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FT Vest US Small Cap Moderat (SNOV)

Q2 2026 vs Q3 2026

Comparing institutional holders between quarters

Quarters

Q3 2026Q2 2026Q1 2026Q4 2025Q3 2025
CompareDetailedHistoricalFundsOptions13D/13GPeersTargetingTrading SummaryProfile
Park Avenue Securities LLC
DECREASED
Shares105,750 from 106,727
Change-977 (-1%)
Value$2.9M (-$12.0K)
Filed 2026-10-26
LPL Financial LLC
INCREASED
Shares81,491 from 57,772
Change+23,719 (+41%)
Value$2.2M (+$653.7K)
Filed 2026-11-06
BFI Wealth Solutions, LLC
DECREASED
Shares64,854 from 77,483
Change-12,629 (-16%)
Value$1.8M (-$333.4K)
Filed 2026-10-16
Wealth Enhancement Advisory Services, LLC
DECREASED
Shares63,944 from 68,169
Change-4,225 (-6%)
Value$61.1K (+$2.1K)
Filed 2026-10-13
NorthCrest Asset Manangement, LLC
DECREASED
Shares61,705 from 65,930
Change-4,225 (-6%)
Value$1.7M (-$104.5K)
Filed 2026-10-13
Commonwealth Equity Services, LLC
DECREASED
Shares50,240 from 94,289
Change-44,049 (-47%)
Value$1.4M (-$1.2M)
Filed 2026-11-02
Grantvest Financial Group LLC
DECREASED
Shares43,872 from 48,388
Change-4,516 (-9%)
Value$1.2M (-$116.4K)
Filed 2026-10-21
Truist Financial Corp
UNCHANGED
Shares42,460 from 42,460
Change0 (0%)
Value$1.2M (+$5.7K)
Filed 2026-10-30
Cambridge Investment Research Advisors, Inc.
DECREASED
Shares42,456 from 68,716
Change-26,260 (-38%)
Value$1.2M (-$706.0K)
Filed 2026-11-02
MGO One Seven LLC
UNCHANGED
Shares42,444 from 42,444
Change0 (0%)
Value$1.2M (+$5.7K)
Filed 2026-10-28
Kestra Advisory Services, LLC
INCREASED
Shares38,666 from 34,151
Change+4,515 (+13%)
Value$1.1M (+$127.6K)
Filed 2026-11-02
Ignite Planners, LLC
DECREASED
Shares26,468 from 27,283
Change-815 (-3%)
Value$720.7K (-$18.5K)
Filed 2026-10-14
Kestra Private Wealth Services, LLC
UNCHANGED
Shares12,670 from 12,670
Change0 (0%)
Value$345.0K (+$1.7K)
Filed 2026-11-06
Diligent Investors, LLC
UNCHANGED
Shares12,300 from 12,300
Change0 (0%)
Value$334.9K (+$1.7K)
Filed 2026-10-21
Sigma Planning Corp
DECREASED
Shares11,956 from 11,990
Change-34 (0%)
Value$325.6K (+$693)
Filed 2026-10-23
Lanark Financial, Inc.
DECREASED
Shares8,872 from 11,147
Change-2,275 (-20%)
Value$241.6K (-$60.4K)
Filed 2026-10-26
Foguth Wealth Management, Llc.
UNCHANGED
Shares8,547 from 8,547
Change0 (0%)
Value$231.0K (-$684)
Filed 2026-10-19
Creative Financial Designs Inc
DECREASED
Shares6,675 from 7,547
Change-872 (-12%)
Value$181.8K (-$22.7K)
Filed 2026-11-04
Pinnacle Wealth Planning Services, Inc.
UNCHANGED
Shares6,000 from 6,000
Change0 (0%)
Value$163.4K (+$810)
Filed 2026-10-27
Dhjj Financial Advisors, Ltd.
DECREASED
Shares5,507 from 5,557
Change-50 (-1%)
Value$150.0K (-$611)
Filed 2026-10-23
PFS Partners, LLC
UNCHANGED
Shares5,036 from 5,036
Change0 (0%)
Value$137.1K (+$680)
Filed 2026-10-21
Capital Investment Advisory Services, LLC
UNCHANGED
Shares1,115 from 1,115
Change0 (0%)
Value$30.4K (+$229)
Filed 2026-10-30
Noble Wealth Management PBC
DECREASED
Shares1,103 from 2,543
Change-1,440 (-57%)
Value$30.0K (-$38.9K)
Filed 2026-10-01
CoreCap Advisors, LLC
UNCHANGED
Shares1,000 from 1,000
Change0 (0%)
Value$27.2K (+$135)
Filed 2026-10-08
CX Institutional
UNCHANGED
Shares865 from 865
Change0 (0%)
Value$24 (+$1)
Filed 2026-10-02
Fifth Third Bancorp
UNCHANGED
Shares833 from 833
Change0 (0%)
Value$22.7K (+$113)
Filed 2026-11-05
Signature Equity Partners, LLC
UNCHANGED
Shares630 from 630
Change0 (0%)
Value$17.2K (+$85)
Filed 2026-10-29
Kingswood Wealth Advisors, LLC
CLOSED
Shares0 from 14,799
Change-14,799 (-100%)
Value$0 (-$401.0K)
Filed 2026-10-23
Osaic Holdings, Inc.
N/A
Shares— from 237,914
Change-237,914 (-100%)
Value—
Cetera Investment Advisers
N/A
Shares— from 120,417
Change-120,417 (-100%)
Value—
Susquehanna International Group, LLP
N/A
Shares— from 76,332
Change-76,332 (-100%)
Value—
Janney Montgomery Scott LLC
N/A
Shares— from 62,475
Change-62,475 (-100%)
Value—
Raymond James Financial Inc
N/A
Shares— from 60,845
Change-60,845 (-100%)
Value—
Private Advisor Group, LLC
N/A
Shares— from 22,195
Change-22,195 (-100%)
Value—
Mariner, LLC
N/A
Shares— from 16,530
Change-16,530 (-100%)
Value—
Envestnet Asset Management Inc
N/A
Shares— from 14,910
Change-14,910 (-100%)
Value—
HRT Financial LP
N/A
Shares— from 14,489
Change-14,489 (-100%)
Value—
Octavia Wealth Advisors, LLC
N/A
Shares— from 12,363
Change-12,363 (-100%)
Value—
Rockefeller Capital Management L.P.
N/A
Shares— from 11,700
Change-11,700 (-100%)
Value—
NewEdge Advisors, LLC
N/A
Shares— from 8,613
Change-8,613 (-100%)
Value—
Kovack Advisors, Inc.
N/A
Shares— from 8,408
Change-8,408 (-100%)
Value—
Silver OAK Securities, Incorporated
N/A
Shares— from 7,702
Change-7,702 (-100%)
Value—
SOA Wealth Advisors, Llc.
N/A
Shares— from 7,328
Change-7,328 (-100%)
Value—
Fiduciary Financial Advisors
N/A
Shares— from 4,932
Change-4,932 (-100%)
Value—
Capital Analysts, LLC
N/A
Shares— from 3,817
Change-3,817 (-100%)
Value—
Harbour Investments, Inc.
N/A
Shares— from 2,859
Change-2,859 (-100%)
Value—
Ameritas Investment Partners, Inc.
N/A
Shares— from 1,250
Change-1,250 (-100%)
Value—
Benson Wealth Management Inc
N/A
Shares— from 1,213
Change-1,213 (-100%)
Value—
Topsail Wealth Management, LLC
N/A
Shares— from 1,000
Change-1,000 (-100%)
Value—
Integrity Financial Corp
N/A
Shares— from 818
Change-818 (-100%)
Value—
AE Wealth Management LLC
N/A
Shares— from 708
Change-708 (-100%)
Value—
Morgan Stanley
N/A
Shares— from 577
Change-577 (-100%)
Value—
Steward Partners Investment Advisory, LLC
N/A
Shares— from 500
Change-500 (-100%)
Value—
Jones Financial Companies Lllp
N/A
Shares— from 226
Change-226 (-100%)
Value—
Strive Financial Group,LLC
N/A
Shares— from 108
Change-108 (-100%)
Value—
Status
Park Avenue Securities LLC
DECREASED105,750106,727-977-1%$2.9M$2.9M-$12.0K2026-10-26
LPL Financial LLC
INCREASED81,49157,772+23,719+41%$1.6M$2.2M+$653.7K2026-11-06
BFI Wealth Solutions, LLC
DECREASED64,85477,483-12,629-16%$2.1M$1.8M-$333.4K2026-10-16
Wealth Enhancement Advisory Services, LLC
DECREASED63,94468,169-4,225-6%$59.0K$61.1K+$2.1K2026-10-13
NorthCrest Asset Manangement, LLC
DECREASED61,70565,930-4,225-6%$1.8M$1.7M-$104.5K2026-10-13
Commonwealth Equity Services, LLC
DECREASED50,24094,289-44,049-47%$2.6M$1.4M-$1.2M2026-11-02
Grantvest Financial Group LLC
DECREASED43,87248,388-4,516-9%$1.3M$1.2M-$116.4K2026-10-21
Truist Financial Corp
UNCHANGED42,46042,46000%$1.2M$1.2M+$5.7K2026-10-30
Cambridge Investment Research Advisors, Inc.
DECREASED42,45668,716-26,260-38%$1.9M$1.2M-$706.0K2026-11-02
MGO One Seven LLC
UNCHANGED42,44442,44400%$1.2M$1.2M+$5.7K2026-10-28
Kestra Advisory Services, LLC
INCREASED38,66634,151+4,515+13%$925.3K$1.1M+$127.6K2026-11-02
Ignite Planners, LLC
DECREASED26,46827,283-815-3%$739.2K$720.7K-$18.5K2026-10-14
Kestra Private Wealth Services, LLC
UNCHANGED12,67012,67000%$343.3K$345.0K+$1.7K2026-11-06
Diligent Investors, LLC
UNCHANGED12,30012,30000%$333.3K$334.9K+$1.7K2026-10-21
Sigma Planning Corp
DECREASED11,95611,990-340%$324.9K$325.6K+$6932026-10-23
Lanark Financial, Inc.
DECREASED8,87211,147-2,275-20%$302.0K$241.6K-$60.4K2026-10-26
Foguth Wealth Management, Llc.
UNCHANGED8,5478,54700%$231.7K$231.0K-$6842026-10-19
Creative Financial Designs Inc
DECREASED6,6757,547-872-12%$204.5K$181.8K-$22.7K2026-11-04
Pinnacle Wealth Planning Services, Inc.
UNCHANGED6,0006,00000%$162.6K$163.4K+$8102026-10-27
Dhjj Financial Advisors, Ltd.
DECREASED5,5075,557-50-1%$150.6K$150.0K-$6112026-10-23
PFS Partners, LLC
UNCHANGED5,0365,03600%$136.5K$137.1K+$6802026-10-21
Capital Investment Advisory Services, LLC
UNCHANGED1,1151,11500%$30.2K$30.4K+$2292026-10-30
Noble Wealth Management PBC
DECREASED1,1032,543-1,440-57%$68.9K$30.0K-$38.9K2026-10-01
CoreCap Advisors, LLC
UNCHANGED1,0001,00000%$27.1K$27.2K+$1352026-10-08
CX Institutional
UNCHANGED86586500%$23$24+$12026-10-02
Fifth Third Bancorp
UNCHANGED83383300%$22.6K$22.7K+$1132026-11-05
Signature Equity Partners, LLC
UNCHANGED63063000%$17.1K$17.2K+$852026-10-29
Kingswood Wealth Advisors, LLC
CLOSED014,799-14,799-100%$401.0K$0-$401.0K2026-10-23
Osaic Holdings, Inc.
N/A—237,914-237,914-100%$6.4M———
Cetera Investment Advisers
N/A—120,417-120,417-100%$3.3M———
Susquehanna International Group, LLP
N/A—76,332-76,332-100%$2.1M———
Janney Montgomery Scott LLC
N/A—62,475-62,475-100%$1.7M———
Raymond James Financial Inc
N/A—60,845-60,845-100%$1.6M———
Private Advisor Group, LLC
N/A—22,195-22,195-100%$601.4K———
Mariner, LLC
N/A—16,530-16,530-100%$447.9K———
Envestnet Asset Management Inc
N/A—14,910-14,910-100%$404.0K———
HRT Financial LP
N/A—14,489-14,489-100%$392.0K———
Octavia Wealth Advisors, LLC
N/A—12,363-12,363-100%$335.0K———
Rockefeller Capital Management L.P.
N/A—11,700-11,700-100%$317.0K———
NewEdge Advisors, LLC
N/A—8,613-8,613-100%$233.4K———
Kovack Advisors, Inc.
N/A—8,408-8,408-100%$227.9K———
Silver OAK Securities, Incorporated
N/A—7,702-7,702-100%$208.7K———
SOA Wealth Advisors, Llc.
N/A—7,328-7,328-100%$198.6K———
Fiduciary Financial Advisors
N/A—4,932-4,932-100%$133.6K———
Capital Analysts, LLC
N/A—3,817-3,817-100%$104.0K———
Harbour Investments, Inc.
N/A—2,859-2,859-100%$77.5K———
Ameritas Investment Partners, Inc.
N/A—1,250-1,250-100%$33.9K———
Benson Wealth Management Inc
N/A—1,213-1,213-100%$32.9K———
Topsail Wealth Management, LLC
N/A—1,000-1,000-100%$27.1K———
Integrity Financial Corp
N/A—818-818-100%$22.2K———
AE Wealth Management LLC
N/A—708-708-100%$19.2K———
Morgan Stanley
N/A—577-577-100%$15.6K———
Steward Partners Investment Advisory, LLC
N/A—500-500-100%$13.5K———
Jones Financial Companies Lllp
N/A—226-226-100%$6.1K———
Strive Financial Group,LLC
N/A—108-108-100%$2.9K———
Showing 55 of 55 institutions