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First Trust Ultra Short DUR (FUMB)

Q2 2026 vs Q3 2026

Comparing institutional holders between quarters

Quarters

Q3 2026Q2 2026Q1 2026Q4 2025Q3 2025
CompareDetailedHistoricalFundsOptions13D/13GPeersTargetingTrading SummaryProfile
LPL Financial LLC
INCREASED
Shares818,840 from 652,475
Change+166,365 (+26%)
Value$16.3M (+$3.2M)
Filed 2026-11-06
Commonwealth Equity Services, LLC
INCREASED
Shares653,180 from 646,309
Change+6,871 (+1%)
Value$13.0M (+$36.5K)
Filed 2026-11-02
GSG Advisors LLC
INCREASED
Shares521,143 from 517,719
Change+3,424 (+1%)
Value$10.4M (-$12.1K)
Filed 2026-11-03
Cambridge Investment Research Advisors, Inc.
INCREASED
Shares259,280 from 93,438
Change+165,842 (+177%)
Value$5.2M (+$3.3M)
Filed 2026-11-02
Vaquero Private Wealth, LTD
DECREASED
Shares224,622 from 237,797
Change-13,175 (-6%)
Value$4.5M (-$299.0K)
Filed 2026-10-27
Prospera Financial Services Inc
INCREASED
Shares207,365 from 45,907
Change+161,458 (+352%)
Value$4.2M (+$3.2M)
Filed 2026-11-04
Kestra Private Wealth Services, LLC
INCREASED
Shares178,789 from 157,770
Change+21,019 (+13%)
Value$3.6M (+$393.8K)
Filed 2026-11-06
J.W. Cole Advisors, Inc.
INCREASED
Shares163,993 from 158,631
Change+5,362 (+3%)
Value$3.3M (+$82.1K)
Filed 2026-11-05
Kestra Advisory Services, LLC
DECREASED
Shares129,731 from 141,231
Change-11,500 (-8%)
Value$2.6M (-$250.7K)
Filed 2026-11-02
Thrivent Financial for Lutherans
INCREASED
Shares109,817 from 99,686
Change+10,131 (+10%)
Value$2.2M (+$188.0K)
Filed 2026-11-05
Insight Inv LLC
DECREASED
Shares107,001 from 108,495
Change-1,494 (-1%)
Value$2.1M (-$46.5K)
Filed 2026-10-27
Truist Financial Corp
DECREASED
Shares91,048 from 94,740
Change-3,692 (-4%)
Value$1.8M (-$88.2K)
Filed 2026-10-30
StoneCrest Wealth Management, Inc.
NEW
Shares87,145
Change+87,145
Value$1.7M
Filed 2026-11-03
Occidental Asset Management, LLC
INCREASED
Shares60,938 from 41,526
Change+19,412 (+47%)
Value$1.2M (+$379.9K)
Filed 2026-11-05
Stewardship Concepts Financial Services LLC
UNCHANGED
Shares59,548 from 59,548
Change0 (0%)
Value$1.2M (-$9.2K)
Filed 2026-10-06
WealthBridge Capital Management, LLC
DECREASED
Shares56,247 from 57,274
Change-1,027 (-2%)
Value$1.1M (-$29.3K)
Filed 2026-10-16
Ashton Thomas Private Wealth, LLC
UNCHANGED
Shares55,032 from 55,032
Change0 (0%)
Value$1.1M (-$8.5K)
Filed 2026-11-03
Inspirion Wealth Advisors, LLC
INCREASED
Shares52,432 from 48,882
Change+3,550 (+7%)
Value$1.0M (+$63.1K)
Filed 2026-10-09
James Investment Research, Inc.
UNCHANGED
Shares45,571 from 45,571
Change0 (0%)
Value$906.9K (-$7.1K)
Filed 2026-10-22
Mcdonald Partners LLC
UNCHANGED
Shares42,500 from 42,500
Change0 (0%)
Value$845.8K (-$6.6K)
Filed 2026-11-03
Meridian Wealth Management, LLC
INCREASED
Shares37,660 from 35,742
Change+1,918 (+5%)
Value$749.4K (+$32.6K)
Filed 2026-11-05
Dynamic Advisor Solutions LLC
DECREASED
Shares32,766 from 35,427
Change-2,661 (-8%)
Value$652.0K (-$58.4K)
Filed 2026-10-13
Capital Investment Advisory Services, LLC
DECREASED
Shares27,450 from 27,975
Change-525 (-2%)
Value$546.3K (-$14.8K)
Filed 2026-10-30
Concurrent Investment Advisors, LLC
INCREASED
Shares27,294 from 26,411
Change+883 (+3%)
Value$543.2K (+$13.5K)
Filed 2026-10-16
RFG Advisory, LLC
INCREASED
Shares26,921 from 18,736
Change+8,185 (+44%)
Value$535.7K (+$160.0K)
Filed 2026-11-03
Mattern Wealth Management LLC
NEW
Shares17,452
Change+17,452
Value$347.3K
Filed 2026-11-04
Parallel Advisors, LLC
INCREASED
Shares13,909 from 10,509
Change+3,400 (+32%)
Value$276.8K (+$66.0K)
Filed 2026-11-03
International Assets Investment Management, LLC
DECREASED
Shares13,700 from 19,500
Change-5,800 (-30%)
Value$272.9K (-$118.2K)
Filed 2026-11-02
Farther Finance Advisors, LLC
INCREASED
Shares11,645 from 7,600
Change+4,045 (+53%)
Value$231.7K (+$79.3K)
Filed 2026-10-08
XML Financial, LLC
UNCHANGED
Shares11,618 from 11,618
Change0 (0%)
Value$231.2K (-$1.8K)
Filed 2026-10-29
Fifth Third Bancorp
INCREASED
Shares10,981 from 6,945
Change+4,036 (+58%)
Value$218.5K (+$79.2K)
Filed 2026-11-05
Ascentis Independent Advisors
NEW
Shares10,184
Change+10,184
Value$202.7K
Filed 2026-11-03
Visionary Wealth Advisors
NEW
Shares10,154
Change+10,154
Value$202.1K
Filed 2026-11-04
Csenge Advisory Group
NEW
Shares10,028
Change+10,028
Value$199.6K
Filed 2026-11-04
Compass Financial Management LLC
UNCHANGED
Shares9,111 from 9,111
Change0 (0%)
Value$181.3K (-$1.4K)
Filed 2026-10-30
CoreCap Advisors, LLC
INCREASED
Shares8,926 from 7,894
Change+1,032 (+13%)
Value$177.6K (+$19.3K)
Filed 2026-10-08
IFP Advisors, Inc
UNCHANGED
Shares2,821 from 2,821
Change0 (0%)
Value$56.1K (-$437)
Filed 2026-10-16
CX Institutional
INCREASED
Shares2,363 from 2,347
Change+16 (+1%)
Value$47 ($0)
Filed 2026-10-02
Golden State Wealth Management, LLC
INCREASED
Shares1,629 from 1,618
Change+11 (+1%)
Value$32.4K (-$38)
Filed 2026-11-02
Private Trust Co NA
DECREASED
Shares1,201 from 1,552
Change-351 (-23%)
Value$23.9K (-$7.2K)
Filed 2026-10-20
IMG Wealth Management, Inc.
DECREASED
Shares635 from 769
Change-134 (-17%)
Value$12.6K (-$2.8K)
Filed 2026-10-27
Dhjj Financial Advisors, Ltd.
UNCHANGED
Shares505 from 505
Change0 (0%)
Value$10.0K (-$79)
Filed 2026-10-23
Vima LLC
UNCHANGED
Shares436 from 436
Change0 (0%)
Value$8.7K (-$68)
Filed 2026-10-23
Evolution Wealth Management Inc.
UNCHANGED
Shares231 from 231
Change0 (0%)
Value$4.6K (-$36)
Filed 2026-10-28
Reap Financial Group, LLC
UNCHANGED
Shares179 from 179
Change0 (0%)
Value$3.6K (-$28)
Filed 2026-11-02
Mainsail Financial Group, LLC
CLOSED
Shares0 from 62,540
Change-62,540 (-100%)
Value$0 (-$1.3M)
Filed 2026-10-23
MGO One Seven LLC
CLOSED
Shares0 from 20,515
Change-20,515 (-100%)
Value$0 (-$411.4K)
Filed 2026-10-28
Morgan Stanley
N/A
Shares— from 778,240
Change-778,240 (-100%)
Value—
Wells Fargo & Company
N/A
Shares— from 669,696
Change-669,696 (-100%)
Value—
Royal Bank of Canada
N/A
Shares— from 348,015
Change-348,015 (-100%)
Value—
Osaic Holdings, Inc.
N/A
Shares— from 344,084
Change-344,084 (-100%)
Value—
Raymond James Financial Inc
N/A
Shares— from 337,934
Change-337,934 (-100%)
Value—
NewEdge Advisors, LLC
N/A
Shares— from 256,610
Change-256,610 (-100%)
Value—
UBS Group AG
N/A
Shares— from 229,246
Change-229,246 (-100%)
Value—
JPMorgan Chase & Co
N/A
Shares— from 171,091
Change-171,091 (-100%)
Value—
Rockefeller Capital Management L.P.
N/A
Shares— from 125,283
Change-125,283 (-100%)
Value—
Baird Financial Group, Inc.
N/A
Shares— from 124,370
Change-124,370 (-100%)
Value—
Gateway Wealth Partners, LLC
N/A
Shares— from 109,033
Change-109,033 (-100%)
Value—
Cetera Investment Advisers
N/A
Shares— from 89,304
Change-89,304 (-100%)
Value—
Capital Financial Group Inc\co\
N/A
Shares— from 82,431
Change-82,431 (-100%)
Value—
White Wing Wealth Management
N/A
Shares— from 79,877
Change-79,877 (-100%)
Value—
Envestnet Asset Management Inc
N/A
Shares— from 79,473
Change-79,473 (-100%)
Value—
Sanctuary Advisors, LLC
N/A
Shares— from 69,073
Change-69,073 (-100%)
Value—
Summit Financial, LLC
N/A
Shares— from 66,504
Change-66,504 (-100%)
Value—
Rothschild Wealth LLC
N/A
Shares— from 62,524
Change-62,524 (-100%)
Value—
Goldman Sachs Group Inc
N/A
Shares— from 44,651
Change-44,651 (-100%)
Value—
Private Advisor Group, LLC
N/A
Shares— from 39,887
Change-39,887 (-100%)
Value—
Benjamin Edwards Inc
N/A
Shares— from 28,571
Change-28,571 (-100%)
Value—
Norris Financial Group, LLC
N/A
Shares— from 24,715
Change-24,715 (-100%)
Value—
Envestnet Portfolio Solutions, Inc.
N/A
Shares— from 23,513
Change-23,513 (-100%)
Value—
Harbour Investments, Inc.
N/A
Shares— from 22,384
Change-22,384 (-100%)
Value—
Keating Financial Advisory Services, Inc.
N/A
Shares— from 20,148
Change-20,148 (-100%)
Value—
AE Wealth Management LLC
N/A
Shares— from 19,864
Change-19,864 (-100%)
Value—
HRT Financial LP
N/A
Shares— from 19,121
Change-19,121 (-100%)
Value—
Jane Street Group, LLC
N/A
Shares— from 19,031
Change-19,031 (-100%)
Value—
Stifel Financial Corp
N/A
Shares— from 18,860
Change-18,860 (-100%)
Value—
Advisory Services Network, LLC
N/A
Shares— from 16,972
Change-16,972 (-100%)
Value—
Capital Analysts, LLC
N/A
Shares— from 15,691
Change-15,691 (-100%)
Value—
Tower Research Capital LLC (TRC)
N/A
Shares— from 14,751
Change-14,751 (-100%)
Value—
World Investment Advisors
N/A
Shares— from 14,294
Change-14,294 (-100%)
Value—
Equitable Holdings, Inc.
N/A
Shares— from 14,079
Change-14,079 (-100%)
Value—
Advyzon Investment Management, LLC
N/A
Shares— from 13,452
Change-13,452 (-100%)
Value—
MML Investors Services, LLC
N/A
Shares— from 11,046
Change-11,046 (-100%)
Value—
Steward Partners Investment Advisory, LLC
N/A
Shares— from 6,763
Change-6,763 (-100%)
Value—
TD Capital Management LLC
N/A
Shares— from 6,157
Change-6,157 (-100%)
Value—
Tidemark, LLC
N/A
Shares— from 4,000
Change-4,000 (-100%)
Value—
IFG Advisory, LLC
N/A
Shares— from 2,689
Change-2,689 (-100%)
Value—
Global Retirement Partners, LLC
N/A
Shares— from 1,200
Change-1,200 (-100%)
Value—
Ameriflex Group, Inc.
N/A
Shares— from 385
Change-385 (-100%)
Value—
Status
LPL Financial LLC
INCREASED818,840652,475+166,365+26%$13.1M$16.3M+$3.2M2026-11-06
Commonwealth Equity Services, LLC
INCREASED653,180646,309+6,871+1%$13.0M$13.0M+$36.5K2026-11-02
GSG Advisors LLC
INCREASED521,143517,719+3,424+1%$10.4M$10.4M-$12.1K2026-11-03
Cambridge Investment Research Advisors, Inc.
INCREASED259,28093,438+165,842+177%$1.9M$5.2M+$3.3M2026-11-02
Vaquero Private Wealth, LTD
DECREASED224,622237,797-13,175-6%$4.8M$4.5M-$299.0K2026-10-27
Prospera Financial Services Inc
INCREASED207,36545,907+161,458+352%$920.7K$4.2M+$3.2M2026-11-04
Kestra Private Wealth Services, LLC
INCREASED178,789157,770+21,019+13%$3.2M$3.6M+$393.8K2026-11-06
J.W. Cole Advisors, Inc.
INCREASED163,993158,631+5,362+3%$3.2M$3.3M+$82.1K2026-11-05
Kestra Advisory Services, LLC
DECREASED129,731141,231-11,500-8%$2.8M$2.6M-$250.7K2026-11-02
Thrivent Financial for Lutherans
INCREASED109,81799,686+10,131+10%$2.0M$2.2M+$188.0K2026-11-05
Insight Inv LLC
DECREASED107,001108,495-1,494-1%$2.2M$2.1M-$46.5K2026-10-27
Truist Financial Corp
DECREASED91,04894,740-3,692-4%$1.9M$1.8M-$88.2K2026-10-30
StoneCrest Wealth Management, Inc.
NEW87,145—+87,145——$1.7M—2026-11-03
Occidental Asset Management, LLC
INCREASED60,93841,526+19,412+47%$832.8K$1.2M+$379.9K2026-11-05
Stewardship Concepts Financial Services LLC
UNCHANGED59,54859,54800%$1.2M$1.2M-$9.2K2026-10-06
WealthBridge Capital Management, LLC
DECREASED56,24757,274-1,027-2%$1.1M$1.1M-$29.3K2026-10-16
Ashton Thomas Private Wealth, LLC
UNCHANGED55,03255,03200%$1.1M$1.1M-$8.5K2026-11-03
Inspirion Wealth Advisors, LLC
INCREASED52,43248,882+3,550+7%$980.3K$1.0M+$63.1K2026-10-09
James Investment Research, Inc.
UNCHANGED45,57145,57100%$913.9K$906.9K-$7.1K2026-10-22
Mcdonald Partners LLC
UNCHANGED42,50042,50000%$852.3K$845.8K-$6.6K2026-11-03
Meridian Wealth Management, LLC
INCREASED37,66035,742+1,918+5%$716.8K$749.4K+$32.6K2026-11-05
Dynamic Advisor Solutions LLC
DECREASED32,76635,427-2,661-8%$710.5K$652.0K-$58.4K2026-10-13
Capital Investment Advisory Services, LLC
DECREASED27,45027,975-525-2%$561.0K$546.3K-$14.8K2026-10-30
Concurrent Investment Advisors, LLC
INCREASED27,29426,411+883+3%$529.7K$543.2K+$13.5K2026-10-16
RFG Advisory, LLC
INCREASED26,92118,736+8,185+44%$375.8K$535.7K+$160.0K2026-11-03
Mattern Wealth Management LLC
NEW17,452—+17,452——$347.3K—2026-11-04
Parallel Advisors, LLC
INCREASED13,90910,509+3,400+32%$210.8K$276.8K+$66.0K2026-11-03
International Assets Investment Management, LLC
DECREASED13,70019,500-5,800-30%$391.1K$272.9K-$118.2K2026-11-02
Farther Finance Advisors, LLC
INCREASED11,6457,600+4,045+53%$152.4K$231.7K+$79.3K2026-10-08
XML Financial, LLC
UNCHANGED11,61811,61800%$233.0K$231.2K-$1.8K2026-10-29
Fifth Third Bancorp
INCREASED10,9816,945+4,036+58%$139.3K$218.5K+$79.2K2026-11-05
Ascentis Independent Advisors
NEW10,184—+10,184——$202.7K—2026-11-03
Visionary Wealth Advisors
NEW10,154—+10,154——$202.1K—2026-11-04
Csenge Advisory Group
NEW10,028—+10,028——$199.6K—2026-11-04
Compass Financial Management LLC
UNCHANGED9,1119,11100%$182.7K$181.3K-$1.4K2026-10-30
CoreCap Advisors, LLC
INCREASED8,9267,894+1,032+13%$158.3K$177.6K+$19.3K2026-10-08
IFP Advisors, Inc
UNCHANGED2,8212,82100%$56.6K$56.1K-$4372026-10-16
CX Institutional
INCREASED2,3632,347+16+1%$47$47$02026-10-02
Golden State Wealth Management, LLC
INCREASED1,6291,618+11+1%$32.5K$32.4K-$382026-11-02
Private Trust Co NA
DECREASED1,2011,552-351-23%$31.1K$23.9K-$7.2K2026-10-20
IMG Wealth Management, Inc.
DECREASED635769-134-17%$15.4K$12.6K-$2.8K2026-10-27
Dhjj Financial Advisors, Ltd.
UNCHANGED50550500%$10.1K$10.0K-$792026-10-23
Vima LLC
UNCHANGED43643600%$8.7K$8.7K-$682026-10-23
Evolution Wealth Management Inc.
UNCHANGED23123100%$4.6K$4.6K-$362026-10-28
Reap Financial Group, LLC
UNCHANGED17917900%$3.6K$3.6K-$282026-11-02
Mainsail Financial Group, LLC
CLOSED062,540-62,540-100%$1.3M$0-$1.3M2026-10-23
MGO One Seven LLC
CLOSED020,515-20,515-100%$411.4K$0-$411.4K2026-10-28
Morgan Stanley
N/A—778,240-778,240-100%$15.6M———
Wells Fargo & Company
N/A—669,696-669,696-100%$13.4M———
Royal Bank of Canada
N/A—348,015-348,015-100%$7.0M———
Osaic Holdings, Inc.
N/A—344,084-344,084-100%$6.9M———
Raymond James Financial Inc
N/A—337,934-337,934-100%$6.8M———
NewEdge Advisors, LLC
N/A—256,610-256,610-100%$5.1M———
UBS Group AG
N/A—229,246-229,246-100%$4.6M———
JPMorgan Chase & Co
N/A—171,091-171,091-100%$3.4M———
Rockefeller Capital Management L.P.
N/A—125,283-125,283-100%$2.5M———
Baird Financial Group, Inc.
N/A—124,370-124,370-100%$2.5M———
Gateway Wealth Partners, LLC
N/A—109,033-109,033-100%$2.2M———
Cetera Investment Advisers
N/A—89,304-89,304-100%$1.8M———
Capital Financial Group Inc\co\
N/A—82,431-82,431-100%$1.7M———
White Wing Wealth Management
N/A—79,877-79,877-100%$1.6M———
Envestnet Asset Management Inc
N/A—79,473-79,473-100%$1.6M———
Sanctuary Advisors, LLC
N/A—69,073-69,073-100%$1.4M———
Summit Financial, LLC
N/A—66,504-66,504-100%$1.3M———
Rothschild Wealth LLC
N/A—62,524-62,524-100%$1.3M———
Goldman Sachs Group Inc
N/A—44,651-44,651-100%$895.5K———
Private Advisor Group, LLC
N/A—39,887-39,887-100%$799.9K———
Benjamin Edwards Inc
N/A—28,571-28,571-100%$573.0K———
Norris Financial Group, LLC
N/A—24,715-24,715-100%$495.7K———
Envestnet Portfolio Solutions, Inc.
N/A—23,513-23,513-100%$471.6K———
Harbour Investments, Inc.
N/A—22,384-22,384-100%$448.9K———
Keating Financial Advisory Services, Inc.
N/A—20,148-20,148-100%$404.1K———
AE Wealth Management LLC
N/A—19,864-19,864-100%$398.4K———
HRT Financial LP
N/A—19,121-19,121-100%$383.0K———
Jane Street Group, LLC
N/A—19,031-19,031-100%$381.7K———
Stifel Financial Corp
N/A—18,860-18,860-100%$378.2K———
Advisory Services Network, LLC
N/A—16,972-16,972-100%$340.4K———
Capital Analysts, LLC
N/A—15,691-15,691-100%$315.0K———
Tower Research Capital LLC (TRC)
N/A—14,751-14,751-100%$295.8K———
World Investment Advisors
N/A—14,294-14,294-100%$286.6K———
Equitable Holdings, Inc.
N/A—14,079-14,079-100%$282.4K———
Advyzon Investment Management, LLC
N/A—13,452-13,452-100%$269.8K———
MML Investors Services, LLC
N/A—11,046-11,046-100%$221.5K———
Steward Partners Investment Advisory, LLC
N/A—6,763-6,763-100%$135.6K———
TD Capital Management LLC
N/A—6,157-6,157-100%$123.5K———
Tidemark, LLC
N/A—4,000-4,000-100%$80.2K———
IFG Advisory, LLC
N/A—2,689-2,689-100%$53.9K———
Global Retirement Partners, LLC
N/A—1,200-1,200-100%$24.1K———
Ameriflex Group, Inc.
N/A—385-385-100%$7.7K———
Showing 89 of 89 institutions