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Flaherty & Crumrine P&I OPP (PFO)

Q2 2026 vs Q3 2026

Comparing institutional holders between quarters

Quarters

Q3 2026Q2 2026Q1 2026Q4 2025Q3 2025
CompareDetailedHistoricalFundsOptions13D/13GPeersTargetingTrading SummaryProfile
Fiera Capital Corp
UNCHANGED
Shares128,673 from 128,673
Change0 (0%)
Value$1.1M (-$78.5K)
Filed 2026-11-06
Noble Wealth Management PBC
DECREASED
Shares97,961 from 100,360
Change-2,399 (-2%)
Value$845.4K (-$81.9K)
Filed 2026-10-01
Closed-End Fund Advisors, Inc.
DECREASED
Shares91,040 from 94,929
Change-3,889 (-4%)
Value$785.7K (-$91.5K)
Filed 2026-11-04
D.A. Davidson & Co.
INCREASED
Shares89,490 from 89,474
Change+16 (+0%)
Value$772.3K (-$54.4K)
Filed 2026-10-28
Cambridge Investment Research Advisors, Inc.
DECREASED
Shares62,988 from 63,965
Change-977 (-2%)
Value$544.0K (-$47.0K)
Filed 2026-11-02
LPL Financial LLC
INCREASED
Shares56,011 from 54,614
Change+1,397 (+3%)
Value$483.4K (-$21.3K)
Filed 2026-11-06
Sowell Financial Services LLC
UNCHANGED
Shares39,073 from 39,073
Change0 (0%)
Value$337.2K (-$23.8K)
Filed 2026-10-23
Smith Asset Management Co., LLC
UNCHANGED
Shares30,718 from 30,718
Change0 (0%)
Value$265.1K (-$18.7K)
Filed 2026-10-16
Clifford Swan Investment Counsel LLC
DECREASED
Shares26,000 from 29,500
Change-3,500 (-12%)
Value$224.4K (-$48.2K)
Filed 2026-11-05
Clear Creek Financial Management, LLC
INCREASED
Shares16,622 from 11,080
Change+5,542 (+50%)
Value$143.4K (+$41.1K)
Filed 2026-10-28
JAG Capital Management, LLC
UNCHANGED
Shares12,700 from 12,700
Change0 (0%)
Value$109.6K (-$7.7K)
Filed 2026-11-06
TrueMark Investments, LLC
DECREASED
Shares12,593 from 22,537
Change-9,944 (-44%)
Value$108.7K (-$99.6K)
Filed 2026-11-05
AlphaCore Capital LLC
INCREASED
Shares10,700 from 10,600
Change+100 (+1%)
Value$92.3K (-$5.6K)
Filed 2026-11-04
Paladin Partners, LLC
UNCHANGED
Shares3,271 from 3,271
Change0 (0%)
Value$28.2K (-$2.0K)
Filed 2026-10-06
Mather Group, Llc.
UNCHANGED
Shares3,238 from 3,238
Change0 (0%)
Value$27.9K (-$2.0K)
Filed 2026-10-14
Allworth Financial LP
NEW
Shares2,510
Change+2,510
Value$23.2K
Filed 2026-11-06
West Branch Capital LLC
INCREASED
Shares2,438 from 2,402
Change+36 (+2%)
Value$21.0K (-$1.2K)
Filed 2026-10-20
Blue Bell Private Wealth Management, LLC
DECREASED
Shares576 from 597
Change-21 (-4%)
Value$5.0K (-$545)
Filed 2026-10-29
Rossby Financial, LCC
NEW
Shares350
Change+350
Value$3.0K
Filed 2026-11-05
Highline Wealth Partners LLC
UNCHANGED
Shares310 from 310
Change0 (0%)
Value$2.7K (-$189)
Filed 2026-10-19
Wolverine Asset Management LLC
CLOSED
Shares0 from 5,416
Change-5,416 (-100%)
Value$0 (-$50.0K)
Filed 2026-11-02
SIT Investment Associates Inc
N/A
Shares— from 1,720,165
Change-1,720,165 (-100%)
Value—
CIBC Bancorp USA Inc.
N/A
Shares— from 588,511
Change-588,511 (-100%)
Value—
1607 Capital Partners, LLC
N/A
Shares— from 400,356
Change-400,356 (-100%)
Value—
Private Advisor Group, LLC
N/A
Shares— from 175,625
Change-175,625 (-100%)
Value—
Pathstone Holdings, LLC
N/A
Shares— from 101,525
Change-101,525 (-100%)
Value—
Mustico Financial Group, Inc.
N/A
Shares— from 83,652
Change-83,652 (-100%)
Value—
Morgan Stanley
N/A
Shares— from 77,677
Change-77,677 (-100%)
Value—
Atlas Wealth LLC
N/A
Shares— from 57,449
Change-57,449 (-100%)
Value—
Arax Advisory Partners
N/A
Shares— from 54,038
Change-54,038 (-100%)
Value—
Baird Financial Group, Inc.
N/A
Shares— from 41,928
Change-41,928 (-100%)
Value—
Wells Fargo & Company
N/A
Shares— from 36,061
Change-36,061 (-100%)
Value—
Guggenheim Capital LLC
N/A
Shares— from 25,636
Change-25,636 (-100%)
Value—
Osaic Holdings, Inc.
N/A
Shares— from 24,398
Change-24,398 (-100%)
Value—
Rivernorth Capital Management, LLC
N/A
Shares— from 22,537
Change-22,537 (-100%)
Value—
Logan Stone Capital, LLC
N/A
Shares— from 16,984
Change-16,984 (-100%)
Value—
Traub Capital Management LLC
N/A
Shares— from 16,759
Change-16,759 (-100%)
Value—
Bank of America Corp
N/A
Shares— from 14,564
Change-14,564 (-100%)
Value—
Cetera Investment Advisers
N/A
Shares— from 13,733
Change-13,733 (-100%)
Value—
Susquehanna International Group, LLP
N/A
Shares— from 13,484
Change-13,484 (-100%)
Value—
Mosaic Family Wealth Partners, LLC
N/A
Shares— from 11,824
Change-11,824 (-100%)
Value—
Citadel Advisors LLC
N/A
Shares— from 11,062
Change-11,062 (-100%)
Value—
UBS Group AG
N/A
Shares— from 8,578
Change-8,578 (-100%)
Value—
Basepoint Wealth LLC
N/A
Shares— from 6,387
Change-6,387 (-100%)
Value—
Royal Bank of Canada
N/A
Shares— from 5,498
Change-5,498 (-100%)
Value—
Thomas J. Herzfeld Advisors, Inc.
N/A
Shares— from 3,679
Change-3,679 (-100%)
Value—
Rockefeller Capital Management L.P.
N/A
Shares— from 3,000
Change-3,000 (-100%)
Value—
Fiduciary Financial Advisors
N/A
Shares— from 1,700
Change-1,700 (-100%)
Value—
Clear Street Group Inc.
N/A
Shares— from 1,535
Change-1,535 (-100%)
Value—
Federation des caisses Desjardins du Quebec
N/A
Shares— from 1,300
Change-1,300 (-100%)
Value—
Harbour Investments, Inc.
N/A
Shares— from 400
Change-400 (-100%)
Value—
Status
Fiera Capital Corp
UNCHANGED128,673128,67300%$1.2M$1.1M-$78.5K2026-11-06
Noble Wealth Management PBC
DECREASED97,961100,360-2,399-2%$927.3K$845.4K-$81.9K2026-10-01
Closed-End Fund Advisors, Inc.
DECREASED91,04094,929-3,889-4%$877.1K$785.7K-$91.5K2026-11-04
D.A. Davidson & Co.
INCREASED89,49089,474+16+0%$826.7K$772.3K-$54.4K2026-10-28
Cambridge Investment Research Advisors, Inc.
DECREASED62,98863,965-977-2%$591.0K$544.0K-$47.0K2026-11-02
LPL Financial LLC
INCREASED56,01154,614+1,397+3%$504.6K$483.4K-$21.3K2026-11-06
Sowell Financial Services LLC
UNCHANGED39,07339,07300%$361.0K$337.2K-$23.8K2026-10-23
Smith Asset Management Co., LLC
UNCHANGED30,71830,71800%$283.8K$265.1K-$18.7K2026-10-16
Clifford Swan Investment Counsel LLC
DECREASED26,00029,500-3,500-12%$272.6K$224.4K-$48.2K2026-11-05
Clear Creek Financial Management, LLC
INCREASED16,62211,080+5,542+50%$102.4K$143.4K+$41.1K2026-10-28
JAG Capital Management, LLC
UNCHANGED12,70012,70000%$117.3K$109.6K-$7.7K2026-11-06
TrueMark Investments, LLC
DECREASED12,59322,537-9,944-44%$208.2K$108.7K-$99.6K2026-11-05
AlphaCore Capital LLC
INCREASED10,70010,600+100+1%$97.9K$92.3K-$5.6K2026-11-04
Paladin Partners, LLC
UNCHANGED3,2713,27100%$30.2K$28.2K-$2.0K2026-10-06
Mather Group, Llc.
UNCHANGED3,2383,23800%$29.9K$27.9K-$2.0K2026-10-14
Allworth Financial LP
NEW2,510—+2,510——$23.2K—2026-11-06
West Branch Capital LLC
INCREASED2,4382,402+36+2%$22.2K$21.0K-$1.2K2026-10-20
Blue Bell Private Wealth Management, LLC
DECREASED576597-21-4%$5.5K$5.0K-$5452026-10-29
Rossby Financial, LCC
NEW350—+350——$3.0K—2026-11-05
Highline Wealth Partners LLC
UNCHANGED31031000%$2.9K$2.7K-$1892026-10-19
Wolverine Asset Management LLC
CLOSED05,416-5,416-100%$50.0K$0-$50.0K2026-11-02
SIT Investment Associates Inc
N/A—1,720,165-1,720,165-100%$15.9M———
CIBC Bancorp USA Inc.
N/A—588,511-588,511-100%$5.4M———
1607 Capital Partners, LLC
N/A—400,356-400,356-100%$3.7M———
Private Advisor Group, LLC
N/A—175,625-175,625-100%$1.6M———
Pathstone Holdings, LLC
N/A—101,525-101,525-100%$938.1K———
Mustico Financial Group, Inc.
N/A—83,652-83,652-100%$757.1K———
Morgan Stanley
N/A—77,677-77,677-100%$717.7K———
Atlas Wealth LLC
N/A—57,449-57,449-100%$530.8K———
Arax Advisory Partners
N/A—54,038-54,038-100%$499.3K———
Baird Financial Group, Inc.
N/A—41,928-41,928-100%$387.4K———
Wells Fargo & Company
N/A—36,061-36,061-100%$333.2K———
Guggenheim Capital LLC
N/A—25,636-25,636-100%$236.9K———
Osaic Holdings, Inc.
N/A—24,398-24,398-100%$225.4K———
Rivernorth Capital Management, LLC
N/A—22,537-22,537-100%$208.2K———
Logan Stone Capital, LLC
N/A—16,984-16,984-100%$156.9K———
Traub Capital Management LLC
N/A—16,759-16,759-100%$154.9K———
Bank of America Corp
N/A—14,564-14,564-100%$134.6K———
Cetera Investment Advisers
N/A—13,733-13,733-100%$126.9K———
Susquehanna International Group, LLP
N/A—13,484-13,484-100%$124.6K———
Mosaic Family Wealth Partners, LLC
N/A—11,824-11,824-100%$109.3K———
Citadel Advisors LLC
N/A—11,062-11,062-100%$102.2K———
UBS Group AG
N/A—8,578-8,578-100%$79.3K———
Basepoint Wealth LLC
N/A—6,387-6,387-100%$59.0K———
Royal Bank of Canada
N/A—5,498-5,498-100%$51.0K———
Thomas J. Herzfeld Advisors, Inc.
N/A—3,679-3,679-100%$34.0K———
Rockefeller Capital Management L.P.
N/A—3,000-3,000-100%$27.7K———
Fiduciary Financial Advisors
N/A—1,700-1,700-100%$15.7K———
Clear Street Group Inc.
N/A—1,535-1,535-100%$14.2K———
Federation des caisses Desjardins du Quebec
N/A—1,300-1,300-100%$12.0K———
Harbour Investments, Inc.
N/A—400-400-100%$3.7K———
Showing 51 of 51 institutions