100%)

Value—

JPMorgan Chase & Co

N/A

Shares— from 5,280

Change-5,280 (-100%)

Value—

Tower Research Capital LLC (TRC)

N/A

Shares— from 5,260

Change-5,260 (-100%)

Value—

Harbour Investments, Inc.

N/A

Shares— from 5,093

Change-5,093 (-100%)

Value—

Advisory Alpha, LLC

N/A

Shares— from 5,013

Change-5,013 (-100%)

Value—

&partners

N/A

Shares— from 4,624

Change-4,624 (-100%)

Value—

Medallion Wealth Advisors, LLC

N/A

Shares— from 4,387

Change-4,387 (-100%)

Value—

Prasad Wealth Partners, LLC

N/A

Shares— from 4,382

Change-4,382 (-100%)

Value—

Focus Partners Advisor Solutions, LLC

N/A

Shares— from 3,657

Change-3,657 (-100%)

Value—

Janney Montgomery Scott LLC

N/A

Shares— from 3,537

Change-3,537 (-100%)

Value—

Belpointe Asset Management LLC

N/A

Shares— from 3,388

Change-3,388 (-100%)

Value—

Warner Group LLC

N/A

Shares— from 3,360

Change-3,360 (-100%)

Value—

Flow Traders U.S. LLC

N/A

Shares— from 3,318

Change-3,318 (-100%)

Value—

Private Wealth Asset Management, LLC

N/A

Shares— from 3,100

Change-3,100 (-100%)

Value—

Founders Financial Alliance, LLC

N/A

Shares— from 2,879

Change-2,879 (-100%)

Value—

Capital Analysts, LLC

N/A

Shares— from 1,265

Change-1,265 (-100%)

Value—

FMR LLC

N/A

Shares— from 867

Change-867 (-100%)

Value—

Rockefeller Capital Management L.P.

N/A

Shares— from 819

Change-819 (-100%)

Value—

Fiduciary Financial Advisors

N/A

Shares— from 416

Change-416 (-100%)

Value—

BFC Planning, Inc.

N/A

Shares— from 197

Change-197 (-100%)

Value—

Regatta Research & Money Management

N/A

Shares— from 183

Change-183 (-100%)

Value—

Global Retirement Partners, LLC

N/A

Shares— from 170

Change-170 (-100%)

Value—

NewEdge Advisors, LLC

N/A

Shares— from 15

Change-15 (-100%)

Value—

Transamerica Financial Advisors, LLC

N/A

Shares— from 12

Change-12 (-100%)

Value—

	Status
LPL Financial LLC	DECREASED	253,168	260,096	-6,928	-3%	$18.2M	$16.9M	-$1.2M	2026-11-06
Fiduciary Alliance LLC	NEW	70,916	—	+70,916	—	—	$4.7M	—	2026-10-13
Roman Butler Fullerton & Co	UNCHANGED	47,850	47,850	0	0%	$3.4M	$3.4M	$0	2026-10-27
Truist Financial Corp	INCREASED	46,795	46,570	+225	+0%	$3.3M	$3.1M	-$122.9K	2026-10-30
Commonwealth Equity Services, LLC	INCREASED	43,248	40,400	+2,848	+7%	$2.8M	$2.9M	+$70.7K	2026-11-02
Kestra Advisory Services, LLC	INCREASED	34,670	15,714	+18,956	+121%	$1.1M	$2.3M	+$1.2M	2026-11-02
Cambridge Investment Research Advisors, Inc.	INCREASED	22,510	14,293	+8,217	+57%	$998.0K	$1.5M	+$507.0K	2026-11-02
Pinnacle Bancorp, Inc.	UNCHANGED	12,213	12,213	0	0%	$852.6K	$816.5K	-$36.2K	2026-10-21
Tcfg Investment Advisors, LLC	DECREASED	8,861	9,025	-164	-2%	$630.1K	$592.4K	-$37.7K	2026-10-20
Chicago Partners Investment Group LLC	INCREASED	8,793	8,678	+115	+1%	$612.2K	$613.8K	+$1.6K	2026-10-27
Daymark Wealth Partners, LLC	NEW	5,976	—	+5,976	—	—	$399.5K	—	2026-11-04
Wealth Enhancement Advisory Services, LLC	DECREASED	5,025	5,496	-471	-9%	$383.7K	$340.7K	-$43.0K	2026-10-13
Advisory Advocates, LLC	DECREASED	4,406	4,704	-298	-6%	$328.4K	$294.5K	-$33.9K	2026-11-05
Wagner Wealth Management, LLC	INCREASED	4,367	3,278	+1,089	+33%	$228.8K	$291.9K	+$63.1K	2026-10-21
Arlington Financial Advisors, LLC	NEW	3,704	—	+3,704	—	—	$247.6K	—	2026-10-19
Northwest Wealth Management, LLC	UNCHANGED	3,657	3,657	0	0%	$255.3K	$244.5K	-$10.8K	2026-10-30
Koshinski Asset Management, Inc.	UNCHANGED	3,055	3,055	0	0%	$213.3K	$204.2K	-$9.1K	2026-10-29
Creative Financial Designs Inc	DECREASED	1,273	1,287	-14	-1%	$89.8K	$85.1K	-$4.8K	2026-11-04
Gamma Investing LLC	UNCHANGED	1,259	1,259	0	0%	$87.9K	$84.2K	-$3.7K	2026-10-08
Accordant Advisory Group Inc	UNCHANGED	1,000	1,000	0	0%	$69.8K	$66.9K	-$3.0K	2026-10-29
MTM Investment Management, LLC	UNCHANGED	605	605	0	0%	$42.2K	$40.4K	-$1.8K	2026-10-30
Fifth Third Bancorp	UNCHANGED	520	520	0	0%	$36.3K	$34.8K	-$1.5K	2026-11-05
Trust Co of Toledo NA	UNCHANGED	494	494	0	0%	$34.5K	$33.0K	-$1.5K	2026-10-16
PNC Financial Services Group, Inc.	UNCHANGED	207	207	0	0%	$14.4K	$13.8K	-$591	2026-11-06
Lanark Financial, Inc.	UNCHANGED	187	187	0	0%	$13.1K	$12.5K	-$554	2026-10-26
Root Financial Partners, LLC	NEW	107	—	+107	—	—	$7.2K	—	2026-10-21
Spire Wealth Management	UNCHANGED	39	39	0	0%	$2.7K	$2.6K	-$114	2026-10-30
C2p Capital Advisory Group, LLC d.b.a. Prosperity Capital Advisors	CLOSED	0	4,856	-4,856	-100%	$339.0K	$0	-$339.0K	2026-10-14
Level Four Advisory Services, LLC	CLOSED	0	3,591	-3,591	-100%	$250.7K	$0	-$250.7K	2026-11-06
D.A. Davidson & Co.	CLOSED	0	2,979	-2,979	-100%	$208.0K	$0	-$208.0K	2026-10-28
Prospera Financial Services Inc	CLOSED	0	2,908	-2,908	-100%	$203.1K	$0	-$203.1K	2026-11-04
Morgan Stanley	N/A	—	185,118	-185,118	-100%	$12.9M	—	—	—
Wells Fargo & Company	N/A	—	178,000	-178,000	-100%	$12.4M	—	—	—
Royal Bank of Canada	N/A	—	126,963	-126,963	-100%	$8.9M	—	—	—
Kingsview Wealth Management, LLC	N/A	—	122,159	-122,159	-100%	$8.5M	—	—	—
Proactive Wealth Strategies LLC	N/A	—	119,349	-119,349	-100%	$8.3M	—	—	—
Raymond James Financial Inc	N/A	—	100,999	-100,999	-100%	$7.1M	—	—	—
Cetera Investment Advisers	N/A	—	68,397	-68,397	-100%	$4.8M	—	—	—
Envestnet Asset Management Inc	N/A	—	40,028	-40,028	-100%	$2.8M	—	—	—
UBS Group AG	N/A	—	34,123	-34,123	-100%	$2.4M	—	—	—
Goldman Sachs Group Inc	N/A	—	29,611	-29,611	-100%	$2.1M	—	—	—
Nwam LLC	N/A	—	20,098	-20,098	-100%	$1.4M	—	—	—
IFG Advisory, LLC	N/A	—	19,854	-19,854	-100%	$1.4M	—	—	—
Citadel Advisors LLC	N/A	—	16,678	-16,678	-100%	$1.2M	—	—	—
Osaic Holdings, Inc.	N/A	—	14,508	-14,508	-100%	$1.0M	—	—	—
Two Sigma Investments, LP	N/A	—	14,500	-14,500	-100%	$1.0M	—	—	—
Susquehanna International Group, LLP	N/A	—	12,558	-12,558	-100%	$876.7K	—	—	—
Jones Financial Companies Lllp	N/A	—	12,412	-12,412	-100%	$869.5K	—	—	—
Gateway Wealth Partners, LLC	N/A	—	12,397	-12,397	-100%	$865.5K	—	—	—
Stifel Financial Corp	N/A	—	9,614	-9,614	-100%	$671.2K	—	—	—
MML Investors Services, LLC	N/A	—	8,425	-8,425	-100%	$588.2K	—	—	—
Baird Financial Group, Inc.	N/A	—	7,164	-7,164	-100%	$500.1K	—	—	—
Private Advisor Group, LLC	N/A	—	6,522	-6,522	-100%	$455.4K	—	—	—
Waverly Advisors, LLC	N/A	—	6,113	-6,113	-100%	$426.8K	—	—	—
JPMorgan Chase & Co	N/A	—	5,280	-5,280	-100%	$368.2K	—	—	—
Tower Research Capital LLC (TRC)	N/A	—	5,260	-5,260	-100%	$367.2K	—	—	—
Harbour Investments, Inc.	N/A	—	5,093	-5,093	-100%	$355.6K	—	—	—
Advisory Alpha, LLC	N/A	—	5,013	-5,013	-100%	$350.0K	—	—	—
&partners	N/A	—	4,624	-4,624	-100%	$310.9K	—	—	—
Medallion Wealth Advisors, LLC	N/A	—	4,387	-4,387	-100%	$306.3K	—	—	—
Prasad Wealth Partners, LLC	N/A	—	4,382	-4,382	-100%	$305.9K	—	—	—
Focus Partners Advisor Solutions, LLC	N/A	—	3,657	-3,657	-100%	$255.3K	—	—	—
Janney Montgomery Scott LLC	N/A	—	3,537	-3,537	-100%	$247.0K	—	—	—
Belpointe Asset Management LLC	N/A	—	3,388	-3,388	-100%	$236.5K	—	—	—
Warner Group LLC	N/A	—	3,360	-3,360	-100%	$234.6K	—	—	—
Flow Traders U.S. LLC	N/A	—	3,318	-3,318	-100%	$232.0K	—	—	—
Private Wealth Asset Management, LLC	N/A	—	3,100	-3,100	-100%	$216.4K	—	—	—
Founders Financial Alliance, LLC	N/A	—	2,879	-2,879	-100%	$201.0K	—	—	—
Capital Analysts, LLC	N/A	—	1,265	-1,265	-100%	$88.0K	—	—	—
FMR LLC	N/A	—	867	-867	-100%	$60.5K	—	—	—
Rockefeller Capital Management L.P.	N/A	—	819	-819	-100%	$57.2K	—	—	—
Fiduciary Financial Advisors	N/A	—	416	-416	-100%	$29.0K	—	—	—
BFC Planning, Inc.	N/A	—	197	-197	-100%	$13.8K	—	—	—
Regatta Research & Money Management	N/A	—	183	-183	-100%	$12.8K	—	—	—
Global Retirement Partners, LLC	N/A	—	170	-170	-100%	$11.9K	—	—	—
NewEdge Advisors, LLC	N/A	—	15	-15	-100%	$1.1K	—	—	—
Transamerica Financial Advisors, LLC	N/A	—	12	-12	-100%	$853	—	—	—

Showing 77 of 77 institutions