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First Trust California Munic (FCAL)

Q2 2026 vs Q3 2026

Comparing institutional holders between quarters

Quarters

Q3 2026Q2 2026Q1 2026Q4 2025Q3 2025
CompareDetailedHistoricalFundsOptions13D/13GPeersTargetingTrading SummaryProfile
Westside Investment Management, Inc.
INCREASED
Shares107,385 from 103,785
Change+3,600 (+3%)
Value$5.0M (-$183.3K)
Filed 2026-11-02
Ignite Planners, LLC
INCREASED
Shares80,419 from 80,134
Change+285 (+0%)
Value$3.7M (+$39.4K)
Filed 2026-10-14
Golden State Wealth Management, LLC
INCREASED
Shares67,589 from 32,001
Change+35,588 (+111%)
Value$3.1M (+$1.5M)
Filed 2026-11-02
Magnus Financial Group LLC
INCREASED
Shares45,414 from 44,624
Change+790 (+2%)
Value$2.1M (-$116.0K)
Filed 2026-10-21
Hennion & Walsh Asset Management, Inc.
INCREASED
Shares37,564 from 33,563
Change+4,001 (+12%)
Value$1.7M (+$70.3K)
Filed 2026-10-13
Integral Investment Advisors, Inc.
DECREASED
Shares37,305 from 37,730
Change-425 (-1%)
Value$1.7M (-$148.6K)
Filed 2026-11-03
MGO One Seven LLC
INCREASED
Shares34,738 from 31,195
Change+3,543 (+11%)
Value$1.6M (+$57.2K)
Filed 2026-10-28
Southland Equity Partners LLC
DECREASED
Shares30,031 from 30,129
Change-98 (0%)
Value$1.4M (-$107.5K)
Filed 2026-10-14
Navigation Group, LLC
UNCHANGED
Shares29,536 from 29,536
Change0 (0%)
Value$1.4M (-$100.9K)
Filed 2026-10-28
Warren Street Wealth Advisors, LLC
DECREASED
Shares19,160 from 19,170
Change-10 (0%)
Value$885.9K (-$66.0K)
Filed 2026-11-04
Commonwealth Equity Services, LLC
INCREASED
Shares19,134 from 18,453
Change+681 (+4%)
Value$884.7K (-$31.6K)
Filed 2026-11-02
Wedbush Securities Inc
INCREASED
Shares15,778 from 4,978
Change+10,800 (+217%)
Value$729.0K (+$482.0K)
Filed 2026-10-22
Climber Capital SA
UNCHANGED
Shares14,635 from 14,635
Change0 (0%)
Value$641.6K (-$83.7K)
Filed 2026-10-20
Cambridge Investment Research Advisors, Inc.
DECREASED
Shares12,054 from 15,916
Change-3,862 (-24%)
Value$557.0K (-$233.0K)
Filed 2026-11-02
Kingswood Wealth Advisors, LLC
DECREASED
Shares11,906 from 12,918
Change-1,012 (-8%)
Value$550.5K (-$90.9K)
Filed 2026-10-23
FF Advisors,LLC
NEW
Shares9,434
Change+9,434
Value$436.2K
Filed 2026-10-21
D.A. Davidson & Co.
UNCHANGED
Shares9,273 from 9,273
Change0 (0%)
Value$428.7K (-$31.7K)
Filed 2026-10-28
Guild Investment Management, Inc.
DECREASED
Shares8,500 from 12,500
Change-4,000 (-32%)
Value$393.0K (-$227.7K)
Filed 2026-11-03
Farther Finance Advisors, LLC
DECREASED
Shares8,500 from 12,500
Change-4,000 (-32%)
Value$393.0K (-$227.7K)
Filed 2026-10-08
CLG LLC
DECREASED
Shares7,501 from 9,972
Change-2,471 (-25%)
Value$346.8K (-$148.3K)
Filed 2026-10-13
Blue Zone Wealth Advisors, LLC
UNCHANGED
Shares6,750 from 6,750
Change0 (0%)
Value$312.1K (-$23.1K)
Filed 2026-10-19
Wespac Advisors SoCal, LLC
DECREASED
Shares6,563 from 7,605
Change-1,042 (-14%)
Value$303.4K (-$74.2K)
Filed 2026-10-13
SeaCrest Wealth Management, LLC
DECREASED
Shares6,440 from 7,807
Change-1,367 (-18%)
Value$297.7K (-$89.9K)
Filed 2026-10-21
Foronjy Financial LLC
DECREASED
Shares6,409 from 7,084
Change-675 (-10%)
Value$296.3K (-$55.5K)
Filed 2026-10-14
Towerpoint Wealth, LLC
DECREASED
Shares6,176 from 6,759
Change-583 (-9%)
Value$285.5K (-$50.1K)
Filed 2026-10-13
ASL Financial, LLC
UNCHANGED
Shares6,160 from 6,160
Change0 (0%)
Value$284.8K (-$21.1K)
Filed 2026-10-15
HCR Wealth Advisors
UNCHANGED
Shares6,075 from 6,075
Change0 (0%)
Value$280.9K (-$20.8K)
Filed 2026-10-15
Wealth Enhancement Advisory Services, LLC
INCREASED
Shares5,928 from 4,096
Change+1,832 (+45%)
Value$272.9K (+$70.2K)
Filed 2026-10-13
Vaquero Private Wealth, LTD
UNCHANGED
Shares5,050 from 5,050
Change0 (0%)
Value$233.5K (-$17.3K)
Filed 2026-10-27
TriaGen Wealth Management LLC
UNCHANGED
Shares4,639 from 4,639
Change0 (0%)
Value$214.5K (-$15.9K)
Filed 2026-10-14
Argyle Capital Partners, LLC
DECREASED
Shares4,626 from 5,051
Change-425 (-8%)
Value$213.9K (-$36.9K)
Filed 2026-10-23
Cypress Wealth Services, LLC
INCREASED
Shares4,507 from 4,467
Change+40 (+1%)
Value$208.9K (-$12.8K)
Filed 2026-10-21
Mosley Wealth Management
NEW
Shares3,710
Change+3,710
Value$174.0K
Filed 2026-10-16
Private Trust Co NA
INCREASED
Shares2,820 from 1,598
Change+1,222 (+76%)
Value$130.4K (+$51.0K)
Filed 2026-10-20
Parallel Advisors, LLC
NEW
Shares1,000
Change+1,000
Value$46.2K
Filed 2026-11-03
Fifth Third Bancorp
INCREASED
Shares901 from 893
Change+8 (+1%)
Value$41.7K (-$2.7K)
Filed 2026-11-05
Larson Financial Group LLC
UNCHANGED
Shares900 from 900
Change0 (0%)
Value$41.6K (-$3.1K)
Filed 2026-11-05
Team Financial Group, LLC
NEW
Shares35
Change+35
Value$1.6K
Filed 2026-10-30
Compound Planning, Inc.
CLOSED
Shares0 from 35,043
Change-35,043 (-100%)
Value$0 (-$1.7M)
Filed 2026-11-05
Gerald Baker Financial Group LLC
CLOSED
Shares0 from 4,434
Change-4,434 (-100%)
Value$0 (-$220.2K)
Filed 2026-10-09
Johnson Bixby & Associates, LLC
CLOSED
Shares0 from 4,033
Change-4,033 (-100%)
Value$0 (-$200.2K)
Filed 2026-10-14
Rossby Financial, LCC
CLOSED
Shares0 from 2,971
Change-2,971 (-100%)
Value$0 (-$147.5K)
Filed 2026-11-05
Assetmark, Inc
CLOSED
Shares0 from 266
Change-266 (-100%)
Value$0 (-$13.2K)
Filed 2026-10-21
Spectrum Wealth Advisory Group, LLC
CLOSED
Shares0 from 16
Change-16 (-100%)
Value$0 (-$811)
Filed 2026-10-29
LPL Financial LLC
N/A
Shares— from 1,032,799
Change-1,032,799 (-100%)
Value—
Morgan Stanley
N/A
Shares— from 216,147
Change-216,147 (-100%)
Value—
Citizens Business Bank
N/A
Shares— from 118,489
Change-118,489 (-100%)
Value—
Guggenheim Capital LLC
N/A
Shares— from 93,217
Change-93,217 (-100%)
Value—
Cetera Investment Advisers
N/A
Shares— from 86,212
Change-86,212 (-100%)
Value—
Osaic Holdings, Inc.
N/A
Shares— from 55,361
Change-55,361 (-100%)
Value—
Elequin Capital, LP
N/A
Shares— from 54,092
Change-54,092 (-100%)
Value—
UBS Group AG
N/A
Shares— from 45,083
Change-45,083 (-100%)
Value—
Channel Wealth LLC
N/A
Shares— from 44,985
Change-44,985 (-100%)
Value—
HighTower Advisors, LLC
N/A
Shares— from 43,481
Change-43,481 (-100%)
Value—
Mariner, LLC
N/A
Shares— from 42,483
Change-42,483 (-100%)
Value—
Stonebridge Financial Group, LLC
N/A
Shares— from 37,613
Change-37,613 (-100%)
Value—
Cerity Partners LLC
N/A
Shares— from 34,375
Change-34,375 (-100%)
Value—
Composition Wealth, LLC
N/A
Shares— from 33,370
Change-33,370 (-100%)
Value—
Rockefeller Capital Management L.P.
N/A
Shares— from 25,211
Change-25,211 (-100%)
Value—
Savvy Advisors, Inc.
N/A
Shares— from 20,320
Change-20,320 (-100%)
Value—
New Insight Wealth Advisors
N/A
Shares— from 19,897
Change-19,897 (-100%)
Value—
Cascade Financial Partners, LLC
N/A
Shares— from 18,103
Change-18,103 (-100%)
Value—
Mutual Advisors, LLC
N/A
Shares— from 16,997
Change-16,997 (-100%)
Value—
WCG Wealth Advisors LLC
N/A
Shares— from 16,218
Change-16,218 (-100%)
Value—
Jane Street Group, LLC
N/A
Shares— from 15,849
Change-15,849 (-100%)
Value—
Precision Wealth Strategies, LLC
N/A
Shares— from 13,461
Change-13,461 (-100%)
Value—
Raymond James Financial Inc
N/A
Shares— from 12,845
Change-12,845 (-100%)
Value—
Centaurus Financial, Inc.
N/A
Shares— from 11,985
Change-11,985 (-100%)
Value—
Perennial Investment Advisors, LLC
N/A
Shares— from 11,583
Change-11,583 (-100%)
Value—
Private Advisor Group, LLC
N/A
Shares— from 11,404
Change-11,404 (-100%)
Value—
Quantinno Capital Management LP
N/A
Shares— from 10,696
Change-10,696 (-100%)
Value—
Arax Advisory Partners
N/A
Shares— from 10,070
Change-10,070 (-100%)
Value—
Royal Bank of Canada
N/A
Shares— from 9,934
Change-9,934 (-100%)
Value—
Inspire Advisors, LLC
N/A
Shares— from 9,445
Change-9,445 (-100%)
Value—
Silver OAK Securities, Incorporated
N/A
Shares— from 9,151
Change-9,151 (-100%)
Value—
Crux Wealth Advisors
N/A
Shares— from 8,709
Change-8,709 (-100%)
Value—
Tidemark, LLC
N/A
Shares— from 8,553
Change-8,553 (-100%)
Value—
NewEdge Advisors, LLC
N/A
Shares— from 7,222
Change-7,222 (-100%)
Value—
Entruity Wealth, LLC
N/A
Shares— from 6,782
Change-6,782 (-100%)
Value—
Steward Partners Investment Advisory, LLC
N/A
Shares— from 5,300
Change-5,300 (-100%)
Value—
Wells Fargo & Company
N/A
Shares— from 4,566
Change-4,566 (-100%)
Value—
Citadel Advisors LLC
N/A
Shares— from 4,500
Change-4,500 (-100%)
Value—
ODonnell Financial Services, LLC
N/A
Shares— from 4,097
Change-4,097 (-100%)
Value—
Allworth Financial LP
N/A
Shares— from 2,857
Change-2,857 (-100%)
Value—
Ameriflex Group, Inc.
N/A
Shares— from 1,845
Change-1,845 (-100%)
Value—
IFG Advisory, LLC
N/A
Shares— from 992
Change-992 (-100%)
Value—
Global Retirement Partners, LLC
N/A
Shares— from 928
Change-928 (-100%)
Value—
Ameritas Investment Partners, Inc.
N/A
Shares— from 857
Change-857 (-100%)
Value—
Harbour Investments, Inc.
N/A
Shares— from 809
Change-809 (-100%)
Value—
Dunhill Financial, LLC
N/A
Shares— from 288
Change-288 (-100%)
Value—
Status
Westside Investment Management, Inc.
INCREASED107,385103,785+3,600+3%$5.2M$5.0M-$183.3K2026-11-02
Ignite Planners, LLC
INCREASED80,41980,134+285+0%$3.7M$3.7M+$39.4K2026-10-14
Golden State Wealth Management, LLC
INCREASED67,58932,001+35,588+111%$1.6M$3.1M+$1.5M2026-11-02
Magnus Financial Group LLC
INCREASED45,41444,624+790+2%$2.2M$2.1M-$116.0K2026-10-21
Hennion & Walsh Asset Management, Inc.
INCREASED37,56433,563+4,001+12%$1.7M$1.7M+$70.3K2026-10-13
Integral Investment Advisors, Inc.
DECREASED37,30537,730-425-1%$1.9M$1.7M-$148.6K2026-11-03
MGO One Seven LLC
INCREASED34,73831,195+3,543+11%$1.5M$1.6M+$57.2K2026-10-28
Southland Equity Partners LLC
DECREASED30,03130,129-980%$1.5M$1.4M-$107.5K2026-10-14
Navigation Group, LLC
UNCHANGED29,53629,53600%$1.5M$1.4M-$100.9K2026-10-28
Warren Street Wealth Advisors, LLC
DECREASED19,16019,170-100%$951.8K$885.9K-$66.0K2026-11-04
Commonwealth Equity Services, LLC
INCREASED19,13418,453+681+4%$916.3K$884.7K-$31.6K2026-11-02
Wedbush Securities Inc
INCREASED15,7784,978+10,800+217%$247.0K$729.0K+$482.0K2026-10-22
Climber Capital SA
UNCHANGED14,63514,63500%$725.2K$641.6K-$83.7K2026-10-20
Cambridge Investment Research Advisors, Inc.
DECREASED12,05415,916-3,862-24%$790.0K$557.0K-$233.0K2026-11-02
Kingswood Wealth Advisors, LLC
DECREASED11,90612,918-1,012-8%$641.4K$550.5K-$90.9K2026-10-23
FF Advisors,LLC
NEW9,434—+9,434——$436.2K—2026-10-21
D.A. Davidson & Co.
UNCHANGED9,2739,27300%$460.4K$428.7K-$31.7K2026-10-28
Guild Investment Management, Inc.
DECREASED8,50012,500-4,000-32%$620.7K$393.0K-$227.7K2026-11-03
Farther Finance Advisors, LLC
DECREASED8,50012,500-4,000-32%$620.7K$393.0K-$227.7K2026-10-08
CLG LLC
DECREASED7,5019,972-2,471-25%$495.1K$346.8K-$148.3K2026-10-13
Blue Zone Wealth Advisors, LLC
UNCHANGED6,7506,75000%$335.2K$312.1K-$23.1K2026-10-19
Wespac Advisors SoCal, LLC
DECREASED6,5637,605-1,042-14%$377.6K$303.4K-$74.2K2026-10-13
SeaCrest Wealth Management, LLC
DECREASED6,4407,807-1,367-18%$387.6K$297.7K-$89.9K2026-10-21
Foronjy Financial LLC
DECREASED6,4097,084-675-10%$351.8K$296.3K-$55.5K2026-10-14
Towerpoint Wealth, LLC
DECREASED6,1766,759-583-9%$335.6K$285.5K-$50.1K2026-10-13
ASL Financial, LLC
UNCHANGED6,1606,16000%$305.9K$284.8K-$21.1K2026-10-15
HCR Wealth Advisors
UNCHANGED6,0756,07500%$301.6K$280.9K-$20.8K2026-10-15
Wealth Enhancement Advisory Services, LLC
INCREASED5,9284,096+1,832+45%$202.8K$272.9K+$70.2K2026-10-13
Vaquero Private Wealth, LTD
UNCHANGED5,0505,05000%$250.7K$233.5K-$17.3K2026-10-27
TriaGen Wealth Management LLC
UNCHANGED4,6394,63900%$230.3K$214.5K-$15.9K2026-10-14
Argyle Capital Partners, LLC
DECREASED4,6265,051-425-8%$250.8K$213.9K-$36.9K2026-10-23
Cypress Wealth Services, LLC
INCREASED4,5074,467+40+1%$221.8K$208.9K-$12.8K2026-10-21
Mosley Wealth Management
NEW3,710—+3,710——$174.0K—2026-10-16
Private Trust Co NA
INCREASED2,8201,598+1,222+76%$79.3K$130.4K+$51.0K2026-10-20
Parallel Advisors, LLC
NEW1,000—+1,000——$46.2K—2026-11-03
Fifth Third Bancorp
INCREASED901893+8+1%$44.3K$41.7K-$2.7K2026-11-05
Larson Financial Group LLC
UNCHANGED90090000%$44.7K$41.6K-$3.1K2026-11-05
Team Financial Group, LLC
NEW35—+35——$1.6K—2026-10-30
Compound Planning, Inc.
CLOSED035,043-35,043-100%$1.7M$0-$1.7M2026-11-05
Gerald Baker Financial Group LLC
CLOSED04,434-4,434-100%$220.2K$0-$220.2K2026-10-09
Johnson Bixby & Associates, LLC
CLOSED04,033-4,033-100%$200.2K$0-$200.2K2026-10-14
Rossby Financial, LCC
CLOSED02,971-2,971-100%$147.5K$0-$147.5K2026-11-05
Assetmark, Inc
CLOSED0266-266-100%$13.2K$0-$13.2K2026-10-21
Spectrum Wealth Advisory Group, LLC
CLOSED016-16-100%$811$0-$8112026-10-29
LPL Financial LLC
N/A—1,032,799-1,032,799-100%$51.3M———
Morgan Stanley
N/A—216,147-216,147-100%$10.7M———
Citizens Business Bank
N/A—118,489-118,489-100%$5.9M———
Guggenheim Capital LLC
N/A—93,217-93,217-100%$4.6M———
Cetera Investment Advisers
N/A—86,212-86,212-100%$4.3M———
Osaic Holdings, Inc.
N/A—55,361-55,361-100%$2.7M———
Elequin Capital, LP
N/A—54,092-54,092-100%$2.7M———
UBS Group AG
N/A—45,083-45,083-100%$2.2M———
Channel Wealth LLC
N/A—44,985-44,985-100%$2.2M———
HighTower Advisors, LLC
N/A—43,481-43,481-100%$2.2M———
Mariner, LLC
N/A—42,483-42,483-100%$2.1M———
Stonebridge Financial Group, LLC
N/A—37,613-37,613-100%$1.9M———
Cerity Partners LLC
N/A—34,375-34,375-100%$1.7M———
Composition Wealth, LLC
N/A—33,370-33,370-100%$1.7M———
Rockefeller Capital Management L.P.
N/A—25,211-25,211-100%$1.3M———
Savvy Advisors, Inc.
N/A—20,320-20,320-100%$1.0M———
New Insight Wealth Advisors
N/A—19,897-19,897-100%$987.9K———
Cascade Financial Partners, LLC
N/A—18,103-18,103-100%$898.9K———
Mutual Advisors, LLC
N/A—16,997-16,997-100%$844.0K———
WCG Wealth Advisors LLC
N/A—16,218-16,218-100%$805.2K———
Jane Street Group, LLC
N/A—15,849-15,849-100%$786.9K———
Precision Wealth Strategies, LLC
N/A—13,461-13,461-100%$668.4K———
Raymond James Financial Inc
N/A—12,845-12,845-100%$637.8K———
Centaurus Financial, Inc.
N/A—11,985-11,985-100%$595.0K———
Perennial Investment Advisors, LLC
N/A—11,583-11,583-100%$575.2K———
Private Advisor Group, LLC
N/A—11,404-11,404-100%$566.2K———
Quantinno Capital Management LP
N/A—10,696-10,696-100%$531.1K———
Arax Advisory Partners
N/A—10,070-10,070-100%$500.0K———
Royal Bank of Canada
N/A—9,934-9,934-100%$493.0K———
Inspire Advisors, LLC
N/A—9,445-9,445-100%$468.9K———
Silver OAK Securities, Incorporated
N/A—9,151-9,151-100%$454.4K———
Crux Wealth Advisors
N/A—8,709-8,709-100%$432.4K———
Tidemark, LLC
N/A—8,553-8,553-100%$424.7K———
NewEdge Advisors, LLC
N/A—7,222-7,222-100%$358.6K———
Entruity Wealth, LLC
N/A—6,782-6,782-100%$336.7K———
Steward Partners Investment Advisory, LLC
N/A—5,300-5,300-100%$263.2K———
Wells Fargo & Company
N/A—4,566-4,566-100%$226.7K———
Citadel Advisors LLC
N/A—4,500-4,500-100%$223.4K———
ODonnell Financial Services, LLC
N/A—4,097-4,097-100%$203.4K———
Allworth Financial LP
N/A—2,857-2,857-100%$141.9K———
Ameriflex Group, Inc.
N/A—1,845-1,845-100%$91.6K———
IFG Advisory, LLC
N/A—992-992-100%$49.3K———
Global Retirement Partners, LLC
N/A—928-928-100%$46.1K———
Ameritas Investment Partners, Inc.
N/A—857-857-100%$42.6K———
Harbour Investments, Inc.
N/A—809-809-100%$40.1K———
Dunhill Financial, LLC
N/A—288-288-100%$14.3K———
Showing 90 of 90 institutions