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FT Vest U.S. Small Cap Moder (SMAY)

Q2 2026 vs Q3 2026

Comparing institutional holders between quarters

Quarters

Q3 2026Q2 2026Q1 2026Q4 2025Q3 2025
CompareDetailedHistoricalFundsOptions13D/13GPeersTargetingTrading SummaryProfile
MGO One Seven LLC
DECREASED
Shares112,553 from 112,893
Change-340 (0%)
Value$3.1M (-$89.0K)
Filed 2026-10-28
LPL Financial LLC
DECREASED
Shares90,166 from 91,607
Change-1,441 (-2%)
Value$2.5M (-$104.5K)
Filed 2026-11-06
BFI Wealth Solutions, LLC
INCREASED
Shares46,366 from 37,666
Change+8,700 (+23%)
Value$1.3M (+$214.2K)
Filed 2026-10-16
Kestra Advisory Services, LLC
INCREASED
Shares44,853 from 38,093
Change+6,760 (+18%)
Value$1.2M (+$160.2K)
Filed 2026-11-02
Commonwealth Equity Services, LLC
DECREASED
Shares43,119 from 53,174
Change-10,055 (-19%)
Value$1.2M (-$315.8K)
Filed 2026-11-02
Wealth Enhancement Advisory Services, LLC
INCREASED
Shares38,941 from 38,445
Change+496 (+1%)
Value$116.5K (+$13.0K)
Filed 2026-10-13
NorthCrest Asset Manangement, LLC
UNCHANGED
Shares34,726 from 34,726
Change0 (0%)
Value$959.7K (-$22.3K)
Filed 2026-10-13
First Heartland Consultants, Inc.
INCREASED
Shares33,982 from 33,012
Change+970 (+3%)
Value$940.4K (+$3.6K)
Filed 2026-10-08
Ignite Planners, LLC
INCREASED
Shares27,746 from 27,466
Change+280 (+1%)
Value$767.9K (-$11.6K)
Filed 2026-10-14
Cambridge Investment Research Advisors, Inc.
DECREASED
Shares27,270 from 60,829
Change-33,559 (-55%)
Value$755.0K (-$971.0K)
Filed 2026-11-02
Lionshead Wealth Management, LLC
UNCHANGED
Shares26,740 from 26,740
Change0 (0%)
Value$740.0K (-$18.9K)
Filed 2026-10-21
Optivise Advisory Services LLC
INCREASED
Shares25,589 from 20,232
Change+5,357 (+26%)
Value$708.2K (+$134.0K)
Filed 2026-10-19
Csenge Advisory Group
INCREASED
Shares24,570 from 14,839
Change+9,731 (+66%)
Value$680.0K (+$258.8K)
Filed 2026-11-04
Grantvest Financial Group LLC
INCREASED
Shares24,257 from 23,824
Change+433 (+2%)
Value$671.3K (-$4.8K)
Filed 2026-10-21
Quad-Cities Investment Group, LLC
DECREASED
Shares21,456 from 21,493
Change-37 (0%)
Value$593.8K (-$16.2K)
Filed 2026-10-16
Diligent Investors, LLC
UNCHANGED
Shares21,100 from 21,100
Change0 (0%)
Value$583.9K (-$14.9K)
Filed 2026-10-21
StoneX Group Inc.
INCREASED
Shares17,928 from 17,066
Change+862 (+5%)
Value$496.2K (+$11.8K)
Filed 2026-11-03
Park Avenue Securities LLC
DECREASED
Shares13,502 from 13,517
Change-15 (0%)
Value$374.0K (-$10.0K)
Filed 2026-10-26
Avidian Wealth Enterprises, LLC
UNCHANGED
Shares13,192 from 13,192
Change0 (0%)
Value$365.1K (-$9.3K)
Filed 2026-10-08
Fragasso Financial Advisors Inc
UNCHANGED
Shares12,914 from 12,914
Change0 (0%)
Value$358.0K (-$8.5K)
Filed 2026-10-13
Blue Bell Private Wealth Management, LLC
INCREASED
Shares12,481 from 4,128
Change+8,353 (+202%)
Value$345.4K (+$228.3K)
Filed 2026-10-29
Dhjj Financial Advisors, Ltd.
UNCHANGED
Shares9,369 from 9,369
Change0 (0%)
Value$259.3K (-$6.6K)
Filed 2026-10-23
Level Four Advisory Services, LLC
UNCHANGED
Shares7,936 from 7,936
Change0 (0%)
Value$219.6K (-$5.6K)
Filed 2026-11-06
Sigma Planning Corp
DECREASED
Shares7,881 from 7,915
Change-34 (0%)
Value$218.1K (-$6.5K)
Filed 2026-10-23
Pinnacle Wealth Planning Services, Inc.
INCREASED
Shares6,656 from 5,756
Change+900 (+16%)
Value$184.2K (+$20.8K)
Filed 2026-10-27
Spire Wealth Management
UNCHANGED
Shares6,116 from 6,116
Change0 (0%)
Value$169.3K (-$4.3K)
Filed 2026-10-30
Lanark Financial, Inc.
UNCHANGED
Shares3,798 from 3,798
Change0 (0%)
Value$105.1K (-$2.7K)
Filed 2026-10-26
Buck Wealth Strategies, LLC
UNCHANGED
Shares1,670 from 1,670
Change0 (0%)
Value$46.2K (-$1.2K)
Filed 2026-10-28
Creative Financial Designs Inc
UNCHANGED
Shares1,080 from 1,080
Change0 (0%)
Value$29.9K (-$761)
Filed 2026-11-04
Noble Wealth Management PBC
UNCHANGED
Shares875 from 875
Change0 (0%)
Value$24.2K (-$617)
Filed 2026-10-01
IFP Advisors, Inc
UNCHANGED
Shares546 from 546
Change0 (0%)
Value$15.1K (-$385)
Filed 2026-10-16
Capital Investment Advisory Services, LLC
UNCHANGED
Shares500 from 500
Change0 (0%)
Value$13.8K (-$353)
Filed 2026-10-30
Ashton Thomas Private Wealth, LLC
DECREASED
Shares236 from 453
Change-217 (-48%)
Value$6.5K (-$6.3K)
Filed 2026-11-03
Assetmark, Inc
NEW
Shares71
Change+71
Value$2.0K
Filed 2026-10-21
Smart Wealth LLC
CLOSED
Shares0 from 37,657
Change-37,657 (-100%)
Value$0 (-$1.1M)
Filed 2026-11-04
Jefferies Financial Group Inc.
CLOSED
Shares0 from 26,785
Change-26,785 (-100%)
Value$0 (-$760.2K)
Filed 2026-11-05
International Assets Investment Management, LLC
CLOSED
Shares0 from 1,653
Change-1,653 (-100%)
Value$0 (-$46.8K)
Filed 2026-11-02
Bullseye Investment Management, LLC
CLOSED
Shares0 from 121
Change-121 (-100%)
Value$0 (-$3.4K)
Filed 2026-10-29
Cetera Investment Advisers
N/A
Shares— from 106,310
Change-106,310 (-100%)
Value—
Osaic Holdings, Inc.
N/A
Shares— from 85,364
Change-85,364 (-100%)
Value—
Susquehanna International Group, LLP
N/A
Shares— from 81,155
Change-81,155 (-100%)
Value—
Envestnet Asset Management Inc
N/A
Shares— from 46,856
Change-46,856 (-100%)
Value—
Raymond James Financial Inc
N/A
Shares— from 44,895
Change-44,895 (-100%)
Value—
Arkadios Wealth Advisors
N/A
Shares— from 22,521
Change-22,521 (-100%)
Value—
SOA Wealth Advisors, Llc.
N/A
Shares— from 19,399
Change-19,399 (-100%)
Value—
FSB Premier Wealth Management, Inc.
N/A
Shares— from 16,530
Change-16,530 (-100%)
Value—
CreativeOne Wealth, LLC
N/A
Shares— from 13,505
Change-13,505 (-100%)
Value—
Fortress Private Ledger, LLC
N/A
Shares— from 12,635
Change-12,635 (-100%)
Value—
Mariner, LLC
N/A
Shares— from 12,100
Change-12,100 (-100%)
Value—
Kintra Wealth, LLC
N/A
Shares— from 11,819
Change-11,819 (-100%)
Value—
Harvest Investment Services, LLC
N/A
Shares— from 11,681
Change-11,681 (-100%)
Value—
Wood Tarver Financial Group, LLC
N/A
Shares— from 11,367
Change-11,367 (-100%)
Value—
Benson Wealth Management Inc
N/A
Shares— from 11,349
Change-11,349 (-100%)
Value—
Geneos Wealth Management Inc.
N/A
Shares— from 11,160
Change-11,160 (-100%)
Value—
Jaffetilchin Investment Partners, LLC
N/A
Shares— from 10,986
Change-10,986 (-100%)
Value—
Integrated Wealth Concepts LLC
N/A
Shares— from 8,465
Change-8,465 (-100%)
Value—
GTS Securities LLC
N/A
Shares— from 8,253
Change-8,253 (-100%)
Value—
Arax Advisory Partners
N/A
Shares— from 7,645
Change-7,645 (-100%)
Value—
Silver OAK Securities, Incorporated
N/A
Shares— from 7,181
Change-7,181 (-100%)
Value—
Kovack Advisors, Inc.
N/A
Shares— from 7,178
Change-7,178 (-100%)
Value—
Capital Analysts, LLC
N/A
Shares— from 5,728
Change-5,728 (-100%)
Value—
Harbour Investments, Inc.
N/A
Shares— from 5,311
Change-5,311 (-100%)
Value—
Steward Partners Investment Advisory, LLC
N/A
Shares— from 3,697
Change-3,697 (-100%)
Value—
Rockefeller Capital Management L.P.
N/A
Shares— from 1,000
Change-1,000 (-100%)
Value—
AE Wealth Management LLC
N/A
Shares— from 690
Change-690 (-100%)
Value—
Morgan Stanley
N/A
Shares— from 521
Change-521 (-100%)
Value—
Ameriflex Group, Inc.
N/A
Shares— from 400
Change-400 (-100%)
Value—
Ameritas Investment Partners, Inc.
N/A
Shares— from 400
Change-400 (-100%)
Value—
Park Square Financial Group, LLC
N/A
Shares— from 34
Change-34 (-100%)
Value—
Status
MGO One Seven LLC
DECREASED112,553112,893-3400%$3.2M$3.1M-$89.0K2026-10-28
LPL Financial LLC
DECREASED90,16691,607-1,441-2%$2.6M$2.5M-$104.5K2026-11-06
BFI Wealth Solutions, LLC
INCREASED46,36637,666+8,700+23%$1.1M$1.3M+$214.2K2026-10-16
Kestra Advisory Services, LLC
INCREASED44,85338,093+6,760+18%$1.1M$1.2M+$160.2K2026-11-02
Commonwealth Equity Services, LLC
DECREASED43,11953,174-10,055-19%$1.5M$1.2M-$315.8K2026-11-02
Wealth Enhancement Advisory Services, LLC
INCREASED38,94138,445+496+1%$103.4K$116.5K+$13.0K2026-10-13
NorthCrest Asset Manangement, LLC
UNCHANGED34,72634,72600%$982.1K$959.7K-$22.3K2026-10-13
First Heartland Consultants, Inc.
INCREASED33,98233,012+970+3%$936.9K$940.4K+$3.6K2026-10-08
Ignite Planners, LLC
INCREASED27,74627,466+280+1%$779.5K$767.9K-$11.6K2026-10-14
Cambridge Investment Research Advisors, Inc.
DECREASED27,27060,829-33,559-55%$1.7M$755.0K-$971.0K2026-11-02
Lionshead Wealth Management, LLC
UNCHANGED26,74026,74000%$758.9K$740.0K-$18.9K2026-10-21
Optivise Advisory Services LLC
INCREASED25,58920,232+5,357+26%$574.2K$708.2K+$134.0K2026-10-19
Csenge Advisory Group
INCREASED24,57014,839+9,731+66%$421.1K$680.0K+$258.8K2026-11-04
Grantvest Financial Group LLC
INCREASED24,25723,824+433+2%$676.1K$671.3K-$4.8K2026-10-21
Quad-Cities Investment Group, LLC
DECREASED21,45621,493-370%$610.0K$593.8K-$16.2K2026-10-16
Diligent Investors, LLC
UNCHANGED21,10021,10000%$598.8K$583.9K-$14.9K2026-10-21
StoneX Group Inc.
INCREASED17,92817,066+862+5%$484.3K$496.2K+$11.8K2026-11-03
Park Avenue Securities LLC
DECREASED13,50213,517-150%$384.0K$374.0K-$10.0K2026-10-26
Avidian Wealth Enterprises, LLC
UNCHANGED13,19213,19200%$374.4K$365.1K-$9.3K2026-10-08
Fragasso Financial Advisors Inc
UNCHANGED12,91412,91400%$366.5K$358.0K-$8.5K2026-10-13
Blue Bell Private Wealth Management, LLC
INCREASED12,4814,128+8,353+202%$117.2K$345.4K+$228.3K2026-10-29
Dhjj Financial Advisors, Ltd.
UNCHANGED9,3699,36900%$265.9K$259.3K-$6.6K2026-10-23
Level Four Advisory Services, LLC
UNCHANGED7,9367,93600%$225.2K$219.6K-$5.6K2026-11-06
Sigma Planning Corp
DECREASED7,8817,915-340%$224.6K$218.1K-$6.5K2026-10-23
Pinnacle Wealth Planning Services, Inc.
INCREASED6,6565,756+900+16%$163.4K$184.2K+$20.8K2026-10-27
Spire Wealth Management
UNCHANGED6,1166,11600%$173.6K$169.3K-$4.3K2026-10-30
Lanark Financial, Inc.
UNCHANGED3,7983,79800%$107.8K$105.1K-$2.7K2026-10-26
Buck Wealth Strategies, LLC
UNCHANGED1,6701,67000%$47.4K$46.2K-$1.2K2026-10-28
Creative Financial Designs Inc
UNCHANGED1,0801,08000%$30.7K$29.9K-$7612026-11-04
Noble Wealth Management PBC
UNCHANGED87587500%$24.8K$24.2K-$6172026-10-01
IFP Advisors, Inc
UNCHANGED54654600%$15.5K$15.1K-$3852026-10-16
Capital Investment Advisory Services, LLC
UNCHANGED50050000%$14.2K$13.8K-$3532026-10-30
Ashton Thomas Private Wealth, LLC
DECREASED236453-217-48%$12.9K$6.5K-$6.3K2026-11-03
Assetmark, Inc
NEW71—+71——$2.0K—2026-10-21
Smart Wealth LLC
CLOSED037,657-37,657-100%$1.1M$0-$1.1M2026-11-04
Jefferies Financial Group Inc.
CLOSED026,785-26,785-100%$760.2K$0-$760.2K2026-11-05
International Assets Investment Management, LLC
CLOSED01,653-1,653-100%$46.8K$0-$46.8K2026-11-02
Bullseye Investment Management, LLC
CLOSED0121-121-100%$3.4K$0-$3.4K2026-10-29
Cetera Investment Advisers
N/A—106,310-106,310-100%$3.0M———
Osaic Holdings, Inc.
N/A—85,364-85,364-100%$2.4M———
Susquehanna International Group, LLP
N/A—81,155-81,155-100%$2.3M———
Envestnet Asset Management Inc
N/A—46,856-46,856-100%$1.3M———
Raymond James Financial Inc
N/A—44,895-44,895-100%$1.3M———
Arkadios Wealth Advisors
N/A—22,521-22,521-100%$639.1K———
SOA Wealth Advisors, Llc.
N/A—19,399-19,399-100%$550.5K———
FSB Premier Wealth Management, Inc.
N/A—16,530-16,530-100%$469.1K———
CreativeOne Wealth, LLC
N/A—13,505-13,505-100%$383.3K———
Fortress Private Ledger, LLC
N/A—12,635-12,635-100%$358.6K———
Mariner, LLC
N/A—12,100-12,100-100%$343.4K———
Kintra Wealth, LLC
N/A—11,819-11,819-100%$339.6K———
Harvest Investment Services, LLC
N/A—11,681-11,681-100%$331.5K———
Wood Tarver Financial Group, LLC
N/A—11,367-11,367-100%$322.0K———
Benson Wealth Management Inc
N/A—11,349-11,349-100%$322.1K———
Geneos Wealth Management Inc.
N/A—11,160-11,160-100%$316.7K———
Jaffetilchin Investment Partners, LLC
N/A—10,986-10,986-100%$311.8K———
Integrated Wealth Concepts LLC
N/A—8,465-8,465-100%$240.2K———
GTS Securities LLC
N/A—8,253-8,253-100%$234.2K———
Arax Advisory Partners
N/A—7,645-7,645-100%$217.0K———
Silver OAK Securities, Incorporated
N/A—7,181-7,181-100%$203.8K———
Kovack Advisors, Inc.
N/A—7,178-7,178-100%$203.4K———
Capital Analysts, LLC
N/A—5,728-5,728-100%$163.0K———
Harbour Investments, Inc.
N/A—5,311-5,311-100%$150.7K———
Steward Partners Investment Advisory, LLC
N/A—3,697-3,697-100%$104.9K———
Rockefeller Capital Management L.P.
N/A—1,000-1,000-100%$28.4K———
AE Wealth Management LLC
N/A—690-690-100%$19.6K———
Morgan Stanley
N/A—521-521-100%$14.8K———
Ameriflex Group, Inc.
N/A—400-400-100%$11.4K———
Ameritas Investment Partners, Inc.
N/A—400-400-100%$11.4K———
Park Square Financial Group, LLC
N/A—34-34-100%$965———
Showing 69 of 69 institutions