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First Trust HI YLD OPP 2027 (FTHY)

Q2 2026 vs Q3 2026

Comparing institutional holders between quarters

Quarters

Q3 2026Q2 2026Q1 2026Q4 2025Q3 2025
CompareDetailedHistoricalFundsOptions13D/13GPeersTargetingTrading SummaryProfile
Kennedy Investment Group, Inc.
DECREASED
Shares1,172,095 from 1,173,970
Change-1,875 (0%)
Value$15.1M (-$1.0M)
Filed 2026-10-21
City of London Investment Management Co LTD
DECREASED
Shares471,156 from 499,001
Change-27,845 (-6%)
Value$6.1M (-$782.0K)
Filed 2026-10-30
LPL Financial LLC
INCREASED
Shares389,986 from 365,815
Change+24,171 (+7%)
Value$5.0M (-$342)
Filed 2026-11-06
Commonwealth Equity Services, LLC
DECREASED
Shares320,949 from 588,956
Change-268,007 (-46%)
Value$4.1M (-$3.9M)
Filed 2026-11-02
Merit Financial Group, LLC
NEW
Shares273,418
Change+273,418
Value$3.5M
Filed 2026-11-06
D.A. Davidson & Co.
DECREASED
Shares232,727 from 346,148
Change-113,421 (-33%)
Value$3.0M (-$1.8M)
Filed 2026-10-28
Narwhal Capital Management
NEW
Shares199,459
Change+199,459
Value$2.6M
Filed 2026-11-04
Aurora Private Wealth, Inc.
DECREASED
Shares147,870 from 188,553
Change-40,683 (-22%)
Value$1.9M (-$683.0K)
Filed 2026-10-20
Kestra Advisory Services, LLC
INCREASED
Shares144,791 from 131,221
Change+13,570 (+10%)
Value$1.9M (+$62.8K)
Filed 2026-11-02
Private Advisory Group LLC
DECREASED
Shares137,658 from 138,108
Change-450 (0%)
Value$1.8M (-$123.2K)
Filed 2026-11-06
Cambridge Investment Research Advisors, Inc.
DECREASED
Shares129,960 from 132,977
Change-3,017 (-2%)
Value$1.7M (-$152.0K)
Filed 2026-11-02
Wedbush Securities Inc
DECREASED
Shares116,190 from 121,486
Change-5,296 (-4%)
Value$1.5M (-$171.0K)
Filed 2026-10-22
Independent Financial Group, LLC
DECREASED
Shares106,234 from 110,389
Change-4,155 (-4%)
Value$1.4M (-$147.2K)
Filed 2026-10-13
Winebrenner Capital Management LLC
DECREASED
Shares100,767 from 121,745
Change-20,978 (-17%)
Value$1.3M (-$373.1K)
Filed 2026-10-07
TFB Advisors LLC
UNCHANGED
Shares94,539 from 94,539
Change0 (0%)
Value$1.2M (-$80.4K)
Filed 2026-11-02
Oppenheimer & Co Inc
DECREASED
Shares82,369 from 87,633
Change-5,264 (-6%)
Value$1.1M (-$142.1K)
Filed 2026-10-26
BlueChip Wealth Advisors LLC
DECREASED
Shares45,250 from 48,350
Change-3,100 (-6%)
Value$581.5K (-$80.9K)
Filed 2026-11-03
Insight Advisors, LLC/ PA
DECREASED
Shares43,477 from 48,135
Change-4,658 (-10%)
Value$558.7K (-$100.8K)
Filed 2026-10-22
Magnus Financial Group LLC
DECREASED
Shares40,212 from 64,489
Change-24,277 (-38%)
Value$516.7K (-$366.8K)
Filed 2026-10-21
Partners Wealth Management, LLC
NEW
Shares36,600
Change+36,600
Value$470.3K
Filed 2026-10-28
Signature Equity Partners, LLC
INCREASED
Shares32,069 from 31,917
Change+152 (+0%)
Value$412.1K (-$25.2K)
Filed 2026-10-29
CoreCap Advisors, LLC
DECREASED
Shares29,853 from 31,484
Change-1,631 (-5%)
Value$383.6K (-$47.7K)
Filed 2026-10-08
Kestra Private Wealth Services, LLC
DECREASED
Shares26,591 from 32,785
Change-6,194 (-19%)
Value$341.7K (-$107.5K)
Filed 2026-11-06
First Financial Group Corp
DECREASED
Shares26,225 from 27,125
Change-900 (-3%)
Value$337.0K (-$34.6K)
Filed 2026-10-22
Focused Alpha, LLC
DECREASED
Shares22,343 from 24,938
Change-2,595 (-10%)
Value$287.1K (-$54.5K)
Filed 2026-10-20
International Assets Investment Management, LLC
INCREASED
Shares18,978 from 16,636
Change+2,342 (+14%)
Value$238.7K (+$12.3K)
Filed 2026-11-02
TrueMark Investments, LLC
DECREASED
Shares18,797 from 36,337
Change-17,540 (-48%)
Value$241.5K (-$256.3K)
Filed 2026-11-05
Apollon Wealth Management, LLC
UNCHANGED
Shares17,526 from 17,526
Change0 (0%)
Value$225.2K (-$14.9K)
Filed 2026-10-23
PVG Asset Management Corp
DECREASED
Shares14,891 from 15,891
Change-1,000 (-6%)
Value$191.3K (-$26.4K)
Filed 2026-10-19
Advisory Solutions Group, LLC
UNCHANGED
Shares13,968 from 13,968
Change0 (0%)
Value$179.5K (-$11.9K)
Filed 2026-10-14
Bullseye Investment Management, LLC
INCREASED
Shares13,874 from 13,690
Change+184 (+1%)
Value$178.3K (-$9.3K)
Filed 2026-10-29
Huntleigh Advisors, Inc.
DECREASED
Shares13,061 from 18,950
Change-5,889 (-31%)
Value$167.8K (-$91.8K)
Filed 2026-11-03
Lido Advisors, LLC
UNCHANGED
Shares12,430 from 12,430
Change0 (0%)
Value$159.7K (-$10.6K)
Filed 2026-11-04
Stablepoint Partners, LLC
UNCHANGED
Shares11,239 from 11,239
Change0 (0%)
Value$144.4K (-$9.6K)
Filed 2026-11-03
Daymark Wealth Partners, LLC
UNCHANGED
Shares10,882 from 10,882
Change0 (0%)
Value$139.8K (-$9.2K)
Filed 2026-11-04
Fulton Breakefield Broenniman LLC
UNCHANGED
Shares10,570 from 10,570
Change0 (0%)
Value$135.8K (-$9.0K)
Filed 2026-11-03
Fifth Third Bancorp
UNCHANGED
Shares6,665 from 6,665
Change0 (0%)
Value$85.6K (-$5.7K)
Filed 2026-11-05
Ascentis Independent Advisors
NEW
Shares2,095
Change+2,095
Value$26.9K
Filed 2026-11-03
Compass Financial Management LLC
INCREASED
Shares1,828 from 1,794
Change+34 (+2%)
Value$23.5K (-$851)
Filed 2026-10-30
Private Trust Co NA
UNCHANGED
Shares1,500 from 1,500
Change0 (0%)
Value$19.3K (-$1.3K)
Filed 2026-10-20
Pinnacle Wealth Planning Services, Inc.
UNCHANGED
Shares1,057 from 1,057
Change0 (0%)
Value$13.6K (-$899)
Filed 2026-10-27
RMG Wealth Management LLC
NEW
Shares1,000
Change+1,000
Value$12.8K
Filed 2026-10-26
Allworth Financial LP
UNCHANGED
Shares1,000 from 1,000
Change0 (0%)
Value$13.7K ($0)
Filed 2026-11-06
Assetmark, Inc
DECREASED
Shares699 from 714
Change-15 (-2%)
Value$9.0K (-$800)
Filed 2026-10-21
CX Institutional
INCREASED
Shares658 from 640
Change+18 (+3%)
Value$8 (-$1)
Filed 2026-10-02
Glass Jacobson Investment Advisors llc
UNCHANGED
Shares425 from 425
Change0 (0%)
Value$5.5K (-$361)
Filed 2026-10-26
Blue Bell Private Wealth Management, LLC
UNCHANGED
Shares70 from 70
Change0 (0%)
Value$900 (-$59)
Filed 2026-10-29
EverSource Wealth Advisors, LLC
INCREASED
Shares56 from 54
Change+2 (+4%)
Value$719 (-$26)
Filed 2026-11-04
Noble Wealth Management PBC
CLOSED
Shares0 from 69,290
Change-69,290 (-100%)
Value$0 (-$949.3K)
Filed 2026-10-01
World Equity Group, Inc.
CLOSED
Shares0 from 30,972
Change-30,972 (-100%)
Value$0 (-$424.3K)
Filed 2026-10-14
Balboa Wealth Partners
CLOSED
Shares0 from 23,563
Change-23,563 (-100%)
Value$0 (-$322.8K)
Filed 2026-10-20
Morgan Stanley
N/A
Shares— from 3,417,232
Change-3,417,232 (-100%)
Value—
SIT Investment Associates Inc
N/A
Shares— from 3,252,705
Change-3,252,705 (-100%)
Value—
Rivernorth Capital Management, LLC
N/A
Shares— from 1,022,036
Change-1,022,036 (-100%)
Value—
Punch & Associates Investment Management, Inc.
N/A
Shares— from 966,836
Change-966,836 (-100%)
Value—
Royal Bank of Canada
N/A
Shares— from 691,227
Change-691,227 (-100%)
Value—
Atlas Wealth LLC
N/A
Shares— from 602,530
Change-602,530 (-100%)
Value—
Penserra Capital Management LLC
N/A
Shares— from 598,309
Change-598,309 (-100%)
Value—
Logan Stone Capital, LLC
N/A
Shares— from 257,142
Change-257,142 (-100%)
Value—
1607 Capital Partners, LLC
N/A
Shares— from 221,010
Change-221,010 (-100%)
Value—
Almitas Capital LLC
N/A
Shares— from 198,801
Change-198,801 (-100%)
Value—
Oder Investment Management, LLC
N/A
Shares— from 149,001
Change-149,001 (-100%)
Value—
Osaic Holdings, Inc.
N/A
Shares— from 142,825
Change-142,825 (-100%)
Value—
Jane Street Group, LLC
N/A
Shares— from 128,560
Change-128,560 (-100%)
Value—
Transcend Capital Advisors, LLC
N/A
Shares— from 97,677
Change-97,677 (-100%)
Value—
Integrated Wealth Concepts LLC
N/A
Shares— from 75,908
Change-75,908 (-100%)
Value—
UBS Group AG
N/A
Shares— from 71,693
Change-71,693 (-100%)
Value—
Stifel Financial Corp
N/A
Shares— from 70,698
Change-70,698 (-100%)
Value—
CSS LLC
N/A
Shares— from 67,903
Change-67,903 (-100%)
Value—
Cohen & Steers, Inc.
N/A
Shares— from 65,000
Change-65,000 (-100%)
Value—
Advisory Services Network, LLC
N/A
Shares— from 55,652
Change-55,652 (-100%)
Value—
Invesco Ltd.
N/A
Shares— from 41,136
Change-41,136 (-100%)
Value—
Arete Wealth Advisors, LLC
N/A
Shares— from 38,581
Change-38,581 (-100%)
Value—
Cetera Investment Advisers
N/A
Shares— from 34,369
Change-34,369 (-100%)
Value—
Raymond James Financial Inc
N/A
Shares— from 24,953
Change-24,953 (-100%)
Value—
Camelot Portfolios, LLC
N/A
Shares— from 23,614
Change-23,614 (-100%)
Value—
Focus Partners Wealth
N/A
Shares— from 22,703
Change-22,703 (-100%)
Value—
Stratos Wealth Partners, Ltd.
N/A
Shares— from 21,755
Change-21,755 (-100%)
Value—
Janney Montgomery Scott LLC
N/A
Shares— from 19,125
Change-19,125 (-100%)
Value—
HRT Financial LP
N/A
Shares— from 18,567
Change-18,567 (-100%)
Value—
Arkadios Wealth Advisors
N/A
Shares— from 15,790
Change-15,790 (-100%)
Value—
CreativeOne Wealth, LLC
N/A
Shares— from 14,650
Change-14,650 (-100%)
Value—
Arax Advisory Partners
N/A
Shares— from 13,476
Change-13,476 (-100%)
Value—
Clear Street Group Inc.
N/A
Shares— from 11,757
Change-11,757 (-100%)
Value—
Citadel Advisors LLC
N/A
Shares— from 11,503
Change-11,503 (-100%)
Value—
N.E.W. Advisory Services LLC
N/A
Shares— from 8,598
Change-8,598 (-100%)
Value—
Colonial Trust Advisors
N/A
Shares— from 1,500
Change-1,500 (-100%)
Value—
Evelyn Partners Group Ltd
N/A
Shares— from 1,250
Change-1,250 (-100%)
Value—
Northwestern Mutual Wealth Management Co
N/A
Shares— from 1,073
Change-1,073 (-100%)
Value—
Harbour Investments, Inc.
N/A
Shares— from 739
Change-739 (-100%)
Value—
Wells Fargo & Company
N/A
Shares— from 500
Change-500 (-100%)
Value—
Whittier Trust Co of Nevada Inc
N/A
Shares— from 52
Change-52 (-100%)
Value—
Rockefeller Capital Management L.P.
N/A
Shares— from 12
Change-12 (-100%)
Value—
Status
Kennedy Investment Group, Inc.
DECREASED1,172,0951,173,970-1,8750%$16.1M$15.1M-$1.0M2026-10-21
City of London Investment Management Co LTD
DECREASED471,156499,001-27,845-6%$6.8M$6.1M-$782.0K2026-10-30
LPL Financial LLC
INCREASED389,986365,815+24,171+7%$5.0M$5.0M-$3422026-11-06
Commonwealth Equity Services, LLC
DECREASED320,949588,956-268,007-46%$8.1M$4.1M-$3.9M2026-11-02
Merit Financial Group, LLC
NEW273,418—+273,418——$3.5M—2026-11-06
D.A. Davidson & Co.
DECREASED232,727346,148-113,421-33%$4.7M$3.0M-$1.8M2026-10-28
Narwhal Capital Management
NEW199,459—+199,459——$2.6M—2026-11-04
Aurora Private Wealth, Inc.
DECREASED147,870188,553-40,683-22%$2.6M$1.9M-$683.0K2026-10-20
Kestra Advisory Services, LLC
INCREASED144,791131,221+13,570+10%$1.8M$1.9M+$62.8K2026-11-02
Private Advisory Group LLC
DECREASED137,658138,108-4500%$1.9M$1.8M-$123.2K2026-11-06
Cambridge Investment Research Advisors, Inc.
DECREASED129,960132,977-3,017-2%$1.8M$1.7M-$152.0K2026-11-02
Wedbush Securities Inc
DECREASED116,190121,486-5,296-4%$1.7M$1.5M-$171.0K2026-10-22
Independent Financial Group, LLC
DECREASED106,234110,389-4,155-4%$1.5M$1.4M-$147.2K2026-10-13
Winebrenner Capital Management LLC
DECREASED100,767121,745-20,978-17%$1.7M$1.3M-$373.1K2026-10-07
TFB Advisors LLC
UNCHANGED94,53994,53900%$1.3M$1.2M-$80.4K2026-11-02
Oppenheimer & Co Inc
DECREASED82,36987,633-5,264-6%$1.2M$1.1M-$142.1K2026-10-26
BlueChip Wealth Advisors LLC
DECREASED45,25048,350-3,100-6%$662.4K$581.5K-$80.9K2026-11-03
Insight Advisors, LLC/ PA
DECREASED43,47748,135-4,658-10%$659.4K$558.7K-$100.8K2026-10-22
Magnus Financial Group LLC
DECREASED40,21264,489-24,277-38%$883.5K$516.7K-$366.8K2026-10-21
Partners Wealth Management, LLC
NEW36,600—+36,600——$470.3K—2026-10-28
Signature Equity Partners, LLC
INCREASED32,06931,917+152+0%$437.3K$412.1K-$25.2K2026-10-29
CoreCap Advisors, LLC
DECREASED29,85331,484-1,631-5%$431.3K$383.6K-$47.7K2026-10-08
Kestra Private Wealth Services, LLC
DECREASED26,59132,785-6,194-19%$449.2K$341.7K-$107.5K2026-11-06
First Financial Group Corp
DECREASED26,22527,125-900-3%$371.6K$337.0K-$34.6K2026-10-22
Focused Alpha, LLC
DECREASED22,34324,938-2,595-10%$341.7K$287.1K-$54.5K2026-10-20
International Assets Investment Management, LLC
INCREASED18,97816,636+2,342+14%$226.4K$238.7K+$12.3K2026-11-02
TrueMark Investments, LLC
DECREASED18,79736,337-17,540-48%$497.8K$241.5K-$256.3K2026-11-05
Apollon Wealth Management, LLC
UNCHANGED17,52617,52600%$240.1K$225.2K-$14.9K2026-10-23
PVG Asset Management Corp
DECREASED14,89115,891-1,000-6%$217.7K$191.3K-$26.4K2026-10-19
Advisory Solutions Group, LLC
UNCHANGED13,96813,96800%$191.4K$179.5K-$11.9K2026-10-14
Bullseye Investment Management, LLC
INCREASED13,87413,690+184+1%$187.6K$178.3K-$9.3K2026-10-29
Huntleigh Advisors, Inc.
DECREASED13,06118,950-5,889-31%$259.6K$167.8K-$91.8K2026-11-03
Lido Advisors, LLC
UNCHANGED12,43012,43000%$170.3K$159.7K-$10.6K2026-11-04
Stablepoint Partners, LLC
UNCHANGED11,23911,23900%$154.0K$144.4K-$9.6K2026-11-03
Daymark Wealth Partners, LLC
UNCHANGED10,88210,88200%$149.1K$139.8K-$9.2K2026-11-04
Fulton Breakefield Broenniman LLC
UNCHANGED10,57010,57000%$144.8K$135.8K-$9.0K2026-11-03
Fifth Third Bancorp
UNCHANGED6,6656,66500%$91.3K$85.6K-$5.7K2026-11-05
Ascentis Independent Advisors
NEW2,095—+2,095——$26.9K—2026-11-03
Compass Financial Management LLC
INCREASED1,8281,794+34+2%$24.3K$23.5K-$8512026-10-30
Private Trust Co NA
UNCHANGED1,5001,50000%$20.6K$19.3K-$1.3K2026-10-20
Pinnacle Wealth Planning Services, Inc.
UNCHANGED1,0571,05700%$14.5K$13.6K-$8992026-10-27
RMG Wealth Management LLC
NEW1,000—+1,000——$12.8K—2026-10-26
Allworth Financial LP
UNCHANGED1,0001,00000%$13.7K$13.7K$02026-11-06
Assetmark, Inc
DECREASED699714-15-2%$9.8K$9.0K-$8002026-10-21
CX Institutional
INCREASED658640+18+3%$9$8-$12026-10-02
Glass Jacobson Investment Advisors llc
UNCHANGED42542500%$5.8K$5.5K-$3612026-10-26
Blue Bell Private Wealth Management, LLC
UNCHANGED707000%$959$900-$592026-10-29
EverSource Wealth Advisors, LLC
INCREASED5654+2+4%$745$719-$262026-11-04
Noble Wealth Management PBC
CLOSED069,290-69,290-100%$949.3K$0-$949.3K2026-10-01
World Equity Group, Inc.
CLOSED030,972-30,972-100%$424.3K$0-$424.3K2026-10-14
Balboa Wealth Partners
CLOSED023,563-23,563-100%$322.8K$0-$322.8K2026-10-20
Morgan Stanley
N/A—3,417,232-3,417,232-100%$46.8M———
SIT Investment Associates Inc
N/A—3,252,705-3,252,705-100%$44.6M———
Rivernorth Capital Management, LLC
N/A—1,022,036-1,022,036-100%$14.0M———
Punch & Associates Investment Management, Inc.
N/A—966,836-966,836-100%$13.2M———
Royal Bank of Canada
N/A—691,227-691,227-100%$9.5M———
Atlas Wealth LLC
N/A—602,530-602,530-100%$8.3M———
Penserra Capital Management LLC
N/A—598,309-598,309-100%$8.2M———
Logan Stone Capital, LLC
N/A—257,142-257,142-100%$3.5M———
1607 Capital Partners, LLC
N/A—221,010-221,010-100%$3.0M———
Almitas Capital LLC
N/A—198,801-198,801-100%$2.7M———
Oder Investment Management, LLC
N/A—149,001-149,001-100%$2.0M———
Osaic Holdings, Inc.
N/A—142,825-142,825-100%$2.0M———
Jane Street Group, LLC
N/A—128,560-128,560-100%$1.8M———
Transcend Capital Advisors, LLC
N/A—97,677-97,677-100%$1.3M———
Integrated Wealth Concepts LLC
N/A—75,908-75,908-100%$1.0M———
UBS Group AG
N/A—71,693-71,693-100%$982.2K———
Stifel Financial Corp
N/A—70,698-70,698-100%$968.6K———
CSS LLC
N/A—67,903-67,903-100%$930.3K———
Cohen & Steers, Inc.
N/A—65,000-65,000-100%$891.0K———
Advisory Services Network, LLC
N/A—55,652-55,652-100%$762.4K———
Invesco Ltd.
N/A—41,136-41,136-100%$563.6K———
Arete Wealth Advisors, LLC
N/A—38,581-38,581-100%$528.6K———
Cetera Investment Advisers
N/A—34,369-34,369-100%$470.9K———
Raymond James Financial Inc
N/A—24,953-24,953-100%$341.9K———
Camelot Portfolios, LLC
N/A—23,614-23,614-100%$323.5K———
Focus Partners Wealth
N/A—22,703-22,703-100%$311.0K———
Stratos Wealth Partners, Ltd.
N/A—21,755-21,755-100%$298.1K———
Janney Montgomery Scott LLC
N/A—19,125-19,125-100%$262.0K———
HRT Financial LP
N/A—18,567-18,567-100%$254.0K———
Arkadios Wealth Advisors
N/A—15,790-15,790-100%$216.3K———
CreativeOne Wealth, LLC
N/A—14,650-14,650-100%$200.7K———
Arax Advisory Partners
N/A—13,476-13,476-100%$184.6K———
Clear Street Group Inc.
N/A—11,757-11,757-100%$161.1K———
Citadel Advisors LLC
N/A—11,503-11,503-100%$157.6K———
N.E.W. Advisory Services LLC
N/A—8,598-8,598-100%$117.8K———
Colonial Trust Advisors
N/A—1,500-1,500-100%$20.6K———
Evelyn Partners Group Ltd
N/A—1,250-1,250-100%$17.1K———
Northwestern Mutual Wealth Management Co
N/A—1,073-1,073-100%$14.7K———
Harbour Investments, Inc.
N/A—739-739-100%$10.1K———
Wells Fargo & Company
N/A—500-500-100%$6.9K———
Whittier Trust Co of Nevada Inc
N/A—52-52-100%$708———
Rockefeller Capital Management L.P.
N/A—12-12-100%$164———
Showing 93 of 93 institutions