IR
Superintel
OverviewMarketsWatchlist
© 2026 IR SuperintelMethodologyContact

First Trust Active Factor SM (AFSM)

Q2 2026 vs Q3 2026

Comparing institutional holders between quarters

Quarters

Q3 2026Q2 2026Q1 2026Q4 2025Q3 2025
CompareDetailedHistoricalFundsOptions13D/13GPeersTargetingTrading SummaryProfile
James J. Burns & Company, LLC
INCREASED
Shares564,852 from 557,503
Change+7,349 (+1%)
Value$22.1M (-$776.8K)
Filed 2026-10-22
Truist Financial Corp
INCREASED
Shares195,329 from 193,577
Change+1,752 (+1%)
Value$7.7M (-$301.1K)
Filed 2026-10-30
MGO One Seven LLC
INCREASED
Shares95,667 from 80,087
Change+15,580 (+19%)
Value$3.7M (+$457.6K)
Filed 2026-10-28
Kestra Advisory Services, LLC
INCREASED
Shares76,869 from 75,033
Change+1,836 (+2%)
Value$3.0M (-$71.4K)
Filed 2026-11-02
Advisortrust Partners, LLC
INCREASED
Shares24,166 from 22,705
Change+1,461 (+6%)
Value$947.1K (+$13.9K)
Filed 2026-11-02
Crusonia Wealth Advisors LLC
INCREASED
Shares17,825 from 17,824
Change+1 (+0%)
Value$698.5K (-$34.0K)
Filed 2026-10-26
Strategic Blueprint, LLC
NEW
Shares15,408
Change+15,408
Value$603.8K
Filed 2026-10-22
Thrivent Financial for Lutherans
INCREASED
Shares12,799 from 12,793
Change+6 (+0%)
Value$502.0K (-$24.0K)
Filed 2026-11-05
Kestra Private Wealth Services, LLC
DECREASED
Shares9,592 from 9,646
Change-54 (-1%)
Value$375.9K (-$20.5K)
Filed 2026-10-30
RFG Advisory, LLC
INCREASED
Shares8,537 from 5,916
Change+2,621 (+44%)
Value$334.6K (+$91.4K)
Filed 2026-11-03
Concurrent Investment Advisors, LLC
NEW
Shares7,897
Change+7,897
Value$309.5K
Filed 2026-10-16
Wedbush Securities Inc
UNCHANGED
Shares7,000 from 7,000
Change0 (0%)
Value$274.0K (-$14.0K)
Filed 2026-10-22
Independent Financial Group, LLC
DECREASED
Shares5,431 from 5,434
Change-3 (0%)
Value$212.8K (-$10.5K)
Filed 2026-10-13
Sigma Planning Corp
UNCHANGED
Shares5,198 from 5,198
Change0 (0%)
Value$203.7K (-$9.9K)
Filed 2026-10-23
Farther Finance Advisors, LLC
DECREASED
Shares2,000 from 19,455
Change-17,455 (-90%)
Value$78.4K (-$721.2K)
Filed 2026-10-08
Creative Financial Designs Inc
UNCHANGED
Shares970 from 970
Change0 (0%)
Value$38.0K (-$1.8K)
Filed 2026-11-04
World Equity Group, Inc.
CLOSED
Shares0 from 10,873
Change-10,873 (-100%)
Value$0 (-$446.9K)
Filed 2026-10-14
Prospera Financial Services Inc
CLOSED
Shares0 from 5,348
Change-5,348 (-100%)
Value$0 (-$219.8K)
Filed 2026-11-04
Commonwealth Equity Services, LLC
CLOSED
Shares0 from 5,053
Change-5,053 (-100%)
Value$0 (-$207.7K)
Filed 2026-11-02
LPL Financial LLC
N/A
Shares— from 276,705
Change-276,705 (-100%)
Value—
Envestnet Asset Management Inc
N/A
Shares— from 200,060
Change-200,060 (-100%)
Value—
JPMorgan Chase & Co
N/A
Shares— from 136,071
Change-136,071 (-100%)
Value—
Cetera Investment Advisers
N/A
Shares— from 85,525
Change-85,525 (-100%)
Value—
Federation des caisses Desjardins du Quebec
N/A
Shares— from 80,760
Change-80,760 (-100%)
Value—
Arax Advisory Partners
N/A
Shares— from 64,966
Change-64,966 (-100%)
Value—
IFG Advisory, LLC
N/A
Shares— from 57,933
Change-57,933 (-100%)
Value—
Ethos Financial Group, LLC
N/A
Shares— from 48,163
Change-48,163 (-100%)
Value—
Snowden Capital Advisors LLC
N/A
Shares— from 44,509
Change-44,509 (-100%)
Value—
Osaic Holdings, Inc.
N/A
Shares— from 38,843
Change-38,843 (-100%)
Value—
Susquehanna International Group, LLP
N/A
Shares— from 37,996
Change-37,996 (-100%)
Value—
FSB Premier Wealth Management, Inc.
N/A
Shares— from 15,591
Change-15,591 (-100%)
Value—
Moors & Cabot, Inc.
N/A
Shares— from 14,880
Change-14,880 (-100%)
Value—
Tower Research Capital LLC (TRC)
N/A
Shares— from 14,320
Change-14,320 (-100%)
Value—
Smith, Moore & Co.
N/A
Shares— from 12,176
Change-12,176 (-100%)
Value—
Arkadios Wealth Advisors
N/A
Shares— from 6,319
Change-6,319 (-100%)
Value—
Jane Street Group, LLC
N/A
Shares— from 4,995
Change-4,995 (-100%)
Value—
National Bank of Canada
N/A
Shares— from 1,118
Change-1,118 (-100%)
Value—
Harbour Investments, Inc.
N/A
Shares— from 965
Change-965 (-100%)
Value—
Morgan Stanley
N/A
Shares— from 564
Change-564 (-100%)
Value—
Founders Financial Alliance, LLC
N/A
Shares— from 250
Change-250 (-100%)
Value—
Status
James J. Burns & Company, LLC
INCREASED564,852557,503+7,349+1%$22.9M$22.1M-$776.8K2026-10-22
Truist Financial Corp
INCREASED195,329193,577+1,752+1%$8.0M$7.7M-$301.1K2026-10-30
MGO One Seven LLC
INCREASED95,66780,087+15,580+19%$3.3M$3.7M+$457.6K2026-10-28
Kestra Advisory Services, LLC
INCREASED76,86975,033+1,836+2%$3.1M$3.0M-$71.4K2026-11-02
Advisortrust Partners, LLC
INCREASED24,16622,705+1,461+6%$933.2K$947.1K+$13.9K2026-11-02
Crusonia Wealth Advisors LLC
INCREASED17,82517,824+1+0%$732.6K$698.5K-$34.0K2026-10-26
Strategic Blueprint, LLC
NEW15,408—+15,408——$603.8K—2026-10-22
Thrivent Financial for Lutherans
INCREASED12,79912,793+6+0%$526.0K$502.0K-$24.0K2026-11-05
Kestra Private Wealth Services, LLC
DECREASED9,5929,646-54-1%$396.5K$375.9K-$20.5K2026-10-30
RFG Advisory, LLC
INCREASED8,5375,916+2,621+44%$243.2K$334.6K+$91.4K2026-11-03
Concurrent Investment Advisors, LLC
NEW7,897—+7,897——$309.5K—2026-10-16
Wedbush Securities Inc
UNCHANGED7,0007,00000%$288.0K$274.0K-$14.0K2026-10-22
Independent Financial Group, LLC
DECREASED5,4315,434-30%$223.3K$212.8K-$10.5K2026-10-13
Sigma Planning Corp
UNCHANGED5,1985,19800%$213.6K$203.7K-$9.9K2026-10-23
Farther Finance Advisors, LLC
DECREASED2,00019,455-17,455-90%$799.6K$78.4K-$721.2K2026-10-08
Creative Financial Designs Inc
UNCHANGED97097000%$39.9K$38.0K-$1.8K2026-11-04
World Equity Group, Inc.
CLOSED010,873-10,873-100%$446.9K$0-$446.9K2026-10-14
Prospera Financial Services Inc
CLOSED05,348-5,348-100%$219.8K$0-$219.8K2026-11-04
Commonwealth Equity Services, LLC
CLOSED05,053-5,053-100%$207.7K$0-$207.7K2026-11-02
LPL Financial LLC
N/A—276,705-276,705-100%$11.4M———
Envestnet Asset Management Inc
N/A—200,060-200,060-100%$8.2M———
JPMorgan Chase & Co
N/A—136,071-136,071-100%$5.5M———
Cetera Investment Advisers
N/A—85,525-85,525-100%$3.5M———
Federation des caisses Desjardins du Quebec
N/A—80,760-80,760-100%$3.3M———
Arax Advisory Partners
N/A—64,966-64,966-100%$2.7M———
IFG Advisory, LLC
N/A—57,933-57,933-100%$2.4M———
Ethos Financial Group, LLC
N/A—48,163-48,163-100%$1.9M———
Snowden Capital Advisors LLC
N/A—44,509-44,509-100%$1.8M———
Osaic Holdings, Inc.
N/A—38,843-38,843-100%$1.6M———
Susquehanna International Group, LLP
N/A—37,996-37,996-100%$1.6M———
FSB Premier Wealth Management, Inc.
N/A—15,591-15,591-100%$640.8K———
Moors & Cabot, Inc.
N/A—14,880-14,880-100%$611.6K———
Tower Research Capital LLC (TRC)
N/A—14,320-14,320-100%$588.6K———
Smith, Moore & Co.
N/A—12,176-12,176-100%$500.4K———
Arkadios Wealth Advisors
N/A—6,319-6,319-100%$259.7K———
Jane Street Group, LLC
N/A—4,995-4,995-100%$205.3K———
National Bank of Canada
N/A—1,118-1,118-100%$45.8K———
Harbour Investments, Inc.
N/A—965-965-100%$39.7K———
Morgan Stanley
N/A—564-564-100%$23.2K———
Founders Financial Alliance, LLC
N/A—250-250-100%$10.3K———
Showing 40 of 40 institutions