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First Trust AAA Cmbs ETF-Usd (CAAA)

Q2 2026 vs Q3 2026

Comparing institutional holders between quarters

Quarters

Q3 2026Q2 2026Q1 2026Q4 2025Q3 2025
CompareDetailedHistoricalFundsOptions13D/13GPeersTargetingTrading SummaryProfile
Prospera Financial Services Inc
DECREASED
Shares295,417 from 295,916
Change-499 (0%)
Value$5.9M (-$131.3K)
Filed 2026-11-04
Platform Technology Partners
DECREASED
Shares158,025 from 169,633
Change-11,608 (-7%)
Value$3.1M (-$330.6K)
Filed 2026-11-02
Commonwealth Equity Services, LLC
INCREASED
Shares137,847 from 137,011
Change+836 (+1%)
Value$2.7M (-$65.8K)
Filed 2026-11-02
Farther Finance Advisors, LLC
INCREASED
Shares88,382 from 77,040
Change+11,342 (+15%)
Value$1.7M (+$177.3K)
Filed 2026-10-08
Kestra Advisory Services, LLC
INCREASED
Shares58,098 from 54,601
Change+3,497 (+6%)
Value$1.1M (+$36.2K)
Filed 2026-11-02
Inspirion Wealth Advisors, LLC
DECREASED
Shares26,509 from 29,959
Change-3,450 (-12%)
Value$522.5K (-$86.1K)
Filed 2026-10-09
Fearless Solutions, LLC dba Best Invest
DECREASED
Shares24,822 from 29,212
Change-4,390 (-15%)
Value$489.2K (-$104.1K)
Filed 2026-10-14
Gaddis Premier Wealth Advisors LLC
NEW
Shares19,743
Change+19,743
Value$389.1K
Filed 2026-10-29
United Advisor Group, LLC
INCREASED
Shares13,847 from 12,480
Change+1,367 (+11%)
Value$272.9K (+$19.4K)
Filed 2026-11-03
Ashton Thomas Private Wealth, LLC
DECREASED
Shares8,590 from 11,042
Change-2,452 (-22%)
Value$169.3K (-$55.0K)
Filed 2026-11-03
Financial Network Wealth Advisors LLC
DECREASED
Shares3,126 from 3,312
Change-186 (-6%)
Value$61.6K (-$5.7K)
Filed 2026-10-28
Rossby Financial, LCC
UNCHANGED
Shares49 from 49
Change0 (0%)
Value$966 (-$29)
Filed 2026-11-05
International Assets Investment Management, LLC
CLOSED
Shares0 from 3,750
Change-3,750 (-100%)
Value$0 (-$76.2K)
Filed 2026-11-02
Star Financial Bank
N/A
Shares— from 626,482
Change-626,482 (-100%)
Value—
First Trust Advisors LP
N/A
Shares— from 67,790
Change-67,790 (-100%)
Value—
Belpointe Asset Management LLC
N/A
Shares— from 24,765
Change-24,765 (-100%)
Value—
Jane Street Group, LLC
N/A
Shares— from 14,884
Change-14,884 (-100%)
Value—
Goldman Sachs Group Inc
N/A
Shares— from 13,289
Change-13,289 (-100%)
Value—
Osaic Holdings, Inc.
N/A
Shares— from 6,122
Change-6,122 (-100%)
Value—
Geneos Wealth Management Inc.
N/A
Shares— from 3,000
Change-3,000 (-100%)
Value—
Harbour Investments, Inc.
N/A
Shares— from 968
Change-968 (-100%)
Value—
UBS Group AG
N/A
Shares— from 215
Change-215 (-100%)
Value—
Status
Prospera Financial Services Inc
DECREASED295,417295,916-4990%$6.0M$5.9M-$131.3K2026-11-04
Platform Technology Partners
DECREASED158,025169,633-11,608-7%$3.4M$3.1M-$330.6K2026-11-02
Commonwealth Equity Services, LLC
INCREASED137,847137,011+836+1%$2.8M$2.7M-$65.8K2026-11-02
Farther Finance Advisors, LLC
INCREASED88,38277,040+11,342+15%$1.6M$1.7M+$177.3K2026-10-08
Kestra Advisory Services, LLC
INCREASED58,09854,601+3,497+6%$1.1M$1.1M+$36.2K2026-11-02
Inspirion Wealth Advisors, LLC
DECREASED26,50929,959-3,450-12%$608.6K$522.5K-$86.1K2026-10-09
Fearless Solutions, LLC dba Best Invest
DECREASED24,82229,212-4,390-15%$593.3K$489.2K-$104.1K2026-10-14
Gaddis Premier Wealth Advisors LLC
NEW19,743—+19,743——$389.1K—2026-10-29
United Advisor Group, LLC
INCREASED13,84712,480+1,367+11%$253.5K$272.9K+$19.4K2026-11-03
Ashton Thomas Private Wealth, LLC
DECREASED8,59011,042-2,452-22%$224.3K$169.3K-$55.0K2026-11-03
Financial Network Wealth Advisors LLC
DECREASED3,1263,312-186-6%$67.3K$61.6K-$5.7K2026-10-28
Rossby Financial, LCC
UNCHANGED494900%$995$966-$292026-11-05
International Assets Investment Management, LLC
CLOSED03,750-3,750-100%$76.2K$0-$76.2K2026-11-02
Star Financial Bank
N/A—626,482-626,482-100%$12.7M———
First Trust Advisors LP
N/A—67,790-67,790-100%$1.4M———
Belpointe Asset Management LLC
N/A—24,765-24,765-100%$503.0K———
Jane Street Group, LLC
N/A—14,884-14,884-100%$302.3K———
Goldman Sachs Group Inc
N/A—13,289-13,289-100%$269.9K———
Osaic Holdings, Inc.
N/A—6,122-6,122-100%$124.4K———
Geneos Wealth Management Inc.
N/A—3,000-3,000-100%$60.9K———
Harbour Investments, Inc.
N/A—968-968-100%$19.7K———
UBS Group AG
N/A—215-215-100%$4.4K———
Showing 22 of 22 institutions