First Trust Merger Arbitrage (MARB)

Q2 2026 vs Q3 2026

Comparing institutional holders between quarters

Compare Detailed Historical Funds Options 13D/13G Peers Targeting Trading Summary Profile

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Frederick Financial Consultants, LLC

DECREASED

Shares58,286 from 58,719

Change-433 (-1%)

Value$1.2M (-$24.6K)

Filed 2026-10-29

Clear Harbor Asset Management, LLC

DECREASED

Shares15,644 from 41,264

Change-25,620 (-62%)

Value$318.7K (-$533.0K)

Filed 2026-11-05

Wedbush Securities Inc

UNCHANGED

Shares14,647 from 14,647

Change0 (0%)

Value$298 (-$301.7K)

Filed 2026-10-22

Assetmark, Inc

DECREASED

Shares11,023 from 16,167

Change-5,144 (-32%)

Value$224.5K (-$109.1K)

Filed 2026-10-21

Cassaday & Co Wealth Management LLC

DECREASED

Shares2,857 from 3,777

Change-920 (-24%)

Value$58.2K (-$19.8K)

Filed 2026-10-27

Private Trust Co NA

UNCHANGED

Shares2,449 from 2,449

Change0 (0%)

Value$49.9K (-$659)

Filed 2026-10-20

Ascentis Independent Advisors

UNCHANGED

Shares1,234 from 1,234

Change0 (0%)

Value$25.1K (-$332)

Filed 2026-11-03

CoreCap Advisors, LLC

NEW

Shares428

Change+428

Value$8.7K

Filed 2026-10-08

Gilpin Wealth Management, LLC

UNCHANGED

Shares120 from 120

Change0 (0%)

Value$2.4K (-$32)

Filed 2026-10-09

Farther Finance Advisors, LLC

UNCHANGED

Shares67 from 67

Change0 (0%)

Value$1.4K (-$18)

Filed 2026-10-08

Cambridge Investment Research Advisors, Inc.

CLOSED

Shares0 from 139,046

Change-139,046 (-100%)

Value$0 (-$2.9M)

Filed 2026-11-02

World Equity Group, Inc.

CLOSED

Shares0 from 16,375

Change-16,375 (-100%)

Value$0 (-$338.0K)

Filed 2026-10-14

Highline Wealth Partners LLC

CLOSED

Shares0 from 2,129

Change-2,129 (-100%)

Value$0 (-$43.9K)

Filed 2026-10-19

LPL Financial LLC

N/A

Shares— from 127,310

Change-127,310 (-100%)

Value—

FAS Wealth Partners, Inc.

N/A

Shares— from 74,598

Change-74,598 (-100%)

Value—

AE Wealth Management LLC

N/A

Shares— from 40,326

Change-40,326 (-100%)

Value—

Stratos Wealth Advisors, LLC

N/A

Shares— from 38,909

Change-38,909 (-100%)

Value—

Owen LaRue, LLC

N/A

Shares— from 33,078

Change-33,078 (-100%)

Value—

Cetera Investment Advisers

N/A

Shares— from 10,296

Change-10,296 (-100%)

Value—

Royal Bank of Canada

N/A

Shares— from 10,218

Change-10,218 (-100%)

Value—

Envestnet Asset Management Inc

N/A

Shares— from 10,206

Change-10,206 (-100%)

Value—

Osaic Holdings, Inc.

N/A

Shares— from 6,555

Change-6,555 (-100%)

Value—

Harbour Investments, Inc.

N/A

Shares— from 2,996

Change-2,996 (-100%)

Value—

UBS Group AG

N/A

Shares— from 1,130

Change-1,130 (-100%)

Value—

Arax Advisory Partners

N/A

Shares— from 470

Change-470 (-100%)

Value—

Caldwell Sutter Capital, Inc.

N/A

Shares— from 440

Change-440 (-100%)

Value—

Mcguire Capital Advisors Inc

N/A

Shares— from 192

Change-192 (-100%)

Value—

IFG Advisory, LLC

N/A

Shares— from 177

Change-177 (-100%)

Value—

Morgan Stanley

N/A

Shares— from 80

Change-80 (-100%)

Value—

JPMorgan Chase & Co

N/A

Shares— from 5

Change-5 (-100%)

Value—

	Status
Frederick Financial Consultants, LLC	DECREASED	58,286	58,719	-433	-1%	$1.2M	$1.2M	-$24.6K	2026-10-29
Clear Harbor Asset Management, LLC	DECREASED	15,644	41,264	-25,620	-62%	$851.7K	$318.7K	-$533.0K	2026-11-05
Wedbush Securities Inc	UNCHANGED	14,647	14,647	0	0%	$302.0K	$298	-$301.7K	2026-10-22
Assetmark, Inc	DECREASED	11,023	16,167	-5,144	-32%	$333.7K	$224.5K	-$109.1K	2026-10-21
Cassaday & Co Wealth Management LLC	DECREASED	2,857	3,777	-920	-24%	$78.0K	$58.2K	-$19.8K	2026-10-27
Private Trust Co NA	UNCHANGED	2,449	2,449	0	0%	$50.5K	$49.9K	-$659	2026-10-20
Ascentis Independent Advisors	UNCHANGED	1,234	1,234	0	0%	$25.5K	$25.1K	-$332	2026-11-03
CoreCap Advisors, LLC	NEW	428	—	+428	—	—	$8.7K	—	2026-10-08
Gilpin Wealth Management, LLC	UNCHANGED	120	120	0	0%	$2.5K	$2.4K	-$32	2026-10-09
Farther Finance Advisors, LLC	UNCHANGED	67	67	0	0%	$1.4K	$1.4K	-$18	2026-10-08
Cambridge Investment Research Advisors, Inc.	CLOSED	0	139,046	-139,046	-100%	$2.9M	$0	-$2.9M	2026-11-02
World Equity Group, Inc.	CLOSED	0	16,375	-16,375	-100%	$338.0K	$0	-$338.0K	2026-10-14
Highline Wealth Partners LLC	CLOSED	0	2,129	-2,129	-100%	$43.9K	$0	-$43.9K	2026-10-19
LPL Financial LLC	N/A	—	127,310	-127,310	-100%	$2.6M	—	—	—
FAS Wealth Partners, Inc.	N/A	—	74,598	-74,598	-100%	$1.5M	—	—	—
AE Wealth Management LLC	N/A	—	40,326	-40,326	-100%	$832.3K	—	—	—
Stratos Wealth Advisors, LLC	N/A	—	38,909	-38,909	-100%	$803.1K	—	—	—
Owen LaRue, LLC	N/A	—	33,078	-33,078	-100%	$682.7K	—	—	—
Cetera Investment Advisers	N/A	—	10,296	-10,296	-100%	$212.5K	—	—	—
Royal Bank of Canada	N/A	—	10,218	-10,218	-100%	$211.0K	—	—	—
Envestnet Asset Management Inc	N/A	—	10,206	-10,206	-100%	$210.6K	—	—	—
Osaic Holdings, Inc.	N/A	—	6,555	-6,555	-100%	$135.3K	—	—	—
Harbour Investments, Inc.	N/A	—	2,996	-2,996	-100%	$61.8K	—	—	—
UBS Group AG	N/A	—	1,130	-1,130	-100%	$23.3K	—	—	—
Arax Advisory Partners	N/A	—	470	-470	-100%	$9.7K	—	—	—
Caldwell Sutter Capital, Inc.	N/A	—	440	-440	-100%	$9.1K	—	—	—
Mcguire Capital Advisors Inc	N/A	—	192	-192	-100%	$4.0K	—	—	—
IFG Advisory, LLC	N/A	—	177	-177	-100%	$3.7K	—	—	—
Morgan Stanley	N/A	—	80	-80	-100%	$1.7K	—	—	—
JPMorgan Chase & Co	N/A	—	5	-5	-100%	$103	—	—	—

Showing 30 of 30 institutions