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First Trust Exchange-Traded (FCEF)

Q2 2026 vs Q3 2026

Comparing institutional holders between quarters

Quarters

Q3 2026Q2 2026Q1 2026Q4 2025Q3 2025
CompareDetailedHistoricalFundsOptions13D/13GPeersTargetingTrading SummaryProfile
LPL Financial LLC
INCREASED
Shares674,993 from 582,629
Change+92,364 (+16%)
Value$15.4M (+$1.4M)
Filed 2026-11-06
Capital Investment Advisory Services, LLC
INCREASED
Shares511,124 from 476,813
Change+34,311 (+7%)
Value$11.6M (+$172.7K)
Filed 2026-10-30
Commonwealth Equity Services, LLC
INCREASED
Shares131,984 from 89,823
Change+42,161 (+47%)
Value$3.0M (+$845.5K)
Filed 2026-11-02
Cambridge Investment Research Advisors, Inc.
DECREASED
Shares54,240 from 56,293
Change-2,053 (-4%)
Value$1.2M (-$119.0K)
Filed 2026-11-02
Boyce & Associates Wealth Consulting, Inc.
DECREASED
Shares18,795 from 88,372
Change-69,577 (-79%)
Value$428.0K (-$1.7M)
Filed 2026-10-14
Aurora Private Wealth, Inc.
INCREASED
Shares17,194 from 16,897
Change+297 (+2%)
Value$392.0K (-$14.0K)
Filed 2026-10-20
Kestra Advisory Services, LLC
INCREASED
Shares10,137 from 10,009
Change+128 (+1%)
Value$230.8K (-$9.9K)
Filed 2026-11-02
Larson Financial Group LLC
UNCHANGED
Shares2,600 from 2,600
Change0 (0%)
Value$59.2K (-$3.3K)
Filed 2026-11-05
Triumph Capital Management
UNCHANGED
Shares500 from 500
Change0 (0%)
Value$11.4K (-$638)
Filed 2026-10-14
International Assets Investment Management, LLC
CLOSED
Shares0 from 8,857
Change-8,857 (-100%)
Value$0 (-$212.4K)
Filed 2026-11-02
Decker Retirement Planning Inc.
CLOSED
Shares0 from 759
Change-759 (-100%)
Value$0 (-$18.3K)
Filed 2026-10-19
Thurston, Springer, Miller, Herd & Titak, Inc.
CLOSED
Shares0 from 424
Change-424 (-100%)
Value$0 (-$10.2K)
Filed 2026-10-14
Raymond James Financial Inc
N/A
Shares— from 153,781
Change-153,781 (-100%)
Value—
Harbour Investments, Inc.
N/A
Shares— from 102,512
Change-102,512 (-100%)
Value—
Proactive Wealth Strategies LLC
N/A
Shares— from 53,981
Change-53,981 (-100%)
Value—
Osaic Holdings, Inc.
N/A
Shares— from 53,644
Change-53,644 (-100%)
Value—
Cetera Investment Advisers
N/A
Shares— from 48,201
Change-48,201 (-100%)
Value—
Envestnet Asset Management Inc
N/A
Shares— from 30,845
Change-30,845 (-100%)
Value—
Smith, Moore & Co.
N/A
Shares— from 29,455
Change-29,455 (-100%)
Value—
Susquehanna International Group, LLP
N/A
Shares— from 25,924
Change-25,924 (-100%)
Value—
Janney Montgomery Scott LLC
N/A
Shares— from 24,957
Change-24,957 (-100%)
Value—
Integrated Wealth Concepts LLC
N/A
Shares— from 17,684
Change-17,684 (-100%)
Value—
NewEdge Advisors, LLC
N/A
Shares— from 14,224
Change-14,224 (-100%)
Value—
Berthel, Fisher & Company Financial Services, Inc.
N/A
Shares— from 6,401
Change-6,401 (-100%)
Value—
Morgan Stanley
N/A
Shares— from 1,968
Change-1,968 (-100%)
Value—
IFG Advisory, LLC
N/A
Shares— from 1,313
Change-1,313 (-100%)
Value—
BFC Planning, Inc.
N/A
Shares— from 1,106
Change-1,106 (-100%)
Value—
Rockefeller Capital Management L.P.
N/A
Shares— from 1,074
Change-1,074 (-100%)
Value—
Global Retirement Partners, LLC
N/A
Shares— from 900
Change-900 (-100%)
Value—
Fiduciary Financial Advisors
N/A
Shares— from 840
Change-840 (-100%)
Value—
AE Wealth Management LLC
N/A
Shares— from 635
Change-635 (-100%)
Value—
Geneos Wealth Management Inc.
N/A
Shares— from 522
Change-522 (-100%)
Value—
Darwin Wealth Management, LLC
N/A
Shares— from 5
Change-5 (-100%)
Value—
Wells Fargo & Company
N/A
Shares— from 1
Change-1 (-100%)
Value—
Status
LPL Financial LLC
INCREASED674,993582,629+92,364+16%$14.0M$15.4M+$1.4M2026-11-06
Capital Investment Advisory Services, LLC
INCREASED511,124476,813+34,311+7%$11.5M$11.6M+$172.7K2026-10-30
Commonwealth Equity Services, LLC
INCREASED131,98489,823+42,161+47%$2.2M$3.0M+$845.5K2026-11-02
Cambridge Investment Research Advisors, Inc.
DECREASED54,24056,293-2,053-4%$1.4M$1.2M-$119.0K2026-11-02
Boyce & Associates Wealth Consulting, Inc.
DECREASED18,79588,372-69,577-79%$2.1M$428.0K-$1.7M2026-10-14
Aurora Private Wealth, Inc.
INCREASED17,19416,897+297+2%$406.0K$392.0K-$14.0K2026-10-20
Kestra Advisory Services, LLC
INCREASED10,13710,009+128+1%$240.7K$230.8K-$9.9K2026-11-02
Larson Financial Group LLC
UNCHANGED2,6002,60000%$62.5K$59.2K-$3.3K2026-11-05
Triumph Capital Management
UNCHANGED50050000%$12.0K$11.4K-$6382026-10-14
International Assets Investment Management, LLC
CLOSED08,857-8,857-100%$212.4K$0-$212.4K2026-11-02
Decker Retirement Planning Inc.
CLOSED0759-759-100%$18.3K$0-$18.3K2026-10-19
Thurston, Springer, Miller, Herd & Titak, Inc.
CLOSED0424-424-100%$10.2K$0-$10.2K2026-10-14
Raymond James Financial Inc
N/A—153,781-153,781-100%$3.7M———
Harbour Investments, Inc.
N/A—102,512-102,512-100%$2.5M———
Proactive Wealth Strategies LLC
N/A—53,981-53,981-100%$1.3M———
Osaic Holdings, Inc.
N/A—53,644-53,644-100%$1.3M———
Cetera Investment Advisers
N/A—48,201-48,201-100%$1.2M———
Envestnet Asset Management Inc
N/A—30,845-30,845-100%$741.8K———
Smith, Moore & Co.
N/A—29,455-29,455-100%$708.4K———
Susquehanna International Group, LLP
N/A—25,924-25,924-100%$623.5K———
Janney Montgomery Scott LLC
N/A—24,957-24,957-100%$600.0K———
Integrated Wealth Concepts LLC
N/A—17,684-17,684-100%$425.3K———
NewEdge Advisors, LLC
N/A—14,224-14,224-100%$342.1K———
Berthel, Fisher & Company Financial Services, Inc.
N/A—6,401-6,401-100%$153.9K———
Morgan Stanley
N/A—1,968-1,968-100%$47.4K———
IFG Advisory, LLC
N/A—1,313-1,313-100%$31.6K———
BFC Planning, Inc.
N/A—1,106-1,106-100%$26.6K———
Rockefeller Capital Management L.P.
N/A—1,074-1,074-100%$25.8K———
Global Retirement Partners, LLC
N/A—900-900-100%$21.6K———
Fiduciary Financial Advisors
N/A—840-840-100%$20.2K———
AE Wealth Management LLC
N/A—635-635-100%$15.3K———
Geneos Wealth Management Inc.
N/A—522-522-100%$12.5K———
Darwin Wealth Management, LLC
N/A—5-5-100%$120———
Wells Fargo & Company
N/A—1-1-100%$21———
Showing 34 of 34 institutions