FT Vest US Small Cap Moderat (SAUG)

CUSIP: 33740F417 | NYSE | 98 institutional holders

Compare Detailed Historical Funds Options 13D/13G Peers Targeting Trading Summary Profile

Beneficial Ownership — 13D / 13G

5%+ stakes reported outside the quarterly cycle. A 13D is due within five business days of the event below, so these figures lead the holders table until the filer's next 13F catches up to them.

Holder	Shares	% of Class	Change	Event Date	vs 13F
13G/AFirst Trust Advisors L.P.	1,567,573	40.7%	New 5%+ stake	Jun 30, 2026	No 13F filer matched

13G/AFirst Trust Advisors L.P.1,567,573

40.7% of class · Jun 30, 2026

Institutional Holders — Q3 2026

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LPL Financial LLC105,850

0.0% of portfolio$2.9M

Kestra Advisory Services, LLC105,836

0.0% of portfolio$2.9M

Commonwealth Equity Services, LLC99,918

0.0% of portfolio$2.7M

Acorn Financial Advisory Services Inc82,239

0.3% of portfolio$2.2M

Maia Wealth LLC73,187

0.3% of portfolio$2.0M

BFI Wealth Solutions, LLC59,490

1.1% of portfolio$1.6M

Independent Financial Group, LLC55,505

0.0% of portfolio$1.5M

Truist Financial Corp52,688

0.0% of portfolio$1.4M

Global Assets Advisory, LLC38,635

0.2% of portfolio$1.1M

Diligent Investors, LLC37,050

0.2% of portfolio$1.0M

Cambridge Investment Research Advisors, Inc.34,925

0.0% of portfolio$948.0K

Wealth Enhancement Advisory Services, LLC34,068

0.0% of portfolio$78.6K

Grantvest Financial Group LLC33,366

0.5% of portfolio$905.4K

NorthCrest Asset Manangement, LLC31,168

0.0% of portfolio$845.0K

Ignite Planners, LLC29,214

0.1% of portfolio$792.8K

Crusonia Wealth Advisors LLC22,225

0.1% of portfolio$603.1K

Park Avenue Securities LLC21,052

0.0% of portfolio$571.0K

Vise Technologies, Inc.17,604

0.0% of portfolio$477.7K

Quad-Cities Investment Group, LLC11,357

0.1% of portfolio$308.2K

Kestra Private Wealth Services, LLC10,700

0.0% of portfolio$290.4K

First Heartland Consultants, Inc.8,922

0.0% of portfolio$242.1K

Integrated Advisors Network LLC8,312

0.0% of portfolio$225.6K

Dhjj Financial Advisors, Ltd.7,992

0.1% of portfolio$216.9K

MTM Investment Management, LLC6,560

0.1% of portfolio$178.0K

Spire Wealth Management4,999

0.0% of portfolio$135.7K

Creative Financial Designs Inc3,626

0.0% of portfolio$98.4K

CX Institutional2,824

0.0% of portfolio$77

Lanark Financial, Inc.843

0.0% of portfolio$22.9K

Farther Finance Advisors, LLC350

0.0% of portfolio$9.5K

Signature Equity Partners, LLC275

0.0% of portfolio$7.5K

PNC Financial Services Group, Inc.200

0.0% of portfolio$5.4K

				Style	Turnover	Location	Filed
LPL Financial LLC	105,850	$2.9M	0.0%	Index	Very Low	Fort Mill, SC	2026-11-06
Kestra Advisory Services, LLC	105,836	$2.9M	0.0%	Core	Low	Austin, TX	2026-11-02
Commonwealth Equity Services, LLC	99,918	$2.7M	0.0%	ETF	Low	Waltham, MA	2026-11-02
Acorn Financial Advisory Services Inc	82,239	$2.2M	0.3%	ETF	Medium	Reston, VA	2026-11-02
Maia Wealth LLC	73,187	$2.0M	0.3%	ETF	Medium	Denver, CO	2026-10-19
BFI Wealth Solutions, LLC	59,490	$1.6M	1.1%	ETF	Low	Dallas, TX	2026-10-16
Independent Financial Group, LLC	55,505	$1.5M	0.0%	Growth	Low	San Diego, CA	2026-10-13
Truist Financial Corp	52,688	$1.4M	0.0%	Core	Low	Charlotte, NC	2026-10-30
Global Assets Advisory, LLC	38,635	$1.1M	0.2%	Growth	High	Orlando, FL	2026-10-28
Diligent Investors, LLC	37,050	$1.0M	0.2%	Core	Low	Redlands, CA	2026-10-21
Cambridge Investment Research Advisors, Inc.	34,925	$948.0K	0.0%	ETF	Low	Fairfield, IA	2026-11-02
Wealth Enhancement Advisory Services, LLC	34,068	$78.6K	0.0%	Core	Low	Plymouth, MN	2026-10-13
Grantvest Financial Group LLC	33,366	$905.4K	0.5%	ETF	Low	Matawan, NJ	2026-10-21
NorthCrest Asset Manangement, LLC	31,168	$845.0K	0.0%	Growth	Low	Plymouth, MN	2026-10-13
Ignite Planners, LLC	29,214	$792.8K	0.1%	Core	Low	San Clemente, CA	2026-10-14
Crusonia Wealth Advisors LLC	22,225	$603.1K	0.1%	ETF	Very Low	Denver, CO	2026-10-26
Park Avenue Securities LLC	21,052	$571.0K	0.0%	ETF	Medium	New York, NY	2026-10-26
Vise Technologies, Inc.	17,604	$477.7K	0.0%	Index	Low	New York, NY	2026-10-29
Quad-Cities Investment Group, LLC	11,357	$308.2K	0.1%	Core	Low	Davenport, IA	2026-10-16
Kestra Private Wealth Services, LLC	10,700	$290.4K	0.0%	Growth	Low	Austin, TX	2026-11-06
First Heartland Consultants, Inc.	8,922	$242.1K	0.0%	ETF	Medium	Lake St. Louis, MO	2026-10-08
Integrated Advisors Network LLC	8,312	$225.6K	0.0%	Growth	Medium	Dallas, TX	2026-10-20
Dhjj Financial Advisors, Ltd.	7,992	$216.9K	0.1%	ETF	Very Low	Naperville, IL	2026-10-23
MTM Investment Management, LLC	6,560	$178.0K	0.1%	Core	Very Low	Spartanburg, SC	2026-10-30
Spire Wealth Management	4,999	$135.7K	0.0%	Growth	Medium	Mclean, VA	2026-10-30
Creative Financial Designs Inc	3,626	$98.4K	0.0%	ETF	Medium	Kokomo, IN	2026-11-04
CX Institutional	2,824	$77	0.0%	Core	Medium	Auburn, IN	2026-10-02
Lanark Financial, Inc.	843	$22.9K	0.0%	Core	Medium	Birmingham, AL	2026-10-26
Farther Finance Advisors, LLC	350	$9.5K	0.0%	Index	Low	San Francisco, CA	2026-10-08
Signature Equity Partners, LLC	275	$7.5K	0.0%	Growth	Medium	Columbus, OH	2026-10-29
PNC Financial Services Group, Inc.	200	$5.4K	0.0%	Growth	Very Low	Pittsburgh, PA	2026-11-06