First Trust Smid Capital STR (FSCS)

Q2 2026 vs Q3 2026

Comparing institutional holders between quarters

Compare Detailed Historical Funds Options 13D/13G Peers Targeting Trading Summary Profile

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LPL Financial LLC

INCREASED

Shares526,617 from 514,446

Change+12,171 (+2%)

Value$18.7M (-$232.7K)

Filed 2026-11-06

Cambridge Investment Research Advisors, Inc.

DECREASED

Shares18,509 from 98,049

Change-79,540 (-81%)

Value$657.0K (-$3.0M)

Filed 2026-11-02

International Assets Investment Management, LLC

INCREASED

Shares7,391 from 7,390

Change+1 (+0%)

Value$263.7K (-$8.4K)

Filed 2026-11-02

Private Trust Co NA

NEW

Shares4,398

Change+4,398

Value$156.2K

Filed 2026-10-20

Pinnacle Bancorp, Inc.

UNCHANGED

Shares873 from 873

Change0 (0%)

Value$31.0K (-$1.1K)

Filed 2026-10-21

Farther Finance Advisors, LLC

UNCHANGED

Shares380 from 380

Change0 (0%)

Value$13.5K (-$491)

Filed 2026-10-08

Golden State Wealth Management, LLC

UNCHANGED

Shares53 from 53

Change0 (0%)

Value$1.9K (-$61)

Filed 2026-11-02

Polaris Financial Partners

NEW

Shares36

Change+36

Value$1

Filed 2026-10-02

Kestra Advisory Services, LLC

CLOSED

Shares0 from 11,065

Change-11,065 (-100%)

Value$0 (-$407.2K)

Filed 2026-11-02

Lanark Financial, Inc.

CLOSED

Shares0 from 1,375

Change-1,375 (-100%)

Value$0 (-$50.6K)

Filed 2026-10-26

Bullseye Investment Management, LLC

CLOSED

Shares0 from 10

Change-10 (-100%)

Value$0 (-$368)

Filed 2026-10-29

NewEdge Advisors, LLC

N/A

Shares— from 444,338

Change-444,338 (-100%)

Value—

Osaic Holdings, Inc.

N/A

Shares— from 51,591

Change-51,591 (-100%)

Value—

Equitable Holdings, Inc.

N/A

Shares— from 40,129

Change-40,129 (-100%)

Value—

Susquehanna International Group, LLP

N/A

Shares— from 23,962

Change-23,962 (-100%)

Value—

Sanctuary Advisors, LLC

N/A

Shares— from 21,686

Change-21,686 (-100%)

Value—

Cetera Investment Advisers

N/A

Shares— from 18,709

Change-18,709 (-100%)

Value—

FSB Premier Wealth Management, Inc.

N/A

Shares— from 17,871

Change-17,871 (-100%)

Value—

Two Sigma Investments, LP

N/A

Shares— from 14,300

Change-14,300 (-100%)

Value—

PFG Investments, LLC

N/A

Shares— from 10,307

Change-10,307 (-100%)

Value—

Private Advisor Group, LLC

N/A

Shares— from 6,696

Change-6,696 (-100%)

Value—

Harbour Investments, Inc.

N/A

Shares— from 4,553

Change-4,553 (-100%)

Value—

IFG Advisory, LLC

N/A

Shares— from 1,707

Change-1,707 (-100%)

Value—

Mpwm Advisory Solutions, LLC

N/A

Shares— from 1,467

Change-1,467 (-100%)

Value—

Rockefeller Capital Management L.P.

N/A

Shares— from 1,300

Change-1,300 (-100%)

Value—

Morgan Stanley

N/A

Shares— from 1,102

Change-1,102 (-100%)

Value—

Global Retirement Partners, LLC

N/A

Shares— from 835

Change-835 (-100%)

Value—

Royal Bank of Canada

N/A

Shares— from 314

Change-314 (-100%)

Value—

BFC Planning, Inc.

N/A

Shares— from 27

Change-27 (-100%)

Value—

Wells Fargo & Company

N/A

Shares— from 1

Change-1 (-100%)

Value—

	Status
LPL Financial LLC	INCREASED	526,617	514,446	+12,171	+2%	$18.9M	$18.7M	-$232.7K	2026-11-06
Cambridge Investment Research Advisors, Inc.	DECREASED	18,509	98,049	-79,540	-81%	$3.6M	$657.0K	-$3.0M	2026-11-02
International Assets Investment Management, LLC	INCREASED	7,391	7,390	+1	+0%	$272.1K	$263.7K	-$8.4K	2026-11-02
Private Trust Co NA	NEW	4,398	—	+4,398	—	—	$156.2K	—	2026-10-20
Pinnacle Bancorp, Inc.	UNCHANGED	873	873	0	0%	$32.1K	$31.0K	-$1.1K	2026-10-21
Farther Finance Advisors, LLC	UNCHANGED	380	380	0	0%	$14.0K	$13.5K	-$491	2026-10-08
Golden State Wealth Management, LLC	UNCHANGED	53	53	0	0%	$2.0K	$1.9K	-$61	2026-11-02
Polaris Financial Partners	NEW	36	—	+36	—	—	$1	—	2026-10-02
Kestra Advisory Services, LLC	CLOSED	0	11,065	-11,065	-100%	$407.2K	$0	-$407.2K	2026-11-02
Lanark Financial, Inc.	CLOSED	0	1,375	-1,375	-100%	$50.6K	$0	-$50.6K	2026-10-26
Bullseye Investment Management, LLC	CLOSED	0	10	-10	-100%	$368	$0	-$368	2026-10-29
NewEdge Advisors, LLC	N/A	—	444,338	-444,338	-100%	$16.4M	—	—	—
Osaic Holdings, Inc.	N/A	—	51,591	-51,591	-100%	$1.9M	—	—	—
Equitable Holdings, Inc.	N/A	—	40,129	-40,129	-100%	$1.5M	—	—	—
Susquehanna International Group, LLP	N/A	—	23,962	-23,962	-100%	$881.8K	—	—	—
Sanctuary Advisors, LLC	N/A	—	21,686	-21,686	-100%	$798.0K	—	—	—
Cetera Investment Advisers	N/A	—	18,709	-18,709	-100%	$688.5K	—	—	—
FSB Premier Wealth Management, Inc.	N/A	—	17,871	-17,871	-100%	$657.6K	—	—	—
Two Sigma Investments, LP	N/A	—	14,300	-14,300	-100%	$526.2K	—	—	—
PFG Investments, LLC	N/A	—	10,307	-10,307	-100%	$379.3K	—	—	—
Private Advisor Group, LLC	N/A	—	6,696	-6,696	-100%	$246.4K	—	—	—
Harbour Investments, Inc.	N/A	—	4,553	-4,553	-100%	$167.5K	—	—	—
IFG Advisory, LLC	N/A	—	1,707	-1,707	-100%	$62.8K	—	—	—
Mpwm Advisory Solutions, LLC	N/A	—	1,467	-1,467	-100%	$54.0K	—	—	—
Rockefeller Capital Management L.P.	N/A	—	1,300	-1,300	-100%	$47.8K	—	—	—
Morgan Stanley	N/A	—	1,102	-1,102	-100%	$40.6K	—	—	—
Global Retirement Partners, LLC	N/A	—	835	-835	-100%	$30.7K	—	—	—
Royal Bank of Canada	N/A	—	314	-314	-100%	$12.0K	—	—	—
BFC Planning, Inc.	N/A	—	27	-27	-100%	$996	—	—	—
Wells Fargo & Company	N/A	—	1	-1	-100%	$39	—	—	—

Showing 30 of 30 institutions