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FT Vest US Small Cap Moderat (SAUG)

Q2 2026 vs Q3 2026

Comparing institutional holders between quarters

Quarters

Q3 2026Q2 2026Q1 2026Q4 2025Q3 2025
CompareDetailedHistoricalFundsOptions13D/13GPeersTargetingTrading SummaryProfile
LPL Financial LLC
INCREASED
Shares105,850 from 46,718
Change+59,132 (+127%)
Value$2.9M (+$1.6M)
Filed 2026-11-06
Kestra Advisory Services, LLC
INCREASED
Shares105,836 from 66,523
Change+39,313 (+59%)
Value$2.9M (+$1.0M)
Filed 2026-11-02
Commonwealth Equity Services, LLC
INCREASED
Shares99,918 from 55,773
Change+44,145 (+79%)
Value$2.7M (+$1.2M)
Filed 2026-11-02
Acorn Financial Advisory Services Inc
DECREASED
Shares82,239 from 87,337
Change-5,098 (-6%)
Value$2.2M (-$194.1K)
Filed 2026-11-02
Maia Wealth LLC
NEW
Shares73,187
Change+73,187
Value$2.0M
Filed 2026-10-19
BFI Wealth Solutions, LLC
DECREASED
Shares59,490 from 59,668
Change-178 (0%)
Value$1.6M (-$42.9K)
Filed 2026-10-16
Independent Financial Group, LLC
INCREASED
Shares55,505 from 55,464
Change+41 (+0%)
Value$1.5M (-$34.3K)
Filed 2026-10-13
Truist Financial Corp
DECREASED
Shares52,688 from 54,061
Change-1,373 (-3%)
Value$1.4M (-$71.8K)
Filed 2026-10-30
Global Assets Advisory, LLC
DECREASED
Shares38,635 from 39,535
Change-900 (-2%)
Value$1.1M (-$42.3K)
Filed 2026-10-28
Diligent Investors, LLC
INCREASED
Shares37,050 from 8,150
Change+28,900 (+355%)
Value$1.0M (+$779.0K)
Filed 2026-10-21
Cambridge Investment Research Advisors, Inc.
INCREASED
Shares34,925 from 25,028
Change+9,897 (+40%)
Value$948.0K (+$253.0K)
Filed 2026-11-02
Wealth Enhancement Advisory Services, LLC
INCREASED
Shares34,068 from 31,808
Change+2,260 (+7%)
Value$78.6K (+$60.5K)
Filed 2026-10-13
Grantvest Financial Group LLC
INCREASED
Shares33,366 from 33,082
Change+284 (+1%)
Value$905.4K (-$13.4K)
Filed 2026-10-21
NorthCrest Asset Manangement, LLC
UNCHANGED
Shares31,168 from 31,168
Change0 (0%)
Value$845.0K (-$23.1K)
Filed 2026-10-13
Ignite Planners, LLC
INCREASED
Shares29,214 from 28,838
Change+376 (+1%)
Value$792.8K (-$8.2K)
Filed 2026-10-14
Crusonia Wealth Advisors LLC
INCREASED
Shares22,225 from 20,000
Change+2,225 (+11%)
Value$603.1K (+$47.6K)
Filed 2026-10-26
Park Avenue Securities LLC
NEW
Shares21,052
Change+21,052
Value$571.0K
Filed 2026-10-26
Vise Technologies, Inc.
DECREASED
Shares17,604 from 19,044
Change-1,440 (-8%)
Value$477.7K (-$51.2K)
Filed 2026-10-29
Quad-Cities Investment Group, LLC
NEW
Shares11,357
Change+11,357
Value$308.2K
Filed 2026-10-16
Kestra Private Wealth Services, LLC
UNCHANGED
Shares10,700 from 10,700
Change0 (0%)
Value$290.4K (-$6.8K)
Filed 2026-11-06
First Heartland Consultants, Inc.
NEW
Shares8,922
Change+8,922
Value$242.1K
Filed 2026-10-08
Integrated Advisors Network LLC
UNCHANGED
Shares8,312 from 8,312
Change0 (0%)
Value$225.6K (-$5.3K)
Filed 2026-10-20
Dhjj Financial Advisors, Ltd.
INCREASED
Shares7,992 from 6,528
Change+1,464 (+22%)
Value$216.9K (+$35.6K)
Filed 2026-10-23
MTM Investment Management, LLC
UNCHANGED
Shares6,560 from 6,560
Change0 (0%)
Value$178.0K (-$4.2K)
Filed 2026-10-30
Spire Wealth Management
DECREASED
Shares4,999 from 6,231
Change-1,232 (-20%)
Value$135.7K (-$37.4K)
Filed 2026-10-30
Creative Financial Designs Inc
INCREASED
Shares3,626 from 3,064
Change+562 (+18%)
Value$98.4K (+$13.3K)
Filed 2026-11-04
CX Institutional
UNCHANGED
Shares2,824 from 2,824
Change0 (0%)
Value$77 (-$1)
Filed 2026-10-02
Lanark Financial, Inc.
UNCHANGED
Shares843 from 843
Change0 (0%)
Value$22.9K (-$538)
Filed 2026-10-26
Farther Finance Advisors, LLC
UNCHANGED
Shares350 from 350
Change0 (0%)
Value$9.5K (-$223)
Filed 2026-10-08
Signature Equity Partners, LLC
NEW
Shares275
Change+275
Value$7.5K
Filed 2026-10-29
PNC Financial Services Group, Inc.
NEW
Shares200
Change+200
Value$5.4K
Filed 2026-11-06
Prospera Financial Services Inc
CLOSED
Shares0 from 16,839
Change-16,839 (-100%)
Value$0 (-$467.7K)
Filed 2026-11-04
Sigma Planning Corp
CLOSED
Shares0 from 7,347
Change-7,347 (-100%)
Value$0 (-$204.1K)
Filed 2026-10-23
Raymond James Financial Inc
N/A
Shares— from 111,965
Change-111,965 (-100%)
Value—
Envestnet Asset Management Inc
N/A
Shares— from 99,209
Change-99,209 (-100%)
Value—
Cetera Investment Advisers
N/A
Shares— from 85,959
Change-85,959 (-100%)
Value—
Susquehanna International Group, LLP
N/A
Shares— from 66,955
Change-66,955 (-100%)
Value—
Osaic Holdings, Inc.
N/A
Shares— from 57,556
Change-57,556 (-100%)
Value—
Secured Retirement Advisors, LLC
N/A
Shares— from 42,587
Change-42,587 (-100%)
Value—
HRT Financial LP
N/A
Shares— from 34,960
Change-34,960 (-100%)
Value—
NewEdge Advisors, LLC
N/A
Shares— from 32,683
Change-32,683 (-100%)
Value—
Fiduciary Financial Advisors
N/A
Shares— from 31,979
Change-31,979 (-100%)
Value—
Ameritas Investment Partners, Inc.
N/A
Shares— from 27,920
Change-27,920 (-100%)
Value—
Foundations Investment Advisors, LLC
N/A
Shares— from 18,549
Change-18,549 (-100%)
Value—
Wealthgarden F.S. LLC
N/A
Shares— from 18,298
Change-18,298 (-100%)
Value—
Citadel Advisors LLC
N/A
Shares— from 14,564
Change-14,564 (-100%)
Value—
Silver OAK Securities, Incorporated
N/A
Shares— from 12,953
Change-12,953 (-100%)
Value—
Capital Analysts, LLC
N/A
Shares— from 12,924
Change-12,924 (-100%)
Value—
Rockefeller Capital Management L.P.
N/A
Shares— from 11,460
Change-11,460 (-100%)
Value—
Wood Tarver Financial Group, LLC
N/A
Shares— from 10,689
Change-10,689 (-100%)
Value—
Harbour Investments, Inc.
N/A
Shares— from 10,516
Change-10,516 (-100%)
Value—
Kovack Advisors, Inc.
N/A
Shares— from 9,350
Change-9,350 (-100%)
Value—
Steward Partners Investment Advisory, LLC
N/A
Shares— from 6,750
Change-6,750 (-100%)
Value—
SOA Wealth Advisors, Llc.
N/A
Shares— from 3,430
Change-3,430 (-100%)
Value—
Benson Wealth Management Inc
N/A
Shares— from 3,164
Change-3,164 (-100%)
Value—
AE Wealth Management LLC
N/A
Shares— from 2,888
Change-2,888 (-100%)
Value—
Ameriflex Group, Inc.
N/A
Shares— from 850
Change-850 (-100%)
Value—
Morgan Stanley
N/A
Shares— from 727
Change-727 (-100%)
Value—
Geneos Wealth Management Inc.
N/A
Shares— from 662
Change-662 (-100%)
Value—
BFC Planning, Inc.
N/A
Shares— from 172
Change-172 (-100%)
Value—
Integrity Financial Corp
N/A
Shares— from 36
Change-36 (-100%)
Value—
Status
LPL Financial LLC
INCREASED105,85046,718+59,132+127%$1.3M$2.9M+$1.6M2026-11-06
Kestra Advisory Services, LLC
INCREASED105,83666,523+39,313+59%$1.8M$2.9M+$1.0M2026-11-02
Commonwealth Equity Services, LLC
INCREASED99,91855,773+44,145+79%$1.5M$2.7M+$1.2M2026-11-02
Acorn Financial Advisory Services Inc
DECREASED82,23987,337-5,098-6%$2.4M$2.2M-$194.1K2026-11-02
Maia Wealth LLC
NEW73,187—+73,187——$2.0M—2026-10-19
BFI Wealth Solutions, LLC
DECREASED59,49059,668-1780%$1.7M$1.6M-$42.9K2026-10-16
Independent Financial Group, LLC
INCREASED55,50555,464+41+0%$1.5M$1.5M-$34.3K2026-10-13
Truist Financial Corp
DECREASED52,68854,061-1,373-3%$1.5M$1.4M-$71.8K2026-10-30
Global Assets Advisory, LLC
DECREASED38,63539,535-900-2%$1.1M$1.1M-$42.3K2026-10-28
Diligent Investors, LLC
INCREASED37,0508,150+28,900+355%$226.4K$1.0M+$779.0K2026-10-21
Cambridge Investment Research Advisors, Inc.
INCREASED34,92525,028+9,897+40%$695.0K$948.0K+$253.0K2026-11-02
Wealth Enhancement Advisory Services, LLC
INCREASED34,06831,808+2,260+7%$18.1K$78.6K+$60.5K2026-10-13
Grantvest Financial Group LLC
INCREASED33,36633,082+284+1%$918.9K$905.4K-$13.4K2026-10-21
NorthCrest Asset Manangement, LLC
UNCHANGED31,16831,16800%$868.0K$845.0K-$23.1K2026-10-13
Ignite Planners, LLC
INCREASED29,21428,838+376+1%$801.0K$792.8K-$8.2K2026-10-14
Crusonia Wealth Advisors LLC
INCREASED22,22520,000+2,225+11%$555.5K$603.1K+$47.6K2026-10-26
Park Avenue Securities LLC
NEW21,052—+21,052——$571.0K—2026-10-26
Vise Technologies, Inc.
DECREASED17,60419,044-1,440-8%$528.9K$477.7K-$51.2K2026-10-29
Quad-Cities Investment Group, LLC
NEW11,357—+11,357——$308.2K—2026-10-16
Kestra Private Wealth Services, LLC
UNCHANGED10,70010,70000%$297.2K$290.4K-$6.8K2026-11-06
First Heartland Consultants, Inc.
NEW8,922—+8,922——$242.1K—2026-10-08
Integrated Advisors Network LLC
UNCHANGED8,3128,31200%$230.9K$225.6K-$5.3K2026-10-20
Dhjj Financial Advisors, Ltd.
INCREASED7,9926,528+1,464+22%$181.3K$216.9K+$35.6K2026-10-23
MTM Investment Management, LLC
UNCHANGED6,5606,56000%$182.2K$178.0K-$4.2K2026-10-30
Spire Wealth Management
DECREASED4,9996,231-1,232-20%$173.1K$135.7K-$37.4K2026-10-30
Creative Financial Designs Inc
INCREASED3,6263,064+562+18%$85.1K$98.4K+$13.3K2026-11-04
CX Institutional
UNCHANGED2,8242,82400%$78$77-$12026-10-02
Lanark Financial, Inc.
UNCHANGED84384300%$23.4K$22.9K-$5382026-10-26
Farther Finance Advisors, LLC
UNCHANGED35035000%$9.7K$9.5K-$2232026-10-08
Signature Equity Partners, LLC
NEW275—+275——$7.5K—2026-10-29
PNC Financial Services Group, Inc.
NEW200—+200——$5.4K—2026-11-06
Prospera Financial Services Inc
CLOSED016,839-16,839-100%$467.7K$0-$467.7K2026-11-04
Sigma Planning Corp
CLOSED07,347-7,347-100%$204.1K$0-$204.1K2026-10-23
Raymond James Financial Inc
N/A—111,965-111,965-100%$3.1M———
Envestnet Asset Management Inc
N/A—99,209-99,209-100%$2.8M———
Cetera Investment Advisers
N/A—85,959-85,959-100%$2.4M———
Susquehanna International Group, LLP
N/A—66,955-66,955-100%$1.9M———
Osaic Holdings, Inc.
N/A—57,556-57,556-100%$1.6M———
Secured Retirement Advisors, LLC
N/A—42,587-42,587-100%$1.2M———
HRT Financial LP
N/A—34,960-34,960-100%$971.0K———
NewEdge Advisors, LLC
N/A—32,683-32,683-100%$907.8K———
Fiduciary Financial Advisors
N/A—31,979-31,979-100%$888.2K———
Ameritas Investment Partners, Inc.
N/A—27,920-27,920-100%$775.5K———
Foundations Investment Advisors, LLC
N/A—18,549-18,549-100%$515.2K———
Wealthgarden F.S. LLC
N/A—18,298-18,298-100%$508.2K———
Citadel Advisors LLC
N/A—14,564-14,564-100%$404.5K———
Silver OAK Securities, Incorporated
N/A—12,953-12,953-100%$359.8K———
Capital Analysts, LLC
N/A—12,924-12,924-100%$359.0K———
Rockefeller Capital Management L.P.
N/A—11,460-11,460-100%$318.3K———
Wood Tarver Financial Group, LLC
N/A—10,689-10,689-100%$296.0K———
Harbour Investments, Inc.
N/A—10,516-10,516-100%$292.1K———
Kovack Advisors, Inc.
N/A—9,350-9,350-100%$259.8K———
Steward Partners Investment Advisory, LLC
N/A—6,750-6,750-100%$187.5K———
SOA Wealth Advisors, Llc.
N/A—3,430-3,430-100%$95.3K———
Benson Wealth Management Inc
N/A—3,164-3,164-100%$87.9K———
AE Wealth Management LLC
N/A—2,888-2,888-100%$80.2K———
Ameriflex Group, Inc.
N/A—850-850-100%$23.6K———
Morgan Stanley
N/A—727-727-100%$20.2K———
Geneos Wealth Management Inc.
N/A—662-662-100%$18.4K———
BFC Planning, Inc.
N/A—172-172-100%$4.8K———
Integrity Financial Corp
N/A—36-36-100%$1.0K———
Showing 61 of 61 institutions