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First TR SR Floating Rate 20

Q3 2021 vs Q4 2021

Comparing institutional holders between quarters

Quarters

Q4 2021Q3 2021Q2 2021Q1 2021Q4 2020
CompareDetailedHistoricalFundsOptions13D/13GPeersTargetingTrading SummaryProfile
Bokf, NA
UNCHANGED
Shares24,081 from 24,081
Change0 (0%)
Value$234 (+$2)
Filed 2022-03-11
Rivernorth Capital Management, LLC
CLOSED
Shares0 from 2,019,315
Change-2,019,315 (-100%)
Value$0 (-$19.5K)
Filed 2022-02-14
Morgan Stanley
CLOSED
Shares0 from 1,956,157
Change-1,956,157 (-100%)
Value$0 (-$18.9K)
Filed 2022-02-14
Bank of America Corp
CLOSED
Shares0 from 991,515
Change-991,515 (-100%)
Value$0 (-$9.6K)
Filed 2022-02-08
Relative Value Partners Group, LLC
CLOSED
Shares0 from 804,538
Change-804,538 (-100%)
Value$0 (-$7.8K)
Filed 2022-02-11
Wells Fargo & Company
CLOSED
Shares0 from 775,443
Change-775,443 (-100%)
Value$0 (-$7.5K)
Filed 2022-02-14
Raymond James & Associates
CLOSED
Shares0 from 727,571
Change-727,571 (-100%)
Value$0 (-$7.0K)
Filed 2022-02-08
Biltmore Capital Advisors LLC
CLOSED
Shares0 from 627,797
Change-627,797 (-100%)
Value$0 (-$6.1K)
Filed 2022-02-08
SIT Investment Associates Inc
CLOSED
Shares0 from 374,829
Change-374,829 (-100%)
Value$0 (-$3.6K)
Filed 2022-02-11
Oder Investment Management, LLC
CLOSED
Shares0 from 231,028
Change-231,028 (-100%)
Value$0 (-$2.2K)
Filed 2022-02-11
UBS Group AG
CLOSED
Shares0 from 217,790
Change-217,790 (-100%)
Value$0 (-$2.1K)
Filed 2022-02-14
Narwhal Capital Management
CLOSED
Shares0 from 193,105
Change-193,105 (-100%)
Value$0 (-$1.9K)
Filed 2022-01-26
Sterneck Capital Management, LLC
CLOSED
Shares0 from 190,644
Change-190,644 (-100%)
Value$0 (-$1.8K)
Filed 2022-01-25
Millennium Management LLC
CLOSED
Shares0 from 185,619
Change-185,619 (-100%)
Value$0 (-$1.8K)
Filed 2022-02-14
Arlington Capital Management Inc
CLOSED
Shares0 from 136,172
Change-136,172 (-100%)
Value$0 (-$1.3K)
Filed 2022-01-31
Steward Partners Investment Advisory, LLC
CLOSED
Shares0 from 132,799
Change-132,799 (-100%)
Value$0 (-$1.3K)
Filed 2022-02-08
City of London Investment Management Co LTD
CLOSED
Shares0 from 124,879
Change-124,879 (-100%)
Value$0 (-$1.2K)
Filed 2022-02-11
Northwestern Mutual Wealth Management Co
CLOSED
Shares0 from 109,097
Change-109,097 (-100%)
Value$0 (-$1.1K)
Filed 2022-02-03
Susquehanna International Group, LLP
CLOSED
Shares0 from 103,375
Change-103,375 (-100%)
Value$0 (-$997)
Filed 2022-04-05
Royal Bank of Canada
CLOSED
Shares0 from 88,575
Change-88,575 (-100%)
Value$0 (-$854)
Filed 2022-02-14
Stifel Financial Corp
CLOSED
Shares0 from 68,416
Change-68,416 (-100%)
Value$0 (-$659)
Filed 2022-02-14
Jane Street Group, LLC
CLOSED
Shares0 from 57,102
Change-57,102 (-100%)
Value$0 (-$550)
Filed 2022-02-15
Osaic Holdings, Inc.
CLOSED
Shares0 from 56,916
Change-56,916 (-100%)
Value$0 (-$548)
Filed 2022-02-03
Shaker Financial Services, LLC
CLOSED
Shares0 from 43,176
Change-43,176 (-100%)
Value$0 (-$416)
Filed 2022-02-07
Mariner, LLC
CLOSED
Shares0 from 42,496
Change-42,496 (-100%)
Value$0 (-$410)
Filed 2022-02-14
Cambridge Investment Research Advisors, Inc.
CLOSED
Shares0 from 38,416
Change-38,416 (-100%)
Value$0 (-$370)
Filed 2022-02-03
Cypress Wealth Services, LLC
CLOSED
Shares0 from 35,124
Change-35,124 (-100%)
Value$0 (-$339)
Filed 2022-01-19
Wunderlich Securities, Inc.
CLOSED
Shares0 from 34,194
Change-34,194 (-100%)
Value$0 (-$330)
Filed 2022-02-10
Truist Financial Corp
CLOSED
Shares0 from 33,352
Change-33,352 (-100%)
Value$0 (-$322)
Filed 2022-02-14
Wilbanks Smith & Thomas Asset Management LLC
CLOSED
Shares0 from 28,307
Change-28,307 (-100%)
Value$0 (-$273)
Filed 2022-02-08
SVB Wealth LLC
CLOSED
Shares0 from 25,000
Change-25,000 (-100%)
Value$0 (-$241)
Filed 2022-02-15
Virtus Advisers, LLC
CLOSED
Shares0 from 23,625
Change-23,625 (-100%)
Value$0 (-$228)
Filed 2022-02-14
Pointe Capital Management LLC
CLOSED
Shares0 from 22,500
Change-22,500 (-100%)
Value$0 (-$217)
Filed 2022-02-11
Ameriprise Financial Inc
CLOSED
Shares0 from 19,857
Change-19,857 (-100%)
Value$0 (-$191)
Filed 2022-02-14
Barclays PLC
CLOSED
Shares0 from 16,712
Change-16,712 (-100%)
Value$0 (-$163)
Filed 2022-02-23
Avantax Planning Partners, Inc.
CLOSED
Shares0 from 16,385
Change-16,385 (-100%)
Value$0 (-$158)
Filed 2022-01-28
Equitable Holdings, Inc.
CLOSED
Shares0 from 14,905
Change-14,905 (-100%)
Value$0 (-$144)
Filed 2022-02-11
Commonwealth Equity Services, LLC
CLOSED
Shares0 from 13,362
Change-13,362 (-100%)
Value$0 (-$128)
Filed 2022-01-31
LPL Financial LLC
CLOSED
Shares0 from 13,003
Change-13,003 (-100%)
Value$0 (-$125)
Filed 2022-02-14
Janney Montgomery Scott LLC
CLOSED
Shares0 from 12,500
Change-12,500 (-100%)
Value$0 (-$120)
Filed 2022-01-27
Moors & Cabot, Inc.
CLOSED
Shares0 from 10,000
Change-10,000 (-100%)
Value$0 (-$96)
Filed 2022-02-14
Gladstone Institutional Advisory LLC
CLOSED
Shares0 from 10,000
Change-10,000 (-100%)
Value$0 (-$96)
Filed 2023-01-30
Bessemer Group Inc
CLOSED
Shares0 from 5,178
Change-5,178 (-100%)
Value$0 (-$50)
Filed 2022-01-27
Sound Income Strategies, LLC
CLOSED
Shares0 from 1,318
Change-1,318 (-100%)
Value$0 (-$13)
Filed 2022-01-13
American Portfolios Advisors
CLOSED
Shares0 from 1,150
Change-1,150 (-100%)
Value$0 (-$11.1K)
Filed 2023-03-21
Tower View Wealth Management LLC
CLOSED
Shares0 from 1,000
Change-1,000 (-100%)
Value$0 (-$10)
Filed 2022-02-03
Proequities, Inc.
CLOSED
Shares0 from 0
Change0
Value$0 ($0)
Filed 2022-02-07
Status
Bokf, NA
UNCHANGED24,08124,08100%$232$234+$22022-03-11
Rivernorth Capital Management, LLC
CLOSED02,019,315-2,019,315-100%$19.5K$0-$19.5K2022-02-14
Morgan Stanley
CLOSED01,956,157-1,956,157-100%$18.9K$0-$18.9K2022-02-14
Bank of America Corp
CLOSED0991,515-991,515-100%$9.6K$0-$9.6K2022-02-08
Relative Value Partners Group, LLC
CLOSED0804,538-804,538-100%$7.8K$0-$7.8K2022-02-11
Wells Fargo & Company
CLOSED0775,443-775,443-100%$7.5K$0-$7.5K2022-02-14
Raymond James & Associates
CLOSED0727,571-727,571-100%$7.0K$0-$7.0K2022-02-08
Biltmore Capital Advisors LLC
CLOSED0627,797-627,797-100%$6.1K$0-$6.1K2022-02-08
SIT Investment Associates Inc
CLOSED0374,829-374,829-100%$3.6K$0-$3.6K2022-02-11
Oder Investment Management, LLC
CLOSED0231,028-231,028-100%$2.2K$0-$2.2K2022-02-11
UBS Group AG
CLOSED0217,790-217,790-100%$2.1K$0-$2.1K2022-02-14
Narwhal Capital Management
CLOSED0193,105-193,105-100%$1.9K$0-$1.9K2022-01-26
Sterneck Capital Management, LLC
CLOSED0190,644-190,644-100%$1.8K$0-$1.8K2022-01-25
Millennium Management LLC
CLOSED0185,619-185,619-100%$1.8K$0-$1.8K2022-02-14
Arlington Capital Management Inc
CLOSED0136,172-136,172-100%$1.3K$0-$1.3K2022-01-31
Steward Partners Investment Advisory, LLC
CLOSED0132,799-132,799-100%$1.3K$0-$1.3K2022-02-08
City of London Investment Management Co LTD
CLOSED0124,879-124,879-100%$1.2K$0-$1.2K2022-02-11
Northwestern Mutual Wealth Management Co
CLOSED0109,097-109,097-100%$1.1K$0-$1.1K2022-02-03
Susquehanna International Group, LLP
CLOSED0103,375-103,375-100%$997$0-$9972022-04-05
Royal Bank of Canada
CLOSED088,575-88,575-100%$854$0-$8542022-02-14
Stifel Financial Corp
CLOSED068,416-68,416-100%$659$0-$6592022-02-14
Jane Street Group, LLC
CLOSED057,102-57,102-100%$550$0-$5502022-02-15
Osaic Holdings, Inc.
CLOSED056,916-56,916-100%$548$0-$5482022-02-03
Shaker Financial Services, LLC
CLOSED043,176-43,176-100%$416$0-$4162022-02-07
Mariner, LLC
CLOSED042,496-42,496-100%$410$0-$4102022-02-14
Cambridge Investment Research Advisors, Inc.
CLOSED038,416-38,416-100%$370$0-$3702022-02-03
Cypress Wealth Services, LLC
CLOSED035,124-35,124-100%$339$0-$3392022-01-19
Wunderlich Securities, Inc.
CLOSED034,194-34,194-100%$330$0-$3302022-02-10
Truist Financial Corp
CLOSED033,352-33,352-100%$322$0-$3222022-02-14
Wilbanks Smith & Thomas Asset Management LLC
CLOSED028,307-28,307-100%$273$0-$2732022-02-08
SVB Wealth LLC
CLOSED025,000-25,000-100%$241$0-$2412022-02-15
Virtus Advisers, LLC
CLOSED023,625-23,625-100%$228$0-$2282022-02-14
Pointe Capital Management LLC
CLOSED022,500-22,500-100%$217$0-$2172022-02-11
Ameriprise Financial Inc
CLOSED019,857-19,857-100%$191$0-$1912022-02-14
Barclays PLC
CLOSED016,712-16,712-100%$163$0-$1632022-02-23
Avantax Planning Partners, Inc.
CLOSED016,385-16,385-100%$158$0-$1582022-01-28
Equitable Holdings, Inc.
CLOSED014,905-14,905-100%$144$0-$1442022-02-11
Commonwealth Equity Services, LLC
CLOSED013,362-13,362-100%$128$0-$1282022-01-31
LPL Financial LLC
CLOSED013,003-13,003-100%$125$0-$1252022-02-14
Janney Montgomery Scott LLC
CLOSED012,500-12,500-100%$120$0-$1202022-01-27
Moors & Cabot, Inc.
CLOSED010,000-10,000-100%$96$0-$962022-02-14
Gladstone Institutional Advisory LLC
CLOSED010,000-10,000-100%$96$0-$962023-01-30
Bessemer Group Inc
CLOSED05,178-5,178-100%$50$0-$502022-01-27
Sound Income Strategies, LLC
CLOSED01,318-1,318-100%$13$0-$132022-01-13
American Portfolios Advisors
CLOSED01,150-1,150-100%$11.1K$0-$11.1K2023-03-21
Tower View Wealth Management LLC
CLOSED01,000-1,000-100%$10$0-$102022-02-03
Proequities, Inc.
CLOSED000—$0$0$02022-02-07
Showing 47 of 47 institutions