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Flaherty & Crumrine DYN Pref (DFP)

Q2 2026 vs Q3 2026

Comparing institutional holders between quarters

Quarters

Q3 2026Q2 2026Q1 2026Q4 2025Q3 2025
CompareDetailedHistoricalFundsOptions13D/13GPeersTargetingTrading SummaryProfile
Hennion & Walsh Asset Management, Inc.
DECREASED
Shares214,298 from 218,689
Change-4,391 (-2%)
Value$4.0M (-$474.4K)
Filed 2026-10-13
LPL Financial LLC
DECREASED
Shares148,793 from 193,623
Change-44,830 (-23%)
Value$2.8M (-$1.2M)
Filed 2026-11-06
Fiera Capital Corp
UNCHANGED
Shares100,203 from 100,203
Change0 (0%)
Value$1.9M (-$179.4K)
Filed 2026-11-06
Smith Asset Management Co., LLC
DECREASED
Shares93,260 from 93,742
Change-482 (-1%)
Value$1.8M (-$176.9K)
Filed 2026-10-16
Cambridge Investment Research Advisors, Inc.
DECREASED
Shares80,355 from 87,704
Change-7,349 (-8%)
Value$1.5M (-$296.0K)
Filed 2026-11-02
Whipplewood Advisors, LLC
DECREASED
Shares50,397 from 93,297
Change-42,900 (-46%)
Value$951.5K (-$977.0K)
Filed 2026-10-20
Closed-End Fund Advisors, Inc.
DECREASED
Shares49,435 from 50,509
Change-1,074 (-2%)
Value$933.3K (-$110.7K)
Filed 2026-11-04
Seamount Financial Group Inc
DECREASED
Shares35,764 from 43,904
Change-8,140 (-19%)
Value$675.2K (-$232.3K)
Filed 2026-10-21
Highline Wealth Partners LLC
INCREASED
Shares34,890 from 140
Change+34,750 (+24821%)
Value$658.7K (+$655.8K)
Filed 2026-10-19
Wolverine Asset Management LLC
INCREASED
Shares34,368 from 12,531
Change+21,837 (+174%)
Value$648.9K (+$389.9K)
Filed 2026-11-02
Concurrent Investment Advisors, LLC
INCREASED
Shares31,270 from 30,649
Change+621 (+2%)
Value$590.4K (-$43.1K)
Filed 2026-10-16
Capital Investment Advisors, LLC
INCREASED
Shares27,157 from 23,916
Change+3,241 (+14%)
Value$512.7K (+$18.4K)
Filed 2026-10-22
Commonwealth Equity Services, LLC
DECREASED
Shares24,855 from 38,791
Change-13,936 (-36%)
Value$469.3K (-$332.5K)
Filed 2026-11-02
Shaker Financial Services, LLC
UNCHANGED
Shares20,669 from 20,669
Change0 (0%)
Value$390.2K (-$37.0K)
Filed 2026-10-14
Level Four Advisory Services, LLC
INCREASED
Shares13,580 from 12,056
Change+1,524 (+13%)
Value$256.4K (+$7.2K)
Filed 2026-11-06
Farther Finance Advisors, LLC
DECREASED
Shares13,244 from 17,839
Change-4,595 (-26%)
Value$250.1K (-$118.7K)
Filed 2026-10-08
Samalin Investment Counsel, LLC
DECREASED
Shares12,832 from 27,311
Change-14,479 (-53%)
Value$242.3K (-$322.2K)
Filed 2026-10-23
Wedbush Securities Inc
UNCHANGED
Shares12,700 from 12,700
Change0 (0%)
Value$240.0K (-$23.0K)
Filed 2026-10-22
Ritholtz Wealth Management
UNCHANGED
Shares12,274 from 12,274
Change0 (0%)
Value$231.7K (-$22.0K)
Filed 2026-11-05
Wealth Enhancement Advisory Services, LLC
INCREASED
Shares11,736 from 10,802
Change+934 (+9%)
Value$219.6K (-$4.8K)
Filed 2026-10-13
Walled Lake Planning & Wealth Management, LLC
UNCHANGED
Shares10,950 from 10,950
Change0 (0%)
Value$206.7K (-$19.6K)
Filed 2026-10-29
Merit Financial Group, LLC
DECREASED
Shares10,814 from 17,880
Change-7,066 (-40%)
Value$204.2K (-$165.4K)
Filed 2026-11-06
RMR Wealth Builders
NEW
Shares10,535
Change+10,535
Value$198.9K
Filed 2026-10-22
Abel Hall, LLC
UNCHANGED
Shares10,500 from 10,500
Change0 (0%)
Value$198.2K (-$18.8K)
Filed 2026-10-19
Fiduciary Alliance LLC
UNCHANGED
Shares10,350 from 10,350
Change0 (0%)
Value$195.4K (-$18.5K)
Filed 2026-10-13
Triumph Capital Management
INCREASED
Shares6,475 from 6,375
Change+100 (+2%)
Value$122.2K (-$9.5K)
Filed 2026-10-14
Golden State Wealth Management, LLC
INCREASED
Shares5,694 from 5,611
Change+83 (+1%)
Value$107.5K (-$8.5K)
Filed 2026-11-02
Fifth Third Bancorp
NEW
Shares4,600
Change+4,600
Value$86.8K
Filed 2026-11-05
North Star Investment Management Corp.
UNCHANGED
Shares2,300 from 2,300
Change0 (0%)
Value$43.4K (-$4.1K)
Filed 2026-10-27
Westside Investment Management, Inc.
UNCHANGED
Shares1,667 from 1,667
Change0 (0%)
Value$31.5K (-$3.0K)
Filed 2026-11-02
Allworth Financial LP
UNCHANGED
Shares1,380 from 1,380
Change0 (0%)
Value$28.5K ($0)
Filed 2026-11-06
Spire Wealth Management
UNCHANGED
Shares900 from 900
Change0 (0%)
Value$17.0K (-$1.6K)
Filed 2026-10-30
CoreCap Advisors, LLC
UNCHANGED
Shares398 from 398
Change0 (0%)
Value$7.5K (-$713)
Filed 2026-10-08
PNC Financial Services Group, Inc.
DECREASED
Shares345 from 3,345
Change-3,000 (-90%)
Value$6.5K (-$62.6K)
Filed 2026-11-06
Provenance Wealth Advisors, LLC
NEW
Shares63
Change+63
Value$1.2K
Filed 2026-10-30
JFS Wealth Advisors, LLC
UNCHANGED
Shares62 from 62
Change0 (0%)
Value$1.2K (-$111)
Filed 2026-11-03
Revisor Wealth Management LLC
CLOSED
Shares0 from 52,586
Change-52,586 (-100%)
Value$0 (-$1.1M)
Filed 2026-10-20
AlphaCore Capital LLC
CLOSED
Shares0 from 36,478
Change-36,478 (-100%)
Value$0 (-$754.0K)
Filed 2026-11-04
J.W. Cole Advisors, Inc.
CLOSED
Shares0 from 9,724
Change-9,724 (-100%)
Value$0 (-$201.0K)
Filed 2026-11-05
AdvisorNet Financial, Inc
CLOSED
Shares0 from 5,272
Change-5,272 (-100%)
Value$0 (-$109.0K)
Filed 2026-10-15
International Assets Investment Management, LLC
CLOSED
Shares0 from 4,952
Change-4,952 (-100%)
Value$0 (-$102.7K)
Filed 2026-11-02
Thurston, Springer, Miller, Herd & Titak, Inc.
CLOSED
Shares0 from 1,734
Change-1,734 (-100%)
Value$0 (-$35.8K)
Filed 2026-10-14
MCF Advisors LLC
CLOSED
Shares0 from 1,229
Change-1,229 (-100%)
Value$0 (-$25.4K)
Filed 2026-10-28
Farmers & Merchants Trust Co of Chambersburg PA
CLOSED
Shares0 from 500
Change-500 (-100%)
Value$0 (-$10)
Filed 2026-10-14
Strategic Advocates LLC
CLOSED
Shares0 from 81
Change-81 (-100%)
Value$0 (-$1.7K)
Filed 2026-11-03
Raymond James Financial Inc
N/A
Shares— from 1,294,453
Change-1,294,453 (-100%)
Value—
SIT Investment Associates Inc
N/A
Shares— from 657,212
Change-657,212 (-100%)
Value—
Cohen & Steers, Inc.
N/A
Shares— from 496,489
Change-496,489 (-100%)
Value—
Invesco Ltd.
N/A
Shares— from 309,183
Change-309,183 (-100%)
Value—
Wells Fargo & Company
N/A
Shares— from 211,865
Change-211,865 (-100%)
Value—
Guggenheim Capital LLC
N/A
Shares— from 163,065
Change-163,065 (-100%)
Value—
Morgan Stanley
N/A
Shares— from 136,282
Change-136,282 (-100%)
Value—
Focus Partners Wealth
N/A
Shares— from 132,309
Change-132,309 (-100%)
Value—
1607 Capital Partners, LLC
N/A
Shares— from 124,882
Change-124,882 (-100%)
Value—
Ameriprise Financial Inc
N/A
Shares— from 104,750
Change-104,750 (-100%)
Value—
Osaic Holdings, Inc.
N/A
Shares— from 80,665
Change-80,665 (-100%)
Value—
1776 Wealth LLC
N/A
Shares— from 52,097
Change-52,097 (-100%)
Value—
Envestnet Asset Management Inc
N/A
Shares— from 50,450
Change-50,450 (-100%)
Value—
Principal Securities, Inc.
N/A
Shares— from 47,982
Change-47,982 (-100%)
Value—
Janney Montgomery Scott LLC
N/A
Shares— from 45,343
Change-45,343 (-100%)
Value—
&partners
N/A
Shares— from 43,474
Change-43,474 (-100%)
Value—
Private Advisor Group, LLC
N/A
Shares— from 39,226
Change-39,226 (-100%)
Value—
Capital Analysts, LLC
N/A
Shares— from 36,343
Change-36,343 (-100%)
Value—
Royal Bank of Canada
N/A
Shares— from 31,743
Change-31,743 (-100%)
Value—
NewEdge Advisors, LLC
N/A
Shares— from 31,366
Change-31,366 (-100%)
Value—
Cetera Investment Advisers
N/A
Shares— from 22,373
Change-22,373 (-100%)
Value—
Stifel Financial Corp
N/A
Shares— from 21,824
Change-21,824 (-100%)
Value—
Palogic Value Management, L.P.
N/A
Shares— from 19,500
Change-19,500 (-100%)
Value—
Baird Financial Group, Inc.
N/A
Shares— from 19,057
Change-19,057 (-100%)
Value—
Mathes Company, Inc.
N/A
Shares— from 18,000
Change-18,000 (-100%)
Value—
Centaurus Financial, Inc.
N/A
Shares— from 17,483
Change-17,483 (-100%)
Value—
Cerity Partners LLC
N/A
Shares— from 14,300
Change-14,300 (-100%)
Value—
Bank of America Corp
N/A
Shares— from 12,463
Change-12,463 (-100%)
Value—
XTX Topco Ltd
N/A
Shares— from 11,132
Change-11,132 (-100%)
Value—
Beacon Pointe Advisors, LLC
N/A
Shares— from 10,846
Change-10,846 (-100%)
Value—
Berthel, Fisher & Company Financial Services, Inc.
N/A
Shares— from 10,741
Change-10,741 (-100%)
Value—
BFC Planning, Inc.
N/A
Shares— from 10,741
Change-10,741 (-100%)
Value—
HighTower Advisors, LLC
N/A
Shares— from 10,543
Change-10,543 (-100%)
Value—
Cary Street Partners Financial LLC
N/A
Shares— from 10,246
Change-10,246 (-100%)
Value—
Stance Capital LLC
N/A
Shares— from 8,771
Change-8,771 (-100%)
Value—
UBS Group AG
N/A
Shares— from 6,885
Change-6,885 (-100%)
Value—
Fiduciary Financial Advisors
N/A
Shares— from 6,262
Change-6,262 (-100%)
Value—
Atlantic Union Bankshares Corp
N/A
Shares— from 4,500
Change-4,500 (-100%)
Value—
Harbour Investments, Inc.
N/A
Shares— from 3,976
Change-3,976 (-100%)
Value—
Huntington National Bank
N/A
Shares— from 3,910
Change-3,910 (-100%)
Value—
Steward Partners Investment Advisory, LLC
N/A
Shares— from 2,900
Change-2,900 (-100%)
Value—
Northwestern Mutual Wealth Management Co
N/A
Shares— from 1,816
Change-1,816 (-100%)
Value—
Geneos Wealth Management Inc.
N/A
Shares— from 855
Change-855 (-100%)
Value—
Rockefeller Capital Management L.P.
N/A
Shares— from 829
Change-829 (-100%)
Value—
Status
Hennion & Walsh Asset Management, Inc.
DECREASED214,298218,689-4,391-2%$4.5M$4.0M-$474.4K2026-10-13
LPL Financial LLC
DECREASED148,793193,623-44,830-23%$4.0M$2.8M-$1.2M2026-11-06
Fiera Capital Corp
UNCHANGED100,203100,20300%$2.1M$1.9M-$179.4K2026-11-06
Smith Asset Management Co., LLC
DECREASED93,26093,742-482-1%$1.9M$1.8M-$176.9K2026-10-16
Cambridge Investment Research Advisors, Inc.
DECREASED80,35587,704-7,349-8%$1.8M$1.5M-$296.0K2026-11-02
Whipplewood Advisors, LLC
DECREASED50,39793,297-42,900-46%$1.9M$951.5K-$977.0K2026-10-20
Closed-End Fund Advisors, Inc.
DECREASED49,43550,509-1,074-2%$1.0M$933.3K-$110.7K2026-11-04
Seamount Financial Group Inc
DECREASED35,76443,904-8,140-19%$907.5K$675.2K-$232.3K2026-10-21
Highline Wealth Partners LLC
INCREASED34,890140+34,750+24821%$2.9K$658.7K+$655.8K2026-10-19
Wolverine Asset Management LLC
INCREASED34,36812,531+21,837+174%$259.0K$648.9K+$389.9K2026-11-02
Concurrent Investment Advisors, LLC
INCREASED31,27030,649+621+2%$633.5K$590.4K-$43.1K2026-10-16
Capital Investment Advisors, LLC
INCREASED27,15723,916+3,241+14%$494.3K$512.7K+$18.4K2026-10-22
Commonwealth Equity Services, LLC
DECREASED24,85538,791-13,936-36%$801.8K$469.3K-$332.5K2026-11-02
Shaker Financial Services, LLC
UNCHANGED20,66920,66900%$427.2K$390.2K-$37.0K2026-10-14
Level Four Advisory Services, LLC
INCREASED13,58012,056+1,524+13%$249.2K$256.4K+$7.2K2026-11-06
Farther Finance Advisors, LLC
DECREASED13,24417,839-4,595-26%$368.7K$250.1K-$118.7K2026-10-08
Samalin Investment Counsel, LLC
DECREASED12,83227,311-14,479-53%$564.5K$242.3K-$322.2K2026-10-23
Wedbush Securities Inc
UNCHANGED12,70012,70000%$263.0K$240.0K-$23.0K2026-10-22
Ritholtz Wealth Management
UNCHANGED12,27412,27400%$253.7K$231.7K-$22.0K2026-11-05
Wealth Enhancement Advisory Services, LLC
INCREASED11,73610,802+934+9%$224.4K$219.6K-$4.8K2026-10-13
Walled Lake Planning & Wealth Management, LLC
UNCHANGED10,95010,95000%$226.3K$206.7K-$19.6K2026-10-29
Merit Financial Group, LLC
DECREASED10,81417,880-7,066-40%$369.6K$204.2K-$165.4K2026-11-06
RMR Wealth Builders
NEW10,535—+10,535——$198.9K—2026-10-22
Abel Hall, LLC
UNCHANGED10,50010,50000%$217.0K$198.2K-$18.8K2026-10-19
Fiduciary Alliance LLC
UNCHANGED10,35010,35000%$213.9K$195.4K-$18.5K2026-10-13
Triumph Capital Management
INCREASED6,4756,375+100+2%$131.8K$122.2K-$9.5K2026-10-14
Golden State Wealth Management, LLC
INCREASED5,6945,611+83+1%$116.0K$107.5K-$8.5K2026-11-02
Fifth Third Bancorp
NEW4,600—+4,600——$86.8K—2026-11-05
North Star Investment Management Corp.
UNCHANGED2,3002,30000%$47.5K$43.4K-$4.1K2026-10-27
Westside Investment Management, Inc.
UNCHANGED1,6671,66700%$34.5K$31.5K-$3.0K2026-11-02
Allworth Financial LP
UNCHANGED1,3801,38000%$28.5K$28.5K$02026-11-06
Spire Wealth Management
UNCHANGED90090000%$18.6K$17.0K-$1.6K2026-10-30
CoreCap Advisors, LLC
UNCHANGED39839800%$8.2K$7.5K-$7132026-10-08
PNC Financial Services Group, Inc.
DECREASED3453,345-3,000-90%$69.1K$6.5K-$62.6K2026-11-06
Provenance Wealth Advisors, LLC
NEW63—+63——$1.2K—2026-10-30
JFS Wealth Advisors, LLC
UNCHANGED626200%$1.3K$1.2K-$1112026-11-03
Revisor Wealth Management LLC
CLOSED052,586-52,586-100%$1.1M$0-$1.1M2026-10-20
AlphaCore Capital LLC
CLOSED036,478-36,478-100%$754.0K$0-$754.0K2026-11-04
J.W. Cole Advisors, Inc.
CLOSED09,724-9,724-100%$201.0K$0-$201.0K2026-11-05
AdvisorNet Financial, Inc
CLOSED05,272-5,272-100%$109.0K$0-$109.0K2026-10-15
International Assets Investment Management, LLC
CLOSED04,952-4,952-100%$102.7K$0-$102.7K2026-11-02
Thurston, Springer, Miller, Herd & Titak, Inc.
CLOSED01,734-1,734-100%$35.8K$0-$35.8K2026-10-14
MCF Advisors LLC
CLOSED01,229-1,229-100%$25.4K$0-$25.4K2026-10-28
Farmers & Merchants Trust Co of Chambersburg PA
CLOSED0500-500-100%$10$0-$102026-10-14
Strategic Advocates LLC
CLOSED081-81-100%$1.7K$0-$1.7K2026-11-03
Raymond James Financial Inc
N/A—1,294,453-1,294,453-100%$26.8M———
SIT Investment Associates Inc
N/A—657,212-657,212-100%$13.6M———
Cohen & Steers, Inc.
N/A—496,489-496,489-100%$10.3M———
Invesco Ltd.
N/A—309,183-309,183-100%$6.4M———
Wells Fargo & Company
N/A—211,865-211,865-100%$4.4M———
Guggenheim Capital LLC
N/A—163,065-163,065-100%$3.4M———
Morgan Stanley
N/A—136,282-136,282-100%$2.8M———
Focus Partners Wealth
N/A—132,309-132,309-100%$2.7M———
1607 Capital Partners, LLC
N/A—124,882-124,882-100%$2.6M———
Ameriprise Financial Inc
N/A—104,750-104,750-100%$2.2M———
Osaic Holdings, Inc.
N/A—80,665-80,665-100%$1.7M———
1776 Wealth LLC
N/A—52,097-52,097-100%$1.1M———
Envestnet Asset Management Inc
N/A—50,450-50,450-100%$1.0M———
Principal Securities, Inc.
N/A—47,982-47,982-100%$991.8K———
Janney Montgomery Scott LLC
N/A—45,343-45,343-100%$937.0K———
&partners
N/A—43,474-43,474-100%$898.6K———
Private Advisor Group, LLC
N/A—39,226-39,226-100%$810.8K———
Capital Analysts, LLC
N/A—36,343-36,343-100%$751.0K———
Royal Bank of Canada
N/A—31,743-31,743-100%$656.0K———
NewEdge Advisors, LLC
N/A—31,366-31,366-100%$648.3K———
Cetera Investment Advisers
N/A—22,373-22,373-100%$462.5K———
Stifel Financial Corp
N/A—21,824-21,824-100%$451.1K———
Palogic Value Management, L.P.
N/A—19,500-19,500-100%$403.1K———
Baird Financial Group, Inc.
N/A—19,057-19,057-100%$393.9K———
Mathes Company, Inc.
N/A—18,000-18,000-100%$372.0K———
Centaurus Financial, Inc.
N/A—17,483-17,483-100%$361.0K———
Cerity Partners LLC
N/A—14,300-14,300-100%$295.6K———
Bank of America Corp
N/A—12,463-12,463-100%$257.6K———
XTX Topco Ltd
N/A—11,132-11,132-100%$230.1K———
Beacon Pointe Advisors, LLC
N/A—10,846-10,846-100%$224.2K———
Berthel, Fisher & Company Financial Services, Inc.
N/A—10,741-10,741-100%$222.0K———
BFC Planning, Inc.
N/A—10,741-10,741-100%$222.0K———
HighTower Advisors, LLC
N/A—10,543-10,543-100%$217.9K———
Cary Street Partners Financial LLC
N/A—10,246-10,246-100%$211.8K———
Stance Capital LLC
N/A—8,771-8,771-100%$181.3K———
UBS Group AG
N/A—6,885-6,885-100%$142.3K———
Fiduciary Financial Advisors
N/A—6,262-6,262-100%$129.4K———
Atlantic Union Bankshares Corp
N/A—4,500-4,500-100%$93.0K———
Harbour Investments, Inc.
N/A—3,976-3,976-100%$82.2K———
Huntington National Bank
N/A—3,910-3,910-100%$80.8K———
Steward Partners Investment Advisory, LLC
N/A—2,900-2,900-100%$59.9K———
Northwestern Mutual Wealth Management Co
N/A—1,816-1,816-100%$37.5K———
Geneos Wealth Management Inc.
N/A—855-855-100%$17.7K———
Rockefeller Capital Management L.P.
N/A—829-829-100%$17.2K———
Showing 89 of 89 institutions