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First Trust ALT ABS RET ETF (FAAR)

Q2 2026 vs Q3 2026

Comparing institutional holders between quarters

Quarters

Q3 2026Q2 2026Q1 2026Q4 2025Q3 2025
CompareDetailedHistoricalFundsOptions13D/13GPeersTargetingTrading SummaryProfile
Assetmark, Inc
INCREASED
Shares568,869 from 342,239
Change+226,630 (+66%)
Value$18.3M (+$7.5M)
Filed 2026-10-21
RFG Advisory, LLC
INCREASED
Shares184,699 from 169,240
Change+15,459 (+9%)
Value$6.0M (+$604.2K)
Filed 2026-11-03
Simplicity Wealth,LLC
INCREASED
Shares154,290 from 81,186
Change+73,104 (+90%)
Value$5.0M (+$2.4M)
Filed 2026-10-23
Center For Asset Management LLC
INCREASED
Shares128,611 from 120,665
Change+7,946 (+7%)
Value$4.1M (+$331.6K)
Filed 2026-10-16
FIG Financial Advisory Services Inc
NEW
Shares77,620
Change+77,620
Value$2.5M
Filed 2026-10-07
LexAurum Advisors, LLC
INCREASED
Shares69,770 from 52,640
Change+17,130 (+33%)
Value$2.2M (+$585.3K)
Filed 2026-10-19
Vima LLC
INCREASED
Shares33,441 from 32,974
Change+467 (+1%)
Value$1.1M (+$35.7K)
Filed 2026-10-23
Pacific Excel Wealth Advisors, Inc.
NEW
Shares24,486
Change+24,486
Value$789.6K
Filed 2026-10-27
BlueChip Wealth Advisors LLC
INCREASED
Shares22,767 from 15,411
Change+7,356 (+48%)
Value$734.1K (+$246.8K)
Filed 2026-11-03
Cambridge Investment Research Advisors, Inc.
DECREASED
Shares22,345 from 81,798
Change-59,453 (-73%)
Value$721.0K (-$1.9M)
Filed 2026-11-02
Balboa Wealth Partners
INCREASED
Shares19,073 from 17,793
Change+1,280 (+7%)
Value$615.0K (+$52.4K)
Filed 2026-10-20
Commonwealth Equity Services, LLC
DECREASED
Shares9,955 from 11,345
Change-1,390 (-12%)
Value$321.0K (-$37.7K)
Filed 2026-11-02
Signal Advisors Wealth, LLC
INCREASED
Shares9,901 from 7,310
Change+2,591 (+35%)
Value$319.2K (+$88.1K)
Filed 2026-10-13
Richmond Investment Services, LLC
INCREASED
Shares8,450 from 8,432
Change+18 (+0%)
Value$272.5K (+$5.9K)
Filed 2026-10-29
HBW Advisory Services LLC
DECREASED
Shares6,900 from 8,083
Change-1,183 (-15%)
Value$222.5K (-$33.1K)
Filed 2026-10-15
Parallel Advisors, LLC
DECREASED
Shares5,284 from 6,300
Change-1,016 (-16%)
Value$170.4K (-$28.8K)
Filed 2026-11-03
Rossby Financial, LCC
INCREASED
Shares5,169 from 5,029
Change+140 (+3%)
Value$166.7K (+$7.7K)
Filed 2026-11-05
Signature Equity Partners, LLC
NEW
Shares4,656
Change+4,656
Value$150.1K
Filed 2026-10-29
CoreCap Advisors, LLC
INCREASED
Shares4,261 from 3,419
Change+842 (+25%)
Value$137.4K (+$29.3K)
Filed 2026-10-08
Ascentis Independent Advisors
UNCHANGED
Shares3,555 from 3,555
Change0 (0%)
Value$114.6K (+$2.2K)
Filed 2026-11-03
IFP Advisors, Inc
DECREASED
Shares2,620 from 12,256
Change-9,636 (-79%)
Value$84.5K (-$303.1K)
Filed 2026-10-16
Gilpin Wealth Management, LLC
UNCHANGED
Shares349 from 349
Change0 (0%)
Value$11.3K (+$218)
Filed 2026-10-09
Spire Wealth Management
INCREASED
Shares324 from 223
Change+101 (+45%)
Value$10.4K (+$3.4K)
Filed 2026-10-30
Dhjj Financial Advisors, Ltd.
UNCHANGED
Shares10 from 10
Change0 (0%)
Value$323 (+$6)
Filed 2026-10-23
Iams Wealth Management, LLC
CLOSED
Shares0 from 13,492
Change-13,492 (-100%)
Value$0 (-$426.7K)
Filed 2026-10-15
Triad Wealth Partners, LLC
CLOSED
Shares0 from 6,910
Change-6,910 (-100%)
Value$0 (-$212.4K)
Filed 2026-10-26
Apollon Wealth Management, LLC
CLOSED
Shares0 from 6,437
Change-6,437 (-100%)
Value$0 (-$203.5K)
Filed 2026-10-23
International Assets Investment Management, LLC
CLOSED
Shares0 from 3,018
Change-3,018 (-100%)
Value$0 (-$94.7K)
Filed 2026-11-02
Cullen T Bankers, Inc.
CLOSED
Shares0 from 0
Change0
Value$0 ($0)
Filed 2026-10-28
First Trust Advisors LP
N/A
Shares— from 1,735,102
Change-1,735,102 (-100%)
Value—
Morgan Stanley
N/A
Shares— from 524,216
Change-524,216 (-100%)
Value—
Coppell Advisory Solutions LLC
N/A
Shares— from 297,893
Change-297,893 (-100%)
Value—
LPL Financial LLC
N/A
Shares— from 196,874
Change-196,874 (-100%)
Value—
Cetera Investment Advisers
N/A
Shares— from 176,439
Change-176,439 (-100%)
Value—
Osaic Holdings, Inc.
N/A
Shares— from 108,427
Change-108,427 (-100%)
Value—
Raymond James Financial Inc
N/A
Shares— from 90,438
Change-90,438 (-100%)
Value—
Captrust Financial Advisors
N/A
Shares— from 88,247
Change-88,247 (-100%)
Value—
Envestnet Asset Management Inc
N/A
Shares— from 80,571
Change-80,571 (-100%)
Value—
CreativeOne Wealth, LLC
N/A
Shares— from 54,372
Change-54,372 (-100%)
Value—
AE Wealth Management LLC
N/A
Shares— from 48,560
Change-48,560 (-100%)
Value—
Pinnacle Family Advisors, LLC
N/A
Shares— from 27,914
Change-27,914 (-100%)
Value—
GeoWealth Management, LLC
N/A
Shares— from 23,382
Change-23,382 (-100%)
Value—
Advisors Preferred, LLC
N/A
Shares— from 22,671
Change-22,671 (-100%)
Value—
Stifel Financial Corp
N/A
Shares— from 22,074
Change-22,074 (-100%)
Value—
NewEdge Wealth, LLC
N/A
Shares— from 17,922
Change-17,922 (-100%)
Value—
World Investment Advisors
N/A
Shares— from 17,354
Change-17,354 (-100%)
Value—
LaSalle St. Investment Advisors, LLC
N/A
Shares— from 15,264
Change-15,264 (-100%)
Value—
Integrated Wealth Concepts LLC
N/A
Shares— from 14,269
Change-14,269 (-100%)
Value—
Gateway Wealth Partners, LLC
N/A
Shares— from 13,090
Change-13,090 (-100%)
Value—
Benjamin Edwards Inc
N/A
Shares— from 10,091
Change-10,091 (-100%)
Value—
FSB Premier Wealth Management, Inc.
N/A
Shares— from 10,071
Change-10,071 (-100%)
Value—
Snowden Capital Advisors LLC
N/A
Shares— from 9,456
Change-9,456 (-100%)
Value—
Mutual Advisors, LLC
N/A
Shares— from 8,441
Change-8,441 (-100%)
Value—
Maripau Wealth Management LLC
N/A
Shares— from 6,713
Change-6,713 (-100%)
Value—
Royal Bank of Canada
N/A
Shares— from 3,649
Change-3,649 (-100%)
Value—
UBS Group AG
N/A
Shares— from 2,750
Change-2,750 (-100%)
Value—
Synergy Investment Management, LLC
N/A
Shares— from 2,414
Change-2,414 (-100%)
Value—
Harbour Investments, Inc.
N/A
Shares— from 2,329
Change-2,329 (-100%)
Value—
Global Retirement Partners, LLC
N/A
Shares— from 803
Change-803 (-100%)
Value—
Mcguire Capital Advisors Inc
N/A
Shares— from 402
Change-402 (-100%)
Value—
IFG Advisory, LLC
N/A
Shares— from 366
Change-366 (-100%)
Value—
Huntington National Bank
N/A
Shares— from 109
Change-109 (-100%)
Value—
Mpwm Advisory Solutions, LLC
N/A
Shares— from 84
Change-84 (-100%)
Value—
Medallion Wealth Advisors, LLC
N/A
Shares— from 76
Change-76 (-100%)
Value—
Allworth Financial LP
N/A
Shares— from 50
Change-50 (-100%)
Value—
Strive Financial Group,LLC
N/A
Shares— from 14
Change-14 (-100%)
Value—
Wells Fargo & Company
N/A
Shares— from 1
Change-1 (-100%)
Value—
JPMorgan Chase & Co
N/A
Shares— from 1
Change-1 (-100%)
Value—
Status
Assetmark, Inc
INCREASED568,869342,239+226,630+66%$10.8M$18.3M+$7.5M2026-10-21
RFG Advisory, LLC
INCREASED184,699169,240+15,459+9%$5.4M$6.0M+$604.2K2026-11-03
Simplicity Wealth,LLC
INCREASED154,29081,186+73,104+90%$2.6M$5.0M+$2.4M2026-10-23
Center For Asset Management LLC
INCREASED128,611120,665+7,946+7%$3.8M$4.1M+$331.6K2026-10-16
FIG Financial Advisory Services Inc
NEW77,620—+77,620——$2.5M—2026-10-07
LexAurum Advisors, LLC
INCREASED69,77052,640+17,130+33%$1.7M$2.2M+$585.3K2026-10-19
Vima LLC
INCREASED33,44132,974+467+1%$1.0M$1.1M+$35.7K2026-10-23
Pacific Excel Wealth Advisors, Inc.
NEW24,486—+24,486——$789.6K—2026-10-27
BlueChip Wealth Advisors LLC
INCREASED22,76715,411+7,356+48%$487.3K$734.1K+$246.8K2026-11-03
Cambridge Investment Research Advisors, Inc.
DECREASED22,34581,798-59,453-73%$2.6M$721.0K-$1.9M2026-11-02
Balboa Wealth Partners
INCREASED19,07317,793+1,280+7%$562.6K$615.0K+$52.4K2026-10-20
Commonwealth Equity Services, LLC
DECREASED9,95511,345-1,390-12%$358.7K$321.0K-$37.7K2026-11-02
Signal Advisors Wealth, LLC
INCREASED9,9017,310+2,591+35%$231.1K$319.2K+$88.1K2026-10-13
Richmond Investment Services, LLC
INCREASED8,4508,432+18+0%$266.6K$272.5K+$5.9K2026-10-29
HBW Advisory Services LLC
DECREASED6,9008,083-1,183-15%$255.6K$222.5K-$33.1K2026-10-15
Parallel Advisors, LLC
DECREASED5,2846,300-1,016-16%$199.2K$170.4K-$28.8K2026-11-03
Rossby Financial, LCC
INCREASED5,1695,029+140+3%$159.0K$166.7K+$7.7K2026-11-05
Signature Equity Partners, LLC
NEW4,656—+4,656——$150.1K—2026-10-29
CoreCap Advisors, LLC
INCREASED4,2613,419+842+25%$108.1K$137.4K+$29.3K2026-10-08
Ascentis Independent Advisors
UNCHANGED3,5553,55500%$112.4K$114.6K+$2.2K2026-11-03
IFP Advisors, Inc
DECREASED2,62012,256-9,636-79%$387.5K$84.5K-$303.1K2026-10-16
Gilpin Wealth Management, LLC
UNCHANGED34934900%$11.0K$11.3K+$2182026-10-09
Spire Wealth Management
INCREASED324223+101+45%$7.1K$10.4K+$3.4K2026-10-30
Dhjj Financial Advisors, Ltd.
UNCHANGED101000%$317$323+$62026-10-23
Iams Wealth Management, LLC
CLOSED013,492-13,492-100%$426.7K$0-$426.7K2026-10-15
Triad Wealth Partners, LLC
CLOSED06,910-6,910-100%$212.4K$0-$212.4K2026-10-26
Apollon Wealth Management, LLC
CLOSED06,437-6,437-100%$203.5K$0-$203.5K2026-10-23
International Assets Investment Management, LLC
CLOSED03,018-3,018-100%$94.7K$0-$94.7K2026-11-02
Cullen T Bankers, Inc.
CLOSED000—$0$0$02026-10-28
First Trust Advisors LP
N/A—1,735,102-1,735,102-100%$54.9M———
Morgan Stanley
N/A—524,216-524,216-100%$16.6M———
Coppell Advisory Solutions LLC
N/A—297,893-297,893-100%$269.4K———
LPL Financial LLC
N/A—196,874-196,874-100%$6.2M———
Cetera Investment Advisers
N/A—176,439-176,439-100%$5.6M———
Osaic Holdings, Inc.
N/A—108,427-108,427-100%$3.4M———
Raymond James Financial Inc
N/A—90,438-90,438-100%$2.9M———
Captrust Financial Advisors
N/A—88,247-88,247-100%$2.8M———
Envestnet Asset Management Inc
N/A—80,571-80,571-100%$2.5M———
CreativeOne Wealth, LLC
N/A—54,372-54,372-100%$1.7M———
AE Wealth Management LLC
N/A—48,560-48,560-100%$1.5M———
Pinnacle Family Advisors, LLC
N/A—27,914-27,914-100%$882.6K———
GeoWealth Management, LLC
N/A—23,382-23,382-100%$739.3K———
Advisors Preferred, LLC
N/A—22,671-22,671-100%$712.7K———
Stifel Financial Corp
N/A—22,074-22,074-100%$698.0K———
NewEdge Wealth, LLC
N/A—17,922-17,922-100%$566.7K———
World Investment Advisors
N/A—17,354-17,354-100%$585.6K———
LaSalle St. Investment Advisors, LLC
N/A—15,264-15,264-100%$482.6K———
Integrated Wealth Concepts LLC
N/A—14,269-14,269-100%$451.2K———
Gateway Wealth Partners, LLC
N/A—13,090-13,090-100%$413.9K———
Benjamin Edwards Inc
N/A—10,091-10,091-100%$319.1K———
FSB Premier Wealth Management, Inc.
N/A—10,071-10,071-100%$318.4K———
Snowden Capital Advisors LLC
N/A—9,456-9,456-100%$299.0K———
Mutual Advisors, LLC
N/A—8,441-8,441-100%$266.9K———
Maripau Wealth Management LLC
N/A—6,713-6,713-100%$212.3K———
Royal Bank of Canada
N/A—3,649-3,649-100%$116.0K———
UBS Group AG
N/A—2,750-2,750-100%$87.0K———
Synergy Investment Management, LLC
N/A—2,414-2,414-100%$76.3K———
Harbour Investments, Inc.
N/A—2,329-2,329-100%$73.7K———
Global Retirement Partners, LLC
N/A—803-803-100%$25.4K———
Mcguire Capital Advisors Inc
N/A—402-402-100%$12.7K———
IFG Advisory, LLC
N/A—366-366-100%$11.6K———
Huntington National Bank
N/A—109-109-100%$3.4K———
Mpwm Advisory Solutions, LLC
N/A—84-84-100%$2.7K———
Medallion Wealth Advisors, LLC
N/A—76-76-100%$2.4K———
Allworth Financial LP
N/A—50-50-100%$1.6K———
Strive Financial Group,LLC
N/A—14-14-100%$443———
Wells Fargo & Company
N/A—1-1-100%$29———
JPMorgan Chase & Co
N/A—1-1-100%$60———
Showing 68 of 68 institutions