IR
Superintel
OverviewMarketsWatchlist
© 2026 IR SuperintelMethodologyContact

First Trust Active Factor MI (AFMC)

Q2 2026 vs Q3 2026

Comparing institutional holders between quarters

Quarters

Q3 2026Q2 2026Q1 2026Q4 2025Q3 2025
CompareDetailedHistoricalFundsOptions13D/13GPeersTargetingTrading SummaryProfile
LPL Financial LLC
INCREASED
Shares1,687,245 from 1,306,979
Change+380,266 (+29%)
Value$66.8M (+$13.3M)
Filed 2026-11-06
Kestra Advisory Services, LLC
INCREASED
Shares335,793 from 119,589
Change+216,204 (+181%)
Value$13.3M (+$8.4M)
Filed 2026-11-02
Cambridge Investment Research Advisors, Inc.
INCREASED
Shares230,425 from 175,106
Change+55,319 (+32%)
Value$9.1M (+$2.0M)
Filed 2026-11-02
Sovran Advisors, LLC
INCREASED
Shares176,525 from 126,207
Change+50,318 (+40%)
Value$7.3M (+$2.1M)
Filed 2026-11-02
Farther Finance Advisors, LLC
INCREASED
Shares120,527 from 103,089
Change+17,438 (+17%)
Value$4.8M (+$549.5K)
Filed 2026-10-08
Kestra Private Wealth Services, LLC
DECREASED
Shares90,608 from 91,753
Change-1,145 (-1%)
Value$3.6M (-$171.1K)
Filed 2026-11-06
Meadow Creek Wealth Advisors LLC
NEW
Shares82,195
Change+82,195
Value$3.3M
Filed 2026-11-02
Commonwealth Equity Services, LLC
DECREASED
Shares80,655 from 114,694
Change-34,039 (-30%)
Value$3.2M (-$1.5M)
Filed 2026-11-02
Avior Wealth Management, LLC
DECREASED
Shares37,642 from 42,084
Change-4,442 (-11%)
Value$1.5M (-$233.6K)
Filed 2026-10-13
PKS Advisory Services, LLC
UNCHANGED
Shares37,269 from 37,269
Change0 (0%)
Value$1.5M ($0)
Filed 2026-10-26
Prosperity Financial Group, Inc.
INCREASED
Shares30,045 from 29,941
Change+104 (+0%)
Value$1.2M (-$36.9K)
Filed 2026-10-29
Moors & Cabot, Inc.
INCREASED
Shares28,238 from 23,472
Change+4,766 (+20%)
Value$1.1M (+$156.6K)
Filed 2026-11-06
MGO One Seven LLC
INCREASED
Shares20,539 from 16,575
Change+3,964 (+24%)
Value$813.6K (+$134.3K)
Filed 2026-10-28
Truist Financial Corp
INCREASED
Shares20,113 from 5,558
Change+14,555 (+262%)
Value$796.7K (+$568.9K)
Filed 2026-10-30
Keystone Wealth Services, LLC
DECREASED
Shares15,618 from 16,712
Change-1,094 (-7%)
Value$622.1K (-$62.8K)
Filed 2026-11-03
Prospera Financial Services Inc
INCREASED
Shares12,280 from 10,398
Change+1,882 (+18%)
Value$498.6K (+$72.5K)
Filed 2026-11-04
Merit Financial Group, LLC
NEW
Shares10,084
Change+10,084
Value$399.4K
Filed 2026-11-06
OxenFree Capital LLC
INCREASED
Shares6,949 from 6,653
Change+296 (+4%)
Value$282.8K (+$16.2K)
Filed 2026-10-07
Concurrent Investment Advisors, LLC
NEW
Shares6,458
Change+6,458
Value$255.8K
Filed 2026-10-16
Thrivent Financial for Lutherans
NEW
Shares6,085
Change+6,085
Value$241.0K
Filed 2026-11-05
Wedbush Securities Inc
NEW
Shares5,880
Change+5,880
Value$233.0K
Filed 2026-10-22
Rossby Financial, LCC
NEW
Shares2,007
Change+2,007
Value$79.5K
Filed 2026-11-05
Golden State Wealth Management, LLC
UNCHANGED
Shares429 from 429
Change0 (0%)
Value$17.0K (-$581)
Filed 2026-11-02
Parallel Advisors, LLC
NEW
Shares270
Change+270
Value$10.7K
Filed 2026-11-03
Simplicity Wealth,LLC
CLOSED
Shares0 from 12,205
Change-12,205 (-100%)
Value$0 (-$500.2K)
Filed 2026-10-23
World Equity Group, Inc.
CLOSED
Shares0 from 8,741
Change-8,741 (-100%)
Value$0 (-$358.2K)
Filed 2026-10-14
International Assets Investment Management, LLC
CLOSED
Shares0 from 1,418
Change-1,418 (-100%)
Value$0 (-$57.6K)
Filed 2026-11-02
Private Advisor Group, LLC
N/A
Shares— from 207,227
Change-207,227 (-100%)
Value—
Cetera Investment Advisers
N/A
Shares— from 204,557
Change-204,557 (-100%)
Value—
Geneos Wealth Management Inc.
N/A
Shares— from 86,256
Change-86,256 (-100%)
Value—
Brookwood Investment Group LLC
N/A
Shares— from 75,414
Change-75,414 (-100%)
Value—
OneAscent Financial Services LLC
N/A
Shares— from 73,402
Change-73,402 (-100%)
Value—
&partners
N/A
Shares— from 66,566
Change-66,566 (-100%)
Value—
Arax Advisory Partners
N/A
Shares— from 62,040
Change-62,040 (-100%)
Value—
Osaic Holdings, Inc.
N/A
Shares— from 53,773
Change-53,773 (-100%)
Value—
Stifel Financial Corp
N/A
Shares— from 49,380
Change-49,380 (-100%)
Value—
Crux Wealth Advisors
N/A
Shares— from 44,384
Change-44,384 (-100%)
Value—
Stratos Wealth Partners, Ltd.
N/A
Shares— from 38,770
Change-38,770 (-100%)
Value—
JPMorgan Chase & Co
N/A
Shares— from 25,974
Change-25,974 (-100%)
Value—
FSB Premier Wealth Management, Inc.
N/A
Shares— from 25,428
Change-25,428 (-100%)
Value—
Kingsview Wealth Management, LLC
N/A
Shares— from 25,108
Change-25,108 (-100%)
Value—
Envestnet Asset Management Inc
N/A
Shares— from 24,760
Change-24,760 (-100%)
Value—
Smith, Moore & Co.
N/A
Shares— from 24,549
Change-24,549 (-100%)
Value—
Integrated Wealth Concepts LLC
N/A
Shares— from 19,709
Change-19,709 (-100%)
Value—
Tower Research Capital LLC (TRC)
N/A
Shares— from 19,668
Change-19,668 (-100%)
Value—
Citadel Advisors LLC
N/A
Shares— from 16,010
Change-16,010 (-100%)
Value—
Arkadios Wealth Advisors
N/A
Shares— from 12,313
Change-12,313 (-100%)
Value—
Mutual Advisors, LLC
N/A
Shares— from 11,171
Change-11,171 (-100%)
Value—
Calton & Associates, Inc.
N/A
Shares— from 5,194
Change-5,194 (-100%)
Value—
PCG Wealth Advisors, LLC
N/A
Shares— from 5,127
Change-5,127 (-100%)
Value—
Steward Partners Investment Advisory, LLC
N/A
Shares— from 2,593
Change-2,593 (-100%)
Value—
Harbour Investments, Inc.
N/A
Shares— from 2,206
Change-2,206 (-100%)
Value—
Founders Financial Alliance, LLC
N/A
Shares— from 1,181
Change-1,181 (-100%)
Value—
Mpwm Advisory Solutions, LLC
N/A
Shares— from 395
Change-395 (-100%)
Value—
NewEdge Advisors, LLC
N/A
Shares— from 354
Change-354 (-100%)
Value—
Global Retirement Partners, LLC
N/A
Shares— from 200
Change-200 (-100%)
Value—
Royal Bank of Canada
N/A
Shares— from 135
Change-135 (-100%)
Value—
Status
LPL Financial LLC
INCREASED1,687,2451,306,979+380,266+29%$53.6M$66.8M+$13.3M2026-11-06
Kestra Advisory Services, LLC
INCREASED335,793119,589+216,204+181%$4.9M$13.3M+$8.4M2026-11-02
Cambridge Investment Research Advisors, Inc.
INCREASED230,425175,106+55,319+32%$7.2M$9.1M+$2.0M2026-11-02
Sovran Advisors, LLC
INCREASED176,525126,207+50,318+40%$5.2M$7.3M+$2.1M2026-11-02
Farther Finance Advisors, LLC
INCREASED120,527103,089+17,438+17%$4.2M$4.8M+$549.5K2026-10-08
Kestra Private Wealth Services, LLC
DECREASED90,60891,753-1,145-1%$3.8M$3.6M-$171.1K2026-11-06
Meadow Creek Wealth Advisors LLC
NEW82,195—+82,195——$3.3M—2026-11-02
Commonwealth Equity Services, LLC
DECREASED80,655114,694-34,039-30%$4.7M$3.2M-$1.5M2026-11-02
Avior Wealth Management, LLC
DECREASED37,64242,084-4,442-11%$1.7M$1.5M-$233.6K2026-10-13
PKS Advisory Services, LLC
UNCHANGED37,26937,26900%$1.5M$1.5M$02026-10-26
Prosperity Financial Group, Inc.
INCREASED30,04529,941+104+0%$1.2M$1.2M-$36.9K2026-10-29
Moors & Cabot, Inc.
INCREASED28,23823,472+4,766+20%$961.9K$1.1M+$156.6K2026-11-06
MGO One Seven LLC
INCREASED20,53916,575+3,964+24%$679.2K$813.6K+$134.3K2026-10-28
Truist Financial Corp
INCREASED20,1135,558+14,555+262%$227.8K$796.7K+$568.9K2026-10-30
Keystone Wealth Services, LLC
DECREASED15,61816,712-1,094-7%$684.9K$622.1K-$62.8K2026-11-03
Prospera Financial Services Inc
INCREASED12,28010,398+1,882+18%$426.1K$498.6K+$72.5K2026-11-04
Merit Financial Group, LLC
NEW10,084—+10,084——$399.4K—2026-11-06
OxenFree Capital LLC
INCREASED6,9496,653+296+4%$266.6K$282.8K+$16.2K2026-10-07
Concurrent Investment Advisors, LLC
NEW6,458—+6,458——$255.8K—2026-10-16
Thrivent Financial for Lutherans
NEW6,085—+6,085——$241.0K—2026-11-05
Wedbush Securities Inc
NEW5,880—+5,880——$233.0K—2026-10-22
Rossby Financial, LCC
NEW2,007—+2,007——$79.5K—2026-11-05
Golden State Wealth Management, LLC
UNCHANGED42942900%$17.6K$17.0K-$5812026-11-02
Parallel Advisors, LLC
NEW270—+270——$10.7K—2026-11-03
Simplicity Wealth,LLC
CLOSED012,205-12,205-100%$500.2K$0-$500.2K2026-10-23
World Equity Group, Inc.
CLOSED08,741-8,741-100%$358.2K$0-$358.2K2026-10-14
International Assets Investment Management, LLC
CLOSED01,418-1,418-100%$57.6K$0-$57.6K2026-11-02
Private Advisor Group, LLC
N/A—207,227-207,227-100%$8.5M———
Cetera Investment Advisers
N/A—204,557-204,557-100%$8.4M———
Geneos Wealth Management Inc.
N/A—86,256-86,256-100%$3.5M———
Brookwood Investment Group LLC
N/A—75,414-75,414-100%$3.1M———
OneAscent Financial Services LLC
N/A—73,402-73,402-100%$3.0M———
&partners
N/A—66,566-66,566-100%$2.7M———
Arax Advisory Partners
N/A—62,040-62,040-100%$2.5M———
Osaic Holdings, Inc.
N/A—53,773-53,773-100%$2.2M———
Stifel Financial Corp
N/A—49,380-49,380-100%$2.0M———
Crux Wealth Advisors
N/A—44,384-44,384-100%$1.8M———
Stratos Wealth Partners, Ltd.
N/A—38,770-38,770-100%$1.6M———
JPMorgan Chase & Co
N/A—25,974-25,974-100%$1.1M———
FSB Premier Wealth Management, Inc.
N/A—25,428-25,428-100%$1.0M———
Kingsview Wealth Management, LLC
N/A—25,108-25,108-100%$1.0M———
Envestnet Asset Management Inc
N/A—24,760-24,760-100%$1.0M———
Smith, Moore & Co.
N/A—24,549-24,549-100%$1.0M———
Integrated Wealth Concepts LLC
N/A—19,709-19,709-100%$807.7K———
Tower Research Capital LLC (TRC)
N/A—19,668-19,668-100%$806.0K———
Citadel Advisors LLC
N/A—16,010-16,010-100%$656.1K———
Arkadios Wealth Advisors
N/A—12,313-12,313-100%$504.6K———
Mutual Advisors, LLC
N/A—11,171-11,171-100%$457.8K———
Calton & Associates, Inc.
N/A—5,194-5,194-100%$212.9K———
PCG Wealth Advisors, LLC
N/A—5,127-5,127-100%$210.1K———
Steward Partners Investment Advisory, LLC
N/A—2,593-2,593-100%$106.3K———
Harbour Investments, Inc.
N/A—2,206-2,206-100%$90.4K———
Founders Financial Alliance, LLC
N/A—1,181-1,181-100%$48.4K———
Mpwm Advisory Solutions, LLC
N/A—395-395-100%$16.2K———
NewEdge Advisors, LLC
N/A—354-354-100%$14.5K———
Global Retirement Partners, LLC
N/A—200-200-100%$8.2K———
Royal Bank of Canada
N/A—135-135-100%$6.0K———
Showing 57 of 57 institutions