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First Trust ALT ABS RET ETF (FAAR)

CUSIP: 33740Y101 | NYSE | 225 institutional holders

Quarters

Q3 2026Q2 2026Q1 2026Q4 2025Q3 2025
CompareDetailedHistoricalFundsOptions13D/13GPeersTargetingTrading SummaryProfile

Beneficial Ownership — 13D / 13G

Full history →

5%+ stakes reported outside the quarterly cycle. A 13D is due within five business days of the event below, so these figures lead the holders table until the filer's next 13F catches up to them.

HolderShares% of ClassChangeEvent Datevs 13F
13G/AFirst Trust Portfolios L.P.2,597,03836.1%+861,936Sep 30, 2026No 13F filer matched
13G/AFirst Trust Portfolios L.P.2,597,038
36.1% of class · Sep 30, 2026+861,936
No 13F filer matched

Institutional Holders — Q3 2026

Assetmark, Inc568,869
0.0% of portfolio›$18.3M
RFG Advisory, LLC184,699
0.1% of portfolio›$6.0M
Simplicity Wealth,LLC154,290
0.1% of portfolio›$5.0M
Center For Asset Management LLC128,611
1.9% of portfolio›$4.1M
FIG Financial Advisory Services Inc77,620
1.5% of portfolio›$2.5M
LexAurum Advisors, LLC69,770
0.3% of portfolio›$2.2M
Vima LLC33,441
1.1% of portfolio›$1.1M
Pacific Excel Wealth Advisors, Inc.24,486
0.9% of portfolio›$789.6K
BlueChip Wealth Advisors LLC22,767
0.2% of portfolio›$734.1K
Cambridge Investment Research Advisors, Inc.22,345
0.0% of portfolio›$721.0K
Balboa Wealth Partners19,073
0.1% of portfolio›$615.0K
Commonwealth Equity Services, LLC9,955
0.0% of portfolio›$321.0K
Signal Advisors Wealth, LLC9,901
0.0% of portfolio›$319.2K
Richmond Investment Services, LLC8,450
0.1% of portfolio›$272.5K
HBW Advisory Services LLC6,900
0.0% of portfolio›$222.5K
Parallel Advisors, LLC5,284
0.0% of portfolio›$170.4K
Signature Equity Partners, LLC4,656
0.1% of portfolio›$150.1K
CoreCap Advisors, LLC4,261
0.0% of portfolio›$137.4K
Ascentis Independent Advisors3,555
0.0% of portfolio›$114.6K
IFP Advisors, Inc2,620
0.0% of portfolio›$84.5K
Gilpin Wealth Management, LLC349
0.0% of portfolio›$11.3K
Spire Wealth Management324
0.0% of portfolio›$10.4K
Dhjj Financial Advisors, Ltd.10
0.0% of portfolio›$323
StyleTurnoverLocationFiled
Assetmark, Inc
568,869$18.3M0.0%ETFLowConcord, CA2026-10-21
RFG Advisory, LLC
184,699$6.0M0.1%ETFMediumBirmingham, AL2026-11-03
Simplicity Wealth,LLC
154,290$5.0M0.1%ETFLowSummit, NJ2026-10-23
Center For Asset Management LLC
128,611$4.1M1.9%ETFMediumPalm Beach Gardens, FL2026-10-16
FIG Financial Advisory Services Inc
77,620$2.5M1.5%CoreVery HighOklahoma City, OK2026-10-07
LexAurum Advisors, LLC
69,770$2.2M0.3%ETFLowOverland Park, KS2026-10-19
Vima LLC
33,441$1.1M1.1%CoreLowTroy, MI2026-10-23
Pacific Excel Wealth Advisors, Inc.
24,486$789.6K0.9%ETFHighWalnut Creek, CA2026-10-27
BlueChip Wealth Advisors LLC
22,767$734.1K0.2%ETFMediumMilton, GA2026-11-03
Cambridge Investment Research Advisors, Inc.
22,345$721.0K0.0%ETFLowFairfield, IA2026-11-02
Balboa Wealth Partners
19,073$615.0K0.1%Agg GrowthMediumScottsdale, AZ2026-10-20
Commonwealth Equity Services, LLC
9,955$321.0K0.0%ETFLowWaltham, MA2026-11-02
Signal Advisors Wealth, LLC
9,901$319.2K0.0%ETFLowDetroit, MI2026-10-13
Richmond Investment Services, LLC
8,450$272.5K0.1%ETFLowMequon, WI2026-10-29
HBW Advisory Services LLC
6,900$222.5K0.0%ETFMediumSimi Valley, CA2026-10-15
Parallel Advisors, LLC
5,284$170.4K0.0%IndexLowSan Francisco, CA2026-11-03
Signature Equity Partners, LLC
4,656$150.1K0.1%GrowthMediumColumbus, OH2026-10-29
CoreCap Advisors, LLC
4,261$137.4K0.0%ETFMediumSouthfield, MI2026-10-08
Ascentis Independent Advisors
3,555$114.6K0.0%ETFLowDallas, TX2026-11-03
IFP Advisors, Inc
2,620$84.5K0.0%GrowthLowTampa, FL2026-10-16
Gilpin Wealth Management, LLC
349$11.3K0.0%GrowthLowDenver, CO2026-10-09
Spire Wealth Management
324$10.4K0.0%GrowthMediumMclean, VA2026-10-30
Dhjj Financial Advisors, Ltd.
10$3230.0%ETFVery LowNaperville, IL2026-10-23