IR
Superintel
OverviewMarketsWatchlist
© 2026 IR SuperintelMethodologyContact

First Trust Riverfront Dynam (RFEM)

Q2 2026 vs Q3 2026

Comparing institutional holders between quarters

Quarters

Q3 2026Q2 2026Q1 2026Q4 2025Q3 2025
CompareDetailedHistoricalFundsOptions13D/13GPeersTargetingTrading SummaryProfile
Ferguson Shapiro LLC
DECREASED
Shares212,848 from 213,603
Change-755 (0%)
Value$20.8M (+$787.7K)
Filed 2026-10-16
J.W. Cole Advisors, Inc.
DECREASED
Shares22,278 from 25,184
Change-2,906 (-12%)
Value$2.2M (-$183.1K)
Filed 2026-11-05
Maia Wealth LLC
INCREASED
Shares18,929 from 17,174
Change+1,755 (+10%)
Value$1.9M (+$241.2K)
Filed 2026-10-19
Prospera Financial Services Inc
DECREASED
Shares15,267 from 33,713
Change-18,446 (-55%)
Value$1.4M (-$1.8M)
Filed 2026-11-04
Farther Finance Advisors, LLC
INCREASED
Shares9,648 from 6,153
Change+3,495 (+57%)
Value$945.1K (+$367.2K)
Filed 2026-10-08
Keystone Wealth Services, LLC
DECREASED
Shares7,672 from 7,977
Change-305 (-4%)
Value$756.8K (+$7.7K)
Filed 2026-11-03
Truist Financial Corp
DECREASED
Shares7,591 from 27,179
Change-19,588 (-72%)
Value$743.6K (-$1.8M)
Filed 2026-10-30
Gamma Investing LLC
INCREASED
Shares3,160 from 1,890
Change+1,270 (+67%)
Value$309.5K (+$132.0K)
Filed 2026-10-08
Triad Wealth Partners, LLC
DECREASED
Shares2,228 from 2,416
Change-188 (-8%)
Value$218.2K (-$8.3K)
Filed 2026-10-26
Cambridge Investment Research Advisors, Inc.
DECREASED
Shares2,225 from 17,813
Change-15,588 (-88%)
Value$218.0K (-$1.5M)
Filed 2026-11-02
Reap Financial Group, LLC
INCREASED
Shares597 from 593
Change+4 (+1%)
Value$58.5K (+$2.8K)
Filed 2026-11-02
Elevated Capital Advisors, LLC
UNCHANGED
Shares112 from 112
Change0 (0%)
Value$11.0K (+$452)
Filed 2026-11-04
Evolution Wealth Management Inc.
DECREASED
Shares74 from 159
Change-85 (-53%)
Value$7.2K (-$7.7K)
Filed 2026-10-28
Ascentis Independent Advisors
UNCHANGED
Shares67 from 67
Change0 (0%)
Value$6.6K (+$270)
Filed 2026-11-03
CX Institutional
NEW
Shares33
Change+33
Value$3
Filed 2026-10-02
International Assets Investment Management, LLC
CLOSED
Shares0 from 853
Change-853 (-100%)
Value$0 (-$79.2K)
Filed 2026-11-02
Tucker Asset Management LLC
CLOSED
Shares0 from 804
Change-804 (-100%)
Value$0 (-$75.5K)
Filed 2026-10-29
LPL Financial LLC
N/A
Shares— from 119,247
Change-119,247 (-100%)
Value—
Janney Montgomery Scott LLC
N/A
Shares— from 79,888
Change-79,888 (-100%)
Value—
Envestnet Asset Management Inc
N/A
Shares— from 60,193
Change-60,193 (-100%)
Value—
Baird Financial Group, Inc.
N/A
Shares— from 40,840
Change-40,840 (-100%)
Value—
RiverFront Investment Group, LLC
N/A
Shares— from 33,302
Change-33,302 (-100%)
Value—
Old Mission Capital LLC
N/A
Shares— from 23,573
Change-23,573 (-100%)
Value—
MML Investors Services, LLC
N/A
Shares— from 17,925
Change-17,925 (-100%)
Value—
Coppell Advisory Solutions LLC
N/A
Shares— from 15,114
Change-15,114 (-100%)
Value—
Cetera Investment Advisers
N/A
Shares— from 12,539
Change-12,539 (-100%)
Value—
Raymond James Financial Inc
N/A
Shares— from 12,517
Change-12,517 (-100%)
Value—
World Investment Advisors
N/A
Shares— from 11,160
Change-11,160 (-100%)
Value—
Jane Street Group, LLC
N/A
Shares— from 5,344
Change-5,344 (-100%)
Value—
Osaic Holdings, Inc.
N/A
Shares— from 3,498
Change-3,498 (-100%)
Value—
Citadel Advisors LLC
N/A
Shares— from 3,090
Change-3,090 (-100%)
Value—
Benjamin Edwards Inc
N/A
Shares— from 2,690
Change-2,690 (-100%)
Value—
GeoWealth Management, LLC
N/A
Shares— from 2,483
Change-2,483 (-100%)
Value—
Harbour Investments, Inc.
N/A
Shares— from 284
Change-284 (-100%)
Value—
UBS Group AG
N/A
Shares— from 75
Change-75 (-100%)
Value—
Steward Partners Investment Advisory, LLC
N/A
Shares— from 52
Change-52 (-100%)
Value—
NewEdge Advisors, LLC
N/A
Shares— from 48
Change-48 (-100%)
Value—
Jones Financial Companies Lllp
N/A
Shares— from 32
Change-32 (-100%)
Value—
Northwestern Mutual Wealth Management Co
N/A
Shares— from 16
Change-16 (-100%)
Value—
JPMorgan Chase & Co
N/A
Shares— from 14
Change-14 (-100%)
Value—
Wells Fargo & Company
N/A
Shares— from 0
Change0
Value—
PNC Financial Services Group, Inc.
N/A
Shares— from 0
Change0
Value—
Status
Ferguson Shapiro LLC
DECREASED212,848213,603-7550%$20.1M$20.8M+$787.7K2026-10-16
J.W. Cole Advisors, Inc.
DECREASED22,27825,184-2,906-12%$2.4M$2.2M-$183.1K2026-11-05
Maia Wealth LLC
INCREASED18,92917,174+1,755+10%$1.6M$1.9M+$241.2K2026-10-19
Prospera Financial Services Inc
DECREASED15,26733,713-18,446-55%$3.2M$1.4M-$1.8M2026-11-04
Farther Finance Advisors, LLC
INCREASED9,6486,153+3,495+57%$577.9K$945.1K+$367.2K2026-10-08
Keystone Wealth Services, LLC
DECREASED7,6727,977-305-4%$749.1K$756.8K+$7.7K2026-11-03
Truist Financial Corp
DECREASED7,59127,179-19,588-72%$2.6M$743.6K-$1.8M2026-10-30
Gamma Investing LLC
INCREASED3,1601,890+1,270+67%$177.5K$309.5K+$132.0K2026-10-08
Triad Wealth Partners, LLC
DECREASED2,2282,416-188-8%$226.6K$218.2K-$8.3K2026-10-26
Cambridge Investment Research Advisors, Inc.
DECREASED2,22517,813-15,588-88%$1.7M$218.0K-$1.5M2026-11-02
Reap Financial Group, LLC
INCREASED597593+4+1%$55.7K$58.5K+$2.8K2026-11-02
Elevated Capital Advisors, LLC
UNCHANGED11211200%$10.5K$11.0K+$4522026-11-04
Evolution Wealth Management Inc.
DECREASED74159-85-53%$14.9K$7.2K-$7.7K2026-10-28
Ascentis Independent Advisors
UNCHANGED676700%$6.3K$6.6K+$2702026-11-03
CX Institutional
NEW33—+33——$3—2026-10-02
International Assets Investment Management, LLC
CLOSED0853-853-100%$79.2K$0-$79.2K2026-11-02
Tucker Asset Management LLC
CLOSED0804-804-100%$75.5K$0-$75.5K2026-10-29
LPL Financial LLC
N/A—119,247-119,247-100%$11.2M———
Janney Montgomery Scott LLC
N/A—79,888-79,888-100%$7.5M———
Envestnet Asset Management Inc
N/A—60,193-60,193-100%$5.7M———
Baird Financial Group, Inc.
N/A—40,840-40,840-100%$3.8M———
RiverFront Investment Group, LLC
N/A—33,302-33,302-100%$3.1M———
Old Mission Capital LLC
N/A—23,573-23,573-100%$2.2M———
MML Investors Services, LLC
N/A—17,925-17,925-100%$1.7M———
Coppell Advisory Solutions LLC
N/A—15,114-15,114-100%$9.6K———
Cetera Investment Advisers
N/A—12,539-12,539-100%$1.2M———
Raymond James Financial Inc
N/A—12,517-12,517-100%$1.2M———
World Investment Advisors
N/A—11,160-11,160-100%$916.9K———
Jane Street Group, LLC
N/A—5,344-5,344-100%$501.9K———
Osaic Holdings, Inc.
N/A—3,498-3,498-100%$328.6K———
Citadel Advisors LLC
N/A—3,090-3,090-100%$290.2K———
Benjamin Edwards Inc
N/A—2,690-2,690-100%$252.6K———
GeoWealth Management, LLC
N/A—2,483-2,483-100%$233.2K———
Harbour Investments, Inc.
N/A—284-284-100%$26.7K———
UBS Group AG
N/A—75-75-100%$7.0K———
Steward Partners Investment Advisory, LLC
N/A—52-52-100%$4.9K———
NewEdge Advisors, LLC
N/A—48-48-100%$4.5K———
Jones Financial Companies Lllp
N/A—32-32-100%$2.9K———
Northwestern Mutual Wealth Management Co
N/A—16-16-100%$1.5K———
JPMorgan Chase & Co
N/A—14-14-100%$1.3K———
Wells Fargo & Company
N/A—00—$15———
PNC Financial Services Group, Inc.
N/A—00—$43———
Showing 42 of 42 institutions